Vault-13

SPDR SER TR XSD

S&P SEMICNDCTR · ETP · CUSIP 78464A862

209 institutional holders +30 vs Q4 2022
4,089,4054.1m shares reported held*
$652.3mreported value*
46 new 74 added 43 reduced 16 sold out net bought ≈ $223.9m (+2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $159.51. Options: 3 managers hold calls ($4.9m notional), 3 hold puts ($2.3m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 165Q4 22: 179Q1 23: 209209Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022165
Q4 2022179
Q1 2023209

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 84 bought or addedQ4 22: 73 cut or sold outQ4 22Q1 23: 120 bought or addedQ1 23: 59 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228473
Q1 202312059

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $2.7mQ3 22 puts: $2.3mQ3 22P/C 0.84Q4 22 calls: $4.7mQ4 22 puts: $1.3mQ4 22P/C 0.27Q1 23 calls: $4.9mQ1 23 puts: $2.3mQ1 23P/C 0.47
Numbers
QuarterCallsPutsP/C
Q3 2022$2.7m$2.3m0.84
Q4 2022$4.7m$1.3m0.27
Q1 2023$4.9m$2.3m0.47

Biggest buyers

MONEY CONCEPTS CAPITAL CORP Added +662,161+662.2k
EP Wealth Advisors, LLC New +649,712+649.7k
Raymond James Financial Services Advisors, Inc. Added +128,416+128.4k
MORGAN STANLEY Added +62,458+62.5k
Hobart Private Capital, LLC New +50,886+50.9k
Prostatis Group LLC New +49,276+49.3k
ENVESTNET ASSET MANAGEMENT INC Added +46,671+46.7k
BANK OF MONTREAL /CAN/ New +43,061+43.1k
WELLS FARGO & COMPANY/MN Added +42,800+42.8k
SANDLER CAPITAL MANAGEMENT New +40,200+40.2k

Biggest sellers

IFP Advisors, Inc Reduced -12,344-12.3k
Tower Research Capital LLC (TRC) Reduced -10,566-10.6k
JANE STREET GROUP, LLC Sold out -10,279-10.3k
Adams Wealth Management Reduced -9,034-9.0k
Welch Group, LLC Reduced -8,464-8.5k
Bogart Wealth, LLC Reduced -7,809-7.8k
CITIGROUP INC Reduced -7,591-7.6k
MARSHALL WACE, LLP Sold out -4,200-4.2k
Truepoint, Inc. Sold out -4,185-4.2k
JMAC ENTERPRISES LLC Reduced -2,981-3.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.5m21.5k shares
Belvedere Trading LLC New $375.5k1.8k shares
Cutler Group LLC / CA Added $15.0k600 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.0m9.8k shares
Belvedere Trading LLC New $229.5k1.1k shares
Cutler Group LLC / CA Reduced $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MONEY CONCEPTS CAPITAL CORP 0.37% of their portfolio PALM BEACH GARDENS, FL 677,068677.1k $6.6m $6.6m 0.37% Added +662.2k +662,161
2 EP Wealth Advisors, LLC 1.22% of their portfolio TORRANCE, CA 649,712649.7k $71.2m $71.2m 1.22% New
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 218,470218.5k $45.6m $45.6m 0.00% Added +62.5k +62,458
4 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 206,311206.3k $43.0m $43.0m 0.03% Added +32.1k +32,128
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 164,576164.6k $34.3m $34.3m 0.00% Added +3.6k +3,644
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 145,018145.0k $30.3m $30.3m 0.01% Added +42.8k +42,800
7 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 141,710141.7k $29.6m $29.6m 0.06% Added +128.4k +128,416
8 Cetera Advisor Networks LLC 0.15% of their portfolio EL SEGUNDO, CA 98,05098.0k $20.5m $20.5m 0.15% Added +10.0k +10,012
9 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 84,00884.0k $17.5m $17.5m 0.02% Added +20.0k +20,013
10 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 77,27777.3k $16.1m $16.1m 0.01% Added +46.7k +46,671
11 First Interstate Bank 1.15% of their portfolio Billings, MT 72,01572.0k $15.0m $15.0m 1.15% Added +2.1k +2,097
12 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 68,41668.4k $14.3m $14.3m 0.00% Added +1.8k +1,780
13 UBS Group AG 0.01% of their portfolio ZURICH, V8 64,44464.4k $13.4m $13.4m 0.01% Added +2.1k +2,063
14 Hobart Private Capital, LLC 4.19% of their portfolio CHARLOTTE, NC 50,88650.9k $10.6m $10.6m 4.19% New
15 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 49,54349.5k $10.3m $10.3m 0.07% Reduced -2.4k -2,358
16 Prostatis Group LLC 4.63% of their portfolio HANOVER, MD 49,27649.3k $8.8m $8.8m 4.63% New
17 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 48,08248.1k $10.0m $10.0m 0.02% Reduced -330 -330
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 46,22646.2k $9.6m $9.6m 0.00% Reduced -2.3k -2,319
19 Adams Wealth Management 3.10% of their portfolio LOGAN, UT 45,99746.0k $9.6m $9.6m 3.10% Reduced -9.0k -9,034
20 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 43,06143.1k $9.0m $9.0m 0.00% New
21 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 41,38441.4k $8.6m $8.6m 0.02% Added +6.9k +6,907
22 McGuire Investment Group, LLC 1.71% of their portfolio WAKEFIELD, RI 41,26641.3k $8.6m $8.6m 1.71% Reduced -965 -965
23 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 40,37340.4k $8.4m $8.4m 0.01% Added +37.8k +37,804
24 SANDLER CAPITAL MANAGEMENT 1.38% of their portfolio NEW YORK, NY 40,20040.2k $8.4m $8.4m 1.38% New
25 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 39,62239.6k $8.3m $8.3m 0.01% Added +7.0k +6,954
26 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.49% of their portfolio BIRMINGHAM, AL 30,45130.5k $6.4m $6.4m 0.49% Added +90 +90
27 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 30,43230.4k $6.3m $6.3m 0.03% Added +11.8k +11,782
28 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 28,27028.3k $5.9m $5.9m 0.01% Added +2.5k +2,542
29 CHEMUNG CANAL TRUST CO 1.33% of their portfolio ELMIRA, NY 27,78027.8k $5.8m $5.8m 1.33% Added +52 +52
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 25,46125.5k $5.3m $5.3m 0.00% Added +1.7k +1,680
31 Fulcrum Equity Management 2.45% of their portfolio PLANO, TX 25,05225.1k $5.2m $5.2m 2.45% New
32 Yarbrough Capital, LLC 0.42% of their portfolio FRANKLIN, TN 24,49624.5k $5.1m $5.1m 0.42% New
33 Gerber Kawasaki Wealth & Investment Management 0.37% of their portfolio SANTA MONICA, CA 22,36422.4k $4.7m $4.7m 0.37% Added +1.3k +1,256
34 Cetera Advisors LLC 0.08% of their portfolio DENVER, CO 22,17422.2k $4.6m $4.6m 0.08% Added +514 +514
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 21,33121.3k $4.5m $4.5m 0.01% Reduced -632 -632
36 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 20,67720.7k $4.3m $4.3m 0.01% Added +6.5k +6,485
37 Riggs Asset Managment Co. Inc. 1.63% of their portfolio DALLAS, PA 20,08220.1k $4.2m $4.2m 1.63% New
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 20,06320.1k $4.2m $4.2m 0.00% Added +4.5k +4,472
39 SFI Advisors, LLC 4.19% of their portfolio Montclair, NJ 20,00920.0k $4.2m $4.2m 4.19% Added +408 +408
40 THEORY FINANCIAL LLC 2.38% of their portfolio FORT COLLINS, CO 19,00319.0k $4.0m $4.0m 2.38% Reduced -1.7k -1,655
41 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 18,82718.8k $3.9m $3.9m 0.01% Added +3.8k +3,752
42 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 18,18718.2k $3.8m $3.8m 0.04% Added +1.3k +1,289
43 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 15,99916.0k $3.3m $3.3m 0.01% Added +1.6k +1,568
44 Snowden Capital Advisors LLC 0.12% of their portfolio New York, NY 15,20915.2k $3.2m $3.2m 0.12% Reduced -718 -718
45 Intrepid Financial Planning Group LLC 1.60% of their portfolio CARMEL, IN 15,15615.2k $3.2m $3.2m 1.60% Reduced -130 -130
46 Beaumont Asset Management, L.L.C. 2.31% of their portfolio BEAUMONT, TX 15,06715.1k $3.1m $3.1m 2.31% Reduced -618 -618
47 Empowered Funds, LLC 0.18% of their portfolio NEWTOWN SQUARE, PA 14,59014.6k $3.0m $3.0m 0.18% New
48 JMAC ENTERPRISES LLC 0.76% of their portfolio NEWTOWN, PA 14,41214.4k $3.0m $3.0m 0.76% Reduced -3.0k -2,981
49 VICUS CAPITAL 0.30% of their portfolio STATE COLLEGE, PA 13,41613.4k $2.8m $2.8m 0.30% New
50 STEPHENS INC /AR/ 0.05% of their portfolio LITTLE ROCK, AR 11,80711.8k $2.5m $2.5m 0.05% New
51 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 11,70711.7k $2.4m $2.4m 0.01% Added +9.4k +9,364
52 Kingsview Wealth Management, LLC 0.10% of their portfolio GRANTS PASS, OR 11,49611.5k $2.4m $2.4m 0.10% Added +577 +577
53 CreativeOne Wealth, LLC 0.12% of their portfolio OVERLAND PARK, KS 11,17411.2k $2.3m $2.3m 0.12% Reduced -520 -520
54 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 8,5418.5k $1.8m $1.8m 0.03% Added +394 +394
55 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 8,5378.5k $1.8m $1.8m 0.00% New
56 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.02% of their portfolio Madrid, U3 8,5098.5k $1.8m $1.8m 0.02% Added +3.8k +3,818
57 HARBOR ADVISORY CORP /MA/ 0.68% of their portfolio PORTSMOUTH, NH 8,5008.5k $1.8m $1.8m 0.68% Unchanged
58 AFFINITY WEALTH MANAGEMENT LLC 0.39% of their portfolio WILMINGTON, DE 8,0518.1k $1.7m $1.7m 0.39% Reduced -236 -236
59 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 7,9858.0k $1.7m $1.7m 0.00% Reduced -426 -426
60 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,9017.9k $1.6m $1.6m 0.00% Reduced -2.2k -2,229
61 Ayalon Insurance Comp Ltd. 0.69% of their portfolio Ramat Gan, L3 7,6707.7k $1.6m $1.6m 0.69% New
62 Legacy Capital Group California, Inc. 0.76% of their portfolio LOS GATOS, CA 7,4157.4k $1.5m $1.5m 0.76% First filing
63 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 7,3947.4k $1.5m $1.5m 0.01% Reduced -176 -176
64 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 6,8026.8k $1.4m $1.4m 0.01% Unchanged
65 IHT Wealth Management, LLC 0.08% of their portfolio Chicago, IL 6,6966.7k $1.4m $1.4m 0.08% Added +168 +168
66 Bogart Wealth, LLC 0.09% of their portfolio MCLEAN, VA 6,3266.3k $1.3m $1.3m 0.09% Reduced -7.8k -7,809
67 CWM, LLC 0.01% of their portfolio OMAHA, NE 6,2926.3k $1.3m $1.3m 0.01% Reduced -385 -385
68 CHATHAM CAPITAL GROUP, INC. 0.29% of their portfolio SAVANNAH, GA 6,2586.3k $1.3m $1.3m 0.29% Unchanged
69 Financial Advocates Investment Management 0.10% of their portfolio OLYMPIA, WA 6,1996.2k $1.3m $1.3m 0.10% Added +1.9k +1,922
70 LEUTHOLD GROUP, LLC 0.17% of their portfolio MINNEAPOLIS, MN 6,1436.1k $1.3m $1.3m 0.17% Added +782 +782
71 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 6,1216.1k $1.3m $1.3m 0.04% New
72 Global Financial Private Client, LLC 0.64% of their portfolio Sarasota, FL 6,0916.1k $1.3m $1.3m 0.64% Added +2.3k +2,272
73 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 5,9095.9k $1.2m $1.2m 0.01% New
74 Global Assets Advisory, LLC 1.18% of their portfolio ORLANDO, FL 5,9055.9k $1.2m $1.2m 1.18% Reduced -852 -852
75 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 5,8355.8k $1.2m $1.2m 0.00% Added +2.6k +2,584
76 ARKANSAS FINANCIAL GROUP, INC. 0.24% of their portfolio LITTLE ROCK, AR 5,5345.5k $1.2m $1.2m 0.24% Added +2.4k +2,405
77 Round Rock Advisors LLC 0.43% of their portfolio WILTON, CT 5,3155.3k $1.1m $1.1m 0.43% Added +12 +12
78 Patton Albertson Miller Group, LLC 0.19% of their portfolio Chattanooga, TN 5,0315.0k $1.0m $1.0m 0.19% Reduced -10 -10
79 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 4,4674.5k $931.1k $931.1k 0.00% Reduced -42 -42
80 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 4,3954.4k $916.9k $916.9k 0.01% Reduced -1.9k -1,917
81 SAWGRASS ASSET MANAGEMENT LLC 0.12% of their portfolio PONTE VEDRA BEACH, FL 4,3274.3k $902.7k $902.7k 0.12% New
82 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 4,2984.3k $896.6k $896.6k 0.00% Reduced -7.6k -7,591
83 Sharper & Granite LLC 0.54% of their portfolio EL SEGUNDO, CA 4,2884.3k $894.6k $894.6k 0.54% Reduced -70 -70
84 Apollon Wealth Management, LLC 0.05% of their portfolio MOUNT PLEASANT, SC 4,1084.1k $857.1k $857.1k 0.05% Added +3 +3
85 Chicago Partners Investment Group LLC 0.04% of their portfolio CHICAGO, IL 4,0234.0k $763.5k $763.5k 0.04% Added +2 +2
86 Financial Freedom, LLC 0.60% of their portfolio CINCINNATI, OH 3,9744.0k $829.1k $829.1k 0.60% Added +572 +572
87 Householder Group Estate & Retirement Specialist, LLC 0.31% of their portfolio SCOTTSDALE, AZ 3,8943.9k $812.0k $812.0k 0.31% New
88 Regent Peak Wealth Advisors LLC 0.23% of their portfolio ATLANTA, GA 3,5413.5k $738.7k $738.7k 0.23% Added +1 +1
89 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 3,3463.3k $698.1k $698.1k 0.00% Added +93 +93
90 SPRING CAPITAL MANAGEMENT, LLC 0.55% of their portfolio AMARILLO, TX 3,2653.3k $681.1k $681.1k 0.55% Unchanged
91 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 3,2453.2k $677.0k $677.0k 0.02% Added +442 +442
92 Beacon Financial Advisory LLC 0.42% of their portfolio CLEVELAND, OH 3,1603.2k $659.2k $659.2k 0.42% Added +3 +3
93 Prime Capital Investment Advisors, LLC 0.03% of their portfolio OVERLAND PARK, KS 3,1003.1k $646.7k $646.7k 0.03% Added +67 +67
94 BAROMETER CAPITAL MANAGEMENT INC. 0.16% of their portfolio TORONTO, A6 3,0533.1k $636.9k $636.9k 0.16% Added +2.8k +2,778
95 Meridian Wealth Management, LLC 0.05% of their portfolio LEXINGTON, KY 2,7022.7k $563.7k $563.7k 0.05% Reduced -174 -174
96 Stonebridge Financial Planning Group, LLC 0.34% of their portfolio ORLANDO, FL 2,5352.5k $528.9k $528.9k 0.34% Reduced -470 -470
97 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 2,5272.5k $527.2k $527.2k 0.00% Reduced -158 -158
98 HBW ADVISORY SERVICES LLC 0.13% of their portfolio SIMI VALLEY, CA 2,4252.4k $506.0k $506.0k 0.13% New
99 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 2,4102.4k $502.8k $502.8k 0.02% Reduced -2.7k -2,714
100 Soltis Investment Advisors LLC 0.06% of their portfolio ST. GEORGE, UT 2,3922.4k $499.0k $499.0k 0.06% Unchanged