Vault-13

SPDR SERIES TRUST SPYM

PORTFOLIO S&P500 · ETP · CUSIP 78464A854

1,098 institutional holders +40 vs Q2 2024
478,509,597478.5m shares reported held*
$32.3bnreported value*
87 new 478 added 404 reduced 58 sold out net bought ≈ $2.6bn (+38.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $67.48. Options: 3 managers hold calls ($17.3m notional), 5 hold puts ($11.4m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 629Q4 22: 697Q1 23: 697Q2 23: 765Q3 23: 784Q4 23: 925Q1 24: 976Q2 24: 1,058Q3 24: 1,0981,098Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022629
Q4 2022697
Q1 2023697
Q2 2023765
Q3 2023784
Q4 2023925
Q1 2024976
Q2 20241,058
Q3 20241,098

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 353 bought or addedQ4 22: 257 cut or sold outQ1 23: 356 bought or addedQ1 23: 292 cut or sold outQ1 23Q2 23: 410 bought or addedQ2 23: 278 cut or sold outQ3 23: 431 bought or addedQ3 23: 301 cut or sold outQ3 23Q4 23: 514 bought or addedQ4 23: 287 cut or sold outQ1 24: 511 bought or addedQ1 24: 395 cut or sold outQ1 24Q2 24: 576 bought or addedQ2 24: 391 cut or sold outQ3 24: 565 bought or addedQ3 24: 462 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022353257
Q1 2023356292
Q2 2023410278
Q3 2023431301
Q4 2023514287
Q1 2024511395
Q2 2024576391
Q3 2024565462

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ4 23 calls: $17.3mQ4 23 puts: $12.3mQ4 23P/C 0.71Q1 24 calls: $14.8mQ1 24 puts: $17.4mQ1 24P/C 1.18Q2 24 calls: $10.7mQ2 24 puts: $9.7mQ2 24P/C 0.91Q3 24 calls: $17.3mQ3 24 puts: $11.4mQ3 24P/C 0.66
Numbers
QuarterCallsPutsP/C
Q4 2023$17.3m$12.3m0.71
Q1 2024$14.8m$17.4m1.18
Q2 2024$10.7m$9.7m0.91
Q3 2024$17.3m$11.4m0.66

Biggest buyers

Invesco Ltd. Added +13,210,430+13.2m
Betterment LLC Added +6,371,513+6.4m
Allianz Asset Management GmbH Added +5,361,433+5.4m
National Mutual Insurance Federation of Agricultural Cooperatives Added +4,585,000+4.6m
LPL Financial LLC Added +3,501,943+3.5m
SUMITOMO LIFE INSURANCE CO Added +2,550,000+2.5m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +1,764,337+1.8m
UNIVEST FINANCIAL Corp New +1,196,615+1.2m
ENVESTNET ASSET MANAGEMENT INC Added +1,007,757+1.0m
Creative Planning Added +915,823+915.8k

Biggest sellers

Tennessee Valley Asset Management Partners Reduced -1,784,126-1.8m
JPMORGAN CHASE & CO Reduced -1,332,320-1.3m
OneAscent Financial Services LLC Sold out -1,115,055-1.1m
Strategic Financial Concepts, LLC Reduced -1,113,540-1.1m
TWO SIGMA ADVISERS, LP Reduced -1,032,100-1.0m
Advance Capital Management, Inc. Reduced -1,022,998-1.0m
TWO SIGMA INVESTMENTS, LP Reduced -834,100-834.1k
NATIXIS ADVISORS, LLC Reduced -789,711-789.7k
Financial Enhancement Group LLC Reduced -626,045-626.0k
SigFig Wealth Management, LLC Sold out -491,445-491.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $7.3m107.8k shares
CITADEL ADVISORS LLC Added $6.3m93.6k shares
JANE STREET GROUP, LLC New $3.7m54.6k shares

Biggest puts

CITADEL ADVISORS LLC Added $4.9m72.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.4m65.4k shares
JANE STREET GROUP, LLC New $1.2m17.1k shares
LPL Financial LLC New $708.9k10.5k shares
Pine Valley Investments Ltd Liability Co Reduced $222.8k3.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Betterment LLC 7.91% of their portfolio NEW YORK, NY 49,087,69649.1m $3.3bn $3.3bn 7.91% Added +6.4m +6,371,513
2 LPL Financial LLC 1.07% of their portfolio FORT MILL, SC 35,629,70335.6m $2.4bn $2.4bn 1.07% Added +3.5m +3,501,943
3 Creative Planning 1.97% of their portfolio OVERLAND PARK, KS 29,491,83629.5m $2.0bn $2.0bn 1.97% Added +915.8k +915,823
4 JPMORGAN CHASE & CO 0.06% of their portfolio NEW YORK, NY 21,292,52821.3m $1.4bn $1.4bn 0.06% Reduced -1.3m -1,332,320
5 Invesco Ltd. 0.17% of their portfolio ATLANTA, GA 13,213,97213.2m $892.1m $892.1m 0.17% Added +13.2m +13,210,430
6 Advance Capital Management, Inc. 37.52% of their portfolio SOUTHFIELD, MI 12,546,76912.5m $847.0m $847.0m 37.52% Reduced -1.0m -1,022,998
7 ENVESTNET ASSET MANAGEMENT INC 0.25% of their portfolio Berwyn, PA 11,289,21811.3m $762.1m $762.1m 0.25% Added +1.0m +1,007,757
8 Allianz Asset Management GmbH 1.12% of their portfolio MUNICH, 2M 10,761,85210.8m $726.5m $726.5m 1.12% Added +5.4m +5,361,433
9 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 9,505,7159.5m $641.7m $641.7m 0.05% Added +92.4k +92,379
10 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 8,502,6308.5m $574.0m $574.0m 0.05% Reduced -246.4k -246,445
11 OSAIC HOLDINGS, INC. 1.19% of their portfolio SCOTTSDALE, AZ 7,796,3567.8m $526.4m $526.4m 1.19% Added +238.4k +238,406
12 SUMITOMO LIFE INSURANCE CO 10.13% of their portfolio TOKYO, M0 7,642,6007.6m $516.0m $516.0m 10.13% Added +2.5m +2,550,000
13 OneDigital Investment Advisors LLC 5.83% of their portfolio OVERLAND PARK, KS 7,559,5047.6m $510.3m $510.3m 5.83% Reduced -436.6k -436,587
14 National Mutual Insurance Federation of Agricultural Cooperatives 4.59% of their portfolio TOKYO, JAPAN, M0 7,555,0007.6m $510.0m $510.0m 4.59% Added +4.6m +4,585,000
15 CWM, LLC 2.10% of their portfolio OMAHA, NE 7,213,6737.2m $487.0m $487.0m 2.10% Added +548.0k +547,989
16 Clark Capital Management Group, Inc. 2.97% of their portfolio PHILADELPHIA, PA 6,426,6536.4m $433.9m $433.9m 2.97% Added +292.9k +292,876
17 Financial Engines Advisors L.L.C. 0.70% of their portfolio SANTA CLARA, CA 4,995,0895.0m $337.2m $337.2m 0.70% Reduced -22.2k -22,220
18 Stadion Money Management, LLC 24.23% of their portfolio WATKINSVILLE, GA 4,757,7024.8m $321.2m $321.2m 24.23% Added +89.2k +89,174
19 Advocacy Wealth Management, LLC 25.21% of their portfolio ATLANTA, GA 4,757,6154.8m $321.2m $321.2m 25.21% Reduced -295.9k -295,912
20 1900 WEALTH MANAGEMENT LLC 25.99% of their portfolio SAN ANTONIO, TX 4,490,3074.5m $303.1m $303.1m 25.99% Added +345.2k +345,188
21 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.23% of their portfolio Toronto, A6 3,962,9064.0m $267.5m $267.5m 0.23% Added +96.9k +96,930
22 AMERIPRISE FINANCIAL INC 0.07% of their portfolio MINNEAPOLIS, MN 3,918,0303.9m $264.6m $264.6m 0.07% Added +263.1k +263,104
23 Private Advisor Group, LLC 1.63% of their portfolio MORRISTOWN, NJ 3,885,5833.9m $262.3m $262.3m 1.63% Added +85.3k +85,299
24 Capital Analysts, LLC 9.72% of their portfolio FORT WASHINGTON, PA 3,531,0953.5m $238.4m $238.4m 9.72% Added +451.1k +451,060
25 GM Advisory Group, LLC 14.04% of their portfolio MELVILLE, NY 3,470,1873.5m $234.3m $234.3m 14.04% Added +93.6k +93,564
26 ASSETMARK, INC 0.67% of their portfolio CONCORD, CA 3,445,2783.4m $232.6m $232.6m 0.67% Added +95.3k +95,329
27 Wealthcare Advisory Partners LLC 6.53% of their portfolio WEST CHESTER, PA 3,395,0373.4m $229.2m $229.2m 6.53% Added +64.8k +64,849
28 Gradient Investments LLC 4.63% of their portfolio ARDEN HILLS, MN 3,294,6153.3m $222.4m $222.4m 4.63% Added +52.7k +52,724
29 TD PRIVATE CLIENT WEALTH LLC 6.22% of their portfolio NEW YORK, NY 3,205,3693.2m $216.4m $216.4m 6.22% Added +376.7k +376,674
30 Raymond James Financial Services Advisors, Inc. 0.24% of their portfolio ST. PETERSBURG, FL 2,688,1062.7m $181.5m $181.5m 0.24% Reduced -37.7k -37,708
31 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 2,561,8112.6m $172.9m $172.9m 0.04% Reduced -235.2k -235,226
32 AE Wealth Management LLC 1.51% of their portfolio TOPEKA, KS 2,462,6942.5m $166.3m $166.3m 1.51% Reduced -17.9k -17,922
33 Peterson Wealth Advisors, LLC 30.64% of their portfolio Orem, UT 2,401,8892.4m $162.2m $162.2m 30.64% Added +50.8k +50,765
34 Mariner, LLC 0.29% of their portfolio Overland Park, KS 2,388,0592.4m $161.2m $161.2m 0.29% Reduced -97.9k -97,948
35 Cetera Investment Advisers 0.35% of their portfolio SCHAUMBURG, IL 2,373,7052.4m $160.2m $160.2m 0.35% Added +84.8k +84,773
36 Global Retirement Partners, LLC 4.58% of their portfolio San Rafael, CA 2,244,5202.2m $151.5m $151.5m 4.58% Added +175.5k +175,462
37 HighTower Advisors, LLC 0.21% of their portfolio CHICAGO, IL 2,224,5452.2m $150.2m $150.2m 0.21% Added +288.0k +287,960
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.13% of their portfolio MILWAUKEE, WI 2,094,2762.1m $141.4m $141.4m 0.13% Added +1.8m +1,764,337
39 Tennessee Valley Asset Management Partners 21.37% of their portfolio KNOXVILLE, TN 1,912,8681.9m $129.1m $129.1m 21.37% Reduced -1.8m -1,784,126
40 Austin Private Wealth, LLC 12.17% of their portfolio Austin, TX 1,839,7031.8m $124.2m $124.2m 12.17% Reduced -22.9k -22,857
41 NewEdge Advisors, LLC 0.76% of their portfolio NEW ORLEANS, LA 1,736,5021.7m $117.2m $117.2m 0.76% Added +71.8k +71,850
42 AGUR PROVIDENT & TRAINING FUNDS MANAGEMENT LTD 30.05% of their portfolio TEL AVIV, L3 1,671,6941.7m $98.7m $98.7m 30.05% Added +44.6k +44,600
43 Sand Hill Global Advisors, LLC 4.71% of their portfolio Palo Alto, CA 1,654,4201.7m $111.7m $111.7m 4.71% Added +27.2k +27,194
44 AlphaStar Capital Management, LLC 8.83% of their portfolio CORNELIUS, NC 1,648,8231.6m $111.3m $111.3m 8.83% Added +131.4k +131,403
45 Cambridge Investment Research Advisors, Inc. 0.38% of their portfolio FAIRFIELD, IA 1,639,3931.6m $110.7m $110.7m 0.38% Reduced -242.9k -242,923
46 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,550,2561.6m $104.7m $104.7m 0.02% Added +67.4k +67,414
47 TAIYO LIFE INSURANCE CO 8.27% of their portfolio CHUO-KU, TOKYO, M0 1,545,5001.5m $104.3m $104.3m 8.27% Unchanged
48 Integrated Wealth Concepts LLC 1.26% of their portfolio WALTHAM, MA 1,533,2121.5m $103.5m $103.5m 1.26% Reduced -374.6k -374,584
49 Good Life Advisors, LLC 6.33% of their portfolio READING, PA 1,522,1861.5m $102.8m $102.8m 6.33% Added +61.6k +61,626
50 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.21% of their portfolio PLYMOUTH, MN 1,426,3541.4m $96.3m $96.3m 0.21% Reduced -74.2k -74,244
51 MML INVESTORS SERVICES, LLC 0.34% of their portfolio SPRINGFIELD, MA 1,398,3851.4m $94.4m $94.4m 0.34% Added +70.7k +70,734
52 KWB Wealth 11.34% of their portfolio REDLANDS, CA 1,359,2911.4m $87.0m $87.0m 11.34% Added +13.8k +13,840
53 Alera Investment Advisors, LLC 10.57% of their portfolio DEERFIELD, IL 1,333,6071.3m $90.0m $90.0m 10.57% Reduced -175.0k -174,997
54 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 7.64% of their portfolio Westlake, OH 1,329,2781.3m $89.7m $89.7m 7.64% Reduced -13.2k -13,153
55 TWO SIGMA INVESTMENTS, LP 0.20% of their portfolio NEW YORK, NY 1,300,4001.3m $87.8m $87.8m 0.20% Reduced -834.1k -834,100
56 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 1,279,2391.3m $86.4m $86.4m 0.05% Added +83.4k +83,440
57 Standpoint Asset Management, LLC 16.36% of their portfolio SCOTTSDALE, AZ 1,279,2001.3m $86.4m $86.4m 16.36% Added +146.4k +146,400
58 Aptus Capital Advisors, LLC 1.31% of their portfolio FAIRHOPE, AL 1,277,1901.3m $86.2m $86.2m 1.31% Added +134.3k +134,340
59 Stratos Wealth Partners, LTD. 1.24% of their portfolio BEACHWOOD, OH 1,267,9631.3m $85.6m $85.6m 1.24% Reduced -119.4k -119,367
60 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,264,5961.3m $85.4m $85.4m 0.00% Added +481.8k +481,787
61 N.E.W. Advisory Services LLC 8.24% of their portfolio DE PERE, WI 1,237,8251.2m $83.6m $83.6m 8.24% Reduced -3.2k -3,157
62 Horizon Wealth Management, LLC 16.37% of their portfolio LA GRANGE, IL 1,214,7811.2m $82.0m $82.0m 16.37% Reduced -199.4k -199,448
63 UNIVEST FINANCIAL Corp 5.32% of their portfolio SOUDERTON, PA 1,196,6151.2m $80.8m $80.8m 5.32% New
64 RiverFront Investment Group, LLC 1.90% of their portfolio RICHMOND, VA 1,194,3431.2m $80.6m $80.6m 1.90% Added +28.7k +28,682
65 CFS Investment Advisory Services, LLC 6.26% of their portfolio TOTOWA, NJ 1,103,1301.1m $74.5m $74.5m 6.26% Reduced -135.8k -135,836
66 Compass Ion Advisors, LLC 9.08% of their portfolio CONSHOHOCKEN, PA 1,098,8991.1m $74.2m $74.2m 9.08% Added +31.1k +31,127
67 NATIXIS ADVISORS, LLC 0.14% of their portfolio Boston, MA 1,058,6611.1m $71.5m $71.5m 0.14% Reduced -789.7k -789,711
68 Savant Capital, LLC 0.58% of their portfolio ROCKFORD, IL 1,037,1481.0m $70.0m $70.0m 0.58% Reduced -253.0k -253,036
69 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,036,0271.0m $69.9m $69.9m 0.02% Added +123.7k +123,734
70 Intrua Financial, LLC 11.34% of their portfolio Houston, TX 1,033,1351.0m $69.7m $69.7m 11.34% Added +33.0k +33,013
71 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,000,3081.0m $67.5m $67.5m 0.02% Added +67.5k +67,497
72 Badgley Phelps Wealth Managers, LLC 1.56% of their portfolio SEATTLE, WA 996,539996.5k $67.3m $67.3m 1.56% Added +12.6k +12,636
73 AdvisorNet Financial, Inc 4.99% of their portfolio MINNETONKA, MN 988,265988.3k $66.7m $66.7m 4.99% Added +620.6k +620,633
74 Kestra Advisory Services, LLC 0.37% of their portfolio AUSTIN, TX 987,510987.5k $66.7m $66.7m 0.37% Reduced -19.6k -19,646
75 Americana Partners, LLC 4.47% of their portfolio Houston, TX 970,743970.7k $65.5m $65.5m 4.47% Added +361.7k +361,670
76 ARMSTRONG ADVISORY GROUP, INC 5.40% of their portfolio NEEDHAM, MA 966,319966.3k $65.2m $65.2m 5.40% Reduced -8.4k -8,374
77 Allen Capital Group, LLC 8.08% of their portfolio GRAND ISLAND, NE 943,665943.7k $63.7m $63.7m 8.08% Added +14.0k +14,046
78 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 918,289918.3k $62.0m $62.0m 0.09% Added +67.1k +67,137
79 Brookstone Capital Management 0.91% of their portfolio WHEATON, IL 909,890909.9k $61.4m $61.4m 0.91% Reduced -62.2k -62,195
80 Security Financial Services, INC. 12.47% of their portfolio Fort Wayne, IN 906,988907.0k $61.2m $61.2m 12.47% Reduced -88.1k -88,148
81 Detalus Advisors, LLC 19.90% of their portfolio ST. LOUIS, MO 886,901886.9k $59.9m $59.9m 19.90% Reduced -55.2k -55,183
82 O'Dell Group, LLC 13.24% of their portfolio CINCINNATI, OH 883,953884.0k $59.7m $59.7m 13.24% Added +40.5k +40,450
83 New Perspectives, Inc 31.77% of their portfolio TOUGALOO, MS 883,496883.5k $59.6m $59.6m 31.77% Reduced -801 -801
84 Brown Financial Advisory 42.16% of their portfolio FAIRHOPE, AL 882,589882.6k $59.6m $59.6m 42.16% Added +18.8k +18,752
85 Sterling Group Wealth Management, LLC 31.24% of their portfolio PASADENA, CA 872,699872.7k $58.9m $58.9m 31.24% Added +51.3k +51,339
86 One Wealth Advisors, LLC 8.86% of their portfolio SAN FRANCISCO, CA 855,530855.5k $57.8m $57.8m 8.86% Reduced -86.1k -86,081
87 49 WEALTH MANAGEMENT, LLC 9.32% of their portfolio AUSTIN, TX 847,450847.5k $57.2m $57.2m 9.32% Added +721.8k +721,845
88 Avidian Wealth Enterprises, LLC 2.55% of their portfolio Houston, TX 831,640831.6k $56.1m $56.1m 2.55% Reduced -108.1k -108,125
89 Horst & Graben Wealth Management LLC 9.95% of their portfolio PORTLAND, OR 821,403821.4k $55.5m $55.5m 9.95% Reduced -96.6k -96,569
90 SPINNAKER TRUST 3.32% of their portfolio PORTLAND, ME 797,556797.6k $53.8m $53.8m 3.32% Added +334.1k +334,132
91 IHT Wealth Management, LLC 1.51% of their portfolio Chicago, IL 789,976790.0k $53.3m $53.3m 1.51% Reduced -23.2k -23,235
92 TWO SIGMA ADVISERS, LP 0.12% of their portfolio NEW YORK, NY 786,800786.8k $53.1m $53.1m 0.12% Reduced -1.0m -1,032,100
93 Wealthspire Advisors, LLC 0.54% of their portfolio NEW YORK, NY 785,980786.0k $53.1m $53.1m 0.54% Reduced -24.3k -24,256
94 Auour Investments LLC 19.05% of their portfolio WOBURN, MA 779,254779.3k $53.3m $53.3m 19.05% Added +10.6k +10,562
95 Vestmark Advisory Solutions, Inc. 1.93% of their portfolio Wakefield, MA 768,982769.0k $51.9m $51.9m 1.93% Added +119.5k +119,498
96 GREAT VALLEY ADVISOR GROUP, INC. 1.27% of their portfolio WILMINGTON, DE 765,387765.4k $51.7m $51.7m 1.27% Added +5.4k +5,444
97 Dynamic Advisor Solutions LLC 1.54% of their portfolio PHOENIX, AZ 759,370759.4k $51.3m $51.3m 1.54% Added +2.9k +2,907
98 O'Brien Wealth Partners LLC 10.00% of their portfolio Waltham, MA 755,162755.2k $51.0m $51.0m 10.00% Reduced -309.8k -309,828
99 PARK AVENUE SECURITIES LLC 0.57% of their portfolio NEW YORK, NY 745,032745.0k $50.3m $50.3m 0.57% Added +9.8k +9,812
100 DENVER WEALTH MANAGEMENT, INC. 23.22% of their portfolio DENVER, CO 743,085743.1k $50.2m $50.2m 23.22% Added +24.5k +24,511