SPDR SERIES TRUST SPYM
PORTFOLIO S&P500 · ETP · CUSIP 78464A854
697
institutional holders
+68 vs Q3 2022
227.4m
shares reported held*
$10.1bnreported value*
75 new
278 added
213 reduced
44 sold out
net bought ≈ $805.0m (-50.8m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($47.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $44.45. Options: 4 managers hold calls ($24.2m notional), 4 hold puts ($8.0m).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 629 |
| Q4 2022 | 697 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $21.9m | $8.2m | 0.37 |
| Q4 2022 | $24.2m | $8.0m | 0.33 |
Biggest buyers
| JPMORGAN CHASE & CO | Added | +7.1m |
| Clark Capital Management Group, Inc. | Added | +6.1m |
| AGUR PROVIDENT & TRAINING FUNDS MANAGEMENT LTD | New | +2.0m |
| OneDigital Investment Advisors LLC | Added | +1.7m |
| ENVESTNET ASSET MANAGEMENT INC | Added | +1.4m |
| WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV | Added | +1.3m |
| Mariner, LLC | Added | +1.2m |
| LPL Financial LLC | Added | +1.1m |
| Tennessee Valley Asset Management Partners | Added | +909.5k |
| ASSETMARK, INC | Added | +737.5k |
Biggest sellers
| CFS Investment Advisory Services, LLC | Reduced | -69.3m |
| BANK OF AMERICA CORP /DE/ | Reduced | -11.2m |
| Creative Planning | Reduced | -1.7m |
| Allen Capital Group, LLC | Sold out | -763.9k |
| Private Advisor Group, LLC | Reduced | -762.0k |
| FLC Capital Advisors | Reduced | -381.4k |
| AE Wealth Management LLC | Reduced | -324.6k |
| Copperwynd Financial, LLC | Sold out | -312.3k |
| UBS Group AG | Reduced | -309.3k |
| Jackson Wealth Management, LLC | Sold out | -297.1k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $16.5m367.1k shares |
| CITADEL ADVISORS LLC | Reduced | $7.6m168.9k shares |
| Paladin Advisory Group, LLC | Unchanged | $64.8k1.4k shares |
| Cutler Group LLC / CA | Reduced | $3.0k3.2k shares |
Biggest puts
| CITADEL ADVISORS LLC | Added | $5.5m121.5k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $2.1m45.6k shares |
| 3EDGE Asset Management, LP | New | $449.9k10.0k shares |
| Cutler Group LLC / CA | Added | $2.0k1.5k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| Creative Planning 1.62% of their portfolio | 24.0m $1.1bn | Reduced -1.7m |
| LPL Financial LLC 0.58% of their portfolio | 15.1m $679.3m | Added +1.1m |
| Stadion Money Management, LLC 31.76% of their portfolio | 8.5m $380.2m | Reduced -178.5k |
| AE Wealth Management LLC 2.50% of their portfolio | 7.7m $345.5m | Reduced -324.6k |
| JPMORGAN CHASE & CO 0.05% of their portfolio | 7.1m $319.1m | Added +7.1m |
| Clark Capital Management Group, Inc. 2.51% of their portfolio | 6.1m $272.6m | Added +6.1m |
| Financial Engines Advisors L.L.C. 0.63% of their portfolio | 4.9m $221.7m | Added +68.0k |
| BANK OF AMERICA CORP /DE/ 0.03% of their portfolio | 4.7m $212.8m | Reduced -11.2m |
| OSAIC HOLDINGS, INC. 0.36% of their portfolio | 4.0m $179.0m | Reduced -103.6k |
| ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio | 3.7m $167.6m | Added +1.4m |
| ASSETMARK, INC 0.71% of their portfolio | 3.6m $163.2m | Added +737.5k |
| Wealthcare Advisory Partners LLC 7.56% of their portfolio | 3.5m $158.2m | Added +260.5k |
| Gradient Investments LLC 4.56% of their portfolio | 3.2m $144.6m | Added +26.5k |
| Private Advisor Group, LLC 0.09% of their portfolio | 2.9m $3.0m | Reduced -762.0k |
| MORGAN STANLEY 0.01% of their portfolio | 2.8m $124.5m | Added +12.7k |
| OneDigital Investment Advisors LLC 3.24% of their portfolio | 2.5m $111.7m | Added +1.7m |
| Moran Wealth Management, LLC 4.22% of their portfolio | 2.5m $111.1m | First filing |
| Capital Analysts, LLC 6.54% of their portfolio | 2.4m $107.1m | Added +445.6k |
| Peterson Wealth Advisors, LLC 31.59% of their portfolio | 2.3m $104.6m | Added +68.4k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.06% of their portfolio | 2.3m $103.1m | Added +582.2k |
| BlackRock Inc. 0.00% of their portfolio | 2.3m $103.1m | Added +447.4k |
| Brookstone Capital Management 2.00% of their portfolio | 2.2m $98.5m | Reduced -160.0k |
| GM Advisory Group, LLC 9.85% of their portfolio | 2.1m $92.4m | Added +720.0k |
| ST GERMAIN D J CO INC 5.55% of their portfolio | 2.0m $90.4m | Added +83.5k |
| AGUR PROVIDENT & TRAINING FUNDS MANAGEMENT LTD 31.12% of their portfolio | 2.0m $88.1m | New |
| TAIYO LIFE INSURANCE CO 7.69% of their portfolio | 1.9m $87.3m | Added +675.5k |
| Trilogy Capital Inc. 6.05% of their portfolio | 1.9m $85.3m | Reduced -48.4k |
| Cambridge Investment Research Advisors, Inc. 0.44% of their portfolio | 1.9m $84.2m | Added +282.9k |
| WELLS FARGO & COMPANY/MN 0.03% of their portfolio | 1.8m $81.9m | Reduced -80.3k |
| Mariner, LLC 0.26% of their portfolio | 1.8m $79.4m | Added +1.2m |
| KWB Wealth 14.98% of their portfolio | 1.8m $78.8m | Reduced -19.9k |
| CFS Investment Advisory Services, LLC 16.85% of their portfolio | 1.7m $74.3m | Reduced -69.3m |
| Gateway Wealth Partners, LLC 11.71% of their portfolio | 1.5m $68.1m | First filing |
| N.E.W. Advisory Services LLC 10.41% of their portfolio | 1.5m $66.5m | Added +114.6k |
| CWM, LLC 0.48% of their portfolio | 1.4m $65.1m | Reduced -160.0k |
| Raymond James Financial Services Advisors, Inc. 0.12% of their portfolio | 1.4m $61.5m | Added +187.3k |
| HighTower Advisors, LLC 0.14% of their portfolio | 1.4m $61.0m | Reduced -70.9k |
| Austin Private Wealth, LLC 10.52% of their portfolio | 1.3m $60.0m | Added +143.6k |
| AMERIPRISE FINANCIAL INC 0.02% of their portfolio | 1.3m $59.4m | Added +176.1k |
| Tennessee Valley Asset Management Partners 19.91% of their portfolio | 1.3m $57.4m | Added +909.5k |
| WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 20.04% of their portfolio | 1.3m $56.6m | Added +1.3m |
| AlphaStar Capital Management, LLC 5.28% of their portfolio | 1.2m $51.8m | Added +302.5k |
| Horst & Graben Wealth Management LLC 12.85% of their portfolio | 1.1m $49.1m | Added +65.9k |
| West Wealth Group, LLC 23.53% of their portfolio | 1.1m $47.3m | Reduced -67.7k |
| GIRARD ADVISORY SERVICES, LLC 4.99% of their portfolio | 979.9k $44.1m | Reduced -47.5k |
| One Wealth Advisors, LLC 9.71% of their portfolio | 945.6k $42.5m | Added +64.3k |
| Security Financial Services, INC. 12.97% of their portfolio | 930.0k $41.8m | Reduced -23.2k |
| IAG Wealth Partners, LLC 12.20% of their portfolio | 920.6k $41.4m | Added +74.9k |
| CreativeOne Wealth, LLC 2.27% of their portfolio | 915.4k $41.2m | Reduced -12.4k |
| Wealthspire Advisors, LLC 0.74% of their portfolio | 899.7k $40.5m | Added +46.7k |
| ROYAL BANK OF CANADA 0.01% of their portfolio | 875.3k $39.4m | Added +337.5k |
| Aptus Capital Advisors, LLC 1.26% of their portfolio | 850.1k $38.2m | Reduced -36.8k |
| O'Dell Group, LLC 13.45% of their portfolio | 846.0k $38.1m | Added +8.9k |
| Cetera Advisor Networks LLC 0.30% of their portfolio | 822.0k $37.0m | Added +561.3k |
| Buttonwood Financial Group, LLC 33.28% of their portfolio | 814.0k $36.6m | Added +8.6k |
| New Perspectives, Inc 27.70% of their portfolio | 803.1k $36.1m | Added +38.7k |
| Advance Capital Management, Inc. 4.73% of their portfolio | 794.8k $35.8m | Added +46.5k |
| Brown Financial Advisory 36.05% of their portfolio | 776.9k $34.9m | Added +5.3k |
| Standpoint Asset Management, LLC 15.75% of their portfolio | 769.9k $34.6m | First filing |
| Detalus Advisors, LLC 16.16% of their portfolio | 736.2k $33.1m | Added +50.3k |
| Strategic Blueprint, LLC 3.66% of their portfolio | 702.0k $31.6m | Reduced -193.3k |
| CCG WEALTH MANAGEMENT, LLC 17.59% of their portfolio | 701.4k $31.5m | Reduced -14.9k |
| Physician Wealth Advisors, Inc. 8.78% of their portfolio | 691.2k $32.5m | Added +42.8k |
| Lloyd Advisory Services, LLC. 21.50% of their portfolio | 687.6k $30.9m | Reduced -61.6k |
| Bridgeworth, LLC 4.66% of their portfolio | 650.4k $29.3m | Added +491.3k |
| CLIENT 1ST ADVISORY GROUP, LLC 16.96% of their portfolio | 645.2k $29.0m | Added +68.0k |
| Bull Oak Capital, LLC 24.28% of their portfolio | 639.1k $28.7m | Added +211.8k |
| Snowden Capital Advisors LLC 1.18% of their portfolio | 628.3k $28.3m | Added +32.0k |
| Astor Investment Management LLC 8.63% of their portfolio | 627.8k $28.2m | Reduced -62.4k |
| Wealthspire Retirement, LLC 6.17% of their portfolio | 624.7k $28.1m | Added +362.0k |
| GREAT VALLEY ADVISOR GROUP, INC. 1.42% of their portfolio | 619.2k $27.9m | Reduced -16.9k |
| Good Life Advisors, LLC 3.84% of their portfolio | 617.1k $27.8m | Added +12.8k |
| UBS Group AG 0.01% of their portfolio | 597.4k $26.9m | Reduced -309.3k |
| Global Retirement Partners, LLC 1.84% of their portfolio | 597.0k $26.9m | Reduced -65.0k |
| AFFINIA FINANCIAL GROUP, LLC 22.60% of their portfolio | 578.6k $26.6m | Reduced -33.0k |
| MML INVESTORS SERVICES, LLC 0.17% of their portfolio | 566.6k $25.5m | Added +37.0k |
| Wealth Advisory Solutions, LLC 6.80% of their portfolio | 563.0k $25.3m | Reduced -250 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 7.75% of their portfolio | 559.9k $25.2m | First filing |
| IFP Advisors, Inc 0.48% of their portfolio | 559.1k $18.1m | Reduced -84.2k |
| CAHABA WEALTH MANAGEMENT, INC. 3.07% of their portfolio | 550.9k $24.8m | Added +116.4k |
| Keel Point, LLC 3.89% of their portfolio | 550.7k $24.8m | Reduced -791 |
| Davidson Capital Management Inc. 16.77% of their portfolio | 543.4k $24.4m | New |
| PARK AVENUE SECURITIES LLC 0.42% of their portfolio | 530.7k $23.9m | Added +109.0k |
| MONETA GROUP INVESTMENT ADVISORS LLC 0.69% of their portfolio | 528.5k $25.3m | Reduced -72.3k |
| Gladstone Institutional Advisory LLC 1.67% of their portfolio | 524.6k $23.6m | Added +252.6k |
| Cetera Investment Advisers 0.22% of their portfolio | 518.2k $23.3m | Added +480.4k |
| LEVEL FOUR ADVISORY SERVICES, LLC 1.65% of their portfolio | 493.9k $22.2m | Reduced -148.0k |
| NOTTINGHAM ADVISORS, INC. 2.93% of their portfolio | 481.2k $21.6m | Reduced -8.6k |
| KNIGHTSBRIDGE ASSET MANAGEMENT, LLC 4.01% of their portfolio | 470.7k $21.2m | Added +20.7k |
| Merit Financial Group, LLC 0.75% of their portfolio | 460.6k $20.7m | Added +445.6k |
| Stratos Wealth Partners, LTD. 0.51% of their portfolio | 451.7k $20.3m | Added +46.3k |
| Adams Wealth Management 7.14% of their portfolio | 449.6k $20.2m | Added +295.5k |
| Advisory Alpha, LLC 1.40% of their portfolio | 441.0k $19.8m | Added +43.1k |
| RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio | 438.8k $19.7m | Added +48.8k |
| Crown Wealth Group, LLC 18.27% of their portfolio | 432.2k $19.4m | Added +23.5k |
| Focus Financial Network, Inc. 1.57% of their portfolio | 428.2k $19.3m | Reduced -17.9k |
| TECTONIC ADVISORS LLC 2.95% of their portfolio | 423.2k $19.0m | Reduced -78.5k |
| PENOBSCOT WEALTH MANAGEMENT 15.71% of their portfolio | 422.6k $19.0m | Added +53.4k |
| Shepherd Financial Partners LLC 3.42% of their portfolio | 420.7k $18.9m | Added +35.1k |
| Kestra Advisory Services, LLC 0.16% of their portfolio | 410.2k $18.4m | Added +224.0k |