Vault-13

SSGA ACTIVE ETF TR TOTL

SPDR TR TACTIC · ETP · CUSIP 78467V848

317 institutional holders -15 vs Q4 2022
55,779,15555.8m shares reported held*
$2.3bnreported value*
26 new 128 added 118 reduced 40 sold out net bought ≈ $485.6m (+11.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $41.00. Options: 1 managers hold calls ($69.8k notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 312Q4 22: 332Q1 23: 317317Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022312
Q4 2022332
Q1 2023317

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 149 bought or addedQ4 22: 161 cut or sold outQ4 22Q1 23: 154 bought or addedQ1 23: 158 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022149161
Q1 2023154158

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 22 calls: $124.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $798.8kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $69.8kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$124.0k$00.00
Q4 2022$798.8k$00.00
Q1 2023$69.8k$00.00

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +7,731,303+7.7m
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Added +1,212,039+1.2m
Orion Portfolio Solutions, LLC Added +1,045,326+1.0m
MORGAN STANLEY Added +688,640+688.6k
Arden Trust Co Added +643,302+643.3k
PFS INVESTMENTS INC. Added +293,948+293.9k
UBS Group AG Added +283,810+283.8k
ENVESTNET ASSET MANAGEMENT INC Added +280,336+280.3k
Cerity Partners LLC Added +260,920+260.9k
LPL Financial LLC Added +236,743+236.7k

Biggest sellers

True North Advisors, LLC Reduced -607,154-607.2k
Prestige Wealth Management Group LLC Reduced -511,823-511.8k
New England Professional Planning Group Inc. Reduced -503,186-503.2k
BANK OF AMERICA CORP /DE/ Reduced -341,702-341.7k
Litman Gregory Wealth Management LLC Sold out -198,754-198.8k
Ford Financial Group, LLC Sold out -194,528-194.5k
Prime Capital Investment Advisors, LLC Sold out -94,247-94.2k
COLONY GROUP LLC Reduced -92,822-92.8k
JANE STREET GROUP, LLC Sold out -81,580-81.6k
WJ Interests, LLC Sold out -70,180-70.2k

Biggest calls

CITADEL ADVISORS LLC New $69.8k1.7k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution -1.8 pts · filed 2026-08-06 11.3% -1.8 pts 11.9m≈ $470.5m 2026-08-06

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 3.70% of their portfolio PLYMOUTH, MN 7,731,3037.7m $317.2m $317.2m 3.70% New
2 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 9.26% of their portfolio LOS ANGELES, CA 6,433,8076.4m $264.0m $264.0m 9.26% Added +1.2m +1,212,039
3 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 3,866,3823.9m $158.6m $158.6m 0.02% Added +688.6k +688,640
4 OSAIC HOLDINGS, INC. 0.22% of their portfolio SCOTTSDALE, AZ 2,905,5422.9m $119.3m $119.3m 0.22% Added +126.3k +126,288
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,399,5862.4m $98.5m $98.5m 0.01% Reduced -341.7k -341,702
6 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 2,323,6322.3m $95.3m $95.3m 0.07% Added +236.7k +236,743
7 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,625,4311.6m $66.7m $66.7m 0.03% Added +283.8k +283,810
8 CAPITAL ADVISORS INC/OK 1.74% of their portfolio TULSA, OK 1,579,8141.6m $64.8m $64.8m 1.74% Added +361 +361
9 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,463,5411.5m $60.0m $60.0m 0.03% Added +280.3k +280,336
10 Horizon Investments, LLC 1.44% of their portfolio Charlotte, NC 1,191,3191.2m $48.5m $48.5m 1.44% Added +87.6k +87,604
11 Orion Porfolio Solutions, LLC 0.57% of their portfolio OMAHA, NE 1,123,2041.1m $46.1m $46.1m 0.57% Added +82.9k +82,941
12 Orion Portfolio Solutions, LLC 0.57% of their portfolio Omaha, NE 1,123,2041.1m $46.1m $46.1m 0.57% Added +1.0m +1,045,326
13 Johnson Bixby & Associates, LLC 8.20% of their portfolio VANCOUVER, WA 905,687905.7k $37.2m $37.2m 8.20% Added +222.8k +222,833
14 Janney Capital Management LLC 2.67% of their portfolio PITTSBURGH, PA 865,024865.0k $35.5m $35.5m 2.67% Reduced -19.7k -19,658
15 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 822,525822.5k $33.7m $33.7m 0.01% Added +76.9k +76,877
16 Bouchey Financial Group, Ltd. 3.61% of their portfolio TROY, NY 665,298665.3k $27.3m $27.3m 3.61% Added +20.5k +20,523
17 PFS INVESTMENTS INC. 0.47% of their portfolio DULUTH, GA 661,605661.6k $27.3m $27.3m 0.47% Added +293.9k +293,948
18 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 654,168654.2k $26.8m $26.8m 0.01% Added +216.6k +216,642
19 Arden Trust Co 4.83% of their portfolio WILMINGTON, DE 651,549651.5k $26.7m $26.7m 4.83% Added +643.3k +643,302
20 Alpha Cubed Investments, LLC 1.84% of their portfolio COSTA MESA, CA 619,365619.4k $25.4m $25.4m 1.84% Added +33.5k +33,501
21 McNamara Financial Services, Inc. 5.56% of their portfolio MARSHFIELD, MA 544,392544.4k $22.3m $22.3m 5.56% Added +2.9k +2,853
22 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 544,044544.0k $22.3m $22.3m 0.00% Added +4.8k +4,786
23 Cerity Partners LLC 0.06% of their portfolio NEW YORK, NY 532,347532.3k $21.8m $21.8m 0.06% Added +260.9k +260,920
24 Spinnaker Investment Group, LLC 7.46% of their portfolio Newport Beach, CA 516,946516.9k $21.2m $21.2m 7.46% Added +4.1k +4,085
25 One Capital Management, LLC 0.97% of their portfolio WESTLAKE VILLAGE, CA 480,799480.8k $19.7m $19.7m 0.97% Added +6.8k +6,761
26 WEATHERLY ASSET MANAGEMENT L. P. 2.38% of their portfolio DEL MAR, CA 446,109446.1k $18.3m $18.3m 2.38% Added +6.8k +6,840
27 Koshinski Asset Management, Inc. 1.79% of their portfolio DECATUR, IL 445,556445.6k $18.3m $18.3m 1.79% Added +25.8k +25,835
28 Quantitative Advantage, LLC 2.48% of their portfolio MINNETONKA, MN 416,130416.1k $17.1m $17.1m 2.48% Added +27.7k +27,702
29 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 381,790381.8k $15.7m $15.7m 0.08% Added +7.9k +7,926
30 Canal Capital Management, LLC 3.09% of their portfolio Richmond, VA 341,995342.0k $14.0m $14.0m 3.09% Added +194.4k +194,364
31 Main Street Financial Solutions, LLC 2.01% of their portfolio NEWTOWN, PA 333,750333.8k $13.7m $13.7m 2.01% Added +24.4k +24,419
32 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 10.73% of their portfolio WALTHAM, MA 332,047332.0k $13.6m $13.6m 10.73% Added +54.4k +54,409
33 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 331,856331.9k $13.6m $13.6m 0.03% Reduced -48.4k -48,402
34 Barry Investment Advisors, LLC 4.20% of their portfolio NEW BEDFORD, MA 312,524312.5k $12.8m $12.8m 4.20% Reduced -16.5k -16,461
35 DOCK STREET ASSET MANAGEMENT INC 2.39% of their portfolio PALM BEACH, FL 300,128300.1k $12.3m $12.3m 2.39% Reduced -19.8k -19,849
36 HOWARD FINANCIAL SERVICES, LTD. 2.62% of their portfolio DALLAS, TX 262,010262.0k $10.8m $10.8m 2.62% Added +37.1k +37,114
37 Merit Financial Group, LLC 0.39% of their portfolio ALPHARETTA, GA 259,234259.2k $10.6m $10.6m 0.39% Added +33.5k +33,461
38 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 254,982255.0k $10.5m $10.5m 0.02% Added +47.4k +47,424
39 Bedel Financial Consulting, Inc. 2.54% of their portfolio INDIANAPOLIS, IN 254,541254.5k $10.4m $10.4m 2.54% Reduced -11.0k -11,043
40 Curi Wealth Management, LLC 1.45% of their portfolio Raleigh, NC 245,471245.5k $10.1m $10.1m 1.45% Added +76.6k +76,589
41 VICUS CAPITAL 1.06% of their portfolio STATE COLLEGE, PA 240,029240.0k $9.8m $9.8m 1.06% Reduced -317 -317
42 Destiny Wealth Partners, LLC 1.92% of their portfolio TAVARES, FL 226,699226.7k $9.3m $9.3m 1.92% New
43 Executive Wealth Management, LLC 1.02% of their portfolio BRIGHTON, MI 225,134225.1k $9.2m $9.2m 1.02% Added +121.6k +121,584
44 ASSETMARK, INC 0.04% of their portfolio CONCORD, CA 222,687222.7k $9.1m $9.1m 0.04% Reduced -54.4k -54,352
45 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 213,183213.2k $8.7m $8.7m 0.04% Reduced -10.0k -10,035
46 MBL Wealth, LLC 1.28% of their portfolio CHARLOTTE, NC 199,224199.2k $8.2m $8.2m 1.28% Added +55.7k +55,742
47 Fortis Advisors, LLC 4.33% of their portfolio WAYNE, PA 195,591195.6k $6.6m $6.6m 4.33% Added +158.0k +157,973
48 FAS Wealth Partners, Inc. 0.86% of their portfolio LEAWOOD, KS 193,465193.5k $7.9m $7.9m 0.86% Reduced -37.8k -37,849
49 Capital Asset Advisory Services LLC 0.59% of their portfolio Williamston, MI 193,225193.2k $7.9m $7.9m 0.59% Reduced -34.0k -33,974
50 STAPP WEALTH MANAGEMENT, PLLC 9.30% of their portfolio OLYMPIA, WA 165,035165.0k $6.8m $6.8m 9.30% Added +147.8k +147,750
51 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 158,971159.0k $6.5m $6.5m 0.06% Added +30.9k +30,910
52 Connecticut Wealth Management, LLC 0.44% of their portfolio FARMINGTON, CT 142,367142.4k $5.8m $5.8m 0.44% Added +116.6k +116,633
53 Pasadena Private Wealth, LLC 1.61% of their portfolio PASADENA, CA 136,029136.0k $5.6m $5.6m 1.61% Added +23.3k +23,321
54 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 128,355128.4k $5.3m $5.3m 0.05% Reduced -5.7k -5,738
55 GREAT VALLEY ADVISOR GROUP, INC. 0.24% of their portfolio WILMINGTON, DE 127,506127.5k $5.2m $5.2m 0.24% Added +28.0k +28,037
56 PINNACLE ASSOCIATES LTD 0.11% of their portfolio NEW YORK, NY 125,803125.8k $5.2m $5.2m 0.11% Added +20.0k +19,988
57 NOTTINGHAM ADVISORS, INC. 0.68% of their portfolio AMHERST, NY 124,138124.1k $5.1m $5.1m 0.68% Reduced -50 -50
58 Family Firm, Inc. 1.31% of their portfolio BETHESDA, MD 115,262115.3k $4.7m $4.7m 1.31% Reduced -861 -861
59 HB Wealth Management, LLC 0.08% of their portfolio Atlanta, GA 113,060113.1k $4.6m $4.6m 0.08% Reduced -2.8k -2,816
60 Community Bank, N.A. 0.63% of their portfolio DeWitt, NY 112,750112.8k $4.6m $4.6m 0.63% Unchanged
61 Freedom Investment Management, Inc. 0.51% of their portfolio SOUTH WINDSOR, CT 110,399110.4k $4.5m $4.5m 0.51% Reduced -622 -622
62 PARAGON CAPITAL MANAGEMENT INC 3.49% of their portfolio Provo, UT 97,59497.6k $4.0m $4.0m 3.49% Added +1.5k +1,545
63 VALLEY NATIONAL ADVISERS INC 0.70% of their portfolio BETHLEHEM, PA 97,29397.3k $4.0m $4.0m 0.70% Reduced -23.8k -23,827
64 Callan Capital, LLC 0.46% of their portfolio LA JOLLA, CA 95,96796.0k $3.9m $3.9m 0.46% Added +2.0k +2,001
65 EWG Elevate Inc. 1.62% of their portfolio ROSEVILLE, CA 92,72192.7k $3.8m $3.8m 1.62% Added +5.3k +5,264
66 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 91,53291.5k $3.8m $3.8m 0.00% Reduced -5.3k -5,293
67 COLONY GROUP LLC 0.05% of their portfolio Boston, MA 90,28690.3k $3.7m $3.7m 0.05% Reduced -92.8k -92,822
68 Denver PWM, LLC 1.60% of their portfolio DENVER, CO 89,13089.1k $3.6m $3.6m 1.60% Added +16.3k +16,263
69 John W. Brooker & Co., CPAs 2.40% of their portfolio OAKLAND, CA 88,30688.3k $3.6m $3.6m 2.40% Added +5.0k +5,027
70 WCG Wealth Advisors LLC 0.44% of their portfolio LAS VEGAS, NV 84,06784.1k $3.4m $3.4m 0.44% Reduced -1.0k -1,019
71 ICA Group Wealth Management, LLC 0.80% of their portfolio DENVER, CO 82,07782.1k $3.4m $3.4m 0.80% Added +2.6k +2,602
72 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 81,34481.3k $3.3m $3.3m 0.02% Added +30.6k +30,577
73 WEBSTER BANK, N. A. 0.39% of their portfolio WATERBURY, CT 72,89672.9k $3.0m $3.0m 0.39% Reduced -13.9k -13,872
74 Pinnacle Wealth Management Advisory Group, LLC 0.40% of their portfolio RED BANK, NJ 72,40472.4k $3.0m $3.0m 0.40% Added +16.4k +16,405
75 New Potomac Partners, LLC 2.05% of their portfolio BETHESDA, MD 71,88571.9k $2.9m $2.9m 2.05% Added +22.8k +22,750
76 Hartford Financial Management Inc. 0.76% of their portfolio WEST HARTFORD, CT 71,54271.5k $2.9m $2.9m 0.76% Added +17.5k +17,499
77 Financial Advocates Investment Management 0.22% of their portfolio OLYMPIA, WA 70,56570.6k $2.9m $2.9m 0.22% Added +18.1k +18,086
78 True North Advisors, LLC 0.86% of their portfolio Dallas, TX 70,54370.5k $2.9m $2.9m 0.86% Reduced -607.2k -607,154
79 AdvisorNet Financial, Inc 0.26% of their portfolio MINNETONKA, MN 68,42068.4k $2.8m $2.8m 0.26% Reduced -7.2k -7,217
80 AJ WEALTH STRATEGIES, LLC 0.15% of their portfolio NEW YORK, NY 68,15668.2k $2.8m $2.8m 0.15% Unchanged
81 COLTON GROOME FINANCIAL ADVISORS, LLC 1.30% of their portfolio ASHEVILLE, NC 66,25366.3k $2.7m $2.7m 1.30% Added +12.1k +12,052
82 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 65,49465.5k $2.7m $2.7m 0.00% Reduced -69.8k -69,776
83 Vestmark Advisory Solutions, Inc. 0.12% of their portfolio Wakefield, MA 64,95265.0k $2.7m $2.7m 0.12% Added +24.4k +24,438
84 New England Professional Planning Group Inc. 1.53% of their portfolio Westerly, RI 61,75661.8k $2.5m $2.5m 1.53% Reduced -503.2k -503,186
85 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 61,18361.2k $2.5m $2.5m 0.00% Added +2.9k +2,879
86 CreativeOne Wealth, LLC 0.12% of their portfolio OVERLAND PARK, KS 60,06360.1k $2.5m $2.5m 0.12% Added +28.0k +28,010
87 RE Dickinson Investment Advisors, LLC 0.82% of their portfolio COUNCIL BLUFFS, IA 59,00759.0k $2.4m $2.4m 0.82% New
88 Perennial Investment Advisors, LLC 0.45% of their portfolio Los Angeles, CA 58,51758.5k $2.4m $2.4m 0.45% New
89 Visionary Wealth Advisors 0.20% of their portfolio O'FALLON, IL 58,20358.2k $2.4m $2.4m 0.20% Added +4.0k +3,989
90 HOLLENCREST CAPITAL MANAGEMENT 0.25% of their portfolio NEWPORT BEACH, CA 56,49356.5k $2.3m $2.3m 0.25% Added +154 +154
91 Delta Investment Management, LLC 0.62% of their portfolio SAN FRANCISCO, CA 53,00453.0k $2.2m $2.2m 0.62% Added +31.7k +31,710
92 Cornerstone Wealth Management, LLC 0.21% of their portfolio ST. PETERS, MO 52,16852.2k $2.1m $2.1m 0.21% First filing
93 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 52,15052.1k $2.1m $2.1m 0.01% Reduced -6.6k -6,559
94 Geneos Wealth Management Inc. 0.13% of their portfolio ENGLEWOOD, CO 51,66951.7k $2.1m $2.1m 0.13% Added +1.3k +1,293
95 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 49,90049.9k $2.0m $2.0m 0.00% Reduced -1.7k -1,731
96 BCS Wealth Management 0.91% of their portfolio JOHNSON CITY, TN 49,02149.0k $2.0m $2.0m 0.91% Reduced -33.6k -33,617
97 CLIFFORD SWAN INVESTMENT COUNSEL LLC 0.08% of their portfolio PASADENA, CA 48,87548.9k $2.0m $2.0m 0.08% Unchanged
98 SeaBridge Investment Advisors LLC 0.64% of their portfolio SUMMIT, NJ 44,86844.9k $1.8m $1.8m 0.64% Added +1.6k +1,627
99 LEVEL FOUR ADVISORY SERVICES, LLC 0.12% of their portfolio DALLAS, TX 43,15243.2k $1.8m $1.8m 0.12% Reduced -13.4k -13,380
100 Mariner, LLC 0.01% of their portfolio Overland Park, KS 42,86342.9k $1.8m $1.8m 0.01% Reduced -29.9k -29,869