Vault-13

SSGA ACTIVE ETF TR TOTL

SPDR TR TACTIC · ETP · CUSIP 78467V848

313 institutional holders -3 vs Q2 2023
68,022,85168.0m shares reported held*
$2.6bnreported value*
26 new 133 added 100 reduced 34 sold out net bought ≈ $229.2m (+5.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($501.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $38.64.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 312Q4 22: 332Q1 23: 317Q2 23: 316Q3 23: 313313Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022312
Q4 2022332
Q1 2023317
Q2 2023316
Q3 2023313

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 149 bought or addedQ4 22: 161 cut or sold outQ4 22Q1 23: 154 bought or addedQ1 23: 158 cut or sold outQ1 23Q2 23: 156 bought or addedQ2 23: 149 cut or sold outQ2 23Q3 23: 159 bought or addedQ3 23: 134 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022149161
Q1 2023154158
Q2 2023156149
Q3 2023159134

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ4 22 calls: $798.8kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $69.8kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $68.9kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$798.8k$00.00
Q1 2023$69.8k$00.00
Q2 2023$68.9k$00.00
Q3 2023$0$0—

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +2,288,597+2.3m
TECTONIC ADVISORS LLC New +2,061,196+2.1m
ENVESTNET ASSET MANAGEMENT INC Added +823,503+823.5k
Bank of New York Mellon Corp Added +741,486+741.5k
RAYMOND JAMES & ASSOCIATES Added +592,621+592.6k
OSAIC HOLDINGS, INC. Added +419,943+419.9k
Stadion Money Management, LLC Added +388,340+388.3k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Added +372,621+372.6k
JANE STREET GROUP, LLC Added +329,959+330.0k
MORGAN STANLEY Added +281,848+281.8k

Biggest sellers

Orion Porfolio Solutions, LLC Reduced -1,086,542-1.1m
Orion Portfolio Solutions, LLC Reduced -1,086,542-1.1m
Johnson Bixby & Associates, LLC Reduced -450,416-450.4k
LPL Financial LLC Reduced -248,847-248.8k
MBL Wealth, LLC Reduced -197,644-197.6k
Horizon Investments, LLC Reduced -175,544-175.5k
Fortis Advisors, LLC Reduced -163,108-163.1k
Pasadena Private Wealth, LLC Sold out -134,378-134.4k
One Capital Management, LLC Reduced -120,712-120.7k
Canal Capital Management, LLC Reduced -87,293-87.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution -1.8 pts · filed 2026-08-06 11.3% -1.8 pts 11.9m≈ $470.5m 2026-08-06

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 1.53% of their portfolio PLYMOUTH, MN 12,012,92912.0m $464.3m $464.3m 1.53% Added +2.3m +2,288,597
2 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 9.57% of their portfolio LOS ANGELES, CA 7,319,1207.3m $282.9m $282.9m 9.57% Added +372.6k +372,621
3 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 4,504,5114.5m $174.1m $174.1m 0.02% Added +281.8k +281,848
4 OSAIC HOLDINGS, INC. 0.17% of their portfolio SCOTTSDALE, AZ 3,005,5883.0m $116.1m $116.1m 0.17% Added +419.9k +419,943
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,504,8752.5m $96.8m $96.8m 0.01% Added +250.9k +250,936
6 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 2,293,9302.3m $88.7m $88.7m 0.06% Reduced -248.8k -248,847
7 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 2,242,8762.2m $86.7m $86.7m 0.04% Added +823.5k +823,503
8 TECTONIC ADVISORS LLC 7.47% of their portfolio FRISCO, TX 2,061,1962.1m $79.7m $79.7m 7.47% New
9 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,784,6631.8m $69.0m $69.0m 0.03% Added +76.3k +76,267
10 CAPITAL ADVISORS INC/OK 1.59% of their portfolio TULSA, OK 1,566,7511.6m $60.6m $60.6m 1.59% Added +7.0k +7,035
11 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,319,0731.3m $51.0m $51.0m 0.01% Added +741.5k +741,486
12 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,306,0501.3m $50.5m $50.5m 0.02% Added +183.7k +183,741
13 Arden Trust Co 7.74% of their portfolio WILMINGTON, DE 1,204,3031.2m $46.5m $46.5m 7.74% Added +174.4k +174,413
14 Orion Porfolio Solutions, LLC 0.53% of their portfolio OMAHA, NE 1,130,5241.1m $43.7m $43.7m 0.53% Reduced -1.1m -1,086,542
15 Orion Portfolio Solutions, LLC 0.53% of their portfolio Omaha, NE 1,130,5241.1m $43.7m $43.7m 0.53% Reduced -1.1m -1,086,542
16 Janney Capital Management LLC 2.54% of their portfolio PITTSBURGH, PA 852,673852.7k $33.0m $33.0m 2.54% Added +8.6k +8,596
17 Cerity Partners LLC 0.16% of their portfolio NEW YORK, NY 840,988841.0k $32.5m $32.5m 0.16% Added +208.7k +208,690
18 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 792,165792.2k $30.6m $30.6m 0.03% Added +592.6k +592,621
19 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 787,493787.5k $30.4m $30.4m 0.01% Added +204.4k +204,412
20 Horizon Investments, LLC 0.90% of their portfolio Charlotte, NC 771,865771.9k $29.6m $29.6m 0.90% Reduced -175.5k -175,544
21 Bouchey Financial Group, Ltd. 3.42% of their portfolio TROY, NY 721,363721.4k $27.9m $27.9m 3.42% Added +34.6k +34,576
22 Stadion Money Management, LLC 1.95% of their portfolio WATKINSVILLE, GA 610,988611.0k $23.6m $23.6m 1.95% Added +388.3k +388,340
23 McNamara Financial Services, Inc. 5.28% of their portfolio MARSHFIELD, MA 547,291547.3k $21.2m $21.2m 5.28% Reduced -4.5k -4,485
24 Alpha Cubed Investments, LLC 1.42% of their portfolio COSTA MESA, CA 546,883546.9k $21.1m $21.1m 1.42% Reduced -39.6k -39,591
25 Johnson Bixby & Associates, LLC 4.39% of their portfolio VANCOUVER, WA 544,582544.6k $21.0m $21.0m 4.39% Reduced -450.4k -450,416
26 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 523,657523.7k $20.2m $20.2m 0.04% Added +23.2k +23,151
27 Spinnaker Investment Group, LLC 6.40% of their portfolio Newport Beach, CA 492,901492.9k $19.1m $19.1m 6.40% Reduced -34.7k -34,663
28 WEATHERLY ASSET MANAGEMENT L. P. 2.12% of their portfolio DEL MAR, CA 459,366459.4k $17.8m $17.8m 2.12% Added +13.3k +13,276
29 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 434,436434.4k $16.8m $16.8m 0.06% Added +13.4k +13,436
30 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 399,915399.9k $15.5m $15.5m 0.02% Added +330.0k +329,959
31 Koshinski Asset Management, Inc. 1.76% of their portfolio DECATUR, IL 396,321396.3k $15.3m $15.3m 1.76% Added +35.3k +35,326
32 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 393,753393.8k $15.2m $15.2m 0.07% Added +13.5k +13,492
33 One Capital Management, LLC 0.64% of their portfolio WESTLAKE VILLAGE, CA 371,107371.1k $14.3m $14.3m 0.64% Reduced -120.7k -120,712
34 Main Street Financial Solutions, LLC 1.91% of their portfolio NEWTOWN, PA 348,473348.5k $13.5m $13.5m 1.91% Added +3.0k +2,981
35 HOWARD FINANCIAL SERVICES, LTD. 3.01% of their portfolio DALLAS, TX 339,222339.2k $13.1m $13.1m 3.01% Added +70.6k +70,595
36 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 331,063331.1k $12.8m $12.8m 0.02% Added +11.4k +11,439
37 Barry Investment Advisors, LLC 4.18% of their portfolio NEW BEDFORD, MA 300,349300.3k $11.6m $11.6m 4.18% Reduced -12.1k -12,108
38 Curi Wealth Management, LLC 1.72% of their portfolio Raleigh, NC 290,942290.9k $11.2m $11.2m 1.72% Added +3.9k +3,858
39 Destiny Wealth Partners, LLC 2.16% of their portfolio TAVARES, FL 277,205277.2k $10.7m $10.7m 2.16% Added +29.2k +29,191
40 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 7.55% of their portfolio WALTHAM, MA 271,156271.2k $10.5m $10.5m 7.55% Added +31.6k +31,605
41 Canal Capital Management, LLC 2.06% of their portfolio Richmond, VA 261,095261.1k $10.1m $10.1m 2.06% Reduced -87.3k -87,293
42 Austin Wealth Management, LLC 3.04% of their portfolio Austin, TX 254,405254.4k $9.8m $9.8m 3.04% First filing
43 VICUS CAPITAL 1.03% of their portfolio STATE COLLEGE, PA 254,284254.3k $9.8m $9.8m 1.03% Reduced -410 -410
44 BEDEL FINANCIAL CONSULTING INC 1.92% of their portfolio INDIANAPOLIS, IN 244,925244.9k $9.5m $9.5m 1.92% First filing
45 Bedel Financial Consulting, Inc. 1.92% of their portfolio INDIANAPOLIS, IN 244,925244.9k $9.5m $9.5m 1.92% Reduced -4.6k -4,613
46 Herr Investment Group LLC 2.75% of their portfolio AUSTIN, TX 228,960229.0k $8.8m $8.8m 2.75% Reduced -2.6k -2,583
47 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 228,436228.4k $8.8m $8.8m 0.08% Added +96.6k +96,598
48 Executive Wealth Management, LLC 0.91% of their portfolio BRIGHTON, MI 226,342226.3k $8.7m $8.7m 0.91% Added +719 +719
49 FAS Wealth Partners, Inc. 0.86% of their portfolio LEAWOOD, KS 209,264209.3k $8.1m $8.1m 0.86% Added +18.3k +18,333
50 Litman Gregory Wealth Management LLC 0.72% of their portfolio LARKSPUR, CA 181,713181.7k $7.0m $7.0m 0.72% Reduced -19.6k -19,624
51 John W. Brooker & Co., CPAs 4.26% of their portfolio OAKLAND, CA 174,230174.2k $6.7m $6.7m 4.26% Added +74.0k +73,975
52 AXXCESS WEALTH MANAGEMENT, LLC 0.23% of their portfolio CARLSBAD, CA 171,459171.5k $6.6m $6.6m 0.23% New
53 Capital Asset Advisory Services LLC 0.43% of their portfolio Williamston, MI 163,571163.6k $6.3m $6.3m 0.43% Reduced -10.2k -10,226
54 STAPP WEALTH MANAGEMENT, PLLC 12.08% of their portfolio OLYMPIA, WA 162,326162.3k $6.3m $6.3m 12.08% Reduced -4.4k -4,442
55 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 162,282162.3k $6.3m $6.3m 0.05% Reduced -4.5k -4,466
56 Elmwood Wealth Management, Inc. 2.99% of their portfolio BERKELEY, CA 160,352160.4k $6.2m $6.2m 2.99% New
57 GREAT VALLEY ADVISOR GROUP, INC. 0.25% of their portfolio WILMINGTON, DE 152,919152.9k $5.9m $5.9m 0.25% Added +8.2k +8,233
58 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 150,140150.1k $5.8m $5.8m 0.03% First filing
59 Connecticut Wealth Management, LLC 0.37% of their portfolio FARMINGTON, CT 140,957141.0k $5.4m $5.4m 0.37% Reduced -9.8k -9,831
60 PINNACLE ASSOCIATES LTD 0.10% of their portfolio NEW YORK, NY 137,469137.5k $5.3m $5.3m 0.10% Added +5.6k +5,592
61 Callan Capital, LLC 0.54% of their portfolio LA JOLLA, CA 129,745129.7k $5.0m $5.0m 0.54% Added +9.9k +9,868
62 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 124,317124.3k $4.8m $4.8m 0.02% Added +69.2k +69,232
63 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 123,065123.1k $4.8m $4.8m 0.02% Reduced -24.1k -24,104
64 Family Firm, Inc. 1.26% of their portfolio BETHESDA, MD 115,939115.9k $4.5m $4.5m 1.26% Added +813 +813
65 Freedom Investment Management, Inc. 0.50% of their portfolio SOUTH WINDSOR, CT 106,586106.6k $4.1m $4.1m 0.50% Reduced -3.4k -3,365
66 EWG Elevate Inc. 1.84% of their portfolio ROSEVILLE, CA 105,247105.2k $4.1m $4.1m 1.84% Added +2.9k +2,929
67 NOTTINGHAM ADVISORS, INC. 0.62% of their portfolio AMHERST, NY 104,110104.1k $4.0m $4.0m 0.62% Reduced -8.5k -8,543
68 Community Bank, N.A. 0.56% of their portfolio DeWitt, NY 102,750102.8k $4.0m $4.0m 0.56% Unchanged
69 PARAGON CAPITAL MANAGEMENT INC 3.30% of their portfolio Provo, UT 99,987100.0k $3.9m $3.9m 3.30% Added +3.5k +3,453
70 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 99,28399.3k $3.8m $3.8m 0.02% Added +490 +490
71 Prime Capital Investment Advisors, LLC 0.08% of their portfolio OVERLAND PARK, KS 99,27099.3k $3.8m $3.8m 0.08% Added +3.9k +3,935
72 Denver PWM, LLC 1.57% of their portfolio DENVER, CO 98,05298.1k $3.8m $3.8m 1.57% Added +3.7k +3,668
73 HB Wealth Management, LLC 0.06% of their portfolio Atlanta, GA 96,93696.9k $3.7m $3.7m 0.06% Reduced -819 -819
74 COLONY GROUP LLC 0.06% of their portfolio Boston, MA 95,38895.4k $3.7m $3.7m 0.06% Added +2.1k +2,148
75 Aveo Capital Partners, LLC 0.48% of their portfolio ENGLEWOOD, CO 93,85893.9k $3.6m $3.6m 0.48% Reduced -2.7k -2,685
76 New Potomac Partners, LLC 2.37% of their portfolio BETHESDA, MD 89,18789.2k $3.4m $3.4m 2.37% Added +11.8k +11,765
77 V2 Financial group LLC 2.53% of their portfolio NAPERVILLE, IL 87,25087.2k $3.4m $3.4m 2.53% Added +16.5k +16,541
78 Alternative Investment Advisors, LLC. 2.31% of their portfolio Maitland, FL 85,35085.3k $3.3m $3.3m 2.31% First filing
79 Pinnacle Wealth Management Advisory Group, LLC 0.41% of their portfolio RED BANK, NJ 82,13182.1k $3.2m $3.2m 0.41% Added +3.9k +3,900
80 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 81,69081.7k $3.2m $3.2m 0.01% Reduced -19.3k -19,278
81 Keystone Financial Group 0.49% of their portfolio LEXINGTON, KY 75,32875.3k $2.9m $2.9m 0.49% Reduced -1.4k -1,387
82 Cornerstone Wealth Management, LLC 0.27% of their portfolio ST. PETERS, MO 74,87974.9k $2.9m $2.9m 0.27% Added +7.9k +7,864
83 RE Dickinson Investment Advisors, LLC 1.96% of their portfolio COUNCIL BLUFFS, IA 72,13972.1k $2.8m $2.8m 1.96% Added +5.8k +5,767
84 Financial Advocates Investment Management 0.20% of their portfolio OLYMPIA, WA 70,26870.3k $2.7m $2.7m 0.20% Reduced -5.8k -5,821
85 ICA Group Wealth Management, LLC 0.73% of their portfolio DENVER, CO 67,12467.1k $2.6m $2.6m 0.73% Reduced -6.5k -6,493
86 WEBSTER BANK, N. A. 0.34% of their portfolio WATERBURY, CT 64,75764.8k $2.5m $2.5m 0.34% Reduced -3.1k -3,112
87 AdvisorNet Financial, Inc 0.22% of their portfolio MINNETONKA, MN 64,02464.0k $2.5m $2.5m 0.22% Reduced -5.7k -5,715
88 Essex Private Wealth Management, LLC 8.33% of their portfolio TOPSFIELD, MA 63,09863.1k $2.4m $2.4m 8.33% Added +33.7k +33,667
89 Hartford Financial Management Inc. 0.62% of their portfolio WEST HARTFORD, CT 63,01363.0k $2.4m $2.4m 0.62% Reduced -37.7k -37,661
90 Visionary Wealth Advisors 0.19% of their portfolio O'FALLON, IL 62,10662.1k $2.4m $2.4m 0.19% Added +145 +145
91 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 58,76858.8k $2.3m $2.3m 0.00% Reduced -339 -339
92 VALLEY NATIONAL ADVISERS INC 0.39% of their portfolio BETHLEHEM, PA 57,58457.6k $2.2m $2.2m 0.39% Reduced -16.9k -16,897
93 SeaBridge Investment Advisors LLC 0.73% of their portfolio SUMMIT, NJ 57,18157.2k $2.2m $2.2m 0.73% Added +3.2k +3,195
94 Lunt Capital Management, Inc. 1.16% of their portfolio HOLLADAY, UT 56,96257.0k $2.2m $2.2m 1.16% Added +6.1k +6,080
95 Ausdal Financial Partners, Inc. 0.30% of their portfolio Davenport, IA 56,24956.2k $2.2m $2.2m 0.30% Added +2.8k +2,824
96 HOLLENCREST CAPITAL MANAGEMENT 0.25% of their portfolio NEWPORT BEACH, CA 56,04356.0k $2.2m $2.2m 0.25% Reduced -73 -73
97 BCS Wealth Management 0.90% of their portfolio JOHNSON CITY, TN 55,70255.7k $2.2m $2.2m 0.90% Added +2.2k +2,182
98 CreativeOne Wealth, LLC 0.15% of their portfolio OVERLAND PARK, KS 53,58553.6k $2.1m $2.1m 0.15% Reduced -32.2k -32,202
99 True North Advisors, LLC 0.63% of their portfolio Dallas, TX 53,05153.1k $2.1m $2.1m 0.63% Reduced -1.9k -1,854
100 Geneos Wealth Management Inc. 0.11% of their portfolio ENGLEWOOD, CO 53,00853.0k $2.0m $2.0m 0.11% Reduced -3.0k -2,976