Vault-13

SPDR SER TR XSD

S&P SEMICNDCTR · ETP · CUSIP 78464A862

206 institutional holders -14 vs Q2 2024
4,220,1134.2m shares reported held*
$519.3mreported value*
16 new 55 added 74 reduced 28 sold out net sold ≈ $61.2m (+1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $123.06. Options: 3 managers hold calls ($7.5m notional), 3 hold puts ($6.1m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 165Q4 22: 179Q1 23: 209Q2 23: 216Q3 23: 220Q4 23: 229Q1 24: 223Q2 24: 220Q3 24: 206206Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022165
Q4 2022179
Q1 2023209
Q2 2023216
Q3 2023220
Q4 2023229
Q1 2024223
Q2 2024220
Q3 2024206

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 84 bought or addedQ4 22: 73 cut or sold outQ1 23: 120 bought or addedQ1 23: 59 cut or sold outQ1 23Q2 23: 97 bought or addedQ2 23: 84 cut or sold outQ3 23: 100 bought or addedQ3 23: 87 cut or sold outQ3 23Q4 23: 92 bought or addedQ4 23: 90 cut or sold outQ1 24: 92 bought or addedQ1 24: 112 cut or sold outQ1 24Q2 24: 90 bought or addedQ2 24: 91 cut or sold outQ3 24: 71 bought or addedQ3 24: 102 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20228473
Q1 202312059
Q2 20239784
Q3 202310087
Q4 20239290
Q1 202492112
Q2 20249091
Q3 202471102

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ4 23 calls: $4.5mQ4 23 puts: $1.0mQ4 23P/C 0.23Q1 24 calls: $5.1mQ1 24 puts: $1.5mQ1 24P/C 0.29Q2 24 calls: $5.4mQ2 24 puts: $3.8mQ2 24P/C 0.71Q3 24 calls: $7.5mQ3 24 puts: $6.1mQ3 24P/C 0.81
Numbers
QuarterCallsPutsP/C
Q4 2023$4.5m$1.0m0.23
Q1 2024$5.1m$1.5m0.29
Q2 2024$5.4m$3.8m0.71
Q3 2024$7.5m$6.1m0.81

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +2,056,306+2.1m
RAYMOND JAMES & ASSOCIATES Added +23,662+23.7k
GOLDMAN SACHS GROUP INC Added +23,083+23.1k
World Investment Advisors New +13,140+13.1k
JANE STREET GROUP, LLC Added +8,670+8.7k
Kestra Advisory Services, LLC Added +8,507+8.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +6,823+6.8k
Sanctuary Advisors, LLC New +6,581+6.6k
M&T Bank Corp New +5,678+5.7k
Global Assets Advisory, LLC New +4,881+4.9k

Biggest sellers

Strategic Financial Concepts, LLC Sold out -67,318-67.3k
MORGAN STANLEY Reduced -41,473-41.5k
CHEMUNG CANAL TRUST CO Reduced -32,473-32.5k
Gerber Kawasaki Wealth & Investment Management Reduced -32,144-32.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -26,054-26.1k
Kingsview Wealth Management, LLC Reduced -24,421-24.4k
BANK OF AMERICA CORP /DE/ Reduced -22,531-22.5k
PRUDENTIAL FINANCIAL INC Reduced -21,319-21.3k
ROYAL BANK OF CANADA Reduced -19,424-19.4k
Penserra Capital Management LLC Sold out -16,159-16.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $6.4m26.7k shares
CITADEL ADVISORS LLC New $840.9k3.5k shares
Belvedere Trading LLC Reduced $264.3k1.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.6m19.1k shares
CITADEL ADVISORS LLC New $1.5m6.1k shares
Belvedere Trading LLC Reduced $24.0k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.07% of their portfolio ORLANDO, FL 2,058,2962.1m $24.1k $24.1k 0.07% Added +2.1m +2,056,306
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 200,952201.0k $48.3m $48.3m 0.02% Reduced -9.5k -9,543
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 173,463173.5k $41.7m $41.7m 0.00% Reduced -41.5k -41,473
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 123,384123.4k $29.6m $29.6m 0.00% Reduced -22.5k -22,531
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 118,495118.5k $28.5m $28.5m 0.01% Reduced -11.6k -11,638
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 107,754107.8k $25.9m $25.9m 0.01% Reduced -26.1k -26,054
7 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 79,69679.7k $19.1m $19.1m 0.00% Reduced -11.4k -11,386
8 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 78,22478.2k $18.8m $18.8m 0.00% Added +23.1k +23,083
9 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 69,39569.4k $16.7m $16.7m 0.02% Reduced -21.3k -21,319
10 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 67,00167.0k $16.1m $16.1m 0.01% Reduced -15.5k -15,497
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 47,50547.5k $11.4m $11.4m 0.00% Reduced -11.9k -11,894
12 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 44,71544.7k $10.7m $10.7m 0.01% Added +23.7k +23,662
13 Hobart Private Capital, LLC 2.75% of their portfolio CHARLOTTE, NC 44,65744.7k $10.7m $10.7m 2.75% Added +840 +840
14 McGuire Investment Group, LLC 1.40% of their portfolio WAKEFIELD, RI 41,51641.5k $10.0m $10.0m 1.40% Reduced -732 -732
15 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 38,41338.4k $9.2m $9.2m 0.05% Added +8.5k +8,507
16 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 38,21238.2k $9.2m $9.2m 0.02% Reduced -1.2k -1,218
17 Adams Wealth Management 1.71% of their portfolio LOGAN, UT 33,17933.2k $8.0m $8.0m 1.71% Added +3.4k +3,358
18 CacheTech Inc. 1.71% of their portfolio LOGAN, UT 33,17933.2k $8.0m $8.0m 1.71% Added +3.4k +3,358
19 First Interstate Bank 0.47% of their portfolio Billings, MT 32,22732.2k $7.7m $7.7m 0.47% Reduced -2.0k -1,968
20 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 31,43931.4k $7.6m $7.6m 0.02% Reduced -2.1k -2,088
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 31,20231.2k $7.5m $7.5m 0.00% Reduced -19.4k -19,424
22 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 29,08829.1k $7.0m $7.0m 0.03% Added +2.3k +2,266
23 MGB Wealth Management, LLC 2.54% of their portfolio ADDISON, TX 28,89728.9k $6.9m $6.9m 2.54% Reduced -1.7k -1,717
24 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.36% of their portfolio BIRMINGHAM, AL 24,99925.0k $6.0m $6.0m 0.36% Reduced -3.1k -3,108
25 Yarbrough Capital, LLC 0.24% of their portfolio FRANKLIN, TN 24,49624.5k $5.9m $5.9m 0.24% Unchanged
26 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 24,16824.2k $5.8m $5.8m 0.01% Reduced -2.9k -2,914
27 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 21,18221.2k $5.1m $5.1m 0.01% Reduced -143 -143
28 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 20,59220.6k $4.9m $4.9m 0.01% Reduced -4.6k -4,624
29 SFI Advisors, LLC 3.46% of their portfolio Montclair, NJ 20,18620.2k $4.8m $4.8m 3.46% Added +426 +426
30 MONEY CONCEPTS CAPITAL CORP 0.36% of their portfolio PALM BEACH GARDENS, FL 19,78519.8k $4.8m $4.8m 0.36% Added +100 +100
31 JMAC ENTERPRISES LLC 0.74% of their portfolio NEWTOWN, PA 19,15819.2k $4.6m $4.6m 0.74% Added +996 +996
32 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 18,41018.4k $4.4m $4.4m 0.01% Added +618 +618
33 CoreCap Advisors, LLC 0.19% of their portfolio SOUTHFIELD, MI 17,15617.2k $4.1m $4.1m 0.19% Added +1.1k +1,065
34 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 16,74816.7k $4.0m $4.0m 0.01% Added +8.7k +8,670
35 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 15,42415.4k $3.7m $3.7m 0.01% Reduced -3.2k -3,187
36 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 15,37715.4k $3.7m $3.7m 0.01% Reduced -150 -150
37 Intrepid Financial Planning Group LLC 1.44% of their portfolio CARMEL, IN 14,02814.0k $3.4m $3.4m 1.44% Reduced -309 -309
38 World Investment Advisors 0.10% of their portfolio LINCROFT, NJ 13,14013.1k $3.2m $3.2m 0.10% New
39 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 12,97313.0k $3.1m $3.1m 0.01% Reduced -11.9k -11,941
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 12,84012.8k $3.1m $3.1m 0.01% Added +6.8k +6,823
41 Beaumont Asset Management, L.L.C. 1.66% of their portfolio BEAUMONT, TX 11,85111.9k $2.8m $2.8m 1.66% Added +6 +6
42 CREATIVE FINANCIAL DESIGNS INC /ADV 0.21% of their portfolio KOKOMO, IN 10,18010.2k $2.4m $2.4m 0.21% Added +82 +82
43 CHEMUNG CANAL TRUST CO 0.47% of their portfolio ELMIRA, NY 9,7469.7k $2.3m $2.3m 0.47% Reduced -32.5k -32,473
44 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,3729.4k $2.3m $2.3m 0.00% Reduced -10.2k -10,207
45 Tower Research Capital LLC (TRC) 0.06% of their portfolio NEW YORK, NY 9,0959.1k $2.2m $2.2m 0.06% Added +385 +385
46 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 8,2508.2k $2.0m $2.0m 0.00% Added +18 +18
47 AFFINITY WEALTH MANAGEMENT LLC 0.34% of their portfolio WILMINGTON, DE 8,0458.0k $1.9m $1.9m 0.34% Reduced -18 -18
48 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 7,9928.0k $1.9m $1.9m 0.00% Reduced -938 -938
49 HARBOR ADVISORY CORP /MA/ 0.62% of their portfolio PORTSMOUTH, NH 7,8897.9k $1.9m $1.9m 0.62% Reduced -54 -54
50 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 7,7927.8k $1.9m $1.9m 0.00% Reduced -128 -128
51 Gerber Kawasaki Wealth & Investment Management 0.09% of their portfolio SANTA MONICA, CA 7,7167.7k $1.9m $1.9m 0.09% Reduced -32.1k -32,144
52 Bank of New Hampshire 0.46% of their portfolio LACONIA, NH 7,6317.6k $1.8m $1.8m 0.46% Reduced -1.4k -1,358
53 Mariner, LLC 0.00% of their portfolio Overland Park, KS 7,0817.1k $1.7m $1.7m 0.00% Reduced -348 -348
54 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 6,5816.6k $1.6m $1.6m 0.01% New
55 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 6,4826.5k $1.6m $1.6m 0.00% Added +987 +987
56 CHATHAM CAPITAL GROUP, INC. 0.25% of their portfolio SAVANNAH, GA 6,2586.3k $1.5m $1.5m 0.25% Unchanged
57 Safe Harbor Fiduciary, LLC 1.30% of their portfolio PENSACOLA, FL 5,7785.8k $1.4m $1.4m 1.30% First filing
58 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 5,6785.7k $1.4m $1.4m 0.00% New
59 Kingsview Wealth Management, LLC 0.03% of their portfolio GRANTS PASS, OR 5,6785.7k $1.4m $1.4m 0.03% Reduced -24.4k -24,421
60 Merit Financial Group, LLC 0.03% of their portfolio ALPHARETTA, GA 5,4475.4k $1.3m $1.3m 0.03% Reduced -1.5k -1,494
61 IHT Wealth Management, LLC 0.04% of their portfolio Chicago, IL 5,2885.3k $1.3m $1.3m 0.04% Reduced -1.6k -1,557
62 Snowden Capital Advisors LLC 0.04% of their portfolio New York, NY 5,1205.1k $1.2m $1.2m 0.04% Reduced -3.4k -3,364
63 ARKANSAS FINANCIAL GROUP, INC. 0.20% of their portfolio LITTLE ROCK, AR 4,9845.0k $1.2m $1.2m 0.20% Reduced -92 -92
64 Global Assets Advisory, LLC 0.62% of their portfolio ORLANDO, FL 4,8814.9k $1.1m $1.1m 0.62% New
65 Global Financial Private Client, LLC 0.45% of their portfolio Sarasota, FL 4,8564.9k $1.2m $1.2m 0.45% Added +10 +10
66 Sharper & Granite LLC 0.52% of their portfolio EL SEGUNDO, CA 4,8434.8k $1.2m $1.2m 0.52% Reduced -155 -155
67 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 4,7764.8k $1.1m $1.1m 0.03% Added +2 +2
68 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.31% of their portfolio INDIANAPOLIS, IN 4,6764.7k $1.1m $1.1m 0.31% Added +4.4k +4,406
69 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4,6334.6k $1.1m $1.1m 0.00% Reduced -2.5k -2,469
70 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,5384.5k $1.1m $1.1m 0.00% Added +488 +488
71 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 4,4344.4k $1.1m $1.1m 0.02% Unchanged
72 Fort Point Capital Partners LLC 0.13% of their portfolio San Francisco, CA 4,1664.2k $1.0m $1.0m 0.13% Added +532 +532
73 Chicago Partners Investment Group LLC 0.04% of their portfolio CHICAGO, IL 4,1144.1k $987.6k $987.6k 0.04% Added +1 +1
74 Patton Albertson Miller Group, LLC 0.13% of their portfolio Chattanooga, TN 3,8433.8k $923.3k $923.3k 0.13% Unchanged
75 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 3,8003.8k $912.0k $912.0k 0.00% New
76 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 3,7753.8k $906.8k $906.8k 0.00% Added +64 +64
77 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 3,6723.7k $882.2k $882.2k 0.00% Reduced -71 -71
78 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 3,5603.6k $855.3k $855.3k 0.01% Added +746 +746
79 Regent Peak Wealth Advisors LLC 0.19% of their portfolio ATLANTA, GA 3,5243.5k $846.8k $846.8k 0.19% Reduced -51 -51
80 CENTAURUS FINANCIAL, INC. 0.05% of their portfolio ANAHEIM, CA 3,4433.4k $827.0k $827.0k 0.05% Added +649 +649
81 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 3,4363.4k $825.5k $825.5k 0.01% Added +119 +119
82 Smart Money Group LLC 0.26% of their portfolio EASTLAND, TX 3,1333.1k $719.0k $719.0k 0.26% Reduced -182 -182
83 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 3,0483.0k $732.2k $732.2k 0.01% Added +2 +2
84 Beacon Financial Advisory LLC 0.24% of their portfolio CLEVELAND, OH 2,9843.0k $716.9k $716.9k 0.24% Reduced -60 -60
85 Argent Trust Co 0.03% of their portfolio NASHVILLE, TN 2,8002.8k $672.7k $672.7k 0.03% Unchanged
86 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 2,7902.8k $670.2k $670.2k 0.01% Reduced -1.0k -1,040
87 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 2,5942.6k $616.1k $616.1k 0.02% Reduced -425 -425
88 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 2,5682.6k $617.0k $617.0k 0.00% Reduced -752 -752
89 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 2,4442.4k $587.2k $587.2k 0.01% Added +1.3k +1,332
90 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 2,4002.4k $576.6k $576.6k 0.00% Added +1.0k +1,000
91 Soltis Investment Advisors LLC 0.06% of their portfolio ST. GEORGE, UT 2,4002.4k $576.6k $576.6k 0.06% Unchanged
92 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 2,3622.4k $567.5k $567.5k 0.00% Unchanged
93 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 2,3012.3k $552.8k $552.8k 0.01% Reduced -1.6k -1,601
94 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 2,2832.3k $529.5k $529.5k 0.00% Reduced -42 -42
95 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 2,2702.3k $545.4k $545.4k 0.00% Added +900 +900
96 Stonebridge Financial Planning Group, LLC 0.26% of their portfolio ORLANDO, FL 2,2402.2k $538.2k $538.2k 0.26% Reduced -45 -45
97 Fifth Third Securities, Inc. 0.05% of their portfolio Cincinnati, OH 2,1442.1k $515.1k $515.1k 0.05% Reduced -49 -49
98 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 2,1012.1k $504.8k $504.8k 0.00% Added +16 +16
99 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,0712.1k $497.6k $497.6k 0.00% Added +720 +720
100 M3 Advisory Group, LLC 0.37% of their portfolio NEEDHAM HEIGHTS, MA 2,0692.1k $497.0k $497.0k 0.37% Added +358 +358