Vault-13

SPDR SER TR XSD

S&P SEMICNDCTR · ETP · CUSIP 78464A862

223 institutional holders -6 vs Q4 2023
3,894,1763.9m shares reported held*
$636.6mreported value*
33 new 59 added 74 reduced 38 sold out net bought ≈ $6.3m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $163.47. Options: 2 managers hold calls ($5.1m notional), 2 hold puts ($1.5m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 165Q4 22: 179Q1 23: 209Q2 23: 216Q3 23: 220Q4 23: 229Q1 24: 223223Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022165
Q4 2022179
Q1 2023209
Q2 2023216
Q3 2023220
Q4 2023229
Q1 2024223

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 84 bought or addedQ4 22: 73 cut or sold outQ4 22Q1 23: 120 bought or addedQ1 23: 59 cut or sold outQ1 23Q2 23: 97 bought or addedQ2 23: 84 cut or sold outQ2 23Q3 23: 100 bought or addedQ3 23: 87 cut or sold outQ3 23Q4 23: 92 bought or addedQ4 23: 90 cut or sold outQ4 23Q1 24: 92 bought or addedQ1 24: 112 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20228473
Q1 202312059
Q2 20239784
Q3 202310087
Q4 20239290
Q1 202492112

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ2 23 calls: $8.5mQ2 23 puts: $8.5mQ2 23P/C 1.00Q3 23 calls: $4.2mQ3 23 puts: $5.1mQ3 23P/C 1.21Q4 23 calls: $4.5mQ4 23 puts: $1.0mQ4 23P/C 0.23Q1 24 calls: $5.1mQ1 24 puts: $1.5mQ1 24P/C 0.29
Numbers
QuarterCallsPutsP/C
Q2 2023$8.5m$8.5m1.00
Q3 2023$4.2m$5.1m1.21
Q4 2023$4.5m$1.0m0.23
Q1 2024$5.1m$1.5m0.29

Biggest buyers

Global Assets Advisory, LLC New +1,150,069+1.2m
MORGAN STANLEY Added +100,302+100.3k
Cetera Investment Advisers Added +39,085+39.1k
AMERIPRISE FINANCIAL INC Added +35,268+35.3k
Kingsview Wealth Management, LLC Added +21,021+21.0k
GOLDMAN SACHS GROUP INC Added +18,272+18.3k
CHEMUNG CANAL TRUST CO Added +17,067+17.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +15,896+15.9k
WELLS FARGO & COMPANY/MN Added +13,598+13.6k
Merit Financial Group, LLC New +6,660+6.7k

Biggest sellers

JPMORGAN CHASE & CO Reduced -28,168-28.2k
MML INVESTORS SERVICES, LLC Reduced -24,936-24.9k
Cetera Advisors LLC Sold out -21,713-21.7k
Phoenix Financial Ltd. Sold out -20,293-20.3k
Cetera Advisor Networks LLC Sold out -19,264-19.3k
Adams Wealth Management Reduced -16,876-16.9k
SANDLER CAPITAL MANAGEMENT Sold out -11,000-11.0k
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. Sold out -10,106-10.1k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -8,886-8.9k
Smart Money Group LLC Reduced -8,807-8.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.7m20.3k shares
Belvedere Trading LLC New $417.8k1.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $974.8k4.2k shares
Belvedere Trading LLC New $533.8k2.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Global Assets Advisory, LLC 0.19% of their portfolio ORLANDO, FL 1,150,0691.2m $4.9k $4.9k 0.19% New
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 476,406476.4k $110.6m $110.6m 0.00% Added +100.3k +100,302
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 227,198227.2k $52.7m $52.7m 0.03% Added +2.8k +2,764
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 152,154152.2k $35.3m $35.3m 0.00% Reduced -978 -978
5 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 133,126133.1k $30.9m $30.9m 0.01% Reduced -4.3k -4,349
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 126,144126.1k $29.3m $29.3m 0.01% Added +13.6k +13,598
7 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 94,50794.5k $21.9m $21.9m 0.01% Added +35.3k +35,268
8 PRUDENTIAL FINANCIAL INC 0.03% of their portfolio NEWARK, NJ 87,26587.3k $20.3m $20.3m 0.03% Reduced -1.2k -1,210
9 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 72,49272.5k $16.8m $16.8m 0.01% Added +2.9k +2,931
10 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 68,51868.5k $15.9m $15.9m 0.00% Added +18.3k +18,272
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 60,34960.3k $14.0m $14.0m 0.00% Added +6.4k +6,390
12 CHEMUNG CANAL TRUST CO 2.00% of their portfolio ELMIRA, NY 44,72044.7k $10.4m $10.4m 2.00% Added +17.1k +17,067
13 Hobart Private Capital, LLC 3.16% of their portfolio CHARLOTTE, NC 44,65244.7k $10.4m $10.4m 3.16% Added +133 +133
14 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 43,46343.5k $10.1m $10.1m 0.02% Added +1.3k +1,251
15 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 42,16442.2k $9.8m $9.8m 0.02% Added +39.1k +39,085
16 McGuire Investment Group, LLC 1.43% of their portfolio WAKEFIELD, RI 42,11442.1k $9.8m $9.8m 1.43% Added +58 +58
17 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 36,94736.9k $8.6m $8.6m 0.01% Reduced -8.9k -8,886
18 Gerber Kawasaki Wealth & Investment Management 0.46% of their portfolio SANTA MONICA, CA 36,91836.9k $8.6m $8.6m 0.46% Added +3.7k +3,678
19 First Interstate Bank 0.56% of their portfolio Billings, MT 34,85434.9k $8.1m $8.1m 0.56% Reduced -1.5k -1,506
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 32,39032.4k $7.5m $7.5m 0.00% Added +1.6k +1,555
21 Kingsview Wealth Management, LLC 0.19% of their portfolio GRANTS PASS, OR 32,02632.0k $7.4m $7.4m 0.19% Added +21.0k +21,021
22 MGB Wealth Management, LLC 2.89% of their portfolio ADDISON, TX 30,69930.7k $7.1m $7.1m 2.89% Added +60 +60
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 30,55830.6k $7.1m $7.1m 0.01% Added +15.9k +15,896
24 Adams Wealth Management 1.67% of their portfolio LOGAN, UT 29,49129.5k $6.8m $6.8m 1.67% Reduced -16.9k -16,876
25 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.43% of their portfolio BIRMINGHAM, AL 28,82628.8k $6.7m $6.7m 0.43% Added +346 +346
26 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 28,63128.6k $6.6m $6.6m 0.01% Unchanged
27 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 26,79126.8k $6.2m $6.2m 0.03% Reduced -24.9k -24,936
28 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 25,78025.8k $6.0m $6.0m 0.01% Reduced -332 -332
29 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 25,55425.6k $5.9m $5.9m 0.04% Added +4.3k +4,304
30 Yarbrough Capital, LLC 0.25% of their portfolio FRANKLIN, TN 24,49624.5k $5.7m $5.7m 0.25% Unchanged
31 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 21,94421.9k $5.1m $5.1m 0.02% Reduced -5.3k -5,326
32 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 21,59221.6k $5.0m $5.0m 0.06% Added +807 +807
33 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 21,28521.3k $4.9m $4.9m 0.01% Added +354 +354
34 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 20,78120.8k $4.8m $4.8m 0.00% Reduced -437 -437
35 MONEY CONCEPTS CAPITAL CORP 0.43% of their portfolio PALM BEACH GARDENS, FL 20,16120.2k $4.7m $4.7m 0.43% Added +12 +12
36 SFI Advisors, LLC 3.64% of their portfolio Montclair, NJ 20,02520.0k $4.6m $4.6m 3.64% Added +1.2k +1,241
37 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 19,09619.1k $4.4m $4.4m 0.01% Reduced -1.1k -1,127
38 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 17,90817.9k $4.2m $4.2m 0.01% Reduced -5.2k -5,196
39 JMAC ENTERPRISES LLC 0.77% of their portfolio NEWTOWN, PA 17,72617.7k $4.1m $4.1m 0.77% Added +2.9k +2,873
40 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 17,34217.3k $4.0m $4.0m 0.01% Added +1.5k +1,530
41 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 17,32017.3k $4.0m $4.0m 0.01% Reduced -846 -846
42 THEORY FINANCIAL LLC 2.04% of their portfolio FORT COLLINS, CO 17,29617.3k $4.0m $4.0m 2.04% Reduced -961 -961
43 Intrepid Financial Planning Group LLC 1.47% of their portfolio CARMEL, IN 14,69414.7k $3.4m $3.4m 1.47% Added +308 +308
44 CoreCap Advisors, LLC 0.18% of their portfolio SOUTHFIELD, MI 14,24814.2k $3.3m $3.3m 0.18% Added +1.8k +1,824
45 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 13,68313.7k $3.2m $3.2m 0.00% Added +460 +460
46 Beaumont Asset Management, L.L.C. 1.83% of their portfolio BEAUMONT, TX 11,85511.9k $2.8m $2.8m 1.83% Reduced -3.5k -3,478
47 CREATIVE FINANCIAL DESIGNS INC /ADV 0.22% of their portfolio KOKOMO, IN 9,8829.9k $2.3m $2.3m 0.22% Added +363 +363
48 Snowden Capital Advisors LLC 0.07% of their portfolio New York, NY 9,2009.2k $2.1m $2.1m 0.07% Reduced -1.7k -1,681
49 Bank of New Hampshire 0.54% of their portfolio LACONIA, NH 8,7898.8k $2.0m $2.0m 0.54% Added +331 +331
50 Bogart Wealth, LLC 0.10% of their portfolio MCLEAN, VA 8,1038.1k $1.9m $1.9m 0.10% Added +440 +440
51 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 8,0918.1k $1.9m $1.9m 0.00% Reduced -385 -385
52 AFFINITY WEALTH MANAGEMENT LLC 0.34% of their portfolio WILMINGTON, DE 8,0238.0k $1.9m $1.9m 0.34% Reduced -39 -39
53 HARBOR ADVISORY CORP /MA/ 0.63% of their portfolio PORTSMOUTH, NH 7,9437.9k $1.8m $1.8m 0.63% Unchanged
54 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,8597.9k $1.8m $1.8m 0.00% Added +814 +814
55 Mariner, LLC 0.00% of their portfolio Overland Park, KS 7,7607.8k $1.8m $1.8m 0.00% Added +92 +92
56 Tower Research Capital LLC (TRC) 0.04% of their portfolio NEW YORK, NY 7,1707.2k $1.7m $1.7m 0.04% Reduced -538 -538
57 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 6,7176.7k $1.6m $1.6m 0.06% Added +242 +242
58 Merit Financial Group, LLC 0.04% of their portfolio ALPHARETTA, GA 6,6606.7k $1.5m $1.5m 0.04% New
59 CHATHAM CAPITAL GROUP, INC. 0.27% of their portfolio SAVANNAH, GA 6,2586.3k $1.5m $1.5m 0.27% Unchanged
60 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5,2585.3k $1.2m $1.2m 0.00% Reduced -28.2k -28,168
61 ARKANSAS FINANCIAL GROUP, INC. 0.21% of their portfolio LITTLE ROCK, AR 5,1965.2k $1.2m $1.2m 0.21% Reduced -248 -248
62 Round Rock Advisors LLC 0.28% of their portfolio WILTON, CT 4,9875.0k $1.2m $1.2m 0.28% Added +145 +145
63 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 4,7734.8k $1.1m $1.1m 0.03% Reduced -168 -168
64 Global Financial Private Client, LLC 0.47% of their portfolio Sarasota, FL 4,6754.7k $1.1m $1.1m 0.47% Added +199 +199
65 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 4,6164.6k $1.1m $1.1m 0.00% Reduced -456 -456
66 Eagle Strategies LLC 0.24% of their portfolio NEW YORK, NY 4,5734.6k $1.1m $1.1m 0.24% New
67 Sharper & Granite LLC 0.48% of their portfolio EL SEGUNDO, CA 4,3644.4k $996.7k $996.7k 0.48% Reduced -424 -424
68 Chicago Partners Investment Group LLC 0.04% of their portfolio CHICAGO, IL 4,1124.1k $866.4k $866.4k 0.04% Added +85 +85
69 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 4,0864.1k $948.3k $948.3k 0.02% Reduced -1.5k -1,478
70 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 4,0624.1k $931.4k $931.4k 0.00% Reduced -195 -195
71 Patton Albertson Miller Group, LLC 0.14% of their portfolio Chattanooga, TN 3,8833.9k $901.2k $901.2k 0.14% Reduced -83 -83
72 Financial Freedom, LLC 0.53% of their portfolio CINCINNATI, OH 3,8713.9k $898.3k $898.3k 0.53% Reduced -802 -802
73 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 3,7183.7k $862.9k $862.9k 0.00% Unchanged
74 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 3,6243.6k $841.0k $841.0k 0.00% Added +98 +98
75 Smart Money Group LLC 0.32% of their portfolio EASTLAND, TX 3,6233.6k $813.4k $813.4k 0.32% Reduced -8.8k -8,807
76 VCI Wealth Management LLC 0.56% of their portfolio ST LOUIS, MO 3,5373.5k $820.9k $820.9k 0.56% Reduced -670 -670
77 Regent Peak Wealth Advisors LLC 0.21% of their portfolio ATLANTA, GA 3,5243.5k $817.9k $817.9k 0.21% Reduced -51 -51
78 Dunhill Financial, LLC 0.57% of their portfolio LONDON, X0 3,3203.3k $770.6k $770.6k 0.57% New
79 Beacon Financial Advisory LLC 0.37% of their portfolio CLEVELAND, OH 3,2933.3k $764.2k $764.2k 0.37% Reduced -269 -269
80 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 3,1143.1k $722.9k $722.9k 0.01% Added +379 +379
81 CENTAURUS FINANCIAL, INC. 0.05% of their portfolio ANAHEIM, CA 3,1003.1k $720.0k $720.0k 0.05% Reduced -5.7k -5,695
82 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 3,0443.0k $706.5k $706.5k 0.01% Reduced -36 -36
83 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 2,8142.8k $653.1k $653.1k 0.01% Unchanged
84 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 2,8122.8k $551.2k $551.2k 0.01% Added +458 +458
85 Argent Trust Co 0.03% of their portfolio NASHVILLE, TN 2,8002.8k $649.9k $649.9k 0.03% Unchanged
86 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 2,6552.7k $616.2k $616.2k 0.02% Added +139 +139
87 Soltis Investment Advisors LLC 0.06% of their portfolio ST. GEORGE, UT 2,4002.4k $557.0k $557.0k 0.06% Unchanged
88 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 2,3852.4k $553.6k $553.6k 0.01% Reduced -26 -26
89 Stonebridge Financial Planning Group, LLC 0.28% of their portfolio ORLANDO, FL 2,2852.3k $530.4k $530.4k 0.28% Added +335 +335
90 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 2,2812.3k $529.4k $529.4k 0.00% New
91 SONATA CAPITAL GROUP INC 0.24% of their portfolio SEATTLE, WA 2,2502.2k $522.0k $522.0k 0.24% Added +90 +90
92 Archford Capital Strategies, LLC 0.08% of their portfolio SWANSEA, IL 2,1692.2k $503.5k $503.5k 0.08% Reduced -5 -5
93 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 2,1632.2k $502.0k $502.0k 0.00% Added +145 +145
94 Eudaimonia Partners, LLC 0.12% of their portfolio Winchester, TN 2,1422.1k $497.2k $497.2k 0.12% Reduced -10 -10
95 Regal Investment Advisors LLC 0.03% of their portfolio KENTWOOD, MI 2,1382.1k $496.2k $496.2k 0.03% Reduced -251 -251
96 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 2,1072.1k $489.0k $489.0k 0.01% Reduced -501 -501
97 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 2,0852.1k $483.9k $483.9k 0.00% Reduced -170 -170
98 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,0672.1k $497.0k $497.0k 0.00% Added +831 +831
99 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 2,0382.0k $394.9k $394.9k 0.02% Reduced -371 -371
100 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 2,0002.0k $464.0k $464.0k 0.01% Unchanged