Vault-13

SPDR SER TR SPTS

PORTFOLIO SH TSR · ETP · CUSIP 78468R101

332 institutional holders +28 vs Q4 2022
159,002,365159.0m shares reported held*
$4.7bnreported value*
68 new 123 added 106 reduced 39 sold out net bought ≈ $1.5bn (+52.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.31. Options: 2 managers hold calls ($1.2m notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 285Q4 22: 304Q1 23: 332332Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022285
Q4 2022304
Q1 2023332

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 155 bought or addedQ4 22: 159 cut or sold outQ4 22Q1 23: 191 bought or addedQ1 23: 145 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022155159
Q1 2023191145

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $1.4mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $4.7mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $1.2mQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$1.4m$00.00
Q4 2022$4.7m$00.00
Q1 2023$1.2m$00.00

Biggest buyers

Fisher Asset Management, LLC New +33,536,153+33.5m
BANK OF AMERICA CORP /DE/ Added +5,726,786+5.7m
Richard Bernstein Advisors LLC New +3,945,397+3.9m
LPL Financial LLC Added +3,006,673+3.0m
FLOW TRADERS U.S. LLC New +2,209,785+2.2m
AMERIPRISE FINANCIAL INC Added +2,182,944+2.2m
COBBLESTONE CAPITAL ADVISORS LLC /NY/ New +1,393,139+1.4m
Crane Advisory, LLC New +1,080,036+1.1m
BANK OF NOVA SCOTIA New +1,069,200+1.1m
ENVESTNET ASSET MANAGEMENT INC Added +946,594+946.6k

Biggest sellers

Municipal Employees' Retirement System of Michigan Reduced -2,881,409-2.9m
Balentine LLC Reduced -2,125,300-2.1m
ASSETMARK, INC Reduced -1,386,013-1.4m
Stadion Money Management, LLC Sold out -572,470-572.5k
Cetera Investment Advisers Reduced -456,068-456.1k
Tidal Investments LLC Sold out -422,332-422.3k
EVERGREEN CAPITAL MANAGEMENT LLC Reduced -410,797-410.8k
FLAGSHIP HARBOR ADVISORS, LLC Reduced -373,895-373.9k
SMART Wealth LLC Reduced -302,755-302.8k
Brookstone Capital Management Reduced -286,827-286.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.2m41.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.60% of their portfolio PLANO, TX 33,536,15333.5m $980.3m $980.3m 0.60% New
2 LPL Financial LLC 0.28% of their portfolio FORT MILL, SC 12,153,37212.2m $355.2m $355.2m 0.28% Added +3.0m +3,006,673
3 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 8,721,5138.7m $254.9m $254.9m 0.01% Added +780.0k +779,988
4 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 8,649,5928.6m $252.8m $252.8m 0.03% Added +5.7m +5,726,786
5 ROYAL BANK OF CANADA 0.07% of their portfolio TORONTO, A6 7,636,2777.6m $223.2m $223.2m 0.07% Added +388.9k +388,932
6 Municipal Employees' Retirement System of Michigan 3.43% of their portfolio LANSING, MI 7,618,6137.6m $222.7m $222.7m 3.43% Reduced -2.9m -2,881,409
7 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,680,8324.7m $136.8m $136.8m 0.01% Reduced -151.6k -151,644
8 Richard Bernstein Advisors LLC 2.44% of their portfolio NEW YORK, NY 3,945,3973.9m $115.3m $115.3m 2.44% New
9 SYNOVUS FINANCIAL CORP 1.22% of their portfolio Columbus, GA 3,705,4173.7m $108.3m $108.3m 1.22% Reduced -15.2k -15,188
10 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 3,615,9993.6m $105.7m $105.7m 0.05% Added +946.6k +946,594
11 OSAIC HOLDINGS, INC. 0.19% of their portfolio SCOTTSDALE, AZ 3,395,5433.4m $99.2m $99.2m 0.19% Added +194.7k +194,723
12 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 3,122,7163.1m $91.3m $91.3m 0.03% Added +2.2m +2,182,944
13 UBS Group AG 0.04% of their portfolio ZURICH, V8 2,682,7362.7m $78.4m $78.4m 0.04% Added +35.1k +35,133
14 EVERGREEN CAPITAL MANAGEMENT LLC 3.12% of their portfolio Bellevue, WA 2,374,1902.4m $69.4m $69.4m 3.12% Reduced -410.8k -410,797
15 FLOW TRADERS U.S. LLC 2.61% of their portfolio NEW YORK, NY 2,209,7852.2m $64.6m $64.6m 2.61% New
16 GM Advisory Group, LLC 5.50% of their portfolio MELVILLE, NY 2,066,3692.1m $60.4m $60.4m 5.50% Added +259.8k +259,841
17 ASSETMARK, INC 0.23% of their portfolio CONCORD, CA 1,888,2471.9m $55.2m $55.2m 0.23% Reduced -1.4m -1,386,013
18 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,835,4431.8m $53.7m $53.7m 0.02% Added +32.5k +32,456
19 Private Advisor Group, LLC 0.51% of their portfolio MORRISTOWN, NJ 1,820,7031.8m $53.2m $53.2m 0.51% Added +107.9k +107,856
20 CWM, LLC 0.34% of their portfolio OMAHA, NE 1,740,5441.7m $50.9m $50.9m 0.34% Added +75.3k +75,315
21 Brookstone Capital Management 0.98% of their portfolio WHEATON, IL 1,732,3581.7m $50.4m $50.4m 0.98% Reduced -286.8k -286,827
22 AE Wealth Management LLC 0.27% of their portfolio TOPEKA, KS 1,418,3501.4m $41.5m $41.5m 0.27% Reduced -249.0k -248,969
23 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 3.03% of their portfolio ROCHESTER, NY 1,393,1391.4m $40.7m $40.7m 3.03% New
24 CAPE COD FIVE CENTS SAVINGS BANK 4.02% of their portfolio HYANNIS, MA 1,258,9341.3m $36.8m $36.8m 4.02% Reduced -11.1k -11,077
25 MFA WEALTH ADVISORS, LLC 11.83% of their portfolio PITTSBURGH, PA 1,229,5551.2m $35.9m $35.9m 11.83% Added +84.7k +84,661
26 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 1,220,3741.2m $35.7m $35.7m 0.06% Added +902.3k +902,324
27 Crane Advisory, LLC 10.72% of their portfolio FULLERTON, CA 1,080,0361.1m $31.5m $31.5m 10.72% New
28 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 1,073,4261.1m $31.4m $31.4m 0.07% Added +130.4k +130,410
29 BANK OF NOVA SCOTIA 0.09% of their portfolio TORONTO, A6 1,069,2001.1m $31.3m $31.3m 0.09% New
30 Mariner, LLC 0.08% of their portfolio Overland Park, KS 979,892979.9k $28.6m $28.6m 0.08% Added +79.8k +79,789
31 SENTINEL PENSION ADVISORS, LLC 6.00% of their portfolio WAKEFIELD, MA 809,032809.0k $23.7m $23.7m 6.00% Added +108.7k +108,689
32 CREATIVE FINANCIAL DESIGNS INC /ADV 3.06% of their portfolio KOKOMO, IN 799,770799.8k $23.4m $23.4m 3.06% Reduced -122.3k -122,302
33 Destiny Capital Corp/CO 17.62% of their portfolio DENVER, CO 740,588740.6k $21.6m $21.6m 17.62% Reduced -18.3k -18,319
34 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 733,249733.2k $21.4m $21.4m 0.04% Added +670.7k +670,714
35 CX Institutional 1.09% of their portfolio AUBURN, IN 703,175703.2k $20.5m $20.5m 1.09% Added +578.5k +578,478
36 TELEMUS CAPITAL, LLC 1.79% of their portfolio Southfield, MI 696,065696.1k $20.3m $20.3m 1.79% Reduced -238.0k -238,037
37 PARK AVENUE SECURITIES LLC 0.34% of their portfolio NEW YORK, NY 685,954686.0k $20.1m $20.1m 0.34% Added +176.2k +176,165
38 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.22% of their portfolio PLYMOUTH, MN 639,663639.7k $18.7m $18.7m 0.22% Added +603.4k +603,355
39 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 3.37% of their portfolio Reston, VA 592,597592.6k $17.3m $17.3m 3.37% Reduced -56.2k -56,215
40 Clear Creek Financial Management, LLC 3.25% of their portfolio SILVERDALE, WA 586,078586.1k $17.1m $17.1m 3.25% Added +317.0k +317,034
41 Dakota Wealth Management 1.14% of their portfolio PALM BEACH GARDENS, FL 580,629580.6k $17.0m $17.0m 1.14% Added +66.0k +66,033
42 AMJ Financial Wealth Management 10.50% of their portfolio LEESBURG, VA 558,179558.2k $16.3m $16.3m 10.50% Added +539.1k +539,132
43 JT Stratford LLC 4.65% of their portfolio GAINESVILLE, GA 552,981553.0k $16.2m $16.2m 4.65% Added +2.1k +2,085
44 SMART Wealth LLC 13.51% of their portfolio Omaha, NE 524,093524.1k $15.3m $15.3m 13.51% Reduced -302.8k -302,755
45 Coulter & Justus Financial Services, LLC 9.98% of their portfolio KNOXVILLE, TN 523,454523.5k $15.3m $15.3m 9.98% Added +24.6k +24,564
46 Willow Creek Wealth Management Inc. 2.32% of their portfolio Sebastopol, CA 514,130514.1k $15.0m $15.0m 2.32% Added +33.3k +33,307
47 Portland Global Advisors LLC 2.56% of their portfolio PORTLAND, ME 511,177511.2k $14.9m $14.9m 2.56% Added +27.5k +27,505
48 Boston Standard Wealth Management, LLC 4.26% of their portfolio WINCHESTER, MA 507,389507.4k $14.8m $14.8m 4.26% Reduced -13.5k -13,477
49 Tilson Financial Group, Inc. 11.68% of their portfolio NEW PROVIDENCE, NJ 489,371489.4k $14.3m $14.3m 11.68% Added +5.2k +5,226
50 Mirae Asset Global Investments Co., Ltd. 0.03% of their portfolio SEOUL, M5 433,850433.9k $12.7m $12.7m 0.03% Added +30.9k +30,850
51 Wescott Financial Advisory Group, LLC 2.58% of their portfolio Philadelphia, PA 405,463405.5k $11.9m $11.9m 2.58% Added +66.1k +66,055
52 Cetera Investment Advisers 0.10% of their portfolio SCHAUMBURG, IL 397,424397.4k $11.6m $11.6m 0.10% Reduced -456.1k -456,068
53 Nelson Capital Management, LLC 3.28% of their portfolio MENLO PARK, CA 395,715395.7k $11.6m $11.6m 3.28% Added +79.8k +79,840
54 Better Money Decisions, LLC 9.21% of their portfolio Santa Fe, NM 373,295373.3k $10.9m $10.9m 9.21% Added +102.5k +102,492
55 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 370,503370.5k $10.8m $10.8m 0.05% Added +176.0k +176,002
56 Manning & Napier Group, LLC 0.12% of their portfolio Fairport, NY 346,443346.4k $10.1m $10.1m 0.12% Added +13.8k +13,822
57 CreativeOne Wealth, LLC 0.46% of their portfolio OVERLAND PARK, KS 315,826315.8k $9.2m $9.2m 0.46% Added +38.7k +38,660
58 Stratos Wealth Partners, LTD. 0.24% of their portfolio BEACHWOOD, OH 309,382309.4k $9.0m $9.0m 0.24% Added +145.0k +144,956
59 TPG Financial Advisors, LLC 4.83% of their portfolio PORTLAND, OR 302,532302.5k $8.8m $8.8m 4.83% Added +5.9k +5,948
60 Gladstone Institutional Advisory LLC 0.56% of their portfolio Bedminster, NJ 296,947296.9k $8.7m $8.7m 0.56% Reduced -12.4k -12,385
61 Equitable Holdings, Inc. 0.14% of their portfolio NEW YORK, NY 295,056295.1k $8.6m $8.6m 0.14% Added +261.2k +261,175
62 Everhart Financial Group, Inc. 3.87% of their portfolio Dublin, OH 294,747294.7k $8.6m $8.6m 3.87% Reduced -101 -101
63 Castle Rock Wealth Management, LLC 3.06% of their portfolio WALNUT CREEK, CA 293,692293.7k $8.6m $8.6m 3.06% New
64 Trilogy Capital Inc. 0.57% of their portfolio IRVINE, CA 273,428273.4k $8.0m $8.0m 0.57% Reduced -5.1k -5,129
65 THEORY FINANCIAL LLC 4.74% of their portfolio FORT COLLINS, CO 270,096270.1k $7.9m $7.9m 4.74% Reduced -28.9k -28,899
66 Bridgeworth, LLC 0.97% of their portfolio BIRMINGHAM, AL 264,324264.3k $7.7m $7.7m 0.97% Added +9.1k +9,066
67 SIGNET FINANCIAL MANAGEMENT, LLC 1.28% of their portfolio PARSIPPANY, NJ 259,591259.6k $7.6m $7.6m 1.28% Reduced -4.2k -4,228
68 Donoghue Forlines LLC 2.69% of their portfolio Boston, MA 255,937255.9k $7.5m $7.5m 2.69% Added +135.6k +135,567
69 S. R. Schill & Associates 3.34% of their portfolio MERCER ISLAND, WA 246,695246.7k $7.2m $7.2m 3.34% Added +2.5k +2,491
70 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 235,922235.9k $6.9m $6.9m 0.01% Added +49.5k +49,498
71 First Affirmative Financial Network 7.93% of their portfolio COLORADO SPRINGS, CO 234,395234.4k $6.9m $6.9m 7.93% Reduced -14.0k -14,036
72 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 230,935230.9k $6.8m $6.8m 0.05% Reduced -21.3k -21,287
73 Roundview Capital LLC 0.69% of their portfolio PRINCETON, NJ 227,043227.0k $6.6m $6.6m 0.69% Reduced -5.9k -5,928
74 Balentine LLC 0.22% of their portfolio ATLANTA, GA 223,560223.6k $6.5m $6.5m 0.22% Reduced -2.1m -2,125,300
75 Aberdeen Group plc 0.02% of their portfolio EDINBURGH, X0 219,249219.2k $6.4m $6.4m 0.02% Reduced -18.9k -18,874
76 DGS Capital Management, LLC 3.26% of their portfolio JERSEY CITY, NJ 200,548200.5k $5.9m $5.9m 3.26% Added +8.7k +8,728
77 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 195,511195.5k $5.7m $5.7m 0.00% Reduced -225.3k -225,315
78 Tempus Wealth Planning, LLC 2.75% of their portfolio IRVINE, CA 192,704192.7k $5.6m $5.6m 2.75% Added +6.5k +6,464
79 StrategIQ Financial Group, LLC 0.65% of their portfolio MERRILLVILLE, IN 191,352191.4k $5.6m $5.6m 0.65% Added +73.6k +73,648
80 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 187,254187.3k $5.5m $5.5m 0.01% Added +12.7k +12,717
81 Meridian Financial Partners LLC 5.95% of their portfolio WARRENTON, VA 180,209180.2k $5.2m $5.2m 5.95% Added +19.3k +19,255
82 Merit Financial Group, LLC 0.19% of their portfolio ALPHARETTA, GA 175,437175.4k $5.1m $5.1m 0.19% Added +117.3k +117,320
83 Barber Financial Group, Inc. 0.89% of their portfolio LENEXA, KS 173,440173.4k $5.1m $5.1m 0.89% Added +10.9k +10,883
84 Quent Capital, LLC 0.84% of their portfolio NEW YORK, NY 168,763168.8k $4.9m $4.9m 0.84% Added +35.0k +34,982
85 Gerber Kawasaki Wealth & Investment Management 0.39% of their portfolio SANTA MONICA, CA 168,383168.4k $4.9m $4.9m 0.39% Added +9.7k +9,677
86 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 164,792164.8k $4.8m $4.8m 0.06% Added +126.1k +126,105
87 Mechanics Bank Trust Department 0.81% of their portfolio Walnut Creek, CA 164,343164.3k $4.8m $4.8m 0.81% Added +37.5k +37,500
88 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.37% of their portfolio BIRMINGHAM, AL 162,767162.8k $4.8m $4.8m 0.37% Reduced -6.8k -6,826
89 SigFig Wealth Management, LLC 0.27% of their portfolio SAN FRANCISCO, CA 162,596162.6k $5.0m $5.0m 0.27% Reduced -13.6k -13,565
90 DEBUSSY CAPITAL MANAGEMENT LP 1.40% of their portfolio CHICAGO, IL 158,276158.3k $4.6m $4.6m 1.40% Reduced -53.5k -53,526
91 Great Point Wealth Advisors, LLC 1.43% of their portfolio BOSTON, MA 154,385154.4k $4.5m $4.5m 1.43% Reduced -8.6k -8,621
92 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 139,096139.1k $4.1m $4.1m 0.01% New
93 Altiora Financial Group, LLC 1.79% of their portfolio LEBANON, OH 132,891132.9k $3.9m $3.9m 1.79% Added +7.0k +6,965
94 BAILARD, INC. 0.13% of their portfolio Foster City, CA 127,335127.3k $3.7m $3.7m 0.13% Added +3.2k +3,195
95 Aries Wealth Management 1.33% of their portfolio PORTLAND, ME 111,066111.1k $3.2m $3.2m 1.33% Reduced -8.5k -8,500
96 Money Design Co.,Ltd. 0.19% of their portfolio TOKYO, M0 110,624110.6k $3.2m $3.2m 0.19% Added +38.6k +38,574
97 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 109,170109.2k $3.2m $3.2m 0.01% Added +3.8k +3,789
98 Vestmark Advisory Solutions, Inc. 0.14% of their portfolio Wakefield, MA 108,760108.8k $3.2m $3.2m 0.14% New
99 Centennial Wealth Advisory LLC 1.69% of their portfolio Traverse City, MI 108,755108.8k $3.2m $3.2m 1.69% Added +11.0k +10,996
100 Fullen Financial Group 1.71% of their portfolio COLUMBUS, OH 108,334108.3k $3.2m $3.2m 1.71% Reduced -900 -900