Vault-13

SSGA ACTIVE ETF TR SRLN

BLACKSTONE SENR · ETP · CUSIP 78467V608

526 institutional holders -6 vs Q4 2024
149,831,416149.8m shares reported held*
$6.2bnreported value*
49 new 224 added 174 reduced 54 sold out net bought ≈ $157.5m (+4.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $41.13. Options: 3 managers hold calls ($333.0k notional), 4 hold puts ($1.8m).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 524Q4 22: 516Q1 23: 484Q2 23: 461Q3 23: 455Q4 23: 482Q1 24: 478Q2 24: 514Q3 24: 508Q4 24: 532Q1 25: 526526Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022524
Q4 2022516
Q1 2023484
Q2 2023461
Q3 2023455
Q4 2023482
Q1 2024478
Q2 2024514
Q3 2024508
Q4 2024532
Q1 2025526

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q2 23: 189 bought or addedQ2 23: 281 cut or sold outQ3 23: 205 bought or addedQ3 23: 229 cut or sold outQ3 23Q4 23: 214 bought or addedQ4 23: 233 cut or sold outQ1 24: 264 bought or addedQ1 24: 204 cut or sold outQ1 24Q2 24: 292 bought or addedQ2 24: 186 cut or sold outQ3 24: 237 bought or addedQ3 24: 258 cut or sold outQ3 24Q4 24: 288 bought or addedQ4 24: 195 cut or sold outQ1 25: 273 bought or addedQ1 25: 228 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 2023189281
Q3 2023205229
Q4 2023214233
Q1 2024264204
Q2 2024292186
Q3 2024237258
Q4 2024288195
Q1 2025273228

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ2 24 calls: $981.9kQ2 24 puts: $1.1mQ2 24P/C 1.13Q3 24 calls: $3.0mQ3 24 puts: $2.5mQ3 24P/C 0.85Q4 24 calls: $2.1mQ4 24 puts: $2.0mQ4 24P/C 0.95Q1 25 calls: $333.0kQ1 25 puts: $1.8mQ1 25P/C 5.53
Numbers
QuarterCallsPutsP/C
Q2 2024$981.9k$1.1m1.13
Q3 2024$3.0m$2.5m0.85
Q4 2024$2.1m$2.0m0.95
Q1 2025$333.0k$1.8m5.53

Biggest buyers

Corebridge Financial, Inc. New +9,585,037+9.6m
MORGAN STANLEY Added +3,651,244+3.7m
NEUBERGER BERMAN GROUP LLC Added +2,169,958+2.2m
Advisory Alpha, LLC Added +1,572,607+1.6m
Ensign Peak Advisors, Inc Added +1,200,693+1.2m
WELLINGTON MANAGEMENT GROUP LLP Added +1,194,900+1.2m
NATIONAL BANK OF CANADA /FI/ Added +927,089+927.1k
BANK OF AMERICA CORP /DE/ Added +902,175+902.2k
LPL Financial LLC Added +809,869+809.9k
State of Tennessee, Department of Treasury Added +631,070+631.1k

Biggest sellers

BlackRock, Inc. Reduced -6,920,888-6.9m
LORD, ABBETT & CO. LLC Reduced -2,750,000-2.8m
Ocean Park Asset Management, LLC Reduced -2,455,210-2.5m
JPMORGAN CHASE & CO Reduced -2,222,976-2.2m
RENAISSANCE TECHNOLOGIES LLC Reduced -1,908,069-1.9m
BANK OF NOVA SCOTIA Reduced -1,880,000-1.9m
Hilton Capital Management, LLC Sold out -888,744-888.7k
Endurance Services Ltd Sold out -773,100-773.1k
EMORY UNIVERSITY Sold out -657,729-657.7k
GOLDMAN SACHS GROUP INC Reduced -643,550-643.5k

Biggest calls

CITADEL ADVISORS LLC Reduced $329.0k8.0k shares
SIMPLEX TRADING, LLC Reduced $4.0k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $1.0m24.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $415.4k10.1k shares
Belvedere Trading LLC New $411.3k10.0k shares
Quaker Wealth Management, LLC First filing $2.3k55 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 11,596,07011.6m $476.9m $476.9m 0.04% Added +902.2k +902,175
2 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 11,081,63411.1m $455.8m $455.8m 0.03% Added +3.7m +3,651,244
3 Corebridge Financial, Inc. 2.27% of their portfolio HOUSTON, TX 9,585,0379.6m $394.2m $394.2m 2.27% New
4 Arizona PSPRS Trust 10.93% of their portfolio PHOENIX, AZ 7,842,2337.8m $322.6m $322.6m 10.93% Added +100.6k +100,632
5 State of Tennessee, Department of Treasury 1.04% of their portfolio NASHVILLE, TN 6,569,5346.6m $270.2m $270.2m 1.04% Added +631.1k +631,070
6 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 6,220,0276.2m $255.8m $255.8m 0.05% Reduced -643.5k -643,550
7 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.50% of their portfolio TORONTO, A6 5,444,8645.4m $223.9m $223.9m 0.50% Unchanged
8 Ocean Park Asset Management, LLC 7.84% of their portfolio SANTA MONICA, CA 5,370,4245.4m $220.9m $220.9m 7.84% Reduced -2.5m -2,455,210
9 Ensign Peak Advisors, Inc 0.31% of their portfolio SALT LAKE CITY, UT 4,002,6934.0m $164.6m $164.6m 0.31% Added +1.2m +1,200,693
10 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 3,637,2583.6m $149.6m $149.6m 0.06% Added +809.9k +809,869
11 Symetra Investment Management Co 35.95% of their portfolio Farmington, CT 3,553,1153.6m $146.1m $146.1m 35.95% Reduced -552.1k -552,060
12 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 3,209,4433.2m $132.0m $132.0m 0.01% Reduced -51.7k -51,709
13 NEUBERGER BERMAN GROUP LLC 0.10% of their portfolio NEW YORK, NY 2,871,0912.9m $118.1m $118.1m 0.10% Added +2.2m +2,169,958
14 WELLINGTON MANAGEMENT GROUP LLP 0.02% of their portfolio Boston, MA 2,720,1502.7m $111.9m $111.9m 0.02% Added +1.2m +1,194,900
15 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,487,0502.5m $102.3m $102.3m 0.02% Added +349.1k +349,057
16 BlackRock, Inc. 0.00% of their portfolio New York, NY 2,230,5102.2m $91.7m $91.7m 0.00% Reduced -6.9m -6,920,888
17 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,979,1712.0m $81.4m $81.4m 0.02% Added +9.5k +9,529
18 Aristotle Pacific Capital, LLC 26.69% of their portfolio NEWPORT BEACH, CA 1,971,3532.0m $81.1m $81.1m 26.69% Added +396.8k +396,787
19 State of New Jersey Common Pension Fund D 0.35% of their portfolio TRENTON, NJ 1,900,0001.9m $78.1m $78.1m 0.35% Added +350.0k +350,000
20 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.13% of their portfolio BOSTON, MA 1,618,5071.6m $66.6m $66.6m 1.13% Added +459.8k +459,828
21 Advisory Alpha, LLC 2.21% of their portfolio HOLLAND, MI 1,580,8151.6m $65.0m $65.0m 2.21% Added +1.6m +1,572,607
22 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,492,7581.5m $61.4m $61.4m 0.01% Reduced -152.7k -152,709
23 Money Design Co.,Ltd. 2.90% of their portfolio TOKYO, M0 1,416,2131.4m $58.2m $58.2m 2.90% Reduced -32.9k -32,901
24 Calamos Advisors LLC 0.26% of their portfolio NAPERVILLE, IL 1,312,0551.3m $54.0m $54.0m 0.26% Unchanged
25 BNP PARIBAS FINANCIAL MARKETS 0.04% of their portfolio PARIS, I0 1,309,6021.3m $53.9m $53.9m 0.04% First filing
26 Kensington Asset Management, LLC 5.38% of their portfolio AUSTIN, TX 1,244,8111.2m $51.2m $51.2m 5.38% Unchanged
27 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 1,195,7571.2m $49.2m $49.2m 0.02% Added +8.9k +8,936
28 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 1,141,1031.1m $46.9m $46.9m 0.02% Added +125.7k +125,685
29 Counterpoint Mutual Funds LLC 6.66% of their portfolio San Diego, CA 1,130,4221.1m $46.5m $46.5m 6.66% Unchanged
30 1832 Asset Management L.P. 0.08% of their portfolio TORONTO, A6 1,031,9881.0m $42.4m $42.4m 0.08% Added +8.8k +8,850
31 AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio KANSAS CITY, MO 978,814978.8k $40.3m $40.3m 0.02% Reduced -59.0k -59,033
32 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 949,095949.1k $39.0m $39.0m 0.01% Reduced -482.7k -482,713
33 NATIONAL BANK OF CANADA /FI/ 0.04% of their portfolio MONTREAL, A8 927,100927.1k $38.1m $38.1m 0.04% Added +927.1k +927,089
34 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 906,115906.1k $37.3m $37.3m 0.01% Added +45.8k +45,785
35 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 770,012770.0k $31.7m $31.7m 0.04% Added +112.5k +112,471
36 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 1.76% of their portfolio SAN FRANCISCO, CA 741,873741.9k $30.5m $30.5m 1.76% Added +59.9k +59,927
37 Ameritas Advisory Services, LLC 1.15% of their portfolio Lincoln, NE 690,648690.6k $28.4m $28.4m 1.15% Reduced -37.8k -37,806
38 GE INVESTMENT MANAGEMENT CORP. 13.82% of their portfolio NORWALK, CT 669,912669.9k $27.6m $27.6m 13.82% Added +97.7k +97,693
39 BANK OF NOVA SCOTIA 0.06% of their portfolio TORONTO, A6 645,900645.9k $26.6m $26.6m 0.06% Reduced -1.9m -1,880,000
40 CONNING INC. 0.92% of their portfolio HARTFORD, CT 641,275641.3k $26.4m $26.4m 0.92% Unchanged
41 LORD, ABBETT & CO. LLC 0.09% of their portfolio JERSEY CITY, NJ 637,056637.1k $26.2m $26.2m 0.09% Reduced -2.8m -2,750,000
42 L & S Advisors Inc 3.19% of their portfolio Los Angeles, CA 629,125629.1k $25.9m $25.9m 3.19% Added +215.8k +215,760
43 GUGGENHEIM CAPITAL LLC 0.24% of their portfolio CHICAGO, IL 615,497615.5k $25.3m $25.3m 0.24% Reduced -132.6k -132,596
44 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 608,476608.5k $25.0m $25.0m 0.02% Added +24.3k +24,299
45 ZEGA Investments, LLC 7.31% of their portfolio PALM BEACH GARDENS, FL 605,136605.1k $24.9m $24.9m 7.31% Added +21.5k +21,527
46 Donoghue Forlines LLC 7.63% of their portfolio Boston, MA 585,077585.1k $24.1m $24.1m 7.63% Added +13.0k +13,033
47 FEDERATED HERMES, INC. 0.05% of their portfolio PITTSBURGH, PA 555,000555.0k $22.8m $22.8m 0.05% Added +48.0k +48,000
48 Pathstone Holdings, LLC 0.09% of their portfolio ENGLEWOOD, NJ 527,870527.9k $21.7m $21.7m 0.09% Added +170.7k +170,673
49 New York Life Investment Management LLC 0.22% of their portfolio New York, NY 521,111521.1k $21.4m $21.4m 0.22% Added +67.6k +67,617
50 AlphaStar Capital Management, LLC 2.09% of their portfolio CORNELIUS, NC 505,792505.8k $20.8m $20.8m 2.09% Added +83.4k +83,367
51 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 505,124505.1k $20.8m $20.8m 0.02% Added +1.1k +1,134
52 Blackstone Inc. 0.09% of their portfolio NEW YORK, NY 492,591492.6k $20.3m $20.3m 0.09% Unchanged
53 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 454,562454.6k $18.7m $18.7m 0.04% Reduced -16.6k -16,568
54 Ninety One UK Ltd 0.05% of their portfolio London, X0 431,500431.5k $17.7m $17.7m 0.05% Added +233.1k +233,100
55 FIRST FOUNDATION ADVISORS 0.72% of their portfolio Irvine, CA 431,348431.3k $17.7m $17.7m 0.72% Added +116.3k +116,300
56 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 410,694410.7k $16.9m $16.9m 0.00% Reduced -153.9k -153,910
57 Merit Financial Group, LLC 0.24% of their portfolio ALPHARETTA, GA 390,674390.7k $16.1m $16.1m 0.24% Added +3.7k +3,701
58 Coppell Advisory Solutions LLC 2.17% of their portfolio COPPELL, TX 379,653379.7k $15.5m $15.5m 2.17% Added +334.9k +334,929
59 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 376,793376.8k $15.5m $15.5m 0.03% Added +64.3k +64,340
60 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 375,676375.7k $15.5m $15.5m 0.05% Added +49.4k +49,377
61 Catalyst Capital Advisors LLC 0.32% of their portfolio San Juan, PR 374,591374.6k $15.4m $15.4m 0.32% Added +214.4k +214,433
62 CNO Financial Group, Inc. 12.28% of their portfolio Carmel, IN 357,000357.0k $14.7m $14.7m 12.28% First filing
63 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 344,875344.9k $14.5m $14.5m 0.03% Unchanged
64 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 3.64% of their portfolio LEAWOOD, KS 332,409332.4k $13.7m $13.7m 3.64% Added +289.5k +289,488
65 COUNTRY TRUST BANK 0.34% of their portfolio Bloomington, IL 327,570327.6k $13.5m $13.5m 0.34% Added +17.3k +17,299
66 Secure Asset Management, LLC 2.62% of their portfolio Troy, MI 315,381315.4k $13.0m $13.0m 2.62% Added +82.6k +82,626
67 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 307,240307.2k $12.6m $12.6m 0.02% Added +129.1k +129,056
68 Bain Capital Credit, LP 3.03% of their portfolio Boston, MA 301,197301.2k $12.4m $12.4m 3.03% Reduced -9.4k -9,404
69 Logan Stone Capital, LLC 5.69% of their portfolio CHICAGO, IL 296,586296.6k $12.2m $12.2m 5.69% Reduced -95.4k -95,382
70 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 288,659288.7k $11.9m $11.9m 0.03% Added +110.1k +110,053
71 KESTRA PRIVATE WEALTH SERVICES, LLC 0.19% of their portfolio AUSTIN, TX 283,722283.7k $11.7m $11.7m 0.19% Reduced -12.8k -12,795
72 Matthew Goff Investment Advisor, LLC 2.00% of their portfolio HOUSTON, TX 263,610263.6k $10.8m $10.8m 2.00% Reduced -11.2k -11,180
73 Stablepoint Partners, LLC 1.87% of their portfolio BRAINTREE, MA 251,348251.3k $10.3m $10.3m 1.87% Added +7.2k +7,243
74 Goldstone Financial Group, LLC 1.55% of their portfolio OAKBROOK TERRACE, IL 248,228248.2k $10.2m $10.2m 1.55% Added +13.5k +13,503
75 OPPENHEIMER ASSET MANAGEMENT INC. 0.13% of their portfolio NEW YORK, NY 245,807245.8k $10.1m $10.1m 0.13% Reduced -3.4k -3,442
76 Hilltop Partners LLC 3.32% of their portfolio MISHAWAKA, IN 238,830238.8k $9.8m $9.8m 3.32% Added +50.5k +50,549
77 Envestnet Portfolio Solutions, Inc. 0.04% of their portfolio BERWYN, PA 235,340235.3k $9.7m $9.7m 0.04% Reduced -18.3k -18,292
78 LOOMIS SAYLES & CO L P 0.01% of their portfolio BOSTON, MA 228,115228.1k $9.4m $9.4m 0.01% Reduced -3.0k -3,006
79 Fragasso Financial Advisors Inc 0.70% of their portfolio SEWICKLEY, PA 227,881227.9k $9.4m $9.4m 0.70% Added +13.8k +13,790
80 MRA Advisory Group 4.86% of their portfolio PARSIPPANY, NJ 221,538221.5k $9.1m $9.1m 4.86% Added +12.9k +12,941
81 First Eagle Investment Management, LLC 0.02% of their portfolio NEW YORK, NY 218,112218.1k $9.2m $9.2m 0.02% Added +90.5k +90,459
82 Integrated Wealth Concepts LLC 0.10% of their portfolio WALTHAM, MA 214,873214.9k $8.8m $8.8m 0.10% Added +13.7k +13,719
83 Destiny Wealth Partners, LLC 1.39% of their portfolio TAVARES, FL 212,744212.7k $8.8m $8.8m 1.39% Added +10.4k +10,399
84 DRIVE WEALTH MANAGEMENT, LLC 2.05% of their portfolio LEHI, UT 212,287212.3k $8.7m $8.7m 2.05% Added +15.0k +15,018
85 Refined Wealth Management 7.07% of their portfolio SALT LAKE CITY, UT 210,079210.1k $8.6m $8.6m 7.07% Reduced -4.6k -4,596
86 FIRST MANHATTAN CO. LLC. 0.03% of their portfolio NEW YORK, NY 208,650208.7k $8.6m $8.6m 0.03% Reduced -3.4k -3,378
87 Semmax Financial Advisors Inc. 2.27% of their portfolio Winston Salem, NC 205,588205.6k $8.4m $8.4m 2.27% Added +2.6k +2,564
88 Shilanski & Associates, Inc. 2.62% of their portfolio ANCHORAGE, AK 203,812203.8k $8.4m $8.4m 2.62% Added +10.5k +10,502
89 Sagace Wealth Management LLC 6.31% of their portfolio ST. PETERSBURG, FL 202,961203.0k $8.3m $8.3m 6.31% Reduced -2.0k -2,002
90 VICTORY CAPITAL MANAGEMENT INC 0.01% of their portfolio San Antonio, TX 200,000200.0k $8.2m $8.2m 0.01% New
91 Hennion & Walsh Asset Management, Inc. 0.37% of their portfolio Parsippany, NJ 199,821199.8k $8.2m $8.2m 0.37% Added +12.3k +12,312
92 SCOTIA CAPITAL INC. 0.04% of their portfolio TORONTO, A6 193,883193.9k $8.0m $8.0m 0.04% Added +684 +684
93 HORIZON FINANCIAL SERVICES, LLC 4.42% of their portfolio WINSTON SALEM, NC 192,818192.8k $7.9m $7.9m 4.42% New
94 KMG FIDUCIARY PARTNERS, LLC 0.65% of their portfolio TOLEDO, OH 191,559191.6k $7.9m $7.9m 0.65% Added +25.1k +25,077
95 Fortis Capital Management LLC 1.51% of their portfolio BELLEVUE, WA 188,878188.9k $7.8m $7.8m 1.51% Added +44.1k +44,095
96 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 184,026184.0k $7.6m $7.6m 0.02% Reduced -64.2k -64,204
97 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 179,814179.8k $7.4m $7.4m 0.01% Reduced -19.7k -19,668
98 Cynosure Group, LLC 0.99% of their portfolio Salt Lake City, UT 174,808174.8k $7.2m $7.2m 0.99% Added +52.2k +52,204
99 Little Harbor Advisors, LLC 4.40% of their portfolio MARBLEHEAD, MA 173,388173.4k $7.1m $7.1m 4.40% Unchanged
100 Perigon Wealth Management, LLC 0.18% of their portfolio SAN FRANCISCO, CA 172,617172.6k $7.1m $7.1m 0.18% Added +37.7k +37,749