Vault-13

SSGA ACTIVE ETF TR ULST

ULT SHT TRM BD · ETP · CUSIP 78467V707

94 institutional holders +12 vs Q4 2022
9,413,4869.4m shares reported held*
$378.9mreported value*
24 new 24 added 27 reduced 15 sold out net bought ≈ $98.7m (+2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.25.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 79Q4 22: 82Q1 23: 9494Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202279
Q4 202282
Q1 202394

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 44 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 48 bought or addedQ1 23: 42 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224435
Q1 20234842

Biggest buyers

NewEdge Advisors, LLC Added +575,274+575.3k
David Kennon Inc New +551,110+551.1k
CWM, LLC Added +425,009+425.0k
IHT Wealth Management, LLC New +386,656+386.7k
BANK OF AMERICA CORP /DE/ Added +296,701+296.7k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +295,266+295.3k
Avestar Capital, LLC New +216,143+216.1k
Gradient Investments LLC Added +198,583+198.6k
Everhart Financial Group, Inc. New +192,179+192.2k
Tidal Investments LLC Added +154,071+154.1k

Biggest sellers

Bank of New York Mellon Corp Reduced -427,631-427.6k
Bensler, LLC Sold out -272,168-272.2k
Truadvice, LLC Sold out -245,580-245.6k
OSAIC HOLDINGS, INC. Reduced -230,429-230.4k
Ford Financial Group, LLC Sold out -64,334-64.3k
HARBOUR INVESTMENTS, INC. Reduced -57,346-57.3k
FLOW TRADERS U.S. LLC Sold out -55,319-55.3k
Ashton Thomas Private Wealth, LLC Reduced -49,229-49.2k
Equitable Holdings, Inc. Sold out -34,500-34.5k
AVANTAX ADVISORY SERVICES, INC. Reduced -30,198-30.2k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 858,456858.5k $34.6m $34.6m 0.03% Reduced -7.8k -7,807
2 CWM, LLC 0.19% of their portfolio OMAHA, NE 714,562714.6k $28.8m $28.8m 0.19% Added +425.0k +425,009
3 NewEdge Advisors, LLC 0.32% of their portfolio NEW ORLEANS, LA 640,500640.5k $25.8m $25.8m 0.32% Added +575.3k +575,274
4 David Kennon Inc 10.82% of their portfolio SARASOTA, FL 551,110551.1k $22.2m $22.2m 10.82% New
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 544,997545.0k $21.9m $21.9m 0.00% Added +296.7k +296,701
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 538,916538.9k $21.7m $21.7m 0.00% Added +52.7k +52,740
7 Gradient Investments LLC 0.52% of their portfolio ARDEN HILLS, MN 475,174475.2k $19.1m $19.1m 0.52% Added +198.6k +198,583
8 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 467,665467.7k $18.8m $18.8m 0.04% Reduced -230.4k -230,429
9 Continuum Advisory, LLC 2.95% of their portfolio EAGLE, ID 432,266432.3k $17.4m $17.4m 2.95% Added +18.8k +18,813
10 IHT Wealth Management, LLC 0.89% of their portfolio Chicago, IL 386,656386.7k $15.6m $15.6m 0.89% New
11 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 314,335314.3k $12.7m $12.7m 0.01% Added +74.8k +74,799
12 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.14% of their portfolio PLYMOUTH, MN 295,266295.3k $11.9m $11.9m 0.14% New
13 Tidal Investments LLC 0.20% of their portfolio Milwaukee, WI 288,230288.2k $11.6m $11.6m 0.20% Added +154.1k +154,071
14 BIP Wealth, LLC 1.07% of their portfolio ATLANTA, GA 241,243241.2k $9.7m $9.7m 1.07% First filing
15 Avestar Capital, LLC 1.76% of their portfolio New York, NY 216,143216.1k $8.7m $8.7m 1.76% New
16 Bouchey Financial Group, Ltd. 1.09% of their portfolio TROY, NY 204,203204.2k $8.2m $8.2m 1.09% Added +74.8k +74,839
17 Everhart Financial Group, Inc. 3.47% of their portfolio Dublin, OH 192,179192.2k $7.7m $7.7m 3.47% New
18 PVG ASSET MANAGEMENT CORP 18.59% of their portfolio GOLDEN, CO 144,285144.3k $5.8m $5.8m 18.59% Added +73.7k +73,669
19 HARBOUR INVESTMENTS, INC. 0.32% of their portfolio MADISON, WI 143,689143.7k $5.8m $5.8m 0.32% Reduced -57.3k -57,346
20 NAPLES GLOBAL ADVISORS, LLC 0.59% of their portfolio NAPLES, FL 116,709116.7k $4.7m $4.7m 0.59% Reduced -6.7k -6,650
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 109,107109.1k $4.4m $4.4m 0.00% Reduced -26.7k -26,693
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 90,56390.6k $3.6m $3.6m 0.00% Added +17.1k +17,091
23 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 85,68385.7k $3.4m $3.4m 0.01% Added +43.3k +43,252
24 Heartwood Wealth Advisors LLC 0.50% of their portfolio RICHMOND, VA 83,85083.8k $3.4m $3.4m 0.50% Added +2.4k +2,430
25 RETIREMENT CAPITAL STRATEGIES 1.51% of their portfolio SAN JOSE, CA 77,43777.4k $3.1m $3.1m 1.51% Reduced -7.7k -7,745
26 Moloney Securities Asset Management, LLC 0.58% of their portfolio MANCHESTER, MO 77,41077.4k $3.1m $3.1m 0.58% Added +4.6k +4,635
27 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 75,52075.5k $3.0m $3.0m 0.03% Added +52.5k +52,452
28 Elmwood Wealth Management, Inc. 1.28% of their portfolio BERKELEY, CA 67,50067.5k $2.7m $2.7m 1.28% Added +4.2k +4,223
29 Perennial Investment Advisors, LLC 0.46% of their portfolio Los Angeles, CA 60,56960.6k $2.4m $2.4m 0.46% New
30 Ameliora Wealth Management Ltd. 1.21% of their portfolio ZURICH, V8 51,92151.9k $2.1m $2.1m 1.21% Reduced -3.1k -3,146
31 Apollon Wealth Management, LLC 0.12% of their portfolio MOUNT PLEASANT, SC 49,78649.8k $2.0m $2.0m 0.12% Added +31.8k +31,757
32 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 47,00947.0k $1.9m $1.9m 0.00% New
33 Levy Wealth Management Group, LLC 0.56% of their portfolio PHILADELPHIA, PA 45,23545.2k $1.8m $1.8m 0.56% Reduced -680 -680
34 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 41,79541.8k $1.7m $1.7m 0.00% New
35 WT Wealth Management 0.72% of their portfolio SCOTTSDALE, AZ 41,44941.4k $1.7m $1.7m 0.72% New
36 CGN Advisors LLC 0.25% of their portfolio MANHATTAN, KS 40,01440.0k $1.6m $1.6m 0.25% Reduced -1.0k -1,006
37 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 37,33437.3k $1.5m $1.5m 0.00% Reduced -427.6k -427,631
38 Fiduciary Trust Co 0.02% of their portfolio Boston, MA 30,67530.7k $1.2m $1.2m 0.02% Unchanged
39 Advisor Resource Council 0.31% of their portfolio DALLAS, TX 30,44430.4k $1.2m $1.2m 0.31% New
40 Ashton Thomas Private Wealth, LLC 0.10% of their portfolio SCOTTSDALE, AZ 29,55929.6k $1.2m $1.2m 0.10% Reduced -49.2k -49,229
41 Legacy Capital Wealth Partners, LLC 0.29% of their portfolio LITTLE ROCK, AR 26,38626.4k $1.1m $1.1m 0.29% New
42 Gladstone Institutional Advisory LLC 0.07% of their portfolio Bedminster, NJ 25,24825.2k $1.0m $1.0m 0.07% Reduced -517 -517
43 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 24,66324.7k $992.7k $992.7k 0.01% Reduced -30.2k -30,198
44 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 23,15623.2k $932.0k $932.0k 0.01% Added +9.7k +9,682
45 Walkner Condon Financial Advisors LLC 0.26% of their portfolio MADISON, WI 22,62822.6k $910.8k $910.8k 0.26% Reduced -1.9k -1,856
46 Merit Financial Group, LLC 0.03% of their portfolio ALPHARETTA, GA 20,70720.7k $833.5k $833.5k 0.03% Reduced -3.2k -3,200
47 Fortis Group Advisors, LLC 0.24% of their portfolio WESTWOOD, NJ 19,74719.7k $795.4k $795.4k 0.24% First filing
48 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 19,13819.1k $770.0k $770.0k 0.01% Reduced -1.3k -1,263
49 Destination Wealth Management 0.03% of their portfolio Walnut Creek, CA 18,16618.2k $731.2k $731.2k 0.03% Unchanged
50 Hobart Private Capital, LLC 0.27% of their portfolio CHARLOTTE, NC 17,25117.3k $694.4k $694.4k 0.27% New
51 PRIVATE TRUST CO NA 0.08% of their portfolio CLEVELAND, OH 15,23715.2k $613.3k $613.3k 0.08% Added +13.9k +13,950
52 Gerber Kawasaki Wealth & Investment Management 0.04% of their portfolio SANTA MONICA, CA 13,14613.1k $529.1k $529.1k 0.04% Reduced -340 -340
53 SOL Capital Management CO 0.08% of their portfolio ROCKVILLE, MD 12,20012.2k $491.1k $491.1k 0.08% Reduced -4.0k -4,000
54 Penobscot Investment Management Company, Inc. 0.08% of their portfolio BOSTON, MA 11,62011.6k $467.7k $467.7k 0.08% Unchanged
55 Western Wealth Management, LLC 0.04% of their portfolio GOLDEN, CO 11,21611.2k $451.4k $451.4k 0.04% New
56 Financial Architects, Inc 0.07% of their portfolio MARLTON, NJ 10,77210.8k $433.6k $433.6k 0.07% Unchanged
57 CATALYST PRIVATE WEALTH, LLC 0.28% of their portfolio SAN MATEO, CA 10,00010.0k $402.5k $402.5k 0.28% Unchanged
58 CAPSTONE WEALTH MANAGEMENT GROUP, LLC 0.43% of their portfolio DUNMORE, PA 9,5729.6k $385.3k $385.3k 0.43% Added +59 +59
59 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 8,5088.5k $342.0k $342.0k 0.00% New
60 Cape Investment Advisory, Inc. 0.21% of their portfolio MCDONOUGH, GA 8,4628.5k $340.6k $340.6k 0.21% First filing
61 FLAGSHIP HARBOR ADVISORS, LLC 0.03% of their portfolio BOSTON, MA 8,2508.2k $332.1k $332.1k 0.03% New
62 Authentikos Wealth Advisory, LLC 0.33% of their portfolio MORGAN HILL, CA 8,2168.2k $328.5k $328.5k 0.33% First filing
63 Bridgeworth, LLC 0.04% of their portfolio BIRMINGHAM, AL 7,6507.7k $307.9k $307.9k 0.04% Reduced -1.4k -1,365
64 Trivium Point Advisory, LLC 0.08% of their portfolio WILTON, CT 7,5947.6k $305.7k $305.7k 0.08% New
65 Sweet Financial Partners, LLC 0.08% of their portfolio FAIRMONT, MN 7,3827.4k $297.1k $297.1k 0.08% Reduced -8.2k -8,166
66 IEQ CAPITAL, LLC 0.01% of their portfolio Foster City, CA 7,1447.1k $287.5k $287.5k 0.01% New
67 Winch Advisory Services, LLC 0.11% of their portfolio Appleton, WI 7,0967.1k $286.0k $286.0k 0.11% Added +44 +44
68 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 7,0507.0k $283.8k $283.8k 0.00% Reduced -5 -5
69 NFSG Corp 0.15% of their portfolio BOCA RATON, FL 7,0007.0k $281.8k $281.8k 0.15% Reduced -7.5k -7,535
70 Signature Wealth Management Group 0.13% of their portfolio ATLANTA, GA 6,7216.7k $270.5k $270.5k 0.13% Unchanged
71 Cadence Bank 0.02% of their portfolio Tupelo, MS 6,6056.6k $265.9k $265.9k 0.02% New
72 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 6,4466.4k $259.5k $259.5k 0.02% Reduced -228 -228
73 Avondale Wealth Management 0.22% of their portfolio WEST LAKE HILLS, TX 6,2506.2k $251.6k $251.6k 0.22% New
74 Trilogy Capital Inc. 0.02% of their portfolio IRVINE, CA 6,1206.1k $246.3k $246.3k 0.02% Reduced -450 -450
75 Seed Wealth Management, Inc. 0.27% of their portfolio EVANSTON, IL 6,0006.0k $241.5k $241.5k 0.27% Unchanged
76 Worth Asset Management, LLC 0.18% of their portfolio DALLAS, TX 5,9315.9k $238.7k $238.7k 0.18% Unchanged
77 COLDSTREAM CAPITAL MANAGEMENT INC 0.01% of their portfolio BELLEVUE, WA 5,7885.8k $233.0k $233.0k 0.01% Unchanged
78 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,2155.2k $209.9k $209.9k 0.00% Unchanged
79 Rossmore Private Capital 0.03% of their portfolio GLASTONBURY, CT 5,1655.2k $207.9k $207.9k 0.03% Unchanged
80 HBK Sorce Advisory LLC 0.01% of their portfolio ERIE, PA 5,1335.1k $206.6k $206.6k 0.01% Reduced -5.1k -5,133
81 ANGELES WEALTH MANAGEMENT, LLC 0.03% of their portfolio SANTA MONICA, CA 5,0005.0k $201.2k $201.2k 0.03% Unchanged
82 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 3,9253.9k $157.9k $157.9k 0.01% New
83 Glen Eagle Advisors, LLC 0.02% of their portfolio KINGSTON, NJ 2,2122.2k $89.0k $89.0k 0.02% Reduced -12.7k -12,665
84 BDO Wealth Advisors, LLC 0.00% of their portfolio JACKSONVILLE, FL 899899 $36.2k $36.2k 0.00% Added +6 +6
85 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 316316 $13.0k $13.0k 0.00% New
86 McClarren Financial Advisors, Inc. 0.01% of their portfolio STATE COLLEGE, PA 307307 $12.0k $12.0k 0.01% Reduced -15 -15
87 HHM Wealth Advisors, LLC 0.00% of their portfolio CHATTANOOGA, TN 276276 $11.1k $11.1k 0.00% New
88 Venturi Wealth Management, LLC 0.00% of their portfolio AUSTIN, TX 169169 $6.8k $6.8k 0.00% New
89 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 124124 $5.0k $5.0k 0.00% Unchanged
90 JNBA Financial Advisors 0.00% of their portfolio BLOOMINGTON, MN 103103 $4.1k $4.1k 0.00% Added +1 +1
91 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 6969 $2.8k $2.8k 0.00% Added +69 +69
92 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 6363 $2.5k $2.5k 0.00% New
93 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 22 $81 $81 0.00% Unchanged
94 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $6 $6 0.00% Unchanged