Vault-13

SSGA ACTIVE ETF TR GAL

GLOBL ALLO ETF · ETP · CUSIP 78467V400

50 institutional holders -5 vs Q4 2023
2,822,6562.8m shares reported held*
$121.9mreported value*
4 new 16 added 17 reduced 8 sold out net sold ≈ $5.5m (-127.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $43.17. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 39Q4 22: 42Q1 23: 40Q2 23: 46Q3 23: 46Q4 23: 55Q1 24: 5050Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202239
Q4 202242
Q1 202340
Q2 202346
Q3 202346
Q4 202355
Q1 202450

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 21 bought or addedQ4 22: 16 cut or sold outQ4 22Q1 23: 13 bought or addedQ1 23: 23 cut or sold outQ1 23Q2 23: 19 bought or addedQ2 23: 19 cut or sold outQ2 23Q3 23: 23 bought or addedQ3 23: 15 cut or sold outQ3 23Q4 23: 24 bought or addedQ4 23: 21 cut or sold outQ4 23Q1 24: 20 bought or addedQ1 24: 25 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222116
Q1 20231323
Q2 20231919
Q3 20232315
Q4 20232421
Q1 20242025

Biggest buyers

MORGAN STANLEY Added +67,314+67.3k
WELLS FARGO & COMPANY/MN Added +45,620+45.6k
FIRST FOUNDATION ADVISORS Added +25,809+25.8k
OSAIC HOLDINGS, INC. Added +12,508+12.5k
NewEdge Advisors, LLC Added +7,436+7.4k
Robinswood Financial LLC Added +5,268+5.3k
Advisory Services Network, LLC Added +4,742+4.7k
Ameritas Advisory Services, LLC Added +2,792+2.8k
LPL Financial LLC Added +2,651+2.7k
Taylor Financial Group, Inc. Added +1,597+1.6k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -83,506-83.5k
UBS Group AG Reduced -42,472-42.5k
RAYMOND JAMES & ASSOCIATES Reduced -40,995-41.0k
WIN ADVISORS, INC Sold out -34,652-34.7k
Raymond James Financial Services Advisors, Inc. Reduced -26,588-26.6k
Northwest Financial Advisors Sold out -15,014-15.0k
Corient Private Wealth LP Sold out -8,509-8.5k
PDS Planning, Inc Reduced -8,068-8.1k
Kestra Advisory Services, LLC Sold out -7,770-7.8k
CITADEL ADVISORS LLC Sold out -7,674-7.7k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Mesirow Financial Investment Management, Inc. 0.60% of their portfolio CHICAGO, IL 607,210607.2k $26.2m $26.2m 0.60% Reduced -5.4k -5,378
2 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 545,957546.0k $23.6m $23.6m 0.02% Reduced -41.0k -40,995
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 425,111425.1k $18.4m $18.4m 0.00% Reduced -83.5k -83,506
4 FIRST FOUNDATION ADVISORS 0.47% of their portfolio Irvine, CA 273,835273.8k $11.8m $11.8m 0.47% Added +25.8k +25,809
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 220,212220.2k $9.5m $9.5m 0.00% Added +67.3k +67,314
6 BRIGHT FINANCIAL ADVISORS, INC. 5.20% of their portfolio Portage, MI 165,211165.2k $7.0m $7.0m 5.20% First filing
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 148,230148.2k $6.4m $6.4m 0.00% Added +2.7k +2,651
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 81,54781.5k $3.5m $3.5m 0.00% Added +45.6k +45,620
9 Taylor Financial Group, Inc. 1.43% of their portfolio Roanoke, VA 43,48743.5k $1.9m $1.9m 1.43% Added +1.6k +1,597
10 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 22,10922.1k $955.3k $955.3k 0.01% Added +7.4k +7,436
11 Ameritas Advisory Services, LLC 0.04% of their portfolio Lincoln, NE 21,57721.6k $917.0k $917.0k 0.04% Added +2.8k +2,792
12 IFG Advisory, LLC 0.07% of their portfolio ATLANTA, GA 21,20121.2k $916.1k $916.1k 0.07% Unchanged
13 PDS Planning, Inc 0.09% of their portfolio DUBLIN, OH 20,50020.5k $885.8k $885.8k 0.09% Reduced -8.1k -8,068
14 Rossmore Private Capital 0.11% of their portfolio GLASTONBURY, CT 19,82619.8k $856.7k $856.7k 0.11% Unchanged
15 HANCOCK WHITNEY CORP 0.03% of their portfolio GULFPORT, MS 17,26217.3k $745.9k $745.9k 0.03% Reduced -5.7k -5,681
16 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 16,13816.1k $697.3k $697.3k 0.00% Reduced -984 -984
17 Robinswood Financial LLC 0.27% of their portfolio KIRKLAND, WA 14,84314.8k $639.4k $639.4k 0.27% Added +5.3k +5,268
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 13,76813.8k $595.2k $595.2k 0.00% Added +12.5k +12,508
19 PCG Wealth Advisors, LLC 0.27% of their portfolio OVERLAND PARK, KS 12,91712.9k $558.1k $558.1k 0.27% Reduced -913 -913
20 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 12,78712.8k $552.5k $552.5k 0.01% Added +4.7k +4,742
21 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,19810.2k $440.7k $440.7k 0.00% Added +249 +249
22 Relative Value Partners Group, LLC 0.03% of their portfolio NORTHBROOK, IL 9,96610.0k $410.4k $410.4k 0.03% Unchanged
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 9,6259.6k $416.0k $416.0k 0.00% Reduced -745 -745
24 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 9,0729.1k $392.0k $392.0k 0.00% Reduced -48 -48
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 8,8998.9k $385.0k $385.0k 0.00% Added +125 +125
26 Bremer Bank National Association 0.07% of their portfolio ST PAUL, MN 8,2548.3k $356.7k $356.7k 0.07% Unchanged
27 WINTRUST INVESTMENTS LLC 0.03% of their portfolio CHICAGO, IL 8,0388.0k $347.0k $347.0k 0.03% Unchanged
28 UBS Group AG 0.00% of their portfolio ZURICH, V8 7,6507.7k $330.6k $330.6k 0.00% Reduced -42.5k -42,472
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 7,3217.3k $316.3k $316.3k 0.00% Reduced -6.4k -6,374
30 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 7,2277.2k $310.0k $310.0k 0.00% Reduced -900 -900
31 Wagner Wealth Management, LLC 0.07% of their portfolio GREENVILLE, SC 5,3785.4k $232.4k $232.4k 0.07% Reduced -20 -20
32 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 5,2605.3k $227.2k $227.2k 0.00% Reduced -163 -163
33 Verum Partners LLC 0.08% of their portfolio CHARLOTTE, NC 5,1675.2k $223.3k $223.3k 0.08% Reduced -265 -265
34 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 4,7394.7k $204.8k $204.8k 0.00% Reduced -26.6k -26,588
35 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 3,6553.7k $157.0k $157.0k 0.01% Added +13 +13
36 WealthShield Partners, LLC 0.02% of their portfolio CARY, NC 3,5013.5k $151.3k $151.3k 0.02% Reduced -278 -278
37 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 2,5462.5k $110.0k $110.0k 0.00% Unchanged
38 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,5501.6k $67.0k $67.0k 0.00% Unchanged
39 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 724724 $31.3k $31.3k 0.00% New
40 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 607607 $26.2k $26.2k 0.00% Unchanged
41 Winch Advisory Services, LLC 0.01% of their portfolio Appleton, WI 536536 $23.1k $23.1k 0.01% Added +2 +2
42 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 400400 $17.3k $17.3k 0.00% Unchanged
43 CAROLINAS WEALTH CONSULTING LLC 0.00% of their portfolio CHARLOTTE, NC 330330 $14.2k $14.2k 0.00% Added +1 +1
44 Pacific Capital Wealth Advisors, Inc. 0.00% of their portfolio CORONA, CA 271271 $11.7k $11.7k 0.00% Unchanged
45 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 258258 $11.1k $11.1k 0.00% New
46 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 128128 $5.5k $5.5k 0.00% New
47 CWM, LLC 0.00% of their portfolio OMAHA, NE 9999 $4.0k $4.0k 0.00% Unchanged
48 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5353 $2.3k $2.3k 0.00% Added +1 +1
49 CBIZ Investment Advisory Services, LLC 0.00% of their portfolio INDEPENDENCE, OH 2222 $946 $946 0.00% New
50 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged