Vault-13

SPDR SER TR XHB

S&P HOMEBUILD · ETP · CUSIP 78464A888

204 institutional holders +11 vs Q4 2022
22,653,29022.7m shares reported held*
$1.5bnreported value*
48 new 64 added 49 reduced 37 sold out net bought ≈ $529.1m (+7.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($20.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $67.77. Options: 12 managers hold calls ($297.9m notional), 23 hold puts ($634.5m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 183Q4 22: 193Q1 23: 204204Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022183
Q4 2022193
Q1 2023204

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 65 bought or addedQ4 22: 92 cut or sold outQ4 22Q1 23: 112 bought or addedQ1 23: 86 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226592
Q1 202311286

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600m$800mQ3 22 calls: $99.3mQ3 22 puts: $659.3mQ3 22P/C 6.64Q4 22 calls: $120.7mQ4 22 puts: $332.1mQ4 22P/C 2.75Q1 23 calls: $297.9mQ1 23 puts: $634.5mQ1 23P/C 2.13
Numbers
QuarterCallsPutsP/C
Q3 2022$99.3m$659.3m6.64
Q4 2022$120.7m$332.1m2.75
Q1 2023$297.9m$634.5m2.13

Biggest buyers

GOLDMAN SACHS GROUP INC Added +3,095,915+3.1m
MORGAN STANLEY Added +1,314,622+1.3m
JPMORGAN CHASE & CO Added +1,097,591+1.1m
BARCLAYS PLC Added +931,588+931.6k
BANK OF AMERICA CORP /DE/ Added +697,965+698.0k
BNP PARIBAS FINANCIAL MARKETS Added +668,545+668.5k
NATIXIS Added +500,000+500.0k
Balyasny Asset Management L.P. New +392,319+392.3k
MILLENNIUM MANAGEMENT LLC New +332,700+332.7k
TORONTO DOMINION BANK New +250,000+250.0k

Biggest sellers

CITIGROUP INC Reduced -988,458-988.5k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Reduced -685,000-685.0k
Broad Peak Investment Holdings Ltd. Sold out -406,399-406.4k
UBS Group AG Reduced -265,463-265.5k
Walleye Capital LLC Sold out -118,428-118.4k
Passaic Partners LLC Sold out -98,761-98.8k
Parallax Volatility Advisers, L.P. Reduced -44,915-44.9k
RAYMOND JAMES & ASSOCIATES Reduced -27,779-27.8k
J. Goldman & Co LP Reduced -25,376-25.4k
COLONY GROUP LLC Sold out -24,952-25.0k

Biggest calls

BANK OF AMERICA CORP /DE/ New $113.3m1.7m shares
BNP PARIBAS FINANCIAL MARKETS New $84.7m12.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $39.0m575.4k shares
CITADEL ADVISORS LLC Added $34.8m514.0k shares
GOLDMAN SACHS GROUP INC New $12.5m185.0k shares
WOLVERINE TRADING, LLC Reduced $5.0m76.3k shares
Point72 Asset Management, L.P. New $3.4m50.0k shares
Walleye Trading LLC Added $2.1m30.8k shares
CITIGROUP INC Reduced $1.7m25.0k shares
PEAK6 Investments LLC Reduced $704.7k10.4k shares

Biggest puts

CITADEL ADVISORS LLC Added $141.1m2.1m shares
Broad Peak Investment Holdings Ltd. New $103.1m1.5m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $100.8m1.5m shares
GOLDMAN SACHS GROUP INC Added $73.0m1.1m shares
BlueCrest Capital Management Ltd New $40.7m600.0k shares
UBS Group AG Reduced $31.5m465.3k shares
BANK OF AMERICA CORP /DE/ Reduced $25.7m379.5k shares
CITIGROUP INC Added $19.8m292.5k shares
NOMURA HOLDINGS INC New $16.3m240.0k shares
Polus Capital Management Ltd New $14.9m220.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.09% of their portfolio NEW YORK, NY 4,741,4474.7m $321.3m $321.3m 0.09% Added +3.1m +3,095,915
2 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 3,775,5423.8m $255.8m $255.8m 0.03% Added +1.3m +1,314,622
3 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,705,5092.7m $183.3m $183.3m 0.02% Added +698.0k +697,965
4 BARCLAYS PLC 0.11% of their portfolio LONDON, X0 1,550,2861.6m $105.0m $105.0m 0.11% Added +931.6k +931,588
5 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,237,4711.2m $83.9m $83.9m 0.01% Added +1.1m +1,097,591
6 PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio BALTIMORE, MD 1,116,7391.1m $75.7m $75.7m 0.01% Added +29.8k +29,762
7 NATIXIS 0.53% of their portfolio PARIS, I0 850,597850.6k $57.6m $57.6m 0.53% Added +500.0k +500,000
8 BNP PARIBAS FINANCIAL MARKETS 0.11% of their portfolio PARIS, I0 756,290756.3k $51.2m $51.2m 0.11% Added +668.5k +668,545
9 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.18% of their portfolio TORONTO, A6 465,000465.0k $31.5m $31.5m 0.18% Reduced -685.0k -685,000
10 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 411,915411.9k $27.9m $27.9m 0.01% Added +71.3k +71,258
11 Balyasny Asset Management L.P. 0.09% of their portfolio Chicago, IL 392,319392.3k $26.6m $26.6m 0.09% New
12 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 332,700332.7k $22.5m $22.5m 0.03% New
13 UBS Group AG 0.01% of their portfolio ZURICH, V8 317,760317.8k $21.5m $21.5m 0.01% Reduced -265.5k -265,463
14 TORONTO DOMINION BANK 0.03% of their portfolio TORONTO, ONTARIO, A6 250,000250.0k $16.9m $16.9m 0.03% New
15 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 241,541241.5k $16.4m $16.4m 0.01% Added +88.2k +88,210
16 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 229,373229.4k $15.5m $15.5m 0.03% Added +36.3k +36,277
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 186,704186.7k $12.7m $12.7m 0.02% Added +93.5k +93,484
18 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 184,617184.6k $12.5m $12.5m 0.02% Reduced -988.5k -988,458
19 STATE OF WISCONSIN INVESTMENT BOARD 0.03% of their portfolio MADISON, WI 158,300158.3k $10.7m $10.7m 0.03% New
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 143,727143.7k $9.7m $9.7m 0.00% Added +120.5k +120,517
21 MEITAV INVESTMENT HOUSE LTD 0.16% of their portfolio BENE-BERAQ, L3 133,693133.7k $9.5m $9.5m 0.16% Reduced -9.5k -9,486
22 CASTLEARK MANAGEMENT LLC 0.44% of their portfolio CHICAGO, IL 132,200132.2k $9.0m $9.0m 0.44% Unchanged
23 Qube Research & Technologies Ltd 0.05% of their portfolio LONDON, X0 126,034126.0k $8.5m $8.5m 0.05% Added +92.6k +92,569
24 Intrua Financial, LLC 1.52% of their portfolio Houston, TX 102,432102.4k $7.3m $7.3m 1.52% New
25 Clark Capital Management Group, Inc. 0.07% of their portfolio PHILADELPHIA, PA 95,65995.7k $6.5m $6.5m 0.07% New
26 J. Goldman & Co LP 0.36% of their portfolio NEW YORK, NY 91,79091.8k $6.2m $6.2m 0.36% Reduced -25.4k -25,376
27 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 0.48% of their portfolio Tel Aviv, L3 90,66590.7k $6.0m $6.0m 0.48% Unchanged
28 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 89,99790.0k $6.1m $6.1m 0.01% Added +14.8k +14,751
29 Gerber Kawasaki Wealth & Investment Management 0.44% of their portfolio SANTA MONICA, CA 81,94581.9k $5.6m $5.6m 0.44% Added +528 +528
30 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 77,47077.5k $5.2m $5.2m 0.05% Reduced -9.5k -9,543
31 Schonfeld Strategic Advisors LLC 0.05% of their portfolio NEW YORK, NY 75,97676.0k $5.1m $5.1m 0.05% Added +8.0k +7,972
32 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 73,28073.3k $5.0m $5.0m 0.01% Added +28.2k +28,159
33 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 59,17659.2k $4.0m $4.0m 0.00% Reduced -23.0k -22,999
34 Viewpoint Capital Management LLC 2.95% of their portfolio SEATTLE, WA 48,44248.4k $3.3m $3.3m 2.95% Added +65 +65
35 Phoenix Financial Ltd. 0.07% of their portfolio Givatayim, L3 44,02244.0k $3.0m $3.0m 0.07% New
36 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 40,90040.9k $2.8m $2.8m 0.00% New
37 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 40,76340.8k $2.8m $2.8m 0.00% Added +17.2k +17,248
38 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 39,72739.7k $2.7m $2.7m 0.00% Reduced -27.8k -27,779
39 Q3 Asset Management 2.01% of their portfolio BIRMINGHAM, MI 35,56835.6k $2.4m $2.4m 2.01% New
40 TUDOR INVESTMENT CORP ET AL 0.05% of their portfolio STAMFORD, CT 35,13735.1k $2.4m $2.4m 0.05% Added +18.6k +18,646
41 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 0.51% of their portfolio Tel Aviv, L3 33,66933.7k $2.2m $2.2m 0.51% Unchanged
42 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 32,15232.2k $2.2m $2.2m 0.00% Added +9.4k +9,371
43 North Star Investment Management Corp. 0.18% of their portfolio CHICAGO, IL 31,44931.4k $2.1m $2.1m 0.18% Added +1.6k +1,625
44 CAPITAL FUND MANAGEMENT S.A. 0.04% of their portfolio PARIS, I0 28,06028.1k $1.9m $1.9m 0.04% New
45 Palumbo Wealth Management LLC 1.12% of their portfolio GREAT NECK, NY 24,90024.9k $1.7m $1.7m 1.12% New
46 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 24,59824.6k $1.7m $1.7m 0.01% Added +8.9k +8,921
47 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 24,27124.3k $1.6m $1.6m 0.01% Added +15.8k +15,758
48 Ellis Investment Partners, LLC 0.41% of their portfolio Berwyn, PA 23,71823.7k $1.6m $1.6m 0.41% Added +576 +576
49 Quantitative Investment Management, LLC 0.34% of their portfolio CHARLOTTESVILLE, VA 23,59123.6k $1.6m $1.6m 0.34% Added +18.8k +18,756
50 Advisor OS, LLC 0.38% of their portfolio CHICAGO, IL 23,58723.6k $1.6m $1.6m 0.38% Added +507 +507
51 TOTH FINANCIAL ADVISORY CORP 0.25% of their portfolio LEESBURG, VA 23,37123.4k $1.6m $1.6m 0.25% Added +3.9k +3,901
52 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 22,68922.7k $1.5m $1.5m 0.01% New
53 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 21,60021.6k $1.5m $1.5m 0.00% Added +616 +616
54 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 21,07921.1k $1.4m $1.4m 0.00% Reduced -832 -832
55 UDINE WEALTH MANAGEMENT, INC. 2.13% of their portfolio BOCA RATON, FL 20,39720.4k $1.4m $1.4m 2.13% New
56 Clarus Wealth Advisors 0.79% of their portfolio PEORIA, AZ 19,58219.6k $1.3m $1.3m 0.79% Added +1.9k +1,871
57 Windham Capital Management, LLC 0.52% of their portfolio BOSTON, MA 19,47519.5k $1.3m $1.3m 0.52% Added +474 +474
58 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 18,38818.4k $1.2m $1.2m 0.01% New
59 Institute for Wealth Management, LLC. 0.23% of their portfolio DENVER, CO 17,62217.6k $1.2m $1.2m 0.23% Reduced -118 -118
60 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 17,44917.4k $1.2m $1.2m 0.00% Unchanged
61 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 16,52116.5k $1.1m $1.1m 0.00% Added +33 +33
62 Trexquant Investment LP 0.03% of their portfolio STAMFORD, CT 14,92714.9k $1.0m $1.0m 0.03% Added +4.0k +3,958
63 TWO SIGMA SECURITIES, LLC 0.08% of their portfolio NEW YORK, NY 14,71214.7k $996.9k $996.9k 0.08% New
64 Horizon Wealth Management, LLC 0.72% of their portfolio LA GRANGE, IL 14,08214.1k $954.2k $954.2k 0.72% New
65 Zweig-DiMenna Associates LLC 0.13% of their portfolio NEW YORK, NY 13,90013.9k $941.9k $941.9k 0.13% Reduced -100 -100
66 CHARTIST INC /CA/ 0.75% of their portfolio SEAL BEACH, CA 13,89513.9k $760.2k $760.2k 0.75% First filing
67 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 12,73512.7k $862.9k $862.9k 0.00% New
68 CX Institutional 0.04% of their portfolio AUBURN, IN 12,37312.4k $839.4k $839.4k 0.04% Reduced -21.4k -21,435
69 JAMES INVESTMENT RESEARCH, INC. 0.11% of their portfolio ALPHA, OH 11,99212.0k $813.0k $813.0k 0.11% Reduced -385 -385
70 Opal Wealth Advisors, LLC 0.47% of their portfolio JERICHO, NY 11,89111.9k $805.7k $805.7k 0.47% Added +2.0k +1,966
71 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 11,85911.9k $803.0k $803.0k 0.01% New
72 LEUTHOLD GROUP, LLC 0.10% of their portfolio MINNEAPOLIS, MN 11,57311.6k $784.2k $784.2k 0.10% Added +898 +898
73 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 11,50111.5k $779.3k $779.3k 0.00% Reduced -547 -547
74 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 11,14411.1k $755.1k $755.1k 0.01% New
75 Zhang Financial LLC 0.09% of their portfolio PORTAGE, MI 11,03011.0k $747.4k $747.4k 0.09% Unchanged
76 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 10,90510.9k $738.9k $738.9k 0.01% Added +4.9k +4,874
77 GARRISON POINT ADVISORS, LLC 0.54% of their portfolio Walnut Creek, CA 10,63010.6k $720.3k $720.3k 0.54% Unchanged
78 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 10,62910.6k $720.2k $720.2k 0.02% Added +6.2k +6,171
79 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 10,08110.1k $683.1k $683.1k 0.01% Added +1.1k +1,050
80 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 9,5039.5k $644.0k $644.0k 0.00% Reduced -1.2k -1,155
81 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 9,2949.3k $629.8k $629.8k 0.00% Reduced -2.4k -2,414
82 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 9,1529.2k $620.2k $620.2k 0.01% Reduced -207 -207
83 Jefferies Financial Group Inc. 0.01% of their portfolio NEW YORK, NY 9,0009.0k $609.8k $609.8k 0.01% Added +105 +105
84 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 8,6588.7k $586.7k $586.7k 0.02% Reduced -14 -14
85 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 8,4078.4k $569.7k $569.7k 0.00% Reduced -5.0k -5,038
86 Arcus Capital Partners, LLC 0.19% of their portfolio ATLANTA, GA 8,3948.4k $568.7k $568.7k 0.19% Reduced -2.3k -2,339
87 WEALTH EFFECTS LLC 0.29% of their portfolio BOSTON, MA 8,3138.3k $563.3k $563.3k 0.29% Reduced -296 -296
88 Simplicity Solutions, LLC 0.01% of their portfolio MINNEAPOLIS, MN 7,9277.9k $537.1k $537.1k 0.01% New
89 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 7,8127.8k $529.5k $529.5k 0.00% Added +347 +347
90 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 7,5377.5k $510.7k $510.7k 0.00% Reduced -1.2k -1,165
91 Apeiron RIA LLC 0.17% of their portfolio Dallas, TX 7,4877.5k $507.3k $507.3k 0.17% New
92 PINNACLE ASSOCIATES LTD 0.01% of their portfolio NEW YORK, NY 7,1667.2k $485.6k $485.6k 0.01% Unchanged
93 FMR LLC 0.00% of their portfolio BOSTON, MA 6,9727.0k $472.4k $472.4k 0.00% Added +3.8k +3,800
94 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 6,9196.9k $469.0k $469.0k 0.02% Reduced -671 -671
95 SMITH, MOORE & CO. 0.06% of their portfolio CLAYTON, MO 6,5276.5k $442.2k $442.2k 0.06% Added +16 +16
96 Financial Advocates Investment Management 0.03% of their portfolio OLYMPIA, WA 6,4576.5k $437.5k $437.5k 0.03% New
97 Arete Wealth Advisors, LLC 0.04% of their portfolio CHICAGO, IL 6,3546.4k $431.0k $431.0k 0.04% Reduced -80 -80
98 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 6,3436.3k $429.8k $429.8k 0.00% Added +1.2k +1,164
99 Mariner, LLC 0.00% of their portfolio Overland Park, KS 6,0056.0k $407.0k $407.0k 0.00% Reduced -335 -335
100 Carl P. Sherr & Co., LLC 0.29% of their portfolio WORCESTER, MA 5,9616.0k $403.9k $403.9k 0.29% Added +10 +10