Vault-13

SPDR SERIES TRUST SPYM

PORTFOLIO S&P500 · ETP · CUSIP 78464A854

697 institutional holders +0 vs Q4 2022
223,421,116223.4m shares reported held*
$10.7bnreported value*
59 new 297 added 234 reduced 58 sold out net sold ≈ $102.6m (-2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($17.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $48.10. Options: 3 managers hold calls ($28.9m notional), 6 hold puts ($29.3m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 629Q4 22: 697Q1 23: 697697Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022629
Q4 2022697
Q1 2023697

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 353 bought or addedQ4 22: 257 cut or sold outQ4 22Q1 23: 356 bought or addedQ1 23: 292 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022353257
Q1 2023356292

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $21.9mQ3 22 puts: $8.2mQ3 22P/C 0.37Q4 22 calls: $24.2mQ4 22 puts: $8.0mQ4 22P/C 0.33Q1 23 calls: $28.9mQ1 23 puts: $29.3mQ1 23P/C 1.01
Numbers
QuarterCallsPutsP/C
Q3 2022$21.9m$8.2m0.37
Q4 2022$24.2m$8.0m0.33
Q1 2023$28.9m$29.3m1.01

Biggest buyers

LPL Financial LLC Added +2,823,990+2.8m
OneDigital Investment Advisors LLC Added +937,699+937.7k
Allen Capital Group, LLC New +834,180+834.2k
CWM, LLC Added +631,538+631.5k
Janney Montgomery Scott LLC Added +629,627+629.6k
Stratos Wealth Partners, LTD. Added +608,763+608.8k
Stadion Money Management, LLC Added +608,012+608.0k
IHT Wealth Management, LLC Added +598,387+598.4k
Global Retirement Partners, LLC Added +560,342+560.3k
Badgley Phelps Wealth Managers, LLC New +539,213+539.2k

Biggest sellers

Clark Capital Management Group, Inc. Sold out -6,061,309-6.1m
Moran Wealth Management, LLC Sold out -2,469,225-2.5m
BlackRock Inc. Reduced -2,288,648-2.3m
Trilogy Capital Inc. Reduced -1,872,246-1.9m
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV Reduced -1,258,643-1.3m
ENVESTNET ASSET MANAGEMENT INC Reduced -1,078,243-1.1m
AE Wealth Management LLC Reduced -680,534-680.5k
Bull Oak Capital, LLC Sold out -639,120-639.1k
Shepherd Financial Partners LLC Reduced -339,377-339.4k
Cetera Investment Advisers Reduced -323,810-323.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $21.3m442.2k shares
CITADEL ADVISORS LLC Reduced $7.7m158.9k shares
Cutler Group LLC / CA Added $4.0k4.4k shares

Biggest puts

Bull Oak Capital, LLC New $18.9m392.6k shares
CITADEL ADVISORS LLC Reduced $3.7m77.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.9m60.6k shares
3EDGE Asset Management, LP Added $1.9m40.0k shares
Pine Valley Investments Ltd Liability Co First filing $1.9m38.7k shares
Cutler Group LLC / CA Added $2.0k4.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 1.68% of their portfolio OVERLAND PARK, KS 24,151,02124.2m $1.2bn $1.2bn 1.68% Added +176.6k +176,625
2 LPL Financial LLC 0.67% of their portfolio FORT MILL, SC 17,925,80817.9m $863.1m $863.1m 0.67% Added +2.8m +2,823,990
3 Stadion Money Management, LLC 34.53% of their portfolio WATKINSVILLE, GA 9,061,4339.1m $436.3m $436.3m 34.53% Added +608.0k +608,012
4 JPMORGAN CHASE & CO 0.04% of their portfolio NEW YORK, NY 7,150,6617.2m $344.3m $344.3m 0.04% Added +57.0k +57,049
5 AE Wealth Management LLC 2.17% of their portfolio TOPEKA, KS 7,001,6657.0m $337.1m $337.1m 2.17% Reduced -680.5k -680,534
6 Financial Engines Advisors L.L.C. 0.65% of their portfolio SANTA CLARA, CA 5,054,8365.1m $243.4m $243.4m 0.65% Added +126.0k +125,955
7 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 4,459,6384.5m $214.7m $214.7m 0.02% Reduced -271.5k -271,483
8 ASSETMARK, INC 0.80% of their portfolio CONCORD, CA 4,022,8284.0m $193.7m $193.7m 0.80% Added +393.7k +393,671
9 OSAIC HOLDINGS, INC. 0.35% of their portfolio SCOTTSDALE, AZ 3,812,2153.8m $183.6m $183.6m 0.35% Reduced -166.9k -166,917
10 Wealthcare Advisory Partners LLC 7.58% of their portfolio WEST CHESTER, PA 3,665,3943.7m $176.5m $176.5m 7.58% Added +148.9k +148,871
11 OneDigital Investment Advisors LLC 3.86% of their portfolio OVERLAND PARK, KS 3,421,7793.4m $164.8m $164.8m 3.86% Added +937.7k +937,699
12 Gradient Investments LLC 4.31% of their portfolio ARDEN HILLS, MN 3,282,6123.3m $158.1m $158.1m 4.31% Added +67.9k +67,949
13 Private Advisor Group, LLC 1.31% of their portfolio MORRISTOWN, NJ 2,848,5372.8m $137.2m $137.2m 1.31% Reduced -5.2k -5,160
14 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,818,4832.8m $135.7m $135.7m 0.01% Added +50.8k +50,770
15 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 2,648,1272.6m $127.5m $127.5m 0.06% Reduced -1.1m -1,078,243
16 Brookstone Capital Management 2.46% of their portfolio WHEATON, IL 2,594,0672.6m $126.3m $126.3m 2.46% Added +434.3k +434,263
17 GM Advisory Group, LLC 10.93% of their portfolio MELVILLE, NY 2,492,7962.5m $120.0m $120.0m 10.93% Added +438.9k +438,867
18 Peterson Wealth Advisors, LLC 32.22% of their portfolio Orem, UT 2,430,5832.4m $117.0m $117.0m 32.22% Added +104.2k +104,164
19 Capital Analysts, LLC 5.99% of their portfolio FORT WASHINGTON, PA 2,173,8472.2m $104.7m $104.7m 5.99% Reduced -208.1k -208,111
20 Cambridge Investment Research Advisors, Inc. 0.51% of their portfolio FAIRFIELD, IA 2,162,0802.2m $104.1m $104.1m 0.51% Added +289.2k +289,192
21 Mariner, LLC 0.30% of their portfolio Overland Park, KS 2,154,9992.2m $103.8m $103.8m 0.30% Added +389.5k +389,539
22 CWM, LLC 0.68% of their portfolio OMAHA, NE 2,078,2942.1m $100.1m $100.1m 0.68% Added +631.5k +631,538
23 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.06% of their portfolio Toronto, A6 2,031,3582.0m $97.8m $97.8m 0.06% Reduced -261.1k -261,064
24 AGUR PROVIDENT & TRAINING FUNDS MANAGEMENT LTD 36.50% of their portfolio TEL AVIV, L3 1,958,2942.0m $95.8m $95.8m 36.50% Unchanged
25 TAIYO LIFE INSURANCE CO 7.64% of their portfolio CHUO-KU, TOKYO, M0 1,940,5001.9m $93.4m $93.4m 7.64% Unchanged
26 Tennessee Valley Asset Management Partners 28.34% of their portfolio KNOXVILLE, TN 1,806,2601.8m $87.0m $87.0m 28.34% Added +530.8k +530,828
27 KWB Wealth 14.73% of their portfolio REDLANDS, CA 1,775,5261.8m $79.9m $79.9m 14.73% Added +23.5k +23,512
28 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,723,9041.7m $83.0m $83.0m 0.03% Reduced -97.9k -97,886
29 AlphaStar Capital Management, LLC 6.15% of their portfolio CORNELIUS, NC 1,579,0131.6m $72.4m $72.4m 6.15% Added +426.6k +426,629
30 Gateway Wealth Partners, LLC 11.60% of their portfolio APPLETON, WI 1,565,6461.6m $75.4m $75.4m 11.60% Added +50.9k +50,900
31 N.E.W. Advisory Services LLC 10.91% of their portfolio DE PERE, WI 1,558,2361.6m $75.0m $75.0m 10.91% Added +79.7k +79,652
32 CFS Investment Advisory Services, LLC 13.12% of their portfolio TOTOWA, NJ 1,498,5331.5m $72.2m $72.2m 13.12% Reduced -152.6k -152,646
33 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,395,8171.4m $67.3m $67.3m 0.02% Added +75.7k +75,723
34 Austin Private Wealth, LLC 10.64% of their portfolio Austin, TX 1,385,1681.4m $66.7m $66.7m 10.64% Added +51.0k +50,981
35 Aptus Capital Advisors, LLC 1.73% of their portfolio FAIRHOPE, AL 1,261,7551.3m $60.8m $60.8m 1.73% Added +411.7k +411,660
36 Raymond James Financial Services Advisors, Inc. 0.11% of their portfolio ST. PETERSBURG, FL 1,237,9261.2m $59.6m $59.6m 0.11% Reduced -129.9k -129,898
37 HighTower Advisors, LLC 0.13% of their portfolio CHICAGO, IL 1,210,6731.2m $58.3m $58.3m 0.13% Reduced -146.5k -146,538
38 Global Retirement Partners, LLC 2.95% of their portfolio San Rafael, CA 1,157,3341.2m $55.5m $55.5m 2.95% Added +560.3k +560,342
39 Horst & Graben Wealth Management LLC 13.76% of their portfolio PORTLAND, OR 1,152,3411.2m $55.5m $55.5m 13.76% Added +60.4k +60,365
40 GIRARD ADVISORY SERVICES, LLC 6.07% of their portfolio KING OF PRUSSIA, PA 1,140,4011.1m $54.9m $54.9m 6.07% Added +160.5k +160,526
41 Stratos Wealth Partners, LTD. 1.36% of their portfolio BEACHWOOD, OH 1,060,4811.1m $51.1m $51.1m 1.36% Added +608.8k +608,763
42 West Wealth Group, LLC 23.61% of their portfolio Irvine, CA 1,059,0991.1m $51.0m $51.0m 23.61% Added +6.8k +6,771
43 Davidson Capital Management Inc. 30.72% of their portfolio CORPUS CHRISTI, TX 1,050,6101.1m $50.6m $50.6m 30.72% Added +507.2k +507,249
44 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 7.41% of their portfolio Westlake, OH 995,676995.7k $47.9m $47.9m 7.41% Added +435.8k +435,819
45 IAG Wealth Partners, LLC 12.85% of their portfolio WAUKESHA, WI 961,624961.6k $46.3m $46.3m 12.85% Added +41.0k +41,002
46 One Wealth Advisors, LLC 10.50% of their portfolio SAN FRANCISCO, CA 943,845943.8k $45.4m $45.4m 10.50% Reduced -1.7k -1,713
47 Wealthspire Advisors, LLC 0.75% of their portfolio NEW YORK, NY 910,834910.8k $43.9m $43.9m 0.75% Added +11.1k +11,119
48 Security Financial Services, INC. 12.84% of their portfolio Fort Wayne, IN 877,461877.5k $42.2m $42.2m 12.84% Reduced -52.6k -52,564
49 Integrated Wealth Concepts LLC 0.86% of their portfolio WALTHAM, MA 870,619870.6k $41.9m $41.9m 0.86% Added +532.8k +532,788
50 O'Dell Group, LLC 13.19% of their portfolio CINCINNATI, OH 850,326850.3k $40.9m $40.9m 13.19% Added +4.3k +4,304
51 Cetera Advisor Networks LLC 0.30% of their portfolio EL SEGUNDO, CA 850,280850.3k $40.9m $40.9m 0.30% Added +28.3k +28,298
52 Detalus Advisors, LLC 19.42% of their portfolio ST. LOUIS, MO 844,161844.2k $40.6m $40.6m 19.42% Added +108.0k +108,001
53 Allen Capital Group, LLC 7.65% of their portfolio GRAND ISLAND, NE 834,180834.2k $40.2m $40.2m 7.65% New
54 Brown Financial Advisory 37.87% of their portfolio FAIRHOPE, AL 816,978817.0k $39.3m $39.3m 37.87% Added +40.1k +40,061
55 IHT Wealth Management, LLC 2.24% of their portfolio Chicago, IL 814,197814.2k $39.2m $39.2m 2.24% Added +598.4k +598,387
56 CreativeOne Wealth, LLC 1.92% of their portfolio OVERLAND PARK, KS 809,930809.9k $39.0m $39.0m 1.92% Reduced -105.5k -105,485
57 Standpoint Asset Management, LLC 15.74% of their portfolio SCOTTSDALE, AZ 809,800809.8k $39.0m $39.0m 15.74% Added +39.9k +39,900
58 Advance Capital Management, Inc. 6.90% of their portfolio SOUTHFIELD, MI 805,196805.2k $38.8m $38.8m 6.90% Added +10.4k +10,393
59 Bridgeworth, LLC 4.86% of their portfolio BIRMINGHAM, AL 801,187801.2k $38.6m $38.6m 4.86% Added +150.8k +150,752
60 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 786,103786.1k $37.9m $37.9m 0.03% Added +347.3k +347,268
61 Physician Wealth Advisors, Inc. 9.44% of their portfolio MIDVALE, UT 738,264738.3k $36.0m $36.0m 9.44% Added +47.1k +47,105
62 CLIENT 1ST ADVISORY GROUP, LLC 18.33% of their portfolio DUNEDIN, FL 702,045702.0k $33.8m $33.8m 18.33% Added +56.9k +56,869
63 Buttonwood Financial Group, LLC 33.01% of their portfolio Kansas City, MO 687,073687.1k $33.1m $33.1m 33.01% Reduced -126.9k -126,891
64 CCG WEALTH MANAGEMENT, LLC 21.46% of their portfolio SAN DIEGO, CA 673,914673.9k $32.4m $32.4m 21.46% Reduced -27.5k -27,499
65 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 669,859669.9k $32.3m $32.3m 0.01% Reduced -205.5k -205,457
66 Wealthspire Retirement, LLC 6.35% of their portfolio ALISO VIEJO, CA 663,206663.2k $31.9m $31.9m 6.35% Added +38.5k +38,494
67 Janney Montgomery Scott LLC 0.13% of their portfolio PHILADELPHIA, PA 641,780641.8k $30.9m $30.9m 0.13% Added +629.6k +629,627
68 Good Life Advisors, LLC 3.84% of their portfolio READING, PA 623,965624.0k $30.0m $30.0m 3.84% Added +6.8k +6,842
69 UBS Group AG 0.01% of their portfolio ZURICH, V8 618,600618.6k $29.8m $29.8m 0.01% Added +21.2k +21,232
70 Snowden Capital Advisors LLC 1.15% of their portfolio New York, NY 612,267612.3k $29.5m $29.5m 1.15% Reduced -16.0k -16,026
71 Merit Financial Group, LLC 1.05% of their portfolio ALPHARETTA, GA 596,662596.7k $28.7m $28.7m 1.05% Added +136.1k +136,102
72 Astor Investment Management LLC 9.16% of their portfolio CHICAGO, IL 589,027589.0k $28.4m $28.4m 9.16% Reduced -38.8k -38,809
73 CAHABA WEALTH MANAGEMENT, INC. 3.24% of their portfolio Atlanta, GA 587,927587.9k $28.3m $28.3m 3.24% Added +37.0k +37,042
74 MONETA GROUP INVESTMENT ADVISORS LLC 0.67% of their portfolio ST LOUIS, MO 576,745576.7k $27.8m $27.8m 0.67% Added +48.2k +48,237
75 PARK AVENUE SECURITIES LLC 0.48% of their portfolio NEW YORK, NY 574,487574.5k $27.7m $27.7m 0.48% Added +43.8k +43,788
76 Wealth Advisory Solutions, LLC 7.26% of their portfolio ZIONSVILLE, IN 567,194567.2k $27.3m $27.3m 7.26% Added +4.2k +4,171
77 Clear Creek Financial Management, LLC 5.08% of their portfolio SILVERDALE, WA 555,674555.7k $26.8m $26.8m 5.08% Added +257.0k +257,029
78 GREAT VALLEY ADVISOR GROUP, INC. 1.24% of their portfolio WILMINGTON, DE 552,873552.9k $26.6m $26.6m 1.24% Reduced -66.3k -66,301
79 Keel Point, LLC 3.83% of their portfolio HUNTSVILLE, AL 550,730550.7k $26.5m $26.5m 3.83% Unchanged
80 Strategic Blueprint, LLC 2.73% of their portfolio ATLANTA, GA 550,378550.4k $26.5m $26.5m 2.73% Reduced -151.6k -151,600
81 LEVEL FOUR ADVISORY SERVICES, LLC 1.72% of their portfolio DALLAS, TX 544,474544.5k $26.2m $26.2m 1.72% Added +50.5k +50,529
82 Gladstone Institutional Advisory LLC 1.69% of their portfolio Bedminster, NJ 542,415542.4k $26.1m $26.1m 1.69% Added +17.8k +17,773
83 Badgley Phelps Wealth Managers, LLC 0.96% of their portfolio SEATTLE, WA 539,213539.2k $26.0m $26.0m 0.96% New
84 NewEdge Advisors, LLC 0.31% of their portfolio NEW ORLEANS, LA 517,416517.4k $24.9m $24.9m 0.31% Added +150.9k +150,914
85 Avidian Wealth Enterprises, LLC 1.35% of their portfolio Houston, TX 508,312508.3k $24.5m $24.5m 1.35% Added +354.0k +353,984
86 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 506,794506.8k $24.4m $24.4m 0.05% Added +117.1k +117,135
87 KNIGHTSBRIDGE ASSET MANAGEMENT, LLC 4.17% of their portfolio NEWPORT BEACH, CA 506,598506.6k $24.4m $24.4m 4.17% Added +35.9k +35,871
88 AFFINIA FINANCIAL GROUP, LLC 18.18% of their portfolio BURLINGTON, MA 506,312506.3k $24.6m $24.6m 18.18% Reduced -72.3k -72,277
89 Cornerstone Wealth Management, LLC 2.29% of their portfolio ST. PETERS, MO 483,557483.6k $23.3m $23.3m 2.29% First filing
90 MML INVESTORS SERVICES, LLC 0.16% of their portfolio SPRINGFIELD, MA 481,093481.1k $23.2m $23.2m 0.16% Reduced -85.5k -85,471
91 NOTTINGHAM ADVISORS, INC. 2.92% of their portfolio AMHERST, NY 456,037456.0k $22.0m $22.0m 2.92% Reduced -25.1k -25,124
92 TECTONIC ADVISORS LLC 2.99% of their portfolio FRISCO, TX 453,732453.7k $21.8m $21.8m 2.99% Added +30.5k +30,517
93 Advisory Alpha, LLC 1.36% of their portfolio HOLLAND, MI 445,550445.6k $21.5m $21.5m 1.36% Added +4.5k +4,518
94 Executive Wealth Management, LLC 2.35% of their portfolio BRIGHTON, MI 439,911439.9k $21.2m $21.2m 2.35% Added +30.5k +30,523
95 Focus Financial Network, Inc. 1.31% of their portfolio MINNEAPOLIS, MN 436,836436.8k $21.0m $21.0m 1.31% Added +8.6k +8,597
96 PSI Advisors, LLC 9.87% of their portfolio TAMPA, FL 424,466424.5k $20.4m $20.4m 9.87% Added +22.8k +22,778
97 Mayflower Financial Advisors, LLC 2.64% of their portfolio BOSTON, MA 417,601417.6k $20.1m $20.1m 2.64% Added +63.1k +63,070
98 Dynamic Advisor Solutions LLC 1.17% of their portfolio PHOENIX, AZ 416,100416.1k $20.0m $20.0m 1.17% Added +292.3k +292,323
99 Leading Edge Financial Planning LLC 14.23% of their portfolio KNOXVILLE, TN 408,536408.5k $19.7m $19.7m 14.23% Added +90.4k +90,432
100 Strategic Financial Partners, Ltd. 11.95% of their portfolio Bend, OR 405,428405.4k $19.5m $19.5m 11.95% Added +32.7k +32,746