Vault-13

SSGA ACTIVE ETF TR SRLN

BLACKSTONE SENR · ETP · CUSIP 78467V608

478 institutional holders -4 vs Q4 2023
127,284,453127.3m shares reported held*
$5.4bnreported value*
49 new 215 added 155 reduced 49 sold out net bought ≈ $1.3bn (+31.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($14.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $42.10. Options: 3 managers hold calls ($1.2m notional), 2 hold puts ($21.8m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 524Q4 22: 516Q1 23: 484Q2 23: 461Q3 23: 455Q4 23: 482Q1 24: 478478Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022524
Q4 2022516
Q1 2023484
Q2 2023461
Q3 2023455
Q4 2023482
Q1 2024478

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 194 bought or addedQ4 22: 339 cut or sold outQ4 22Q1 23: 184 bought or addedQ1 23: 309 cut or sold outQ1 23Q2 23: 189 bought or addedQ2 23: 281 cut or sold outQ2 23Q3 23: 205 bought or addedQ3 23: 229 cut or sold outQ3 23Q4 23: 214 bought or addedQ4 23: 233 cut or sold outQ4 23Q1 24: 264 bought or addedQ1 24: 204 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022194339
Q1 2023184309
Q2 2023189281
Q3 2023205229
Q4 2023214233
Q1 2024264204

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ2 23 calls: $375.8kQ2 23 puts: $21.4mQ2 23P/C 56.91Q3 23 calls: $612.1kQ3 23 puts: $21.4mQ3 23P/C 34.99Q4 23 calls: $1.3mQ4 23 puts: $61.8mQ4 23P/C 46.81Q1 24 calls: $1.2mQ1 24 puts: $21.8mQ1 24P/C 18.58
Numbers
QuarterCallsPutsP/C
Q2 2023$375.8k$21.4m56.91
Q3 2023$612.1k$21.4m34.99
Q4 2023$1.3m$61.8m46.81
Q1 2024$1.2m$21.8m18.58

Biggest buyers

MORGAN STANLEY Added +21,293,012+21.3m
BANK OF AMERICA CORP /DE/ Added +4,885,670+4.9m
BNP PARIBAS FINANCIAL MARKETS Added +1,997,841+2.0m
JANE STREET GROUP, LLC Added +1,696,862+1.7m
JPMORGAN CHASE & CO Added +1,646,372+1.6m
GE INVESTMENT MANAGEMENT CORP. New +1,158,439+1.2m
BANK OF MONTREAL /CAN/ Added +885,740+885.7k
NATIONAL BANK OF CANADA /FI/ Added +622,265+622.3k
WELLS FARGO & COMPANY/MN Added +468,634+468.6k
Counterpoint Mutual Funds LLC Added +466,081+466.1k

Biggest sellers

LORD, ABBETT & CO. LLC Sold out -2,218,714-2.2m
PARTNERS CAPITAL INVESTMENT GROUP, LLP Reduced -1,190,990-1.2m
State of Tennessee, Department of Treasury Reduced -844,741-844.7k
Bain Capital Credit, LP Reduced -800,204-800.2k
New York Life Investment Management LLC Reduced -722,186-722.2k
GOLDMAN SACHS GROUP INC Reduced -680,421-680.4k
OLD MISSION CAPITAL LLC Sold out -553,986-554.0k
Ensign Peak Advisors, Inc Reduced -520,000-520.0k
BARCLAYS PLC Reduced -499,000-499.0k
OSAIC HOLDINGS, INC. Reduced -436,139-436.1k

Biggest calls

CITADEL ADVISORS LLC Reduced $1.1m25.3k shares
SIMPLEX TRADING, LLC Added $109.0k2.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $21.1m500.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $762.2k18.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 33,875,37033.9m $1.4bn $1.4bn 0.04% Added +21.3m +21,293,012
2 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 11,425,04311.4m $481.1m $481.1m 0.05% Added +4.9m +4,885,670
3 State of Tennessee, Department of Treasury 0.60% of their portfolio NASHVILLE, TN 3,830,4323.8m $161.3m $161.3m 0.60% Reduced -844.7k -844,741
4 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 3,274,4413.3m $137.9m $137.9m 0.03% Reduced -680.4k -680,421
5 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 3,167,9313.2m $133.4m $133.4m 0.01% Reduced -63.8k -63,808
6 BNP PARIBAS FINANCIAL MARKETS 0.13% of their portfolio PARIS, I0 2,588,2992.6m $109.0m $109.0m 0.13% Added +2.0m +1,997,841
7 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 2,457,0512.5m $103.5m $103.5m 0.06% Added +288.3k +288,255
8 JANE STREET GROUP, LLC 0.13% of their portfolio NEW YORK, NY 2,419,3622.4m $101.9m $101.9m 0.13% Added +1.7m +1,696,862
9 Ensign Peak Advisors, Inc 0.18% of their portfolio SALT LAKE CITY, UT 2,400,0002.4m $101.1m $101.1m 0.18% Reduced -520.0k -520,000
10 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 2,350,5362.4m $99.0m $99.0m 0.02% Reduced -204.4k -204,445
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,897,2101.9m $79.9m $79.9m 0.00% Added +1.6m +1,646,372
12 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,813,4901.8m $76.4m $76.4m 0.02% Added +468.6k +468,634
13 New York Life Investment Management LLC 0.71% of their portfolio New York, NY 1,699,8391.7m $71.6m $71.6m 0.71% Reduced -722.2k -722,186
14 RENAISSANCE TECHNOLOGIES LLC 0.11% of their portfolio NEW YORK, NY 1,621,8001.6m $68.3m $68.3m 0.11% Reduced -207.9k -207,900
15 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.83% of their portfolio BOSTON, MA 1,603,6701.6m $67.5m $67.5m 1.83% Reduced -1.2m -1,190,990
16 Symetra Investment Management Co 25.87% of their portfolio Farmington, CT 1,532,8001.5m $64.5m $64.5m 25.87% Added +83.2k +83,250
17 Ocean Park Asset Management, LLC 2.82% of their portfolio SANTA MONICA, CA 1,424,1001.4m $60.0m $60.0m 2.82% Added +380.8k +380,800
18 Money Design Co.,Ltd. 2.75% of their portfolio TOKYO, M0 1,201,1001.2m $50.6m $50.6m 2.75% Added +340.5k +340,533
19 Counterpoint Mutual Funds LLC 12.37% of their portfolio San Diego, CA 1,198,3001.2m $50.5m $50.5m 12.37% Added +466.1k +466,081
20 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 1,188,3501.2m $50.0m $50.0m 0.01% Reduced -255.8k -255,800
21 GE INVESTMENT MANAGEMENT CORP. 4.63% of their portfolio NORWALK, CT 1,158,4391.2m $48.8m $48.8m 4.63% New
22 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,152,1391.2m $48.5m $48.5m 0.02% Added +103.0k +102,961
23 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 983,959984.0k $41.5m $41.5m 0.01% Added +885.7k +885,740
24 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 982,965983.0k $41.4m $41.4m 0.02% Added +102.5k +102,530
25 Kensington Asset Management, LLC 2.02% of their portfolio AUSTIN, TX 960,400960.4k $40.4m $40.4m 2.02% Unchanged
26 Hilton Capital Management, LLC 3.43% of their portfolio Garden City, NY 908,067908.1k $38.2m $38.2m 3.43% Added +244.1k +244,113
27 GUGGENHEIM CAPITAL LLC 0.26% of their portfolio CHICAGO, IL 882,835882.8k $37.2m $37.2m 0.26% Reduced -48.6k -48,587
28 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 850,080850.1k $35.8m $35.8m 0.01% Added +78.0k +78,025
29 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 837,944837.9k $35.3m $35.3m 0.06% Added +105.4k +105,418
30 Endurance Services Ltd 6.29% of their portfolio PURCHASE, NY 773,100773.1k $32.6m $32.6m 6.29% Unchanged
31 Ameritas Advisory Services, LLC 1.19% of their portfolio Lincoln, NE 685,079685.1k $28.8m $28.8m 1.19% Added +169.4k +169,427
32 CONNING INC. 0.89% of their portfolio HARTFORD, CT 641,275641.3k $27.0m $27.0m 0.89% Unchanged
33 NATIONAL BANK OF CANADA /FI/ 0.05% of their portfolio MONTREAL, A8 628,611628.6k $26.4m $26.4m 0.05% Added +622.3k +622,265
34 EMORY UNIVERSITY 16.08% of their portfolio ATLANTA, GA 612,696612.7k $25.8m $25.8m 16.08% Added +13.6k +13,600
35 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 1.59% of their portfolio SAN FRANCISCO, CA 612,230612.2k $25.8m $25.8m 1.59% Added +33.0k +33,027
36 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 612,097612.1k $25.8m $25.8m 0.06% Reduced -436.1k -436,139
37 Aristotle Pacific Capital, LLC 9.25% of their portfolio NEWPORT BEACH, CA 596,105596.1k $25.1m $25.1m 9.25% Unchanged
38 Bain Capital Credit, LP 4.67% of their portfolio Boston, MA 576,576576.6k $24.3m $24.3m 4.67% Reduced -800.2k -800,204
39 MARINER INVESTMENT GROUP LLC 7.13% of their portfolio NEW YORK, NY 541,034541.0k $22.8m $22.8m 7.13% Added +203.5k +203,456
40 Zega Financial, LLC 9.69% of their portfolio Palm Beach Gardens, FL 532,078532.1k $22.4m $22.4m 9.69% Reduced -53.1k -53,147
41 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 516,535516.5k $21.8m $21.8m 0.02% Added +82.1k +82,088
42 Cercano Management LLC 0.57% of their portfolio BELLEVUE, WA 487,176487.2k $20.5m $20.5m 0.57% Added +134.4k +134,400
43 Dakota Wealth Management 0.51% of their portfolio PALM BEACH GARDENS, FL 485,621485.6k $20.4m $20.4m 0.51% Added +204.2k +204,213
44 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 468,423468.4k $19.7m $19.7m 0.01% Added +170.1k +170,149
45 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 457,532457.5k $19.3m $19.3m 0.02% Added +96.6k +96,616
46 Concord Wealth Partners 3.40% of their portfolio ABINGDON, VA 448,278448.3k $18.9m $18.9m 3.40% Added +16.0k +16,014
47 Matthew Goff Investment Advisor, LLC 3.80% of their portfolio HOUSTON, TX 446,266446.3k $18.8m $18.8m 3.80% Reduced -4.8k -4,761
48 CW Advisors, LLC 0.31% of their portfolio BOSTON, MA 429,002429.0k $18.1m $18.1m 0.31% Reduced -10.5k -10,547
49 FIRST MANHATTAN CO. LLC. 0.06% of their portfolio NEW YORK, NY 424,703424.7k $17.9m $17.9m 0.06% Unchanged
50 Concord Asset Management, LLC/VA 4.49% of their portfolio ABINGDON, VA 404,820404.8k $17.0m $17.0m 4.49% Added +28.8k +28,835
51 BANK OF NOVA SCOTIA 0.03% of their portfolio TORONTO, A6 402,565402.6k $17.0m $17.0m 0.03% New
52 ACT Advisors, LLC. 9.08% of their portfolio ASHEVILLE, NC 393,348393.3k $16.6m $16.6m 9.08% New
53 Merit Financial Group, LLC 0.39% of their portfolio ALPHARETTA, GA 391,849391.8k $16.4m $16.4m 0.39% Added +361.8k +361,836
54 BARINGS LLC 0.39% of their portfolio CHARLOTTE, NC 370,000370.0k $15.6m $15.6m 0.39% New
55 Blackstone Inc. 0.07% of their portfolio NEW YORK, NY 366,367366.4k $15.4m $15.4m 0.07% Unchanged
56 Donoghue Forlines LLC 4.34% of their portfolio Boston, MA 362,120362.1k $15.2m $15.2m 4.34% Added +132.1k +132,093
57 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 355,857355.9k $15.0m $15.0m 0.03% Added +38.2k +38,219
58 Greystone Financial Group, LLC 2.69% of their portfolio BLOOMFIELD HILLS, MI 319,989320.0k $13.5m $13.5m 2.69% Reduced -32.2k -32,249
59 BlackRock Inc. 0.00% of their portfolio New York, NY 306,353306.4k $12.9m $12.9m 0.00% Reduced -128.6k -128,647
60 Drake & Associates, LLC 4.71% of their portfolio WAUKESHA, WI 305,624305.6k $12.9m $12.9m 4.71% Added +18.9k +18,876
61 COUNTRY TRUST BANK 0.33% of their portfolio Bloomington, IL 300,951301.0k $12.7m $12.7m 0.33% Reduced -149.9k -149,932
62 MISSION WEALTH MANAGEMENT, LP 0.34% of their portfolio Santa Barbara, CA 296,738296.7k $12.5m $12.5m 0.34% Added +36.1k +36,122
63 FEDERATED HERMES, INC. 0.03% of their portfolio PITTSBURGH, PA 288,000288.0k $12.1m $12.1m 0.03% Added +238.0k +238,000
64 SCOTIA CAPITAL INC. 0.07% of their portfolio TORONTO, A6 277,783277.8k $11.7m $11.7m 0.07% Added +85.5k +85,494
65 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 261,950261.9k $11.0m $11.0m 0.02% Added +16.0k +16,036
66 Dynamic Advisor Solutions LLC 0.36% of their portfolio PHOENIX, AZ 253,657253.7k $10.7m $10.7m 0.36% Added +16.4k +16,367
67 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 253,048253.0k $10.7m $10.7m 0.03% Added +122.4k +122,389
68 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 248,405248.4k $10.5m $10.5m 0.01% Added +5.0k +5,006
69 Astor Investment Management LLC 4.05% of their portfolio CHICAGO, IL 242,083242.1k $10.2m $10.2m 4.05% New
70 HARBOR ADVISORY CORP /MA/ 3.45% of their portfolio PORTSMOUTH, NH 240,357240.4k $10.1m $10.1m 3.45% Reduced -399 -399
71 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 240,000240.0k $10.1m $10.1m 0.00% New
72 Goldstone Financial Group, LLC 2.24% of their portfolio OAKBROOK TERRACE, IL 231,642231.6k $9.8m $9.8m 2.24% Added +6.8k +6,842
73 KESTRA PRIVATE WEALTH SERVICES, LLC 0.22% of their portfolio AUSTIN, TX 230,638230.6k $9.7m $9.7m 0.22% Added +60.8k +60,812
74 Darwin Wealth Management, LLC 2.70% of their portfolio TAMPA, FL 229,627229.6k $9.7m $9.7m 2.70% Reduced -8.0k -8,048
75 OPPENHEIMER ASSET MANAGEMENT INC. 0.14% of their portfolio NEW YORK, NY 225,621225.6k $9.5m $9.5m 0.14% Reduced -24.1k -24,065
76 STABLEFORD CAPITAL II LLC 3.77% of their portfolio SCOTTSDALE, AZ 223,030223.0k $9.4m $9.4m 3.77% Reduced -50 -50
77 HENGEHOLD CAPITAL MANAGEMENT LLC 1.00% of their portfolio CINCINNATI, OH 222,391222.4k $9.4m $9.4m 1.00% Added +6.1k +6,070
78 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 219,700219.7k $9.3m $9.3m 0.00% Reduced -6.0k -6,000
79 Calamos Advisors LLC 0.04% of their portfolio NAPERVILLE, IL 219,500219.5k $9.2m $9.2m 0.04% New
80 Destiny Wealth Partners, LLC 1.65% of their portfolio TAVARES, FL 218,443218.4k $9.2m $9.2m 1.65% Reduced -33.5k -33,469
81 Refined Wealth Management 6.38% of their portfolio SALT LAKE CITY, UT 215,143215.1k $9.1m $9.1m 6.38% Added +3.3k +3,312
82 LOOMIS SAYLES & CO L P 0.01% of their portfolio BOSTON, MA 214,506214.5k $9.0m $9.0m 0.01% Unchanged
83 Secure Asset Management, LLC 2.11% of their portfolio Troy, MI 213,313213.3k $9.0m $9.0m 2.11% Added +27.6k +27,638
84 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 209,099209.1k $8.8m $8.8m 0.03% Added +13.6k +13,604
85 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 202,541202.5k $8.5m $8.5m 0.03% Added +37.0k +37,000
86 Asset Allocation & Management Company, LLC 5.39% of their portfolio CHICAGO, IL 195,551195.6k $8.2m $8.2m 5.39% Unchanged
87 Crestone Asset Management LLC 1.64% of their portfolio BOULDER, CO 193,050193.1k $8.1m $8.1m 1.64% Added +154.1k +154,137
88 Integrated Wealth Concepts LLC 0.12% of their portfolio WALTHAM, MA 190,982191.0k $8.0m $8.0m 0.12% Added +6.7k +6,694
89 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 189,381189.4k $8.0m $8.0m 0.01% Added +12.1k +12,106
90 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 188,965189.0k $8.0m $8.0m 0.03% Added +6.0k +6,014
91 Fragasso Financial Advisors Inc 0.66% of their portfolio SEWICKLEY, PA 184,423184.4k $7.8m $7.8m 0.66% Added +3.4k +3,382
92 Shilanski & Associates, Inc. 2.63% of their portfolio ANCHORAGE, AK 181,478181.5k $7.6m $7.6m 2.63% Added +12.5k +12,528
93 Schonfeld Strategic Advisors LLC 0.06% of their portfolio NEW YORK, NY 180,909180.9k $7.6m $7.6m 0.06% Added +51.5k +51,471
94 Park Avenue Institutional Advisers LLC 16.55% of their portfolio New York, NY 178,200178.2k $7.5m $7.5m 16.55% New
95 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 176,852176.9k $7.4m $7.4m 0.01% Reduced -36.4k -36,422
96 Prentice Wealth Management LLC 2.57% of their portfolio Rochester, NY 175,747175.7k $7.4m $7.4m 2.57% Added +4.8k +4,821
97 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 172,759172.8k $7.3m $7.3m 0.01% Added +86.1k +86,056
98 L & S Advisors Inc 0.81% of their portfolio Los Angeles, CA 169,438169.4k $7.1m $7.1m 0.81% Added +160.6k +160,553
99 RAINEY & RANDALL WEALTH ADVISORS INC. 1.66% of their portfolio Celebration, FL 168,731168.7k $7.1m $7.1m 1.66% Added +4.0k +4,042
100 ADELL HARRIMAN & CARPENTER INC 0.57% of their portfolio HOUSTON, TX 164,330164.3k $6.9m $6.9m 0.57% Reduced -2.9k -2,900