Vault-13

SSGA ACTIVE ETF TR SRLN

BLACKSTONE SENR · ETP · CUSIP 78467V608

514 institutional holders +36 vs Q1 2024
121,826,467121.8m shares reported held*
$5.1bnreported value*
65 new 227 added 154 reduced 32 sold out net sold ≈ $536.3m (-12.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($14.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $41.84. Options: 3 managers hold calls ($981.9k notional), 2 hold puts ($1.1m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 524Q4 22: 516Q1 23: 484Q2 23: 461Q3 23: 455Q4 23: 482Q1 24: 478Q2 24: 514514Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022524
Q4 2022516
Q1 2023484
Q2 2023461
Q3 2023455
Q4 2023482
Q1 2024478
Q2 2024514

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 194 bought or addedQ4 22: 339 cut or sold outQ4 22Q1 23: 184 bought or addedQ1 23: 309 cut or sold outQ2 23: 189 bought or addedQ2 23: 281 cut or sold outQ2 23Q3 23: 205 bought or addedQ3 23: 229 cut or sold outQ4 23: 214 bought or addedQ4 23: 233 cut or sold outQ4 23Q1 24: 264 bought or addedQ1 24: 204 cut or sold outQ2 24: 292 bought or addedQ2 24: 186 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022194339
Q1 2023184309
Q2 2023189281
Q3 2023205229
Q4 2023214233
Q1 2024264204
Q2 2024292186

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ3 23 calls: $612.1kQ3 23 puts: $21.4mQ3 23P/C 34.99Q4 23 calls: $1.3mQ4 23 puts: $61.8mQ4 23P/C 46.81Q1 24 calls: $1.2mQ1 24 puts: $21.8mQ1 24P/C 18.58Q2 24 calls: $981.9kQ2 24 puts: $1.1mQ2 24P/C 1.13
Numbers
QuarterCallsPutsP/C
Q3 2023$612.1k$21.4m34.99
Q4 2023$1.3m$61.8m46.81
Q1 2024$1.2m$21.8m18.58
Q2 2024$981.9k$1.1m1.13

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +3,097,332+3.1m
LORD, ABBETT & CO. LLC New +1,915,652+1.9m
BlackRock Inc. Added +1,666,469+1.7m
Symetra Investment Management Co Added +1,450,188+1.5m
Kensington Asset Management, LLC Added +1,091,100+1.1m
PARTNERS CAPITAL INVESTMENT GROUP, LLP Added +1,090,284+1.1m
JPMORGAN CHASE & CO Added +1,076,154+1.1m
1832 Asset Management L.P. New +1,043,034+1.0m
LIFE LINE WEALTH MANAGEMENT LLC New +916,079+916.1k
Aristotle Pacific Capital, LLC Added +834,385+834.4k

Biggest sellers

MORGAN STANLEY Reduced -25,194,927-25.2m
JANE STREET GROUP, LLC Reduced -2,019,162-2.0m
BNP PARIBAS FINANCIAL MARKETS Reduced -1,758,878-1.8m
New York Life Investment Management LLC Reduced -1,231,760-1.2m
BANK OF MONTREAL /CAN/ Reduced -890,983-891.0k
Ocean Park Asset Management, LLC Reduced -765,100-765.1k
Bank of New York Mellon Corp Reduced -745,711-745.7k
GE INVESTMENT MANAGEMENT CORP. Reduced -568,801-568.8k
ROYAL BANK OF CANADA Reduced -522,572-522.6k
GOLDMAN SACHS GROUP INC Reduced -401,949-401.9k

Biggest calls

CITADEL ADVISORS LLC Reduced $973.9k23.3k shares
SIMPLEX TRADING, LLC Reduced $8.0k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $928.0k22.2k shares
CITADEL ADVISORS LLC Reduced $183.9k4.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 14,522,37514.5m $607.0m $607.0m 0.06% Added +3.1m +3,097,332
2 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 8,680,4438.7m $362.8m $362.8m 0.03% Reduced -25.2m -25,194,927
3 Arizona PSPRS Trust 20.10% of their portfolio PHOENIX, AZ 7,371,8947.4m $308.1m $308.1m 20.10% First filing
4 State of Tennessee, Department of Treasury 0.61% of their portfolio NASHVILLE, TN 3,946,7653.9m $165.0m $165.0m 0.61% Added +116.3k +116,333
5 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 3,244,8183.2m $135.6m $135.6m 0.01% Added +76.9k +76,887
6 Symetra Investment Management Co 42.13% of their portfolio Farmington, CT 2,982,9883.0m $124.7m $124.7m 42.13% Added +1.5m +1,450,188
7 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,973,3643.0m $124.3m $124.3m 0.01% Added +1.1m +1,076,154
8 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 2,872,4922.9m $120.1m $120.1m 0.02% Reduced -401.9k -401,949
9 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.90% of their portfolio BOSTON, MA 2,693,9542.7m $112.6m $112.6m 1.90% Added +1.1m +1,090,284
10 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,561,2312.6m $107.1m $107.1m 0.05% Added +104.2k +104,180
11 Ensign Peak Advisors, Inc 0.16% of their portfolio SALT LAKE CITY, UT 2,062,0002.1m $86.2m $86.2m 0.16% Reduced -338.0k -338,000
12 Kensington Asset Management, LLC 9.25% of their portfolio AUSTIN, TX 2,051,5002.1m $85.8m $85.8m 9.25% Added +1.1m +1,091,100
13 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,986,9382.0m $83.1m $83.1m 0.02% Added +173.4k +173,448
14 BlackRock Inc. 0.00% of their portfolio New York, NY 1,972,8222.0m $82.5m $82.5m 0.00% Added +1.7m +1,666,469
15 LORD, ABBETT & CO. LLC 0.13% of their portfolio JERSEY CITY, NJ 1,915,6521.9m $80.1m $80.1m 0.13% New
16 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,827,9641.8m $76.4m $76.4m 0.02% Reduced -522.6k -522,572
17 Counterpoint Mutual Funds LLC 15.41% of their portfolio San Diego, CA 1,580,6491.6m $66.1m $66.1m 15.41% Added +382.3k +382,349
18 Aristotle Pacific Capital, LLC 19.72% of their portfolio NEWPORT BEACH, CA 1,430,4901.4m $59.8m $59.8m 19.72% Added +834.4k +834,385
19 RENAISSANCE TECHNOLOGIES LLC 0.10% of their portfolio NEW YORK, NY 1,373,7651.4m $57.4m $57.4m 0.10% Reduced -248.0k -248,035
20 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 1,273,3501.3m $53.2m $53.2m 0.01% Added +85.0k +85,000
21 Money Design Co.,Ltd. 2.85% of their portfolio TOKYO, M0 1,264,5731.3m $52.9m $52.9m 2.85% Added +63.5k +63,473
22 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,205,6281.2m $50.4m $50.4m 0.02% Added +53.5k +53,489
23 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 1,122,2821.1m $46.9m $46.9m 0.02% Added +653.9k +653,859
24 1832 Asset Management L.P. 0.08% of their portfolio TORONTO, A6 1,043,0341.0m $43.6m $43.6m 0.08% New
25 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,003,2751.0m $41.9m $41.9m 0.01% Added +20.3k +20,310
26 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 961,353961.4k $40.2m $40.2m 0.06% Added +123.4k +123,409
27 Hilton Capital Management, LLC 3.35% of their portfolio Garden City, NY 950,698950.7k $39.7m $39.7m 3.35% Added +42.6k +42,631
28 BARINGS LLC 0.95% of their portfolio CHARLOTTE, NC 934,246934.2k $39.1m $39.1m 0.95% Added +564.2k +564,246
29 LIFE LINE WEALTH MANAGEMENT LLC 14.47% of their portfolio Beverly Hills, CA 916,079916.1k $38.3m $38.3m 14.47% New
30 MARINER INVESTMENT GROUP LLC 8.28% of their portfolio NEW YORK, NY 916,034916.0k $38.3m $38.3m 8.28% Added +375.0k +375,000
31 GUGGENHEIM CAPITAL LLC 0.26% of their portfolio CHICAGO, IL 863,450863.5k $36.1m $36.1m 0.26% Reduced -19.4k -19,385
32 BNP PARIBAS FINANCIAL MARKETS 0.04% of their portfolio PARIS, I0 829,421829.4k $34.7m $34.7m 0.04% Reduced -1.8m -1,758,878
33 NEUBERGER BERMAN GROUP LLC 0.03% of their portfolio NEW YORK, NY 792,727792.7k $33.1m $33.1m 0.03% Added +620.0k +619,968
34 BANK OF NOVA SCOTIA 0.06% of their portfolio TORONTO, A6 791,455791.5k $33.1m $33.1m 0.06% Added +388.9k +388,890
35 Endurance Services Ltd 6.04% of their portfolio PURCHASE, NY 773,100773.1k $32.3m $32.3m 6.04% Unchanged
36 Ameritas Advisory Services, LLC 1.14% of their portfolio Lincoln, NE 723,041723.0k $30.2m $30.2m 1.14% Added +38.0k +37,962
37 Verition Fund Management LLC 0.22% of their portfolio GREENWICH, CT 670,000670.0k $28.0m $28.0m 0.22% New
38 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 667,524667.5k $27.9m $27.9m 0.02% Added +419.1k +419,119
39 Ocean Park Asset Management, LLC 1.31% of their portfolio SANTA MONICA, CA 659,000659.0k $27.5m $27.5m 1.31% Reduced -765.1k -765,100
40 CONNING INC. 0.97% of their portfolio HARTFORD, CT 641,275641.3k $26.8m $26.8m 0.97% Unchanged
41 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 1.60% of their portfolio SAN FRANCISCO, CA 637,685637.7k $26.7m $26.7m 1.60% Added +25.5k +25,455
42 EMORY UNIVERSITY 16.86% of their portfolio ATLANTA, GA 626,311626.3k $26.2m $26.2m 16.86% Added +13.6k +13,615
43 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 604,868604.9k $25.3m $25.3m 0.06% Reduced -7.2k -7,229
44 GE INVESTMENT MANAGEMENT CORP. 6.67% of their portfolio NORWALK, CT 589,638589.6k $24.6m $24.6m 6.67% Reduced -568.8k -568,801
45 Bain Capital Credit, LP 4.65% of their portfolio Boston, MA 563,894563.9k $23.6m $23.6m 4.65% Reduced -12.7k -12,682
46 Cercano Management LLC 0.62% of their portfolio BELLEVUE, WA 558,699558.7k $23.4m $23.4m 0.62% Added +71.5k +71,523
47 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 541,091541.1k $22.6m $22.6m 0.02% Added +24.6k +24,556
48 Zega Financial, LLC 8.12% of their portfolio Palm Beach Gardens, FL 537,269537.3k $22.5m $22.5m 8.12% Added +5.2k +5,191
49 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 519,842519.8k $21.7m $21.7m 0.02% Added +62.3k +62,310
50 Calamos Advisors LLC 0.10% of their portfolio NAPERVILLE, IL 499,250499.2k $20.9m $20.9m 0.10% Added +279.8k +279,750
51 Donoghue Forlines LLC 5.63% of their portfolio Boston, MA 474,064474.1k $19.8m $19.8m 5.63% Added +111.9k +111,944
52 New York Life Investment Management LLC 0.20% of their portfolio New York, NY 468,079468.1k $19.6m $19.6m 0.20% Reduced -1.2m -1,231,760
53 Concord Wealth Partners 3.40% of their portfolio ABINGDON, VA 461,497461.5k $19.3m $19.3m 3.40% Added +13.2k +13,219
54 Lido Advisors, LLC 0.16% of their portfolio Los Angeles, CA 458,447458.4k $19.2m $19.2m 0.16% Added +450.5k +450,497
55 Matthew Goff Investment Advisor, LLC 3.72% of their portfolio HOUSTON, TX 436,109436.1k $18.2m $18.2m 3.72% Reduced -10.2k -10,157
56 Liberty Mutual Group Asset Management Inc. 2.65% of their portfolio Boston, MA 430,500430.5k $18.0m $18.0m 2.65% New
57 Concord Asset Management, LLC/VA 4.37% of their portfolio ABINGDON, VA 421,140421.1k $17.6m $17.6m 4.37% Added +16.3k +16,320
58 FEDERATED HERMES, INC. 0.04% of their portfolio PITTSBURGH, PA 413,000413.0k $17.3m $17.3m 0.04% Added +125.0k +125,000
59 FIRST MANHATTAN CO. LLC. 0.05% of their portfolio NEW YORK, NY 409,053409.1k $17.1m $17.1m 0.05% Reduced -15.7k -15,650
60 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 404,100404.1k $16.9m $16.9m 0.00% Added +184.4k +184,400
61 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 400,200400.2k $16.7m $16.7m 0.02% Reduced -2.0m -2,019,162
62 NATIONAL BANK OF CANADA /FI/ 0.03% of their portfolio MONTREAL, A8 391,791391.8k $16.3m $16.3m 0.03% Reduced -236.8k -236,820
63 ACT Advisors, LLC. 8.51% of their portfolio ASHEVILLE, NC 390,878390.9k $16.3m $16.3m 8.51% Reduced -2.5k -2,470
64 Dakota Wealth Management 0.39% of their portfolio PALM BEACH GARDENS, FL 390,511390.5k $16.3m $16.3m 0.39% Reduced -95.1k -95,110
65 Merit Financial Group, LLC 0.36% of their portfolio ALPHARETTA, GA 387,628387.6k $16.2m $16.2m 0.36% Reduced -4.2k -4,221
66 Drake & Associates, LLC 5.54% of their portfolio WAUKESHA, WI 370,069370.1k $15.5m $15.5m 5.54% Added +64.4k +64,445
67 BRASS TAX WEALTH MANAGEMENT, INC 3.03% of their portfolio CINCINNATI, OH 370,069370.1k $15.5m $15.5m 3.03% New
68 Greystone Financial Group, LLC 2.69% of their portfolio BLOOMFIELD HILLS, MI 328,732328.7k $13.7m $13.7m 2.69% Added +8.7k +8,743
69 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 318,234318.2k $13.3m $13.3m 0.05% Added +109.1k +109,135
70 COUNTRY TRUST BANK 0.32% of their portfolio Bloomington, IL 304,329304.3k $12.7m $12.7m 0.32% Added +3.4k +3,378
71 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 296,863296.9k $12.4m $12.4m 0.03% Reduced -59.0k -58,994
72 SCOTIA CAPITAL INC. 0.07% of their portfolio TORONTO, A6 280,681280.7k $11.7m $11.7m 0.07% Added +2.9k +2,898
73 KESTRA PRIVATE WEALTH SERVICES, LLC 0.23% of their portfolio AUSTIN, TX 277,330277.3k $11.6m $11.6m 0.23% Added +46.7k +46,692
74 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 276,648276.6k $11.6m $11.6m 0.02% Added +14.7k +14,698
75 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 255,832255.8k $10.7m $10.7m 0.02% Added +2.8k +2,784
76 HARBOR ADVISORY CORP /MA/ 3.68% of their portfolio PORTSMOUTH, NH 255,132255.1k $10.7m $10.7m 3.68% Added +14.8k +14,775
77 OPPENHEIMER ASSET MANAGEMENT INC. 0.13% of their portfolio NEW YORK, NY 249,759249.8k $10.4m $10.4m 0.13% Added +24.1k +24,138
78 MISSION WEALTH MANAGEMENT, LP 0.28% of their portfolio Santa Barbara, CA 244,033244.0k $10.2m $10.2m 0.28% Reduced -52.7k -52,705
79 STABLEFORD CAPITAL II LLC 3.99% of their portfolio SCOTTSDALE, AZ 243,226243.2k $10.2m $10.2m 3.99% Added +20.2k +20,196
80 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 240,000240.0k $10.0m $10.0m 0.00% Unchanged
81 L & S Advisors Inc 1.11% of their portfolio Los Angeles, CA 233,682233.7k $9.8m $9.8m 1.11% Added +64.2k +64,244
82 Secure Asset Management, LLC 1.83% of their portfolio Troy, MI 230,732230.7k $9.6m $9.6m 1.83% Added +17.4k +17,419
83 Darwin Wealth Management, LLC 4.71% of their portfolio TAMPA, FL 226,803226.8k $9.5m $9.5m 4.71% Reduced -2.8k -2,824
84 Schonfeld Strategic Advisors LLC 0.07% of their portfolio NEW YORK, NY 224,796224.8k $9.4m $9.4m 0.07% Added +43.9k +43,887
85 HENGEHOLD CAPITAL MANAGEMENT LLC 0.97% of their portfolio CINCINNATI, OH 223,691223.7k $9.4m $9.4m 0.97% Added +1.3k +1,300
86 CW Advisors, LLC 0.15% of their portfolio BOSTON, MA 220,926220.9k $9.2m $9.2m 0.15% Reduced -208.1k -208,076
87 Logan Stone Capital, LLC 2.34% of their portfolio CHICAGO, IL 217,291217.3k $9.1m $9.1m 2.34% Added +155.0k +155,042
88 LOOMIS SAYLES & CO L P 0.01% of their portfolio BOSTON, MA 214,506214.5k $9.0m $9.0m 0.01% Unchanged
89 Refined Wealth Management 6.87% of their portfolio SALT LAKE CITY, UT 213,264213.3k $8.9m $8.9m 6.87% Reduced -1.9k -1,879
90 Astor Investment Management LLC 4.10% of their portfolio CHICAGO, IL 213,134213.1k $8.9m $8.9m 4.10% Reduced -28.9k -28,949
91 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 204,757204.8k $8.6m $8.6m 0.03% Added +2.2k +2,216
92 Petix & Botte Co 2.42% of their portfolio LA MESA, CA 204,095204.1k $8.5m $8.5m 2.42% Added +102.2k +102,249
93 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 201,599201.6k $8.4m $8.4m 0.02% Added +75.8k +75,830
94 Stablepoint Partners, LLC 1.61% of their portfolio BRAINTREE, MA 198,640198.6k $8.3m $8.3m 1.61% Added +54.1k +54,113
95 Destiny Wealth Partners, LLC 1.49% of their portfolio TAVARES, FL 198,270198.3k $8.3m $8.3m 1.49% Reduced -20.2k -20,173
96 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 197,135197.1k $8.2m $8.2m 0.03% Added +36.8k +36,804
97 Goldstone Financial Group, LLC 1.64% of their portfolio OAKBROOK TERRACE, IL 195,695195.7k $8.2m $8.2m 1.64% Reduced -35.9k -35,947
98 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 195,649195.6k $8.2m $8.2m 0.01% Added +98.3k +98,324
99 Asset Allocation & Management Company, LLC 5.40% of their portfolio CHICAGO, IL 195,551195.6k $8.2m $8.2m 5.40% Unchanged
100 Fragasso Financial Advisors Inc 0.67% of their portfolio SEWICKLEY, PA 194,506194.5k $8.1m $8.1m 0.67% Added +10.1k +10,083