Vault-13

SSGA ACTIVE ETF TR SRLN

BLACKSTONE SENR · ETP · CUSIP 78467V608

532 institutional holders +24 vs Q3 2024
145,299,547145.3m shares reported held*
$6.1bnreported value*
44 new 244 added 153 reduced 42 sold out net bought ≈ $1.3bn (+27.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $41.77. Options: 3 managers hold calls ($2.1m notional), 2 hold puts ($2.0m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 524Q4 22: 516Q1 23: 484Q2 23: 461Q3 23: 455Q4 23: 482Q1 24: 478Q2 24: 514Q3 24: 508Q4 24: 532532Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022524
Q4 2022516
Q1 2023484
Q2 2023461
Q3 2023455
Q4 2023482
Q1 2024478
Q2 2024514
Q3 2024508
Q4 2024532

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 184 bought or addedQ1 23: 309 cut or sold outQ2 23: 189 bought or addedQ2 23: 281 cut or sold outQ2 23Q3 23: 205 bought or addedQ3 23: 229 cut or sold outQ4 23: 214 bought or addedQ4 23: 233 cut or sold outQ4 23Q1 24: 264 bought or addedQ1 24: 204 cut or sold outQ2 24: 292 bought or addedQ2 24: 186 cut or sold outQ2 24Q3 24: 237 bought or addedQ3 24: 258 cut or sold outQ4 24: 288 bought or addedQ4 24: 195 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023184309
Q2 2023189281
Q3 2023205229
Q4 2023214233
Q1 2024264204
Q2 2024292186
Q3 2024237258
Q4 2024288195

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ1 24 calls: $1.2mQ1 24 puts: $21.8mQ1 24P/C 18.58Q2 24 calls: $981.9kQ2 24 puts: $1.1mQ2 24P/C 1.13Q3 24 calls: $3.0mQ3 24 puts: $2.5mQ3 24P/C 0.85Q4 24 calls: $2.1mQ4 24 puts: $2.0mQ4 24P/C 0.95
Numbers
QuarterCallsPutsP/C
Q1 2024$1.2m$21.8m18.58
Q2 2024$981.9k$1.1m1.13
Q3 2024$3.0m$2.5m0.85
Q4 2024$2.1m$2.0m0.95

Biggest buyers

Ocean Park Asset Management, LLC Added +7,554,382+7.6m
BlackRock, Inc. Added +6,334,739+6.3m
LORD, ABBETT & CO. LLC Added +2,755,100+2.8m
GOLDMAN SACHS GROUP INC Added +2,458,226+2.5m
JPMORGAN CHASE & CO Added +2,232,334+2.2m
State of Tennessee, Department of Treasury Added +2,130,217+2.1m
Symetra Investment Management Co Added +1,554,475+1.6m
State of New Jersey Common Pension Fund D New +1,550,000+1.6m
AMERICAN CENTURY COMPANIES INC New +1,037,847+1.0m
1832 Asset Management L.P. New +1,023,138+1.0m

Biggest sellers

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Reduced -5,824,000-5.8m
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -2,353,274-2.4m
PARTNERS CAPITAL INVESTMENT GROUP, LLP Reduced -1,338,779-1.3m
Counterpoint Mutual Funds LLC Reduced -1,162,427-1.2m
Concord Wealth Partners Reduced -435,338-435.3k
Concord Asset Management, LLC/VA Reduced -434,756-434.8k
MARINER INVESTMENT GROUP LLC Sold out -408,812-408.8k
BANK OF MONTREAL /CAN/ Reduced -394,380-394.4k
JANE STREET GROUP, LLC Reduced -387,447-387.4k
Drake & Associates, LLC Sold out -386,258-386.3k

Biggest calls

CITADEL ADVISORS LLC Reduced $2.0m48.3k shares
SIMPLEX TRADING, LLC Unchanged $133.0k3.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.5m37.1k shares
CITADEL ADVISORS LLC Added $484.1k11.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 10,693,89510.7m $446.3m $446.3m 0.04% Added +752.4k +752,397
2 BlackRock, Inc. 0.01% of their portfolio New York, NY 9,151,3989.2m $381.9m $381.9m 0.01% Added +6.3m +6,334,739
3 Ocean Park Asset Management, LLC 11.11% of their portfolio SANTA MONICA, CA 7,825,6347.8m $326.6m $326.6m 11.11% Added +7.6m +7,554,382
4 Arizona PSPRS Trust 10.41% of their portfolio PHOENIX, AZ 7,741,6017.7m $323.1m $323.1m 10.41% Added +205.5k +205,522
5 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 7,430,3907.4m $310.1m $310.1m 0.02% Added +125.5k +125,458
6 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 6,863,5776.9m $286.4m $286.4m 0.05% Added +2.5m +2,458,226
7 State of Tennessee, Department of Treasury 0.90% of their portfolio NASHVILLE, TN 5,938,4645.9m $247.8m $247.8m 0.90% Added +2.1m +2,130,217
8 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.49% of their portfolio TORONTO, A6 5,444,8645.4m $227.2m $227.2m 0.49% Reduced -5.8m -5,824,000
9 Symetra Investment Management Co 42.42% of their portfolio Farmington, CT 4,105,1754.1m $171.3m $171.3m 42.42% Added +1.6m +1,554,475
10 LORD, ABBETT & CO. LLC 0.45% of their portfolio JERSEY CITY, NJ 3,387,0563.4m $141.3m $141.3m 0.45% Added +2.8m +2,755,100
11 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 3,261,1523.3m $136.1m $136.1m 0.01% Added +221.1k +221,067
12 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,827,3892.8m $118.0m $118.0m 0.05% Added +198.6k +198,616
13 Ensign Peak Advisors, Inc 0.21% of their portfolio SALT LAKE CITY, UT 2,802,0002.8m $116.9m $116.9m 0.21% Added +490.0k +490,000
14 BANK OF NOVA SCOTIA 0.18% of their portfolio TORONTO, A6 2,525,9002.5m $105.4m $105.4m 0.18% Added +726.6k +726,645
15 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,238,7862.2m $93.4m $93.4m 0.01% Added +2.2m +2,232,334
16 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,137,9932.1m $89.2m $89.2m 0.02% Added +826.2k +826,161
17 RENAISSANCE TECHNOLOGIES LLC 0.13% of their portfolio NEW YORK, NY 2,054,7692.1m $85.7m $85.7m 0.13% Added +119.3k +119,269
18 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,969,6422.0m $82.2m $82.2m 0.02% Added +230.1k +230,084
19 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,645,4671.6m $68.7m $68.7m 0.02% Added +451.1k +451,057
20 Aristotle Pacific Capital, LLC 20.58% of their portfolio NEWPORT BEACH, CA 1,574,5661.6m $65.7m $65.7m 20.58% Added +119.9k +119,904
21 State of New Jersey Common Pension Fund D 0.26% of their portfolio TRENTON, NJ 1,550,0001.6m $64.7m $64.7m 0.26% New
22 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 1,525,2501.5m $63.6m $63.6m 0.01% Added +256.8k +256,800
23 Money Design Co.,Ltd. 3.10% of their portfolio TOKYO, M0 1,449,1141.4m $60.4m $60.4m 3.10% Added +532.2k +532,157
24 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,431,8081.4m $59.7m $59.7m 0.02% Added +325.2k +325,153
25 Calamos Advisors LLC 0.25% of their portfolio NAPERVILLE, IL 1,312,0551.3m $54.8m $54.8m 0.25% Added +812.8k +812,805
26 Kensington Asset Management, LLC 3.04% of their portfolio AUSTIN, TX 1,244,8111.2m $51.9m $51.9m 3.04% Unchanged
27 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 1,186,8211.2m $49.5m $49.5m 0.02% Added +603.7k +603,678
28 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.33% of their portfolio BOSTON, MA 1,158,6791.2m $48.4m $48.4m 1.33% Reduced -1.3m -1,338,779
29 Counterpoint Mutual Funds LLC 5.89% of their portfolio San Diego, CA 1,130,4221.1m $47.2m $47.2m 5.89% Reduced -1.2m -1,162,427
30 AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio KANSAS CITY, MO 1,037,8471.0m $43.3m $43.3m 0.02% New
31 1832 Asset Management L.P. 0.08% of their portfolio TORONTO, A6 1,023,1381.0m $42.7m $42.7m 0.08% New
32 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 1,015,4181.0m $42.4m $42.4m 0.02% First filing
33 Hilton Capital Management, LLC 3.21% of their portfolio Garden City, NY 888,744888.7k $37.1m $37.1m 3.21% Reduced -113.3k -113,289
34 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 860,330860.3k $35.9m $35.9m 0.01% New
35 Endurance Services Ltd 5.41% of their portfolio PURCHASE, NY 773,100773.1k $32.3m $32.3m 5.41% Unchanged
36 GUGGENHEIM CAPITAL LLC 0.26% of their portfolio CHICAGO, IL 748,093748.1k $31.2m $31.2m 0.26% Reduced -27.5k -27,492
37 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 741,396741.4k $30.9m $30.9m 0.02% Added +497.8k +497,753
38 Ameritas Advisory Services, LLC 1.05% of their portfolio Lincoln, NE 728,454728.5k $30.4m $30.4m 1.05% Reduced -21.3k -21,266
39 NEUBERGER BERMAN GROUP LLC 0.02% of their portfolio NEW YORK, NY 701,133701.1k $29.3m $29.3m 0.02% Added +508.3k +508,349
40 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 1.65% of their portfolio SAN FRANCISCO, CA 681,946681.9k $28.5m $28.5m 1.65% Added +20.3k +20,325
41 EMORY UNIVERSITY 39.54% of their portfolio ATLANTA, GA 657,729657.7k $27.4m $27.4m 39.54% Added +17.5k +17,464
42 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 657,541657.5k $27.4m $27.4m 0.04% Added +89.6k +89,638
43 CONNING INC. 0.94% of their portfolio HARTFORD, CT 641,275641.3k $26.8m $26.8m 0.94% Unchanged
44 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 584,177584.2k $24.4m $24.4m 0.02% Added +31.0k +30,951
45 ZEGA Investments, LLC 7.26% of their portfolio PALM BEACH GARDENS, FL 583,609583.6k $24.5m $24.5m 7.26% First filing
46 GE INVESTMENT MANAGEMENT CORP. 14.29% of their portfolio NORWALK, CT 572,219572.2k $23.9m $23.9m 14.29% Reduced -298.2k -298,222
47 Donoghue Forlines LLC 7.98% of their portfolio Boston, MA 572,044572.0k $23.9m $23.9m 7.98% Added +277.7k +277,655
48 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 564,604564.6k $23.6m $23.6m 0.00% Added +521.0k +520,990
49 FEDERATED HERMES, INC. 0.05% of their portfolio PITTSBURGH, PA 507,000507.0k $21.2m $21.2m 0.05% Added +130.0k +130,000
50 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 503,990504.0k $21.0m $21.0m 0.02% Added +1.2k +1,214
51 Blackstone Inc. 0.10% of their portfolio NEW YORK, NY 492,591492.6k $20.6m $20.6m 0.10% Added +383.9k +383,927
52 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 471,130471.1k $19.7m $19.7m 0.04% Reduced -223.5k -223,520
53 New York Life Investment Management LLC 0.18% of their portfolio New York, NY 453,494453.5k $18.9m $18.9m 0.18% Added +18.1k +18,065
54 AlphaStar Capital Management, LLC 1.84% of their portfolio CORNELIUS, NC 422,425422.4k $17.6m $17.6m 1.84% Added +158.4k +158,445
55 L & S Advisors Inc 1.89% of their portfolio Los Angeles, CA 413,365413.4k $17.2m $17.2m 1.89% Added +159.6k +159,622
56 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 408,655408.7k $17.1m $17.1m 0.03% Reduced -387.4k -387,447
57 Whitford Management LLC 5.02% of their portfolio NEW YORK, NY 406,971407.0k $17.0m $17.0m 5.02% Added +334.8k +334,786
58 Logan Stone Capital, LLC 5.48% of their portfolio CHICAGO, IL 391,968392.0k $16.4m $16.4m 5.48% Added +151.1k +151,115
59 Merit Financial Group, LLC 0.29% of their portfolio ALPHARETTA, GA 386,973387.0k $16.1m $16.1m 0.29% Reduced -688 -688
60 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 358,634358.6k $15.0m $15.0m 0.00% Added +118.6k +118,634
61 Pathstone Holdings, LLC 0.07% of their portfolio ENGLEWOOD, NJ 357,197357.2k $14.9m $14.9m 0.07% Added +105.6k +105,599
62 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 344,875344.9k $14.5m $14.5m 0.03% Added +48.0k +47,971
63 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 326,299326.3k $13.6m $13.6m 0.05% Reduced -34.9k -34,864
64 FIRST FOUNDATION ADVISORS 0.49% of their portfolio Irvine, CA 315,048315.0k $13.1m $13.1m 0.49% Added +231.7k +231,696
65 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 312,453312.5k $13.0m $13.0m 0.03% Added +62.2k +62,179
66 Bain Capital Credit, LP 2.89% of their portfolio Boston, MA 310,601310.6k $13.0m $13.0m 2.89% Added +250.5k +250,465
67 COUNTRY TRUST BANK 0.32% of their portfolio Bloomington, IL 310,271310.3k $12.9m $12.9m 0.32% Added +751 +751
68 KESTRA PRIVATE WEALTH SERVICES, LLC 0.21% of their portfolio AUSTIN, TX 296,517296.5k $12.4m $12.4m 0.21% Reduced -9.6k -9,643
69 Amundi 0.00% of their portfolio Paris, I0 275,000275.0k $11.5m $11.5m 0.00% Added +215.0k +215,000
70 Matthew Goff Investment Advisor, LLC 2.13% of their portfolio HOUSTON, TX 274,790274.8k $11.5m $11.5m 2.13% Reduced -156.1k -156,123
71 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 253,632253.6k $10.6m $10.6m 0.03% Added +32.5k +32,466
72 OPPENHEIMER ASSET MANAGEMENT INC. 0.13% of their portfolio NEW YORK, NY 249,249249.2k $10.4m $10.4m 0.13% Added +3.5k +3,501
73 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 248,230248.2k $10.4m $10.4m 0.03% Reduced -10.7k -10,737
74 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 244,630244.6k $10.2m $10.2m 0.01% Added +103.5k +103,508
75 Stablepoint Partners, LLC 1.87% of their portfolio BRAINTREE, MA 244,105244.1k $10.2m $10.2m 1.87% Added +21.7k +21,679
76 Goldstone Financial Group, LLC 1.53% of their portfolio OAKBROOK TERRACE, IL 234,725234.7k $9.8m $9.8m 1.53% Added +10.4k +10,432
77 Secure Asset Management, LLC 1.47% of their portfolio Troy, MI 232,755232.8k $9.7m $9.7m 1.47% Added +50.6k +50,635
78 LOOMIS SAYLES & CO L P 0.01% of their portfolio BOSTON, MA 231,121231.1k $9.6m $9.6m 0.01% Added +39.4k +39,415
79 Refined Wealth Management 6.82% of their portfolio SALT LAKE CITY, UT 214,675214.7k $9.0m $9.0m 6.82% Reduced -459 -459
80 Fragasso Financial Advisors Inc 0.68% of their portfolio SEWICKLEY, PA 214,091214.1k $8.9m $8.9m 0.68% Added +8.4k +8,351
81 FIRST MANHATTAN CO. LLC. 0.03% of their portfolio NEW YORK, NY 212,028212.0k $8.8m $8.8m 0.03% Added +225 +225
82 MRA Advisory Group 4.61% of their portfolio PARSIPPANY, NJ 208,597208.6k $8.7m $8.7m 4.61% Added +14.2k +14,232
83 Sagace Wealth Management LLC 6.41% of their portfolio ST. PETERSBURG, FL 204,963205.0k $8.6m $8.6m 6.41% Added +150.1k +150,125
84 Semmax Financial Advisors Inc. 2.26% of their portfolio Winston Salem, NC 203,024203.0k $8.5m $8.5m 2.26% Added +37.8k +37,821
85 Destiny Wealth Partners, LLC 1.38% of their portfolio TAVARES, FL 202,345202.3k $8.4m $8.4m 1.38% Added +5.0k +5,007
86 Integrated Wealth Concepts LLC 0.10% of their portfolio WALTHAM, MA 201,154201.2k $8.4m $8.4m 0.10% Added +1.8k +1,814
87 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 199,482199.5k $8.3m $8.3m 0.02% Added +1.3k +1,283
88 Ninety One UK Ltd 0.02% of their portfolio London, X0 198,400198.4k $8.3m $8.3m 0.02% Not comparable
89 DRIVE WEALTH MANAGEMENT, LLC 2.02% of their portfolio LEHI, UT 197,269197.3k $8.2m $8.2m 2.02% Added +18.7k +18,654
90 Shilanski & Associates, Inc. 2.59% of their portfolio ANCHORAGE, AK 193,310193.3k $8.1m $8.1m 2.59% Added +6.3k +6,287
91 SCOTIA CAPITAL INC. 0.04% of their portfolio TORONTO, A6 193,199193.2k $8.1m $8.1m 0.04% Reduced -36.7k -36,718
92 ACT Advisors, LLC. 4.28% of their portfolio ASHEVILLE, NC 190,454190.5k $7.9m $7.9m 4.28% New
93 Hilltop Partners LLC 2.68% of their portfolio MISHAWAKA, IN 188,281188.3k $7.9m $7.9m 2.68% Added +12.7k +12,720
94 Hennion & Walsh Asset Management, Inc. 0.35% of their portfolio Parsippany, NJ 187,509187.5k $7.8m $7.8m 0.35% Added +46.6k +46,620
95 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 178,606178.6k $7.5m $7.5m 0.02% Added +3.1k +3,062
96 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 178,184178.2k $7.4m $7.4m 0.01% Reduced -21.2k -21,229
97 Little Harbor Advisors, LLC 4.27% of their portfolio MARBLEHEAD, MA 173,388173.4k $7.2m $7.2m 4.27% Added +9.1k +9,120
98 NewSquare Capital LLC 0.57% of their portfolio NEWTOWN SQUARE, PA 170,934170.9k $7.1m $7.1m 0.57% Added +2.4k +2,423
99 FC Advisory LLC 2.36% of their portfolio WEST CHESTER, PA 168,785168.8k $7.0m $7.0m 2.36% Added +9.8k +9,841
100 Independent Advisor Alliance 0.09% of their portfolio CHARLOTTE, NC 167,497167.5k $7.0m $7.0m 0.09% New