Vault-13

SSGA ACTIVE ETF TR TOTL

SPDR TR TACTIC · ETP · CUSIP 78467V848

332 institutional holders +20 vs Q3 2022
44,446,77144.4m shares reported held*
$1.8bnreported value*
48 new 101 added 125 reduced 36 sold out net bought ≈ $383.2m (+9.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $39.91. Options: 1 managers hold calls ($798.8k notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 312Q4 22: 332332Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022312
Q4 2022332

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 22 calls: $124.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $798.8kQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$124.0k$00.00
Q4 2022$798.8k$00.00

Biggest buyers

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Added +5,049,039+5.0m
Horizon Investments, LLC New +1,103,715+1.1m
BANK OF AMERICA CORP /DE/ Added +620,850+620.9k
True North Advisors, LLC Added +613,016+613.0k
OSAIC HOLDINGS, INC. Added +519,150+519.1k
MORGAN STANLEY Added +492,929+492.9k
New England Professional Planning Group Inc. Added +484,726+484.7k
PFS INVESTMENTS INC. New +367,657+367.7k
ENVESTNET ASSET MANAGEMENT INC Added +263,527+263.5k
Cerity Partners LLC Added +250,373+250.4k

Biggest sellers

LPL Financial LLC Reduced -291,427-291.4k
WELLS FARGO & COMPANY/MN Reduced -256,240-256.2k
Estate Counselors, LLC Reduced -200,860-200.9k
Cardinal Point Wealth Management Partners, LLC Sold out -200,706-200.7k
ROYAL BANK OF CANADA Reduced -170,647-170.6k
JPMORGAN CHASE & CO Reduced -139,118-139.1k
Barry Investment Advisors, LLC Reduced -133,647-133.6k
UBS Group AG Reduced -119,293-119.3k
Leicht Financial Planning & Wealth Management, Inc. Sold out -108,896-108.9k
CFS Investment Advisory Services, LLC Sold out -100,370-100.4k

Biggest calls

Paladin Advisory Group, LLC Added $798.8k19.9k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution -1.8 pts · filed 2026-08-06 11.3% -1.8 pts 11.9m≈ $470.5m 2026-08-06

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 7.52% of their portfolio LOS ANGELES, CA 5,221,7685.2m $209.1m $209.1m 7.52% Added +5.0m +5,049,039
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,177,7423.2m $127.2m $127.2m 0.01% Added +492.9k +492,929
3 OSAIC HOLDINGS, INC. 0.23% of their portfolio SCOTTSDALE, AZ 2,779,2542.8m $111.3m $111.3m 0.23% Added +519.1k +519,150
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,741,2882.7m $109.8m $109.8m 0.01% Added +620.9k +620,850
5 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 2,086,8892.1m $83.6m $83.6m 0.07% Reduced -291.4k -291,427
6 CAPITAL ADVISORS INC/OK 1.79% of their portfolio TULSA, OK 1,579,4531.6m $63.2m $63.2m 1.79% Reduced -65.5k -65,546
7 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,341,6211.3m $53.7m $53.7m 0.03% Reduced -119.3k -119,293
8 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,183,2051.2m $47.4m $47.4m 0.02% Added +263.5k +263,527
9 Horizon Investments, LLC 1.26% of their portfolio Charlotte, NC 1,103,7151.1m $44.0m $44.0m 1.26% New
10 Orion Porfolio Solutions, LLC 0.83% of their portfolio OMAHA, NE 1,040,2631.0m $41.7m $41.7m 0.83% Reduced -51.2k -51,203
11 Janney Capital Management LLC 2.53% of their portfolio PITTSBURGH, PA 884,682884.7k $35.4m $35.4m 2.53% Reduced -25.3k -25,299
12 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 745,648745.6k $29.9m $29.9m 0.01% Reduced -256.2k -256,240
13 Johnson Bixby & Associates, LLC 6.36% of their portfolio VANCOUVER, WA 682,854682.9k $27.3m $27.3m 6.36% Added +17.2k +17,184
14 True North Advisors, LLC 9.25% of their portfolio Dallas, TX 677,697677.7k $27.1m $27.1m 9.25% Added +613.0k +613,016
15 Bouchey Financial Group, Ltd. 3.72% of their portfolio TROY, NY 644,775644.8k $25.8m $25.8m 3.72% Added +60.1k +60,085
16 Alpha Cubed Investments, LLC 1.78% of their portfolio COSTA MESA, CA 585,864585.9k $23.5m $23.5m 1.78% Added +193.3k +193,307
17 New England Professional Planning Group Inc. 12.72% of their portfolio Westerly, RI 564,942564.9k $22.6m $22.6m 12.72% Added +484.7k +484,726
18 McNamara Financial Services, Inc. 5.75% of their portfolio MARSHFIELD, MA 541,539541.5k $21.7m $21.7m 5.75% Added +1.3k +1,271
19 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 539,258539.3k $21.6m $21.6m 0.00% Reduced -25.4k -25,364
20 Prestige Wealth Management Group LLC 5.41% of their portfolio FLEMINGTON, NJ 517,968518.0k $20.7m $20.7m 5.41% Reduced -12.0k -12,044
21 Spinnaker Investment Group, LLC 7.30% of their portfolio Newport Beach, CA 512,861512.9k $20.5m $20.5m 7.30% Reduced -18.0k -18,042
22 One Capital Management, LLC 1.01% of their portfolio WESTLAKE VILLAGE, CA 474,038474.0k $19.0m $19.0m 1.01% Added +14.5k +14,517
23 WEATHERLY ASSET MANAGEMENT L. P. 2.40% of their portfolio DEL MAR, CA 439,269439.3k $17.6m $17.6m 2.40% Added +15.1k +15,073
24 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 437,526437.5k $17.5m $17.5m 0.01% Reduced -170.6k -170,647
25 Koshinski Asset Management, Inc. 1.63% of their portfolio DECATUR, IL 419,721419.7k $16.8m $16.8m 1.63% Added +17.5k +17,499
26 Quantitative Advantage, LLC 2.40% of their portfolio MINNETONKA, MN 388,428388.4k $15.6m $15.6m 2.40% Reduced -27.8k -27,808
27 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 380,258380.3k $15.2m $15.2m 0.03% Added +192.9k +192,896
28 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 373,864373.9k $15.0m $15.0m 0.08% Reduced -13.6k -13,612
29 PFS INVESTMENTS INC. 0.27% of their portfolio DULUTH, GA 367,657367.7k $14.7m $14.7m 0.27% New
30 Barry Investment Advisors, LLC 4.16% of their portfolio NEW BEDFORD, MA 328,985329.0k $13.2m $13.2m 4.16% Reduced -133.6k -133,647
31 DOCK STREET ASSET MANAGEMENT INC 2.95% of their portfolio PALM BEACH, FL 319,977320.0k $12.8m $12.8m 2.95% Reduced -12.9k -12,881
32 Main Street Financial Solutions, LLC 1.95% of their portfolio NEWTOWN, PA 309,331309.3k $12.4m $12.4m 1.95% Added +2.0k +2,048
33 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 9.52% of their portfolio WALTHAM, MA 277,638277.6k $11.1m $11.1m 9.52% First filing
34 ASSETMARK, INC 0.05% of their portfolio CONCORD, CA 277,039277.0k $11.1m $11.1m 0.05% Added +27.5k +27,489
35 Cerity Partners LLC 0.07% of their portfolio NEW YORK, NY 271,427271.4k $10.9m $10.9m 0.07% Added +250.4k +250,373
36 Bedel Financial Consulting, Inc. 2.64% of their portfolio INDIANAPOLIS, IN 265,584265.6k $10.6m $10.6m 2.64% Reduced -19.2k -19,176
37 GAMBLE JONES INVESTMENT COUNSEL 0.79% of their portfolio PASADENA, CA 261,688261.7k $10.5m $10.5m 0.79% Reduced -28.1k -28,148
38 VICUS CAPITAL 1.09% of their portfolio STATE COLLEGE, PA 240,346240.3k $9.6m $9.6m 1.09% Reduced -4.1k -4,064
39 FAS Wealth Partners, Inc. 1.05% of their portfolio LEAWOOD, KS 231,314231.3k $9.3m $9.3m 1.05% Reduced -46.6k -46,576
40 Capital Asset Advisory Services LLC 0.73% of their portfolio Williamston, MI 227,199227.2k $9.1m $9.1m 0.73% New
41 Merit Financial Group, LLC 0.33% of their portfolio ALPHARETTA, GA 225,773225.8k $9.0m $9.0m 0.33% New
42 HOWARD FINANCIAL SERVICES, LTD. 2.37% of their portfolio DALLAS, TX 224,896224.9k $9.0m $9.0m 2.37% Added +129.2k +129,194
43 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 223,218223.2k $8.9m $8.9m 0.04% New
44 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 207,558207.6k $8.3m $8.3m 0.02% Added +23.2k +23,203
45 Litman Gregory Wealth Management LLC 1.11% of their portfolio LARKSPUR, CA 198,754198.8k $8.0m $8.0m 1.11% Reduced -4.3k -4,314
46 Ford Financial Group, LLC 3.08% of their portfolio Fresno, CA 194,528194.5k $7.8m $7.8m 3.08% Reduced -52.0k -51,983
47 COLONY GROUP LLC 0.10% of their portfolio Boston, MA 183,108183.1k $7.3m $7.3m 0.10% Reduced -16.4k -16,432
48 Curi Wealth Management, LLC 0.95% of their portfolio Raleigh, NC 168,882168.9k $6.8m $6.8m 0.95% Added +32.5k +32,515
49 Canal Capital Management, LLC 1.43% of their portfolio Richmond, VA 147,631147.6k $5.9m $5.9m 1.43% Added +88.4k +88,376
50 MBL Wealth, LLC 1.10% of their portfolio CHARLOTTE, NC 143,482143.5k $5.7m $5.7m 1.10% Added +59.3k +59,345
51 Cribstone Capital Management, LLC 3.29% of their portfolio AUGUSTA, ME 141,051141.1k $5.6m $5.6m 3.29% Added +28.9k +28,888
52 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 135,270135.3k $5.4m $5.4m 0.00% Reduced -139.1k -139,118
53 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 134,093134.1k $411.4k $411.4k 0.01% Reduced -19.2k -19,242
54 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 128,061128.1k $5.1m $5.1m 0.05% Added +24.5k +24,455
55 NOTTINGHAM ADVISORS, INC. 0.67% of their portfolio AMHERST, NY 124,188124.2k $5.0m $5.0m 0.67% Unchanged
56 NEW ENGLAND GUILD WEALTH ADVISORS, INC. 2.61% of their portfolio AVON, CT 123,432123.4k $4.9m $4.9m 2.61% Added +22.7k +22,703
57 VALLEY NATIONAL ADVISERS INC 0.89% of their portfolio BETHLEHEM, PA 121,120121.1k $5.0m $5.0m 0.89% Reduced -29.8k -29,750
58 Family Firm, Inc. 1.36% of their portfolio BETHESDA, MD 116,123116.1k $4.6m $4.6m 1.36% Reduced -26.8k -26,775
59 HB Wealth Management, LLC 0.08% of their portfolio Atlanta, GA 115,876115.9k $4.6m $4.6m 0.08% Reduced -44.2k -44,189
60 Community Bank, N.A. 0.63% of their portfolio DeWitt, NY 112,750112.8k $4.5m $4.5m 0.63% Unchanged
61 Pasadena Private Wealth, LLC 1.39% of their portfolio PASADENA, CA 112,708112.7k $4.5m $4.5m 1.39% New
62 Freedom Investment Management, Inc. 0.50% of their portfolio SOUTH WINDSOR, CT 111,021111.0k $4.4m $4.4m 0.50% Added +17.7k +17,707
63 PINNACLE ASSOCIATES LTD 0.09% of their portfolio NEW YORK, NY 105,815105.8k $4.2m $4.2m 0.09% Reduced -30.2k -30,165
64 Executive Wealth Management, LLC 0.51% of their portfolio BRIGHTON, MI 103,550103.5k $4.1m $4.1m 0.51% New
65 GREAT VALLEY ADVISOR GROUP, INC. 0.20% of their portfolio WILMINGTON, DE 99,46999.5k $4.0m $4.0m 0.20% Added +4.8k +4,810
66 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 96,82596.8k $3.9m $3.9m 0.00% Added +12.7k +12,714
67 PARAGON CAPITAL MANAGEMENT INC 3.58% of their portfolio Provo, UT 96,04996.0k $3.8m $3.8m 3.58% Added +5.9k +5,898
68 Prime Capital Investment Advisors, LLC 0.14% of their portfolio OVERLAND PARK, KS 94,24794.2k $3.8m $3.8m 0.14% New
69 Callan Capital, LLC 0.46% of their portfolio LA JOLLA, CA 93,96694.0k $3.8m $3.8m 0.46% Added +28.9k +28,944
70 EWG Elevate Inc. 1.76% of their portfolio ROSEVILLE, CA 87,45787.5k $3.5m $3.5m 1.76% Added +4.6k +4,598
71 WEBSTER BANK, N. A. 0.47% of their portfolio WATERBURY, CT 86,76886.8k $3.5m $3.5m 0.47% Reduced -47.6k -47,640
72 WCG Wealth Advisors LLC 0.47% of their portfolio LAS VEGAS, NV 85,08685.1k $3.4m $3.4m 0.47% Added +8.4k +8,421
73 John W. Brooker & Co., CPAs 2.18% of their portfolio OAKLAND, CA 83,27983.3k $3.3m $3.3m 2.18% Added +9.3k +9,252
74 Keystone Financial Group 0.66% of their portfolio LEXINGTON, KY 83,00583.0k $3.3m $3.3m 0.66% Reduced -802 -802
75 BCS Wealth Management 1.39% of their portfolio JOHNSON CITY, TN 82,63882.6k $3.3m $3.3m 1.39% Added +1.8k +1,805
76 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 81,58081.6k $3.3m $3.3m 0.01% Reduced -10.6k -10,609
77 ICA Group Wealth Management, LLC 0.75% of their portfolio DENVER, CO 79,47579.5k $3.2m $3.2m 0.75% Reduced -33.4k -33,372
78 Orion Portfolio Solutions, LLC 0.11% of their portfolio Omaha, NE 77,87877.9k $3.1m $3.1m 0.11% Reduced -3.4k -3,393
79 AdvisorNet Financial, Inc 0.30% of their portfolio MINNETONKA, MN 75,63775.6k $3.0m $3.0m 0.30% Reduced -18.4k -18,417
80 Denver PWM, LLC 1.38% of their portfolio DENVER, CO 72,86772.9k $2.9m $2.9m 1.38% Added +63.1k +63,074
81 Mariner, LLC 0.01% of their portfolio Overland Park, KS 72,73272.7k $2.9m $2.9m 0.01% Added +16.7k +16,669
82 WJ Interests, LLC 2.33% of their portfolio SUGAR LAND, TX 70,18070.2k $2.8m $2.8m 2.33% New
83 AJ WEALTH STRATEGIES, LLC 0.14% of their portfolio NEW YORK, NY 68,15668.2k $2.7m $2.7m 0.14% Added +12.0k +12,006
84 Vantage Financial Partners Ltd., Inc. 1.55% of their portfolio ARLINGTON HEIGHTS, IL 67,49167.5k $2.7m $2.7m 1.55% New
85 Del-Sette Capital Management, LLC 2.61% of their portfolio SCHENECTADY, NY 63,39863.4k $2.5m $2.5m 2.61% New
86 OLD MISSION CAPITAL LLC 0.10% of their portfolio CHICAGO, IL 58,92558.9k $2.4m $2.4m 0.10% Added +45.9k +45,902
87 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 58,70958.7k $2.4m $2.4m 0.01% Reduced -689 -689
88 Koss-Olinger Consulting, LLC 0.34% of their portfolio GAINESVILLE, FL 58,47258.5k $2.3m $2.3m 0.34% Added +49.0k +48,964
89 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 58,30458.3k $2.3m $2.3m 0.00% Added +51.7k +51,691
90 LEVEL FOUR ADVISORY SERVICES, LLC 0.17% of their portfolio DALLAS, TX 56,53256.5k $2.3m $2.3m 0.17% Reduced -9.0k -8,982
91 HOLLENCREST CAPITAL MANAGEMENT 0.28% of their portfolio NEWPORT BEACH, CA 56,33956.3k $2.3m $2.3m 0.28% Reduced -35.1k -35,094
92 Pinnacle Wealth Management Advisory Group, LLC 0.34% of their portfolio RED BANK, NJ 55,99956.0k $2.2m $2.2m 0.34% Reduced -10.8k -10,780
93 Summit Asset Management, LLC 0.64% of their portfolio MEMPHIS, TN 54,88854.9k $2.2m $2.2m 0.64% Added +37.2k +37,243
94 Visionary Wealth Advisors 0.20% of their portfolio O'FALLON, IL 54,21454.2k $2.2m $2.2m 0.20% Added +9.0k +9,031
95 COLTON GROOME FINANCIAL ADVISORS, LLC 1.06% of their portfolio ASHEVILLE, NC 54,20154.2k $2.2m $2.2m 1.06% New
96 Hartford Financial Management Inc. 0.57% of their portfolio WEST HARTFORD, CT 54,04354.0k $2.2m $2.2m 0.57% Added +10.8k +10,800
97 Strategic Blueprint, LLC 0.25% of their portfolio ATLANTA, GA 53,95254.0k $2.2m $2.2m 0.25% Reduced -46.5k -46,497
98 Financial Advocates Investment Management 0.16% of their portfolio OLYMPIA, WA 52,47952.5k $2.1m $2.1m 0.16% Added +3.6k +3,580
99 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 51,63151.6k $2.1m $2.1m 0.00% Reduced -12.3k -12,345
100 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 50,76750.8k $2.0m $2.0m 0.02% Added +41.3k +41,256