Vault-13

SPDR SER TR SPTS

PORTFOLIO SH TSR · ETP · CUSIP 78468R101

304 institutional holders +19 vs Q3 2022
109,064,830109.1m shares reported held*
$3.1bnreported value*
58 new 97 added 117 reduced 42 sold out net bought ≈ $355.9m (+12.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.54. Options: 3 managers hold calls ($4.7m notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 285Q4 22: 304304Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022285
Q4 2022304

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $1.4mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $4.7mQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$1.4m$00.00
Q4 2022$4.7m$00.00

Biggest buyers

MORGAN STANLEY Added +2,710,295+2.7m
LPL Financial LLC Added +2,663,632+2.7m
Balentine LLC Added +2,344,860+2.3m
EVERGREEN CAPITAL MANAGEMENT LLC Added +1,703,339+1.7m
ROYAL BANK OF CANADA Added +1,673,236+1.7m
OSAIC HOLDINGS, INC. Added +1,524,599+1.5m
ENVESTNET ASSET MANAGEMENT INC Added +1,237,277+1.2m
CREATIVE FINANCIAL DESIGNS INC /ADV Added +919,585+919.6k
ASSETMARK, INC Added +865,911+865.9k
Mariner, LLC Added +864,639+864.6k

Biggest sellers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Sold out -5,332,836-5.3m
JANE STREET GROUP, LLC Reduced -1,730,042-1.7m
Capitol Family Office, Inc. Sold out -850,921-850.9k
Advisory Alpha, LLC Reduced -838,395-838.4k
WELLS FARGO & COMPANY/MN Reduced -540,468-540.5k
Donoghue Forlines LLC Reduced -347,733-347.7k
Cerity Partners OCIO LLC Reduced -341,447-341.4k
Gradient Investments LLC Reduced -309,758-309.8k
CWA Asset Management Group, LLC Reduced -249,114-249.1k
TPG Financial Advisors, LLC Reduced -236,876-236.9k

Biggest calls

OneDigital Investment Advisors LLC New $2.4m83.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.3m78.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Municipal Employees' Retirement System of Michigan 4.90% of their portfolio LANSING, MI 10,500,02210.5m $303.3m $303.3m 4.90% Reduced -52.5k -52,486
2 LPL Financial LLC 0.23% of their portfolio FORT MILL, SC 9,146,6999.1m $264.2m $264.2m 0.23% Added +2.7m +2,663,632
3 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 7,941,5257.9m $229.4m $229.4m 0.01% Added +714.0k +713,998
4 ROYAL BANK OF CANADA 0.06% of their portfolio TORONTO, A6 7,247,3457.2m $209.4m $209.4m 0.06% Added +1.7m +1,673,236
5 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 4,832,4764.8m $139.6m $139.6m 0.02% Added +2.7m +2,710,295
6 SYNOVUS FINANCIAL CORP 1.23% of their portfolio Columbus, GA 3,720,6053.7m $107.5m $107.5m 1.23% Reduced -76.1k -76,056
7 ASSETMARK, INC 0.41% of their portfolio CONCORD, CA 3,274,2603.3m $94.6m $94.6m 0.41% Added +865.9k +865,911
8 OSAIC HOLDINGS, INC. 0.19% of their portfolio SCOTTSDALE, AZ 3,200,8203.2m $92.5m $92.5m 0.19% Added +1.5m +1,524,599
9 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,922,8062.9m $84.4m $84.4m 0.01% Added +705.1k +705,132
10 Cerity Partners OCIO LLC 2.59% of their portfolio New York, NY 2,789,3482.8m $80.6m $80.6m 2.59% Reduced -341.4k -341,447
11 EVERGREEN CAPITAL MANAGEMENT LLC 3.78% of their portfolio Bellevue, WA 2,784,9872.8m $80.5m $80.5m 3.78% Added +1.7m +1,703,339
12 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 2,669,4052.7m $77.1m $77.1m 0.04% Added +1.2m +1,237,277
13 UBS Group AG 0.04% of their portfolio ZURICH, V8 2,647,6032.6m $76.5m $76.5m 0.04% Reduced -98.6k -98,568
14 Balentine LLC 2.37% of their portfolio ATLANTA, GA 2,348,8602.3m $67.9m $67.9m 2.37% Added +2.3m +2,344,860
15 Brookstone Capital Management 1.19% of their portfolio WHEATON, IL 2,019,1852.0m $58.6m $58.6m 1.19% Reduced -204.3k -204,348
16 GM Advisory Group, LLC 5.57% of their portfolio MELVILLE, NY 1,806,5281.8m $52.2m $52.2m 5.57% Added +735.1k +735,079
17 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,802,9871.8m $52.1m $52.1m 0.02% Reduced -540.5k -540,468
18 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 1,712,8471.7m $995.4k $995.4k 0.03% Added +411.8k +411,813
19 AE Wealth Management LLC 0.35% of their portfolio TOPEKA, KS 1,667,3191.7m $48.2m $48.2m 0.35% Added +293.7k +293,681
20 CWM, LLC 0.35% of their portfolio OMAHA, NE 1,665,2291.7m $48.1m $48.1m 0.35% Reduced -169.6k -169,629
21 CAPE COD FIVE CENTS SAVINGS BANK 4.14% of their portfolio HYANNIS, MA 1,270,0111.3m $36.7m $36.7m 4.14% Added +56.1k +56,087
22 MFA WEALTH ADVISORS, LLC 11.98% of their portfolio PITTSBURGH, PA 1,144,8941.1m $33.1m $33.1m 11.98% Reduced -21.5k -21,501
23 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 943,016943.0k $27.2m $27.2m 0.06% Reduced -144.8k -144,848
24 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 939,772939.8k $27.2m $27.2m 0.01% Added +731.9k +731,929
25 TELEMUS CAPITAL, LLC 2.47% of their portfolio Southfield, MI 934,102934.1k $27.1m $27.1m 2.47% Added +38.6k +38,635
26 CREATIVE FINANCIAL DESIGNS INC /ADV 3.93% of their portfolio KOKOMO, IN 922,072922.1k $26.6m $26.6m 3.93% Added +919.6k +919,585
27 Mariner, LLC 0.08% of their portfolio Overland Park, KS 900,103900.1k $26.0m $26.0m 0.08% Added +864.6k +864,639
28 Cetera Investment Advisers 0.23% of their portfolio SCHAUMBURG, IL 853,492853.5k $24.7m $24.7m 0.23% Added +809.5k +809,457
29 SMART Wealth LLC 17.97% of their portfolio Omaha, NE 826,848826.8k $23.9m $23.9m 17.97% First filing
30 Destiny Capital Corp/CO 18.06% of their portfolio DENVER, CO 758,907758.9k $21.9m $21.9m 18.06% First filing
31 SENTINEL PENSION ADVISORS, LLC 6.35% of their portfolio WAKEFIELD, MA 700,343700.3k $20.2m $20.2m 6.35% Reduced -206.4k -206,370
32 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 3.98% of their portfolio Reston, VA 648,812648.8k $18.7m $18.7m 3.98% Added +5.0k +5,044
33 Stadion Money Management, LLC 1.38% of their portfolio WATKINSVILLE, GA 572,470572.5k $16.5m $16.5m 1.38% Added +7.9k +7,907
34 JT Stratford LLC 5.09% of their portfolio GAINESVILLE, GA 550,896550.9k $15.9m $15.9m 5.09% Added +183.2k +183,242
35 Boston Standard Wealth Management, LLC 4.47% of their portfolio WINCHESTER, MA 520,866520.9k $15.0m $15.0m 4.47% Added +15.9k +15,942
36 Dakota Wealth Management 1.06% of their portfolio PALM BEACH GARDENS, FL 514,596514.6k $14.9m $14.9m 1.06% New
37 PARK AVENUE SECURITIES LLC 0.26% of their portfolio NEW YORK, NY 509,789509.8k $14.7m $14.7m 0.26% Added +75.9k +75,912
38 Coulter & Justus Financial Services, LLC 9.79% of their portfolio KNOXVILLE, TN 498,890498.9k $14.4m $14.4m 9.79% New
39 Tilson Financial Group, Inc. 11.91% of their portfolio NEW PROVIDENCE, NJ 484,145484.1k $14.0m $14.0m 11.91% First filing
40 Portland Global Advisors LLC 2.57% of their portfolio PORTLAND, ME 483,672483.7k $14.0m $14.0m 2.57% Reduced -55.5k -55,530
41 Willow Creek Wealth Management Inc. 2.31% of their portfolio Sebastopol, CA 480,823480.8k $13.9m $13.9m 2.31% Reduced -30.0k -30,041
42 FLAGSHIP HARBOR ADVISORS, LLC 1.30% of their portfolio BOSTON, MA 438,523438.5k $12.7m $12.7m 1.30% Added +302.9k +302,884
43 Tidal Investments LLC 0.47% of their portfolio Milwaukee, WI 422,332422.3k $12.2m $12.2m 0.47% New
44 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 420,826420.8k $12.2m $12.2m 0.00% Added +260.9k +260,860
45 Mirae Asset Global Investments Co., Ltd. 0.03% of their portfolio SEOUL, M5 403,000403.0k $11.6m $11.6m 0.03% Added +73.0k +73,000
46 Wescott Financial Advisory Group, LLC 2.11% of their portfolio Philadelphia, PA 339,408339.4k $9.8m $9.8m 2.11% Added +141.5k +141,466
47 Manning & Napier Group, LLC 0.12% of their portfolio Fairport, NY 332,621332.6k $9.6m $9.6m 0.12% Added +115.4k +115,426
48 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 318,050318.1k $9.2m $9.2m 0.02% Added +2.4k +2,362
49 Nelson Capital Management, LLC 2.68% of their portfolio MENLO PARK, CA 315,875315.9k $9.1m $9.1m 2.68% Reduced -17.4k -17,436
50 Gladstone Institutional Advisory LLC 0.63% of their portfolio Bedminster, NJ 309,332309.3k $8.9m $8.9m 0.63% Reduced -19.4k -19,401
51 THEORY FINANCIAL LLC 5.72% of their portfolio FORT COLLINS, CO 298,995299.0k $8.6m $8.6m 5.72% First filing
52 TPG Financial Advisors, LLC 5.20% of their portfolio PORTLAND, OR 296,584296.6k $8.6m $8.6m 5.20% Reduced -236.9k -236,876
53 Everhart Financial Group, Inc. 4.28% of their portfolio Dublin, OH 294,848294.8k $8.5m $8.5m 4.28% New
54 Trilogy Capital Inc. 0.57% of their portfolio IRVINE, CA 278,557278.6k $8.0m $8.0m 0.57% Added +154.6k +154,592
55 CreativeOne Wealth, LLC 0.44% of their portfolio OVERLAND PARK, KS 277,166277.2k $8.0m $8.0m 0.44% Added +63.9k +63,947
56 Better Money Decisions, LLC 6.79% of their portfolio Santa Fe, NM 270,803270.8k $7.8m $7.8m 6.79% Reduced -76.4k -76,384
57 Clear Creek Financial Management, LLC 1.71% of their portfolio SILVERDALE, WA 269,044269.0k $7.8m $7.8m 1.71% Reduced -41.6k -41,616
58 SIGNET FINANCIAL MANAGEMENT, LLC 1.36% of their portfolio PARSIPPANY, NJ 263,819263.8k $7.6m $7.6m 1.36% Reduced -125.0k -125,044
59 Bridgeworth, LLC 1.17% of their portfolio BIRMINGHAM, AL 255,258255.3k $7.4m $7.4m 1.17% New
60 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 252,222252.2k $7.3m $7.3m 0.06% Added +236.6k +236,603
61 First Affirmative Financial Network 8.69% of their portfolio COLORADO SPRINGS, CO 248,431248.4k $7.2m $7.2m 8.69% Reduced -20.5k -20,513
62 S. R. Schill & Associates 3.51% of their portfolio MERCER ISLAND, WA 244,204244.2k $7.1m $7.1m 3.51% Reduced -6.1k -6,124
63 Aberdeen Group plc 0.02% of their portfolio EDINBURGH, X0 238,123238.1k $6.9m $6.9m 0.02% Unchanged
64 Roundview Capital LLC 0.77% of their portfolio PRINCETON, NJ 232,971233.0k $6.7m $6.7m 0.77% Reduced -2.0k -1,977
65 BerganKDV Wealth Management, LLC 0.69% of their portfolio BLOOMINGTON, MN 219,997220.0k $6.4m $6.4m 0.69% New
66 DEBUSSY CAPITAL MANAGEMENT LP 1.53% of their portfolio CHICAGO, IL 211,802211.8k $6.1m $6.1m 1.53% Reduced -119.0k -119,008
67 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 194,501194.5k $5.6m $5.6m 0.03% Added +31.9k +31,870
68 DGS Capital Management, LLC 3.62% of their portfolio JERSEY CITY, NJ 191,820191.8k $5.5m $5.5m 3.62% Reduced -3.1k -3,094
69 Prime Capital Investment Advisors, LLC 0.21% of their portfolio OVERLAND PARK, KS 187,251187.3k $5.4m $5.4m 0.21% New
70 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 186,424186.4k $5.4m $5.4m 0.01% Added +178.5k +178,511
71 Tempus Wealth Planning, LLC 3.27% of their portfolio IRVINE, CA 186,240186.2k $5.4m $5.4m 3.27% Reduced -12.6k -12,622
72 IFP Advisors, Inc 0.14% of their portfolio TAMPA, FL 180,258180.3k $5.3m $5.3m 0.14% Added +67.2k +67,209
73 SigFig Wealth Management, LLC 0.26% of their portfolio SAN FRANCISCO, CA 176,161176.2k $5.3m $5.3m 0.26% Reduced -228 -228
74 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 174,537174.5k $5.0m $5.0m 0.01% Reduced -19.8k -19,825
75 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.40% of their portfolio BIRMINGHAM, AL 169,593169.6k $4.9m $4.9m 0.40% Reduced -7.1k -7,090
76 Stratos Wealth Partners, LTD. 0.12% of their portfolio BEACHWOOD, OH 164,426164.4k $4.8m $4.8m 0.12% Added +129.6k +129,579
77 Great Point Wealth Advisors, LLC 1.58% of their portfolio BOSTON, MA 163,006163.0k $4.7m $4.7m 1.58% Reduced -81.6k -81,648
78 Barber Financial Group, Inc. 1.30% of their portfolio LENEXA, KS 162,557162.6k $4.7m $4.7m 1.30% Reduced -2.3k -2,320
79 Meridian Financial Partners LLC 5.27% of their portfolio WARRENTON, VA 160,954161.0k $4.7m $4.7m 5.27% New
80 Gerber Kawasaki Wealth & Investment Management 0.41% of their portfolio SANTA MONICA, CA 158,706158.7k $4.6m $4.6m 0.41% Added +60.1k +60,150
81 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 153,424153.4k $4.4m $4.4m 0.01% Added +44.4k +44,353
82 Selway Asset Management 2.21% of their portfolio BOISE, ID 145,000145.0k $4.2m $4.2m 2.21% Added +35.0k +35,000
83 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 139,138139.1k $4.0m $4.0m 0.03% Reduced -16.3k -16,325
84 Quent Capital, LLC 0.71% of their portfolio NEW YORK, NY 133,781133.8k $3.9m $3.9m 0.71% Added +18.5k +18,482
85 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 126,885126.9k $3.7m $3.7m 0.01% Reduced -14.0k -14,043
86 Mechanics Bank Trust Department 0.63% of their portfolio Walnut Creek, CA 126,843126.8k $3.7m $3.7m 0.63% Added +107.9k +107,884
87 Altiora Financial Group, LLC 1.82% of their portfolio LEBANON, OH 125,926125.9k $3.6m $3.6m 1.82% First filing
88 CX Institutional 0.22% of their portfolio AUBURN, IN 124,697124.7k $3.6m $3.6m 0.22% New
89 BAILARD, INC. 0.14% of their portfolio Foster City, CA 124,140124.1k $3.6m $3.6m 0.14% Reduced -36.0k -35,980
90 Glen Eagle Advisors, LLC 0.96% of their portfolio KINGSTON, NJ 121,562121.6k $3.5m $3.5m 0.96% Reduced -103.9k -103,931
91 Donoghue Forlines LLC 1.23% of their portfolio Boston, MA 120,370120.4k $3.5m $3.5m 1.23% Reduced -347.7k -347,733
92 Aries Wealth Management 1.49% of their portfolio PORTLAND, ME 119,566119.6k $3.5m $3.5m 1.49% Reduced -37.3k -37,333
93 StrategIQ Financial Group, LLC 0.39% of their portfolio MERRILLVILLE, IN 117,704117.7k $3.4m $3.4m 0.39% New
94 INTEGRATED CAPITAL MANAGEMENT, INC. 3.14% of their portfolio JESSUP, PA 117,674117.7k $3.4m $3.4m 3.14% Added +8.5k +8,534
95 Fullen Financial Group 1.81% of their portfolio COLUMBUS, OH 109,234109.2k $3.2m $3.2m 1.81% Reduced -294 -294
96 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 105,381105.4k $3.0m $3.0m 0.01% Reduced -57.7k -57,673
97 First Heartland Consultants, Inc. 0.47% of their portfolio LAKE ST. LOUIS, MO 104,663104.7k $3.0m $3.0m 0.47% Added +7.6k +7,604
98 TOWNSQUARE CAPITAL LLC 0.07% of their portfolio Lehi, UT 104,473104.5k $3.0m $3.0m 0.07% Reduced -1.4k -1,437
99 Rinkey Investments 1.79% of their portfolio San Diego, CA 103,372103.4k $3.0m $3.0m 1.79% Added +15.6k +15,626
100 Global Retirement Partners, LLC 0.20% of their portfolio San Rafael, CA 101,591101.6k $2.9m $2.9m 0.20% Added +7.6k +7,591