Vault-13

SSGA ACTIVE ETF TR SRLN

BLACKSTONE SENR · ETP · CUSIP 78467V608

484 institutional holders -32 vs Q4 2022
83,088,21183.1m shares reported held*
$3.5bnreported value*
39 new 145 added 235 reduced 74 sold out net sold ≈ $987.7m (-23.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $41.74. Options: 6 managers hold calls ($2.9m notional), 3 hold puts ($25.2m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 524Q4 22: 516Q1 23: 484484Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022524
Q4 2022516
Q1 2023484

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 194 bought or addedQ4 22: 339 cut or sold outQ4 22Q1 23: 184 bought or addedQ1 23: 309 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022194339
Q1 2023184309

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $5.5mQ3 22 puts: $20.2mQ3 22P/C 3.67Q4 22 calls: $7.2mQ4 22 puts: $14.1mQ4 22P/C 1.97Q1 23 calls: $2.9mQ1 23 puts: $25.2mQ1 23P/C 8.59
Numbers
QuarterCallsPutsP/C
Q3 2022$5.5m$20.2m3.67
Q4 2022$7.2m$14.1m1.97
Q1 2023$2.9m$25.2m8.59

Biggest buyers

JANE STREET GROUP, LLC New +2,692,429+2.7m
GOLDMAN SACHS GROUP INC Added +923,053+923.1k
Destiny Wealth Partners, LLC Added +508,484+508.5k
PARTNERS CAPITAL INVESTMENT GROUP, LLP Added +472,845+472.8k
Trilogy Capital Inc. Added +331,459+331.5k
CITADEL ADVISORS LLC New +187,934+187.9k
ENVESTNET ASSET MANAGEMENT INC Added +177,130+177.1k
OSAIC HOLDINGS, INC. Added +173,559+173.6k
LOOMIS SAYLES & CO L P Added +165,985+166.0k
Blackstone Inc. New +135,790+135.8k

Biggest sellers

LPL Financial LLC Reduced -6,044,673-6.0m
SCS Capital Management LLC Sold out -3,872,958-3.9m
BANK OF AMERICA CORP /DE/ Reduced -3,181,471-3.2m
ARES MANAGEMENT LLC Sold out -2,000,000-2.0m
LORD, ABBETT & CO. LLC Reduced -1,724,880-1.7m
US BANCORP \DE\ Reduced -1,606,644-1.6m
1832 Asset Management L.P. Sold out -1,006,930-1.0m
Gradient Investments LLC Reduced -911,113-911.1k
Money Design Co.,Ltd. Reduced -718,408-718.4k
AMERICAN CENTURY COMPANIES INC Sold out -710,088-710.1k

Biggest calls

SIMPLEX TRADING, LLC Added $1.1m27.2k shares
CITADEL ADVISORS LLC Reduced $1.0m24.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $650.9k15.7k shares
Belvedere Trading LLC New $153.4k3.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $0300 shares

Biggest puts

CITADEL ADVISORS LLC Added $21.1m509.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.1m99.2k shares
D.A. DAVIDSON & CO. New $1.8k4 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 5,675,4075.7m $235.3m $235.3m 0.03% Reduced -474.6k -474,630
2 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 5,395,2795.4m $223.7m $223.7m 0.03% Reduced -3.2m -3,181,471
3 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 4,356,2844.4m $180.6m $180.6m 0.05% Reduced -240.6k -240,614
4 OSAIC HOLDINGS, INC. 0.30% of their portfolio SCOTTSDALE, AZ 3,890,4453.9m $161.3m $161.3m 0.30% Added +173.6k +173,559
5 State of Tennessee, Department of Treasury 0.71% of their portfolio NASHVILLE, TN 3,879,7503.9m $160.9m $160.9m 0.71% Reduced -620.4k -620,411
6 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 2,972,0783.0m $123.2m $123.2m 0.06% Added +177.1k +177,130
7 JANE STREET GROUP, LLC 0.19% of their portfolio NEW YORK, NY 2,692,4292.7m $111.6m $111.6m 0.19% New
8 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 2,533,9452.5m $105.1m $105.1m 0.03% Added +923.1k +923,053
9 RiverFront Investment Group, LLC 3.52% of their portfolio RICHMOND, VA 2,406,6442.4m $99.8m $99.8m 3.52% Added +126.1k +126,054
10 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 2,335,0292.3m $96.8m $96.8m 0.08% Reduced -6.0m -6,044,673
11 WELLINGTON MANAGEMENT GROUP LLP 0.02% of their portfolio Boston, MA 1,902,8101.9m $78.9m $78.9m 0.02% Reduced -32.3k -32,300
12 PARTNERS CAPITAL INVESTMENT GROUP, LLP 3.30% of their portfolio BOSTON, MA 1,852,6711.9m $76.8m $76.8m 3.30% Added +472.8k +472,845
13 Ensign Peak Advisors, Inc 0.16% of their portfolio SALT LAKE CITY, UT 1,820,0001.8m $75.5m $75.5m 0.16% Unchanged
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,786,7531.8m $74.1m $74.1m 0.00% Reduced -7.0k -7,000
15 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,495,6611.5m $62.0m $62.0m 0.03% Reduced -506.0k -506,046
16 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,475,8291.5m $61.2m $61.2m 0.02% Reduced -345.4k -345,439
17 New York Life Investment Management LLC 0.63% of their portfolio New York, NY 1,374,4051.4m $57.0m $57.0m 0.63% Reduced -31.7k -31,733
18 LORD, ABBETT & CO. LLC 0.09% of their portfolio JERSEY CITY, NJ 1,236,1141.2m $51.2m $51.2m 0.09% Reduced -1.7m -1,724,880
19 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 882,616882.6k $36.6m $36.6m 0.02% Added +25.0k +25,000
20 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 874,170874.2k $36.2m $36.2m 0.01% Added +65.4k +65,395
21 Money Design Co.,Ltd. 2.12% of their portfolio TOKYO, M0 864,818864.8k $35.9m $35.9m 2.12% Reduced -718.4k -718,408
22 GUGGENHEIM CAPITAL LLC 0.30% of their portfolio CHICAGO, IL 854,746854.7k $35.4m $35.4m 0.30% Reduced -353.6k -353,598
23 Destiny Wealth Partners, LLC 7.33% of their portfolio TAVARES, FL 854,018854.0k $35.4m $35.4m 7.33% Added +508.5k +508,484
24 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 851,704851.7k $35.3m $35.3m 0.03% Reduced -296.9k -296,857
25 III Capital Management 2.24% of their portfolio BOCA RATON, FL 789,000789.0k $32.7m $32.7m 2.24% Reduced -207.0k -207,000
26 COUNTRY TRUST BANK 0.84% of their portfolio Bloomington, IL 714,225714.2k $29.6m $29.6m 0.84% Reduced -139.7k -139,737
27 CONNING INC. 0.89% of their portfolio HARTFORD, CT 641,274641.3k $26.6m $26.6m 0.89% Unchanged
28 Ameritas Advisory Services, LLC 1.06% of their portfolio Lincoln, NE 508,278508.3k $21.1m $21.1m 1.06% Added +126.9k +126,867
29 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 500,815500.8k $20.8m $20.8m 0.03% Added +4.0k +3,986
30 Janney Montgomery Scott LLC 0.08% of their portfolio PHILADELPHIA, PA 476,183476.2k $19.7m $19.7m 0.08% Added +44.3k +44,320
31 Matthew Goff Investment Advisor, LLC 4.89% of their portfolio HOUSTON, TX 475,426475.4k $19.7m $19.7m 4.89% Reduced -2.4k -2,444
32 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 1.42% of their portfolio SAN FRANCISCO, CA 466,547466.5k $19.3m $19.3m 1.42% Added +23.2k +23,177
33 Greystone Financial Group, LLC 4.64% of their portfolio BLOOMFIELD HILLS, MI 443,742443.7k $18.4m $18.4m 4.64% Added +44.2k +44,202
34 ARS Wealth Advisors Group, LLC 3.16% of their portfolio St. Petersburg, FL 414,061414.1k $17.2m $17.2m 3.16% Reduced -357.1k -357,066
35 Concord Wealth Partners 4.76% of their portfolio ABINGDON, VA 404,204404.2k $16.8m $16.8m 4.76% Added +46.0k +45,967
36 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 396,589396.6k $16.4m $16.4m 0.04% Reduced -7.5k -7,461
37 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 388,105388.1k $16.1m $16.1m 0.00% Added +33.0k +32,961
38 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 372,435372.4k $15.4m $15.4m 0.03% Added +71.2k +71,204
39 Merit Financial Group, LLC 0.55% of their portfolio ALPHARETTA, GA 364,721364.7k $15.1m $15.1m 0.55% Added +92.9k +92,890
40 Cercano Management LLC 0.58% of their portfolio BELLEVUE, WA 352,776352.8k $14.6m $14.6m 0.58% Unchanged
41 Trilogy Capital Inc. 1.01% of their portfolio IRVINE, CA 341,750341.8k $14.2m $14.2m 1.01% Added +331.5k +331,459
42 Concord Asset Management, LLC/VA 5.76% of their portfolio ABINGDON, VA 339,541339.5k $14.1m $14.1m 5.76% Added +121.7k +121,742
43 CW Advisors, LLC 0.33% of their portfolio BOSTON, MA 327,369327.4k $13.6m $13.6m 0.33% Reduced -4.8k -4,836
44 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 305,511305.5k $12.7m $12.7m 0.01% Added +7.7k +7,657
45 PFS INVESTMENTS INC. 0.20% of their portfolio DULUTH, GA 284,662284.7k $11.8m $11.8m 0.20% Reduced -4.0k -4,046
46 ADELL HARRIMAN & CARPENTER INC 1.24% of their portfolio HOUSTON, TX 278,820278.8k $11.6m $11.6m 1.24% Reduced -35.7k -35,680
47 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 272,424272.4k $11.3m $11.3m 0.02% Added +54.5k +54,491
48 Paragon Wealth Strategies, LLC 6.86% of their portfolio JACKSONVILLE, FL 271,730271.7k $11.3m $11.3m 6.86% Added +4.7k +4,706
49 Drake & Associates, LLC 5.45% of their portfolio WAUKESHA, WI 269,905269.9k $11.2m $11.2m 5.45% Added +12.6k +12,577
50 OPPENHEIMER ASSET MANAGEMENT INC. 0.17% of their portfolio NEW YORK, NY 264,985265.0k $11.0m $11.0m 0.17% Added +3.1k +3,081
51 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 263,785263.8k $10.9m $10.9m 0.03% Added +24.6k +24,570
52 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 263,394263.4k $10.9m $10.9m 0.02% Reduced -25.5k -25,467
53 Darwin Wealth Management, LLC 2.90% of their portfolio TAMPA, FL 258,022258.0k $10.7m $10.7m 2.90% Reduced -99.4k -99,368
54 MISSION WEALTH MANAGEMENT, LP 0.40% of their portfolio Santa Barbara, CA 227,937227.9k $9.5m $9.5m 0.40% Added +6.6k +6,566
55 PALLADIEM, LLC 9.88% of their portfolio BRYN MAWR, PA 223,437223.4k $9.3m $9.3m 9.88% Reduced -30.4k -30,350
56 HARBOR ADVISORY CORP /MA/ 3.46% of their portfolio PORTSMOUTH, NH 218,829218.8k $9.1m $9.1m 3.46% Added +8.3k +8,262
57 SCOTIA CAPITAL INC. 0.06% of their portfolio TORONTO, A6 213,384213.4k $8.8m $8.8m 0.06% Added +2.2k +2,170
58 Dakota Wealth Management 0.57% of their portfolio PALM BEACH GARDENS, FL 205,338205.3k $8.5m $8.5m 0.57% Added +30.6k +30,604
59 Refined Wealth Management 7.35% of their portfolio SALT LAKE CITY, UT 200,778200.8k $8.3m $8.3m 7.35% Added +333 +333
60 Symphony Financial, Ltd. Co. 2.14% of their portfolio HOUSTON, TX 199,775199.8k $8.3m $8.3m 2.14% Reduced -3.8k -3,775
61 Hennion & Walsh Asset Management, Inc. 0.51% of their portfolio Parsippany, NJ 198,805198.8k $8.2m $8.2m 0.51% Added +19.3k +19,319
62 Regal Investment Advisors LLC 0.73% of their portfolio KENTWOOD, MI 197,087197.1k $8.2m $8.2m 0.73% Added +71.8k +71,797
63 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 187,934187.9k $7.8m $7.8m 0.01% New
64 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 179,193179.2k $7.4m $7.4m 0.03% Reduced -446.9k -446,878
65 Beacon Pointe Advisors, LLC 0.13% of their portfolio NEWPORT BEACH, CA 178,574178.6k $7.4m $7.4m 0.13% Added +101.4k +101,414
66 Integrated Wealth Concepts LLC 0.15% of their portfolio WALTHAM, MA 177,893177.9k $7.4m $7.4m 0.15% Reduced -42.8k -42,784
67 LOOMIS SAYLES & CO L P 0.01% of their portfolio BOSTON, MA 174,000174.0k $7.2m $7.2m 0.01% Added +166.0k +165,985
68 Prentice Wealth Management LLC 3.44% of their portfolio Rochester, NY 173,741173.7k $7.2m $7.2m 3.44% Reduced -20.3k -20,342
69 Asset Allocation & Management Company, LLC 2.87% of their portfolio CHICAGO, IL 172,526172.5k $7.2m $7.2m 2.87% Reduced -117.0k -117,025
70 WCG Wealth Advisors LLC 0.90% of their portfolio LAS VEGAS, NV 169,665169.7k $7.0m $7.0m 0.90% Added +9.3k +9,293
71 Fragasso Financial Advisors Inc 0.80% of their portfolio SEWICKLEY, PA 169,101169.1k $7.0m $7.0m 0.80% Added +5.4k +5,438
72 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 161,309161.3k $6.7m $6.7m 0.01% Reduced -42.0k -41,987
73 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 157,079157.1k $6.5m $6.5m 0.03% Reduced -58.4k -58,357
74 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 141,892141.9k $5.9m $5.9m 0.04% Reduced -21.2k -21,180
75 Shilanski & Associates, Inc. 2.63% of their portfolio ANCHORAGE, AK 141,725141.7k $5.8m $5.8m 2.63% Added +3.0k +3,040
76 MBM WEALTH CONSULTANTS, LLC 2.54% of their portfolio CHESTERFIELD, MO 138,105138.1k $6.2m $6.2m 2.54% Unchanged
77 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 137,957138.0k $5.7m $5.7m 0.03% Reduced -77.8k -77,839
78 Blackstone Inc. 0.02% of their portfolio NEW YORK, NY 135,790135.8k $5.6m $5.6m 0.02% New
79 FC Advisory LLC 2.41% of their portfolio WEST CHESTER, PA 131,349131.3k $5.4m $5.4m 2.41% Added +1.9k +1,853
80 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 128,396128.4k $5.3m $5.3m 0.01% Added +60.6k +60,644
81 Hilltop Partners LLC 2.39% of their portfolio MISHAWAKA, IN 127,940127.9k $5.3m $5.3m 2.39% New
82 Orion Porfolio Solutions, LLC 0.06% of their portfolio OMAHA, NE 125,189125.2k $5.2m $5.2m 0.06% Added +76.0k +76,038
83 Orion Portfolio Solutions, LLC 0.06% of their portfolio Omaha, NE 125,189125.2k $5.2m $5.2m 0.06% Added +77.6k +77,607
84 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 125,000125.0k $5.2m $5.2m 0.01% New
85 Beta Wealth Group, Inc. 2.96% of their portfolio SAN DIEGO, CA 124,713124.7k $5.2m $5.2m 2.96% Added +13.3k +13,344
86 Windsor Wealth Management, Inc. 0.99% of their portfolio INDIANAPOLIS, IN 123,937123.9k $5.1m $5.1m 0.99% Added +34.7k +34,700
87 CALTON & ASSOCIATES, INC. 2.36% of their portfolio Tampa, FL 122,728122.7k $5.1m $5.1m 2.36% Reduced -4.5k -4,515
88 Jefferies Financial Group Inc. 0.11% of their portfolio NEW YORK, NY 122,204122.2k $5.1m $5.1m 0.11% Reduced -28.1k -28,146
89 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 120,404120.4k $5.0m $5.0m 0.04% Reduced -480 -480
90 RAINEY & RANDALL WEALTH ADVISORS INC. 1.60% of their portfolio Celebration, FL 120,323120.3k $5.0m $5.0m 1.60% Reduced -13.7k -13,673
91 Equitable Holdings, Inc. 0.08% of their portfolio NEW YORK, NY 119,634119.6k $5.0m $5.0m 0.08% Reduced -38.7k -38,720
92 MONEY CONCEPTS CAPITAL CORP 0.05% of their portfolio PALM BEACH GARDENS, FL 118,760118.8k $854.3k $854.3k 0.05% Added +86.2k +86,234
93 Windsor Capital Management, LLC 1.68% of their portfolio Phoenix, AZ 117,795117.8k $4.9m $4.9m 1.68% Added +787 +787
94 CENTRAL TRUST Co 0.14% of their portfolio JEFFERSON CITY, MO 116,818116.8k $4.8m $4.8m 0.14% Added +5.3k +5,296
95 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 116,589116.6k $4.8m $4.8m 0.00% Reduced -360 -360
96 Goldstone Financial Group, LLC 1.58% of their portfolio OAKBROOK TERRACE, IL 115,487115.5k $4.8m $4.8m 1.58% First filing
97 EXENCIAL WEALTH ADVISORS, LLC 0.25% of their portfolio OKLAHOMA CITY, OK 115,406115.4k $4.8m $4.8m 0.25% Added +3.1k +3,133
98 Stratos Wealth Partners, LTD. 0.13% of their portfolio BEACHWOOD, OH 115,320115.3k $4.8m $4.8m 0.13% Reduced -59.7k -59,744
99 ALBION FINANCIAL GROUP /UT 0.43% of their portfolio SALT LAKE CITY, UT 112,678112.7k $4.7m $4.7m 0.43% Reduced -5.8k -5,813
100 O'Connor Financial Group LLC 3.50% of their portfolio QUINCY, IL 112,388112.4k $4.7m $4.7m 3.50% First filing