Vault-13

SSGA ACTIVE ETF TR SRLN

BLACKSTONE SENR · ETP · CUSIP 78467V608

516 institutional holders -8 vs Q3 2022
106,630,171106.6m shares reported held*
$4.3bnreported value*
56 new 138 added 255 reduced 84 sold out net sold ≈ $443.5m (-10.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $40.10. Options: 6 managers hold calls ($7.2m notional), 5 hold puts ($14.1m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 524Q4 22: 516516Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022524
Q4 2022516

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $5.5mQ3 22 puts: $20.2mQ3 22P/C 3.67Q4 22 calls: $7.2mQ4 22 puts: $14.1mQ4 22P/C 1.97
Numbers
QuarterCallsPutsP/C
Q3 2022$5.5m$20.2m3.67
Q4 2022$7.2m$14.1m1.97

Biggest buyers

State of Tennessee, Department of Treasury Added +2,206,587+2.2m
STATE STREET CORP Added +1,739,753+1.7m
PARTNERS CAPITAL INVESTMENT GROUP, LLP New +1,379,826+1.4m
1832 Asset Management L.P. New +1,006,930+1.0m
III Capital Management New +996,000+996.0k
Jaffetilchin Investment Partners, LLC New +342,721+342.7k
WELLINGTON MANAGEMENT GROUP LLP Added +293,300+293.3k
Paragon Wealth Strategies, LLC Added +267,022+267.0k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Added +238,294+238.3k
Merit Financial Group, LLC Added +234,556+234.6k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -1,190,477-1.2m
WELLS FARGO & COMPANY/MN Reduced -1,171,894-1.2m
GOLDMAN SACHS GROUP INC Reduced -1,063,571-1.1m
Thrivent Financial for Lutherans Reduced -1,029,995-1.0m
MORGAN STANLEY Reduced -1,000,862-1.0m
Ensign Peak Advisors, Inc Reduced -950,000-950.0k
JPMORGAN CHASE & CO Reduced -934,762-934.8k
UBS Group AG Reduced -897,629-897.6k
Astor Investment Management LLC Sold out -683,103-683.1k
Angeles Investment Advisors, LLC Reduced -630,613-630.6k

Biggest calls

CITADEL ADVISORS LLC Added $4.5m109.4k shares
Paladin Advisory Group, LLC Reduced $1.8m43.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $654.4k16.0k shares
SIMPLEX TRADING, LLC Added $245.0k6.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $03.6k shares

Biggest puts

HARBERT FUND ADVISORS, LLC Reduced $6.1m150.0k shares
BARCLAYS PLC First filing $5.5m135.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.9m47.6k shares
CITADEL ADVISORS LLC Reduced $499.0k12.2k shares
Cutler Group LLC / CA Added $6.0k95.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 8,576,7508.6m $350.8m $350.8m 0.04% Reduced -1.2m -1,190,477
2 LPL Financial LLC 0.29% of their portfolio FORT MILL, SC 8,379,7028.4m $342.7m $342.7m 0.29% Reduced -181.0k -181,020
3 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 6,150,0376.2m $251.5m $251.5m 0.03% Reduced -1.0m -1,000,862
4 ROYAL BANK OF CANADA 0.06% of their portfolio TORONTO, A6 4,596,8984.6m $188.0m $188.0m 0.06% Added +123.5k +123,535
5 State of Tennessee, Department of Treasury 0.86% of their portfolio NASHVILLE, TN 4,500,1614.5m $184.1m $184.1m 0.86% Added +2.2m +2,206,587
6 SCS Capital Management LLC 4.66% of their portfolio BOSTON, MA 3,872,9583.9m $158.4m $158.4m 4.66% Added +87.3k +87,253
7 OSAIC HOLDINGS, INC. 0.31% of their portfolio SCOTTSDALE, AZ 3,716,8863.7m $152.0m $152.0m 0.31% Reduced -173.9k -173,917
8 LORD, ABBETT & CO. LLC 0.22% of their portfolio JERSEY CITY, NJ 2,960,9943.0m $121.1m $121.1m 0.22% Added +100.0k +99,966
9 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 2,794,9482.8m $114.3m $114.3m 0.06% Reduced -537.7k -537,720
10 RiverFront Investment Group, LLC 2.08% of their portfolio RICHMOND, VA 2,280,5902.3m $9.2m $9.2m 2.08% Reduced -176.2k -176,235
11 UBS Group AG 0.04% of their portfolio ZURICH, V8 2,001,7072.0m $81.9m $81.9m 0.04% Reduced -897.6k -897,629
12 ARES MANAGEMENT LLC 4.03% of their portfolio LOS ANGELES, CA 2,000,0002.0m $81.8m $81.8m 4.03% Unchanged
13 WELLINGTON MANAGEMENT GROUP LLP 0.02% of their portfolio Boston, MA 1,935,1101.9m $79.1m $79.1m 0.02% Added +293.3k +293,300
14 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,821,2681.8m $74.5m $74.5m 0.02% Reduced -1.2m -1,171,894
15 Ensign Peak Advisors, Inc 0.17% of their portfolio SALT LAKE CITY, UT 1,820,0001.8m $74.4m $74.4m 0.17% Reduced -950.0k -950,000
16 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,793,7531.8m $73.4m $73.4m 0.00% Added +1.7m +1,739,753
17 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,610,8921.6m $65.9m $65.9m 0.02% Reduced -1.1m -1,063,571
18 US BANCORP \DE\ 0.12% of their portfolio MINNEAPOLIS, MN 1,608,8491.6m $65.8m $65.8m 0.12% Added +130 +130
19 Money Design Co.,Ltd. 2.21% of their portfolio TOKYO, M0 1,583,2261.6m $64.8m $64.8m 2.21% Added +94.2k +94,180
20 New York Life Investment Management LLC 0.66% of their portfolio New York, NY 1,406,1381.4m $57.5m $57.5m 0.66% Reduced -273.9k -273,942
21 PARTNERS CAPITAL INVESTMENT GROUP, LLP 2.71% of their portfolio BOSTON, MA 1,379,8261.4m $56.4m $56.4m 2.71% New
22 GUGGENHEIM CAPITAL LLC 0.44% of their portfolio CHICAGO, IL 1,208,3441.2m $49.4m $49.4m 0.44% Added +1.4k +1,352
23 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 1,148,5611.1m $47.0m $47.0m 0.04% Reduced -88.8k -88,792
24 1832 Asset Management L.P. 0.08% of their portfolio TORONTO, A6 1,006,9301.0m $41.2m $41.2m 0.08% New
25 III Capital Management 5.07% of their portfolio BOCA RATON, FL 996,000996.0k $40.7m $40.7m 5.07% New
26 Gradient Investments LLC 1.18% of their portfolio ARDEN HILLS, MN 918,651918.7k $37.6m $37.6m 1.18% Reduced -33.8k -33,773
27 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 857,616857.6k $35.1m $35.1m 0.02% Added +27.3k +27,285
28 COUNTRY TRUST BANK 1.03% of their portfolio Bloomington, IL 853,962854.0k $34.9m $34.9m 1.03% Reduced -76.8k -76,829
29 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 808,775808.8k $33.1m $33.1m 0.01% Reduced -127.8k -127,755
30 ARS Wealth Advisors Group, LLC 5.19% of their portfolio St. Petersburg, FL 771,127771.1k $31.5m $31.5m 5.19% Reduced -119.6k -119,643
31 AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio KANSAS CITY, MO 710,088710.1k $29.0m $29.0m 0.02% Added +107.6k +107,577
32 CONNING INC. 0.85% of their portfolio HARTFORD, CT 641,274641.3k $26.2m $26.2m 0.85% Reduced -498.5k -498,488
33 ASSETMARK, INC 0.11% of their portfolio CONCORD, CA 626,071626.1k $25.6m $25.6m 0.11% Added +213.0k +213,030
34 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 496,829496.8k $20.3m $20.3m 0.03% Reduced -228.6k -228,600
35 Matthew Goff Investment Advisor, LLC 5.09% of their portfolio HOUSTON, TX 477,870477.9k $19.5m $19.5m 5.09% Reduced -3.1k -3,125
36 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 1.42% of their portfolio SAN FRANCISCO, CA 443,370443.4k $18.1m $18.1m 1.42% Reduced -19.2k -19,241
37 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 431,863431.9k $17.7m $17.7m 0.07% Reduced -124.3k -124,271
38 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 404,050404.1k $16.5m $16.5m 0.04% Reduced -84.2k -84,186
39 Greystone Financial Group, LLC 4.80% of their portfolio BLOOMFIELD HILLS, MI 399,540399.5k $16.3m $16.3m 4.80% Added +101.0k +101,000
40 Ameritas Advisory Services, LLC 0.72% of their portfolio Lincoln, NE 381,411381.4k $15.6m $15.6m 0.72% Added +124.0k +123,981
41 Concord Wealth Partners 4.41% of their portfolio ABINGDON, VA 358,237358.2k $14.7m $14.7m 4.41% Reduced -169.7k -169,681
42 Darwin Wealth Management, LLC 3.88% of their portfolio TAMPA, FL 357,390357.4k $15.0m $15.0m 3.88% Reduced -29.7k -29,671
43 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 355,144355.1k $14.5m $14.5m 0.00% Reduced -934.8k -934,762
44 Cercano Management LLC 0.59% of their portfolio BELLEVUE, WA 352,776352.8k $14.4m $14.4m 0.59% First filing
45 Destiny Wealth Partners, LLC 3.06% of their portfolio TAVARES, FL 345,534345.5k $14.1m $14.1m 3.06% Added +9.7k +9,737
46 Jaffetilchin Investment Partners, LLC 1.71% of their portfolio TAMPA, FL 342,721342.7k $14.0m $14.0m 1.71% New
47 Aristotle Pacific Capital, LLC 22.56% of their portfolio NEWPORT BEACH, CA 338,054338.1k $13.8m $13.8m 22.56% Added +183.3k +183,277
48 CW Advisors, LLC 0.35% of their portfolio BOSTON, MA 332,205332.2k $13.6m $13.6m 0.35% Added +7.8k +7,765
49 ADELL HARRIMAN & CARPENTER INC 1.48% of their portfolio HOUSTON, TX 314,500314.5k $12.9m $12.9m 1.48% Reduced -39.0k -38,985
50 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 301,231301.2k $12.3m $12.3m 0.02% Reduced -17.9k -17,931
51 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 297,854297.9k $12.2m $12.2m 0.01% Added +238.3k +238,294
52 Asset Allocation & Management Company, LLC 4.58% of their portfolio CHICAGO, IL 289,551289.6k $11.8m $11.8m 4.58% Unchanged
53 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 288,861288.9k $11.8m $11.8m 0.02% Added +8.8k +8,809
54 PFS INVESTMENTS INC. 0.22% of their portfolio DULUTH, GA 288,708288.7k $11.8m $11.8m 0.22% Reduced -6.8k -6,773
55 Merit Financial Group, LLC 0.40% of their portfolio ALPHARETTA, GA 271,831271.8k $11.1m $11.1m 0.40% Added +234.6k +234,556
56 Paragon Wealth Strategies, LLC 13.09% of their portfolio JACKSONVILLE, FL 267,024267.0k $10.9m $10.9m 13.09% Added +267.0k +267,022
57 OPPENHEIMER ASSET MANAGEMENT INC. 0.17% of their portfolio NEW YORK, NY 261,904261.9k $10.7m $10.7m 0.17% Reduced -9.1k -9,137
58 Drake & Associates, LLC 5.56% of their portfolio WAUKESHA, WI 257,328257.3k $10.5m $10.5m 5.56% Added +6.8k +6,827
59 PALLADIEM, LLC 10.79% of their portfolio BRYN MAWR, PA 253,787253.8k $10.4m $10.4m 10.79% Reduced -4.2k -4,203
60 Capital Advisors Wealth Management, LLC 3.12% of their portfolio YAKIMA, WA 251,923251.9k $10.3m $10.3m 3.12% Reduced -29.0k -29,029
61 NOTTINGHAM ADVISORS, INC. 1.38% of their portfolio AMHERST, NY 247,992248.0k $10.1m $10.1m 1.38% Reduced -18.8k -18,792
62 Global Strategic Investment Solutions, LLC 0.66% of their portfolio Scottsdale, AZ 244,477244.5k $10.0m $10.0m 0.66% Reduced -1.8k -1,805
63 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 239,215239.2k $9.8m $9.8m 0.03% Reduced -1.0m -1,029,995
64 MassMutual Private Wealth & Trust, FSB 0.37% of their portfolio Windsor, CT 222,194222.2k $9.1m $9.1m 0.37% Reduced -40.7k -40,727
65 MISSION WEALTH MANAGEMENT, LP 0.44% of their portfolio Santa Barbara, CA 221,371221.4k $9.1m $9.1m 0.44% Reduced -77.0k -77,013
66 Integrated Wealth Concepts LLC 0.25% of their portfolio WALTHAM, MA 220,677220.7k $9.0m $9.0m 0.25% Reduced -112.6k -112,643
67 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 217,933217.9k $8.9m $8.9m 0.01% Added +51.7k +51,672
68 Concord Asset Management, LLC/VA 6.01% of their portfolio ABINGDON, VA 217,799217.8k $8.9m $8.9m 6.01% Reduced -35.1k -35,063
69 Prospera Financial Services Inc 0.44% of their portfolio Dallas, TX 216,367216.4k $8.8m $8.8m 0.44% Reduced -22.4k -22,390
70 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 215,796215.8k $8.8m $8.8m 0.05% Reduced -44.6k -44,566
71 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 215,436215.4k $8.8m $8.8m 0.04% Reduced -17.6k -17,638
72 Baker Avenue Asset Management, LP 0.52% of their portfolio SAN FRANCISCO, CA 211,369211.4k $8.6m $8.6m 0.52% Added +31.7k +31,678
73 SCOTIA CAPITAL INC. 0.07% of their portfolio TORONTO, A6 211,214211.2k $8.6m $8.6m 0.07% Reduced -982 -982
74 HARBOR ADVISORY CORP /MA/ 3.52% of their portfolio PORTSMOUTH, NH 210,567210.6k $8.6m $8.6m 3.52% Reduced -1.3k -1,298
75 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 208,275208.3k $8.5m $8.5m 0.00% Reduced -245.0k -245,000
76 Symphony Financial, Ltd. Co. 2.22% of their portfolio HOUSTON, TX 203,550203.6k $8.4m $8.4m 2.22% Added +54.0k +54,038
77 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 203,296203.3k $8.3m $8.3m 0.02% Added +24.7k +24,724
78 Refined Wealth Management 7.17% of their portfolio SALT LAKE CITY, UT 200,445200.4k $8.2m $8.2m 7.17% Added +7.5k +7,500
79 Kingsview Wealth Management, LLC 0.35% of their portfolio GRANTS PASS, OR 197,324197.3k $8.1m $8.1m 0.35% Added +182.7k +182,679
80 NewSquare Capital LLC 1.00% of their portfolio NEWTOWN SQUARE, PA 195,383195.4k $8.0m $8.0m 1.00% Reduced -2.2k -2,237
81 Prentice Wealth Management LLC 4.00% of their portfolio Rochester, NY 194,083194.1k $7.9m $7.9m 4.00% Reduced -146.2k -146,248
82 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 186,719186.7k $7.7m $7.7m 0.00% Reduced -69.1k -69,125
83 Hennion & Walsh Asset Management, Inc. 0.45% of their portfolio Parsippany, NJ 179,486179.5k $7.3m $7.3m 0.45% Added +6.2k +6,164
84 FLOW TRADERS U.S. LLC 0.37% of their portfolio NEW YORK, NY 178,830178.8k $7.3m $7.3m 0.37% Added +166.6k +166,639
85 Stratos Wealth Partners, LTD. 0.18% of their portfolio BEACHWOOD, OH 175,064175.1k $7.2m $7.2m 0.18% Reduced -11.0k -11,028
86 Dakota Wealth Management 0.51% of their portfolio PALM BEACH GARDENS, FL 174,734174.7k $7.1m $7.1m 0.51% Added +49.6k +49,636
87 PRUDENTIAL PLC 0.09% of their portfolio LONDON, X0 169,880169.9k $6.9m $6.9m 0.09% Reduced -11.8k -11,770
88 INSPIRION WEALTH ADVISORS, LLC 1.45% of their portfolio LIBERTYVILLE, IL 166,839166.8k $6.8m $6.8m 1.45% Reduced -204.0k -204,045
89 Fragasso Financial Advisors Inc 0.78% of their portfolio SEWICKLEY, PA 163,663163.7k $6.7m $6.7m 0.78% Added +6.5k +6,503
90 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 163,072163.1k $6.7m $6.7m 0.05% Reduced -420.0k -419,987
91 WCG Wealth Advisors LLC 0.90% of their portfolio LAS VEGAS, NV 160,372160.4k $6.6m $6.6m 0.90% Added +16.6k +16,640
92 Equitable Holdings, Inc. 0.11% of their portfolio NEW YORK, NY 158,354158.4k $6.5m $6.5m 0.11% Reduced -9.6k -9,625
93 Cyndeo Wealth Partners, LLC 0.75% of their portfolio ST. PETERSBURG, FL 155,803155.8k $6.4m $6.4m 0.75% First filing
94 Marshall Financial Group, LLC 2.47% of their portfolio Hunt Valley, MD 155,706155.7k $6.4m $6.4m 2.47% Reduced -349.6k -349,618
95 Jefferies Financial Group Inc. 0.11% of their portfolio NEW YORK, NY 150,350150.3k $6.1m $6.1m 0.11% New
96 NewEdge Advisors, LLC 0.11% of their portfolio NEW ORLEANS, LA 145,903145.9k $4.2m $4.2m 0.11% Reduced -14.0k -13,951
97 Shilanski & Associates, Inc. 2.48% of their portfolio ANCHORAGE, AK 138,685138.7k $5.7m $5.7m 2.48% New
98 MBM WEALTH CONSULTANTS, LLC 2.63% of their portfolio CHESTERFIELD, MO 138,105138.1k $5.7m $5.7m 2.63% Added +2.2k +2,235
99 LAKE STREET ADVISORS GROUP, LLC 0.37% of their portfolio PORTSMOUTH, NH 136,117136.1k $5.6m $5.6m 0.37% New
100 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 135,954136.0k $489.8k $489.8k 0.01% Reduced -46.2k -46,177