Vault-13

SPDR SERIES TRUST SPYM

PORTFOLIO S&P500 · ETP · CUSIP 78464A854

1,257 institutional holders +159 vs Q3 2024
537,437,230537.4m shares reported held*
$37.1bnreported value*
110 new 553 added 373 reduced 50 sold out net bought ≈ $3.4bn (+49.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $68.97. Options: 5 managers hold calls ($21.7m notional), 3 hold puts ($51.2m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 629Q4 22: 697Q1 23: 697Q2 23: 765Q3 23: 784Q4 23: 925Q1 24: 976Q2 24: 1,058Q3 24: 1,098Q4 24: 1,2571,257Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022629
Q4 2022697
Q1 2023697
Q2 2023765
Q3 2023784
Q4 2023925
Q1 2024976
Q2 20241,058
Q3 20241,098
Q4 20241,257

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ1 23: 356 bought or addedQ1 23: 292 cut or sold outQ2 23: 410 bought or addedQ2 23: 278 cut or sold outQ2 23Q3 23: 431 bought or addedQ3 23: 301 cut or sold outQ4 23: 514 bought or addedQ4 23: 287 cut or sold outQ4 23Q1 24: 511 bought or addedQ1 24: 395 cut or sold outQ2 24: 576 bought or addedQ2 24: 391 cut or sold outQ2 24Q3 24: 565 bought or addedQ3 24: 462 cut or sold outQ4 24: 663 bought or addedQ4 24: 423 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023356292
Q2 2023410278
Q3 2023431301
Q4 2023514287
Q1 2024511395
Q2 2024576391
Q3 2024565462
Q4 2024663423

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ1 24 calls: $14.8mQ1 24 puts: $17.4mQ1 24P/C 1.18Q2 24 calls: $10.7mQ2 24 puts: $9.7mQ2 24P/C 0.91Q3 24 calls: $17.3mQ3 24 puts: $11.4mQ3 24P/C 0.66Q4 24 calls: $21.7mQ4 24 puts: $51.2mQ4 24P/C 2.36
Numbers
QuarterCallsPutsP/C
Q1 2024$14.8m$17.4m1.18
Q2 2024$10.7m$9.7m0.91
Q3 2024$17.3m$11.4m0.66
Q4 2024$21.7m$51.2m2.36

Biggest buyers

JONES FINANCIAL COMPANIES LLLP Added +15,476,455+15.5m
Betterment LLC Added +3,824,688+3.8m
LPL Financial LLC Added +3,687,146+3.7m
NorthRock Partners, LLC Added +3,216,429+3.2m
Independent Advisor Alliance Added +2,922,219+2.9m
GOLDMAN SACHS GROUP INC Added +2,804,365+2.8m
Invesco Ltd. Added +2,250,006+2.3m
TWO SIGMA INVESTMENTS, LP Added +2,137,200+2.1m
NATIXIS ADVISORS, LLC Added +2,121,179+2.1m
Norinchukin Bank, The New +2,076,790+2.1m

Biggest sellers

JPMORGAN CHASE & CO Reduced -11,865,601-11.9m
Allianz Asset Management GmbH Reduced -1,492,830-1.5m
BANK OF AMERICA CORP /DE/ Reduced -1,322,790-1.3m
AdvisorNet Financial, Inc Reduced -862,883-862.9k
TWO SIGMA ADVISERS, LP Sold out -786,800-786.8k
Dynamic Advisor Solutions LLC Sold out -759,370-759.4k
AGUR PROVIDENT & TRAINING FUNDS MANAGEMENT LTD Reduced -543,500-543.5k
Advocacy Wealth Management, LLC Reduced -462,930-462.9k
Vestmark Advisory Solutions, Inc. Reduced -459,925-459.9k
Summit Financial Wealth Advisors, LLC Sold out -398,372-398.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $13.6m196.9k shares
CITADEL ADVISORS LLC Reduced $4.9m70.4k shares
JANE STREET GROUP, LLC Reduced $2.4m34.6k shares
OLD MISSION CAPITAL LLC New $556.4k97.4k shares
EXCHANGE TRADED CONCEPTS, LLC New $372.3k5.4k shares

Biggest puts

CITADEL ADVISORS LLC Added $32.0m463.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $18.6m269.7k shares
JANE STREET GROUP, LLC Reduced $668.7k9.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Betterment LLC 8.70% of their portfolio NEW YORK, NY 52,912,38452.9m $3.6bn $3.6bn 8.70% Added +3.8m +3,824,688
2 LPL Financial LLC 1.10% of their portfolio FORT MILL, SC 39,316,84939.3m $2.7bn $2.7bn 1.10% Added +3.7m +3,687,146
3 Creative Planning 2.04% of their portfolio OVERLAND PARK, KS 30,413,02130.4m $2.1bn $2.1bn 2.04% Added +921.2k +921,185
4 JONES FINANCIAL COMPANIES LLLP 1.02% of their portfolio DES PERES, MO 15,584,43715.6m $1.1bn $1.1bn 1.02% Added +15.5m +15,476,455
5 Invesco Ltd. 0.20% of their portfolio ATLANTA, GA 15,463,97815.5m $1.1bn $1.1bn 0.20% Added +2.3m +2,250,006
6 ENVESTNET ASSET MANAGEMENT INC 0.29% of their portfolio Berwyn, PA 12,924,59512.9m $891.0m $891.0m 0.29% Added +1.6m +1,635,377
7 Advance Capital Management, Inc. 38.59% of their portfolio SOUTHFIELD, MI 12,226,42112.2m $842.9m $842.9m 38.59% Reduced -320.3k -320,348
8 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 9,849,0349.8m $679.0m $679.0m 0.05% Added +343.3k +343,319
9 OSAIC HOLDINGS, INC. 1.48% of their portfolio SCOTTSDALE, AZ 9,551,6099.6m $658.5m $658.5m 1.48% Added +1.8m +1,755,253
10 JPMORGAN CHASE & CO 0.05% of their portfolio NEW YORK, NY 9,426,9279.4m $649.9m $649.9m 0.05% Reduced -11.9m -11,865,601
11 Allianz Asset Management GmbH 0.93% of their portfolio MUNICH, 2M 9,269,0229.3m $639.0m $639.0m 0.93% Reduced -1.5m -1,492,830
12 SUMITOMO LIFE INSURANCE CO 11.78% of their portfolio TOKYO, M0 9,052,6009.1m $624.1m $624.1m 11.78% Added +1.4m +1,410,000
13 National Mutual Insurance Federation of Agricultural Cooperatives 5.29% of their portfolio TOKYO, JAPAN, M0 8,953,0009.0m $617.2m $617.2m 5.29% Added +1.4m +1,398,000
14 CWM, LLC 2.25% of their portfolio OMAHA, NE 7,871,0087.9m $542.6m $542.6m 2.25% Added +657.3k +657,335
15 OneDigital Investment Advisors LLC 6.05% of their portfolio OVERLAND PARK, KS 7,571,5797.6m $522.0m $522.0m 6.05% Added +12.1k +12,075
16 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 7,179,8407.2m $495.0m $495.0m 0.05% Reduced -1.3m -1,322,790
17 Clark Capital Management Group, Inc. 3.43% of their portfolio PHILADELPHIA, PA 7,116,1297.1m $490.6m $490.6m 3.43% Added +689.5k +689,476
18 Financial Engines Advisors L.L.C. 0.73% of their portfolio SANTA CLARA, CA 5,014,3925.0m $345.7m $345.7m 0.73% Added +19.3k +19,303
19 Gradient Investments LLC 6.64% of their portfolio ARDEN HILLS, MN 4,755,3254.8m $327.8m $327.8m 6.64% Added +1.5m +1,460,710
20 1900 WEALTH MANAGEMENT LLC 27.29% of their portfolio SAN ANTONIO, TX 4,704,1274.7m $325.3m $325.3m 27.29% Added +213.8k +213,820
21 AMERIPRISE FINANCIAL INC 0.08% of their portfolio MINNEAPOLIS, MN 4,698,4814.7m $324.0m $324.0m 0.08% Added +780.5k +780,451
22 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.28% of their portfolio Toronto, A6 4,619,9114.6m $318.5m $318.5m 0.28% Added +657.0k +657,005
23 Stadion Money Management, LLC 24.31% of their portfolio WATKINSVILLE, GA 4,506,6594.5m $310.7m $310.7m 24.31% Reduced -251.0k -251,043
24 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 4,354,6214.4m $300.2m $300.2m 0.06% Added +2.8m +2,804,365
25 Advocacy Wealth Management, LLC 22.51% of their portfolio ATLANTA, GA 4,294,6854.3m $296.1m $296.1m 22.51% Reduced -462.9k -462,930
26 Private Advisor Group, LLC 1.58% of their portfolio MORRISTOWN, NJ 4,058,9164.1m $279.8m $279.8m 1.58% Added +173.3k +173,333
27 GM Advisory Group, LLC 15.42% of their portfolio MELVILLE, NY 4,040,1404.0m $278.5m $278.5m 15.42% Added +570.0k +569,953
28 RAYMOND JAMES FINANCIAL INC 0.10% of their portfolio ST. PETERSBURG, FL 3,914,1613.9m $269.8m $269.8m 0.10% First filing
29 TD PRIVATE CLIENT WEALTH LLC 6.97% of their portfolio NEW YORK, NY 3,613,9123.6m $249.1m $249.1m 6.97% Added +408.5k +408,543
30 Wealthcare Advisory Partners LLC 6.90% of their portfolio WEST CHESTER, PA 3,605,0203.6m $248.5m $248.5m 6.90% Added +210.0k +209,983
31 Capital Analysts, LLC 9.80% of their portfolio FORT WASHINGTON, PA 3,540,5723.5m $244.1m $244.1m 9.80% Added +9.5k +9,477
32 HighTower Advisors, LLC 0.33% of their portfolio CHICAGO, IL 3,504,6583.5m $241.6m $241.6m 0.33% Added +1.3m +1,280,113
33 TWO SIGMA INVESTMENTS, LP 0.55% of their portfolio NEW YORK, NY 3,437,6003.4m $237.0m $237.0m 0.55% Added +2.1m +2,137,200
34 NorthRock Partners, LLC 7.24% of their portfolio MINNEAPOLIS, MN 3,219,2733.2m $221.9m $221.9m 7.24% Added +3.2m +3,216,429
35 NATIXIS ADVISORS, LLC 0.41% of their portfolio Boston, MA 3,179,8403.2m $219.2m $219.2m 0.41% Added +2.1m +2,121,179
36 ASSETMARK, INC 0.59% of their portfolio CONCORD, CA 3,154,8693.2m $217.5m $217.5m 0.59% Reduced -290.4k -290,409
37 Independent Advisor Alliance 2.80% of their portfolio CHARLOTTE, NC 3,066,9463.1m $211.4m $211.4m 2.80% Added +2.9m +2,922,219
38 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 2,716,8152.7m $187.3m $187.3m 0.05% Added +155.0k +155,004
39 Cetera Investment Advisers 0.38% of their portfolio SCHAUMBURG, IL 2,664,7332.7m $183.7m $183.7m 0.38% Added +291.0k +291,028
40 Mariner, LLC 0.27% of their portfolio Overland Park, KS 2,368,6612.4m $163.3m $163.3m 0.27% Reduced -19.4k -19,398
41 Peterson Wealth Advisors, LLC 29.70% of their portfolio Orem, UT 2,366,9642.4m $164.8m $164.8m 29.70% Reduced -34.9k -34,925
42 AE Wealth Management LLC 1.37% of their portfolio TOPEKA, KS 2,343,8202.3m $161.6m $161.6m 1.37% Reduced -118.9k -118,874
43 Global Retirement Partners, LLC 4.62% of their portfolio San Rafael, CA 2,340,4492.3m $161.4m $161.4m 4.62% Added +95.9k +95,929
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.13% of their portfolio MILWAUKEE, WI 2,204,4672.2m $152.0m $152.0m 0.13% Added +110.2k +110,191
45 NewEdge Advisors, LLC 0.87% of their portfolio NEW ORLEANS, LA 2,099,8412.1m $144.8m $144.8m 0.87% Added +363.3k +363,339
46 Norinchukin Bank, The 3.03% of their portfolio TOKYO, M0 2,076,7902.1m $143.2m $143.2m 3.03% New
47 Tennessee Valley Asset Management Partners 21.79% of their portfolio KNOXVILLE, TN 1,888,7221.9m $130.2m $130.2m 21.79% Reduced -24.1k -24,146
48 Austin Private Wealth, LLC 11.93% of their portfolio Austin, TX 1,843,5511.8m $127.1m $127.1m 11.93% Added +3.8k +3,848
49 SPINNAKER TRUST 7.85% of their portfolio PORTLAND, ME 1,806,4141.8m $124.5m $124.5m 7.85% Added +1.0m +1,008,858
50 Cambridge Investment Research Advisors, Inc. 0.41% of their portfolio FAIRFIELD, IA 1,798,6531.8m $124.0m $124.0m 0.41% Added +159.3k +159,260
51 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.23% of their portfolio PLYMOUTH, MN 1,763,7061.8m $121.6m $121.6m 0.23% Added +337.4k +337,352
52 Sand Hill Global Advisors, LLC 4.85% of their portfolio Palo Alto, CA 1,663,6811.7m $114.7m $114.7m 4.85% Added +9.3k +9,261
53 Aptus Capital Advisors, LLC 1.31% of their portfolio FAIRHOPE, AL 1,595,6531.6m $110.0m $110.0m 1.31% Added +318.5k +318,463
54 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,584,2441.6m $109.2m $109.2m 0.02% Added +548.2k +548,217
55 MML INVESTORS SERVICES, LLC 0.38% of their portfolio SPRINGFIELD, MA 1,580,0151.6m $108.9m $108.9m 0.38% Added +181.6k +181,630
56 Good Life Advisors, LLC 7.92% of their portfolio READING, PA 1,578,3231.6m $108.8m $108.8m 7.92% Added +56.1k +56,137
57 UNIVEST FINANCIAL Corp 6.86% of their portfolio SOUDERTON, PA 1,576,4451.6m $108.7m $108.7m 6.86% Added +379.8k +379,830
58 Integrated Wealth Concepts LLC 1.22% of their portfolio WALTHAM, MA 1,518,8491.5m $104.7m $104.7m 1.22% Reduced -14.4k -14,363
59 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 7.92% of their portfolio Westlake, OH 1,415,1181.4m $97.6m $97.6m 7.92% Added +85.8k +85,840
60 AlphaStar Capital Management, LLC 9.83% of their portfolio CORNELIUS, NC 1,364,4681.4m $94.1m $94.1m 9.83% Reduced -284.4k -284,355
61 KWB Wealth 11.12% of their portfolio REDLANDS, CA 1,329,6361.3m $89.8m $89.8m 11.12% Reduced -29.7k -29,655
62 Standpoint Asset Management, LLC 17.00% of their portfolio SCOTTSDALE, AZ 1,279,2001.3m $88.2m $88.2m 17.00% Unchanged
63 TAIYO LIFE INSURANCE CO 6.90% of their portfolio CHUO-KU, TOKYO, M0 1,235,5001.2m $85.2m $85.2m 6.90% Reduced -310.0k -310,000
64 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,224,8241.2m $84.4m $84.4m 0.00% Reduced -39.8k -39,772
65 RiverFront Investment Group, LLC 1.91% of their portfolio RICHMOND, VA 1,219,3011.2m $84.1m $84.1m 1.91% Added +25.0k +24,958
66 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,188,3421.2m $81.9m $81.9m 0.02% Added +188.0k +188,034
67 AGUR PROVIDENT & TRAINING FUNDS MANAGEMENT LTD 29.76% of their portfolio TEL AVIV, L3 1,128,1941.1m $77.8m $77.8m 29.76% Reduced -543.5k -543,500
68 Stratos Wealth Partners, LTD. 1.08% of their portfolio BEACHWOOD, OH 1,110,2511.1m $76.5m $76.5m 1.08% Reduced -157.7k -157,712
69 Compass Ion Advisors, LLC 9.02% of their portfolio CONSHOHOCKEN, PA 1,102,7891.1m $76.0m $76.0m 9.02% Added +3.9k +3,890
70 CFS Investment Advisory Services, LLC 6.77% of their portfolio TOTOWA, NJ 1,095,2061.1m $75.5m $75.5m 6.77% Reduced -7.9k -7,924
71 OneAscent Financial Services LLC 6.28% of their portfolio BIRMINGHAM, AL 1,071,1261.1m $73.8m $73.8m 6.28% New
72 Horizon Wealth Management, LLC 12.64% of their portfolio LA GRANGE, IL 1,053,7591.1m $72.6m $72.6m 12.64% Reduced -161.0k -161,022
73 COMMONWEALTH EQUITY SERVICES, LLC 0.11% of their portfolio WALTHAM, MA 1,048,4121.0m $72.3m $72.3m 0.11% Added +130.1k +130,123
74 49 WEALTH MANAGEMENT, LLC 10.05% of their portfolio AUSTIN, TX 1,022,5011.0m $70.5m $70.5m 10.05% Added +175.1k +175,051
75 Kestra Advisory Services, LLC 0.38% of their portfolio AUSTIN, TX 1,011,0621.0m $69.7m $69.7m 0.38% Added +23.6k +23,552
76 Badgley Phelps Wealth Managers, LLC 1.62% of their portfolio SEATTLE, WA 1,008,4121.0m $69.5m $69.5m 1.62% Added +11.9k +11,873
77 ARMSTRONG ADVISORY GROUP, INC 5.50% of their portfolio NEEDHAM, MA 998,848998.8k $68.9m $68.9m 5.50% Added +32.5k +32,529
78 Intrua Financial, LLC 11.12% of their portfolio Houston, TX 993,102993.1k $68.5m $68.5m 11.12% Reduced -40.0k -40,033
79 N.E.W. Advisory Services LLC 6.42% of their portfolio DE PERE, WI 980,244980.2k $67.6m $67.6m 6.42% Reduced -257.6k -257,581
80 Mirae Asset Global Investments Co., Ltd. 0.27% of their portfolio SEOUL, M5 976,167976.2k $67.6m $67.6m 0.27% Added +446.1k +446,069
81 Crews Bank & Trust 11.26% of their portfolio PORT CHARLOTTE, FL 969,010969.0k $66.8m $66.8m 11.26% First filing
82 Allen Capital Group, LLC 7.86% of their portfolio GRAND ISLAND, NE 930,358930.4k $64.1m $64.1m 7.86% Reduced -13.3k -13,307
83 First Command Advisory Services, Inc. 0.60% of their portfolio FORT WORTH, TX 925,058925.1k $63.8m $63.8m 0.60% New
84 Vertex Planning Partners, LLC 13.90% of their portfolio DOWNERS GROVE, IL 913,782913.8k $63.0m $63.0m 13.90% Added +432.0k +432,004
85 Brown Financial Advisory 44.73% of their portfolio FAIRHOPE, AL 911,088911.1k $62.8m $62.8m 44.73% Added +28.5k +28,499
86 Sterling Group Wealth Management, LLC 32.20% of their portfolio PASADENA, CA 900,222900.2k $62.1m $62.1m 32.20% Added +27.5k +27,523
87 Detalus Advisors, LLC 20.38% of their portfolio ST. LOUIS, MO 897,737897.7k $61.9m $61.9m 20.38% Added +10.8k +10,836
88 Security Financial Services, INC. 12.56% of their portfolio Fort Wayne, IN 894,743894.7k $61.7m $61.7m 12.56% Reduced -12.2k -12,245
89 Lifelong Wealth Advisors, Inc. 27.22% of their portfolio Arden Hills, MN 880,614880.6k $60.5m $60.5m 27.22% First filing
90 GREAT VALLEY ADVISOR GROUP, INC. 1.35% of their portfolio WILMINGTON, DE 876,615876.6k $60.4m $60.4m 1.35% Added +111.2k +111,228
91 O'Dell Group, LLC 13.53% of their portfolio CINCINNATI, OH 868,710868.7k $59.9m $59.9m 13.53% Reduced -15.2k -15,243
92 New Perspectives, Inc 32.03% of their portfolio TOUGALOO, MS 866,924866.9k $59.8m $59.8m 32.03% Reduced -16.6k -16,572
93 Wealthspire Advisors, LLC 0.59% of their portfolio NEW YORK, NY 863,733863.7k $59.5m $59.5m 0.59% Added +77.8k +77,753
94 O'Brien Wealth Partners LLC 10.69% of their portfolio Waltham, MA 860,342860.3k $59.3m $59.3m 10.69% Added +105.2k +105,180
95 One Wealth Advisors, LLC 8.78% of their portfolio SAN FRANCISCO, CA 858,021858.0k $59.2m $59.2m 8.78% Added +2.5k +2,491
96 IHT Wealth Management, LLC 1.90% of their portfolio Chicago, IL 852,437852.4k $58.8m $58.8m 1.90% Added +62.5k +62,461
97 INTEGRITY ALLIANCE, LLC. 6.33% of their portfolio Urbandale, IA 846,773846.8k $58.4m $58.4m 6.33% First filing
98 Avidian Wealth Enterprises, LLC 2.60% of their portfolio Houston, TX 840,241840.2k $57.9m $57.9m 2.60% Added +8.6k +8,601
99 Savant Capital, LLC 0.45% of their portfolio ROCKFORD, IL 835,452835.5k $57.6m $57.6m 0.45% Reduced -201.7k -201,696
100 CSM Advisors, LLC 1.57% of their portfolio WARRENDALE, PA 833,118833.1k $57.4m $57.4m 1.57% Added +503.2k +503,199