Vault-13

SPDR SERIES TRUST SPYM

PORTFOLIO S&P500 · ETP · CUSIP 78464A854

697 institutional holders +68 vs Q3 2022
227,429,205227.4m shares reported held*
$10.1bnreported value*
75 new 278 added 213 reduced 44 sold out net bought ≈ $805.0m (-50.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($47.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $44.45. Options: 4 managers hold calls ($24.2m notional), 4 hold puts ($8.0m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 629Q4 22: 697697Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022629
Q4 2022697

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $21.9mQ3 22 puts: $8.2mQ3 22P/C 0.37Q4 22 calls: $24.2mQ4 22 puts: $8.0mQ4 22P/C 0.33
Numbers
QuarterCallsPutsP/C
Q3 2022$21.9m$8.2m0.37
Q4 2022$24.2m$8.0m0.33

Biggest buyers

JPMORGAN CHASE & CO Added +7,093,600+7.1m
Clark Capital Management Group, Inc. Added +6,055,657+6.1m
AGUR PROVIDENT & TRAINING FUNDS MANAGEMENT LTD New +1,958,294+2.0m
OneDigital Investment Advisors LLC Added +1,724,369+1.7m
ENVESTNET ASSET MANAGEMENT INC Added +1,435,723+1.4m
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV Added +1,257,685+1.3m
Mariner, LLC Added +1,190,970+1.2m
LPL Financial LLC Added +1,119,729+1.1m
Tennessee Valley Asset Management Partners Added +909,474+909.5k
ASSETMARK, INC Added +737,544+737.5k

Biggest sellers

CFS Investment Advisory Services, LLC Reduced -69,251,111-69.3m
BANK OF AMERICA CORP /DE/ Reduced -11,188,125-11.2m
Creative Planning Reduced -1,683,729-1.7m
Allen Capital Group, LLC Sold out -763,905-763.9k
Private Advisor Group, LLC Reduced -762,013-762.0k
FLC Capital Advisors Reduced -381,394-381.4k
AE Wealth Management LLC Reduced -324,623-324.6k
Copperwynd Financial, LLC Sold out -312,321-312.3k
UBS Group AG Reduced -309,310-309.3k
Jackson Wealth Management, LLC Sold out -297,092-297.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $16.5m367.1k shares
CITADEL ADVISORS LLC Reduced $7.6m168.9k shares
Paladin Advisory Group, LLC Unchanged $64.8k1.4k shares
Cutler Group LLC / CA Reduced $3.0k3.2k shares

Biggest puts

CITADEL ADVISORS LLC Added $5.5m121.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.1m45.6k shares
3EDGE Asset Management, LP New $449.9k10.0k shares
Cutler Group LLC / CA Added $2.0k1.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 1.62% of their portfolio OVERLAND PARK, KS 23,974,39624.0m $1.1bn $1.1bn 1.62% Reduced -1.7m -1,683,729
2 LPL Financial LLC 0.58% of their portfolio FORT MILL, SC 15,101,81815.1m $679.3m $679.3m 0.58% Added +1.1m +1,119,729
3 Stadion Money Management, LLC 31.76% of their portfolio WATKINSVILLE, GA 8,453,4218.5m $380.2m $380.2m 31.76% Reduced -178.5k -178,510
4 AE Wealth Management LLC 2.50% of their portfolio TOPEKA, KS 7,682,1997.7m $345.5m $345.5m 2.50% Reduced -324.6k -324,623
5 JPMORGAN CHASE & CO 0.05% of their portfolio NEW YORK, NY 7,093,6127.1m $319.1m $319.1m 0.05% Added +7.1m +7,093,600
6 Clark Capital Management Group, Inc. 2.51% of their portfolio PHILADELPHIA, PA 6,061,3096.1m $272.6m $272.6m 2.51% Added +6.1m +6,055,657
7 Financial Engines Advisors L.L.C. 0.63% of their portfolio SANTA CLARA, CA 4,928,8814.9m $221.7m $221.7m 0.63% Added +68.0k +68,036
8 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 4,731,1214.7m $212.8m $212.8m 0.03% Reduced -11.2m -11,188,125
9 OSAIC HOLDINGS, INC. 0.36% of their portfolio SCOTTSDALE, AZ 3,979,1324.0m $179.0m $179.0m 0.36% Reduced -103.6k -103,588
10 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 3,726,3703.7m $167.6m $167.6m 0.09% Added +1.4m +1,435,723
11 ASSETMARK, INC 0.71% of their portfolio CONCORD, CA 3,629,1573.6m $163.2m $163.2m 0.71% Added +737.5k +737,544
12 Wealthcare Advisory Partners LLC 7.56% of their portfolio WEST CHESTER, PA 3,516,5233.5m $158.2m $158.2m 7.56% Added +260.5k +260,534
13 Gradient Investments LLC 4.56% of their portfolio ARDEN HILLS, MN 3,214,6633.2m $144.6m $144.6m 4.56% Added +26.5k +26,543
14 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 2,853,6972.9m $3.0m $3.0m 0.09% Reduced -762.0k -762,013
15 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,767,7132.8m $124.5m $124.5m 0.01% Added +12.7k +12,712
16 OneDigital Investment Advisors LLC 3.24% of their portfolio OVERLAND PARK, KS 2,484,0802.5m $111.7m $111.7m 3.24% Added +1.7m +1,724,369
17 Moran Wealth Management, LLC 4.22% of their portfolio NAPLES, FL 2,469,2252.5m $111.1m $111.1m 4.22% First filing
18 Capital Analysts, LLC 6.54% of their portfolio FORT WASHINGTON, PA 2,381,9582.4m $107.1m $107.1m 6.54% Added +445.6k +445,638
19 Peterson Wealth Advisors, LLC 31.59% of their portfolio Orem, UT 2,326,4192.3m $104.6m $104.6m 31.59% Added +68.4k +68,430
20 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.06% of their portfolio Toronto, A6 2,292,4222.3m $103.1m $103.1m 0.06% Added +582.2k +582,204
21 BlackRock Inc. 0.00% of their portfolio New York, NY 2,291,8132.3m $103.1m $103.1m 0.00% Added +447.4k +447,354
22 Brookstone Capital Management 2.00% of their portfolio WHEATON, IL 2,159,8042.2m $98.5m $98.5m 2.00% Reduced -160.0k -159,989
23 GM Advisory Group, LLC 9.85% of their portfolio MELVILLE, NY 2,053,9292.1m $92.4m $92.4m 9.85% Added +720.0k +720,002
24 ST GERMAIN D J CO INC 5.55% of their portfolio SPRINGFIELD, MA 2,009,4702.0m $90.4m $90.4m 5.55% Added +83.5k +83,451
25 AGUR PROVIDENT & TRAINING FUNDS MANAGEMENT LTD 31.12% of their portfolio TEL AVIV, L3 1,958,2942.0m $88.1m $88.1m 31.12% New
26 TAIYO LIFE INSURANCE CO 7.69% of their portfolio CHUO-KU, TOKYO, M0 1,940,5001.9m $87.3m $87.3m 7.69% Added +675.5k +675,500
27 Trilogy Capital Inc. 6.05% of their portfolio IRVINE, CA 1,896,6071.9m $85.3m $85.3m 6.05% Reduced -48.4k -48,409
28 Cambridge Investment Research Advisors, Inc. 0.44% of their portfolio FAIRFIELD, IA 1,872,8881.9m $84.2m $84.2m 0.44% Added +282.9k +282,939
29 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,821,7901.8m $81.9m $81.9m 0.03% Reduced -80.3k -80,309
30 Mariner, LLC 0.26% of their portfolio Overland Park, KS 1,765,4601.8m $79.4m $79.4m 0.26% Added +1.2m +1,190,970
31 KWB Wealth 14.98% of their portfolio REDLANDS, CA 1,752,0141.8m $78.8m $78.8m 14.98% Reduced -19.9k -19,852
32 CFS Investment Advisory Services, LLC 16.85% of their portfolio TOTOWA, NJ 1,651,1791.7m $74.3m $74.3m 16.85% Reduced -69.3m -69,251,111
33 Gateway Wealth Partners, LLC 11.71% of their portfolio APPLETON, WI 1,514,7461.5m $68.1m $68.1m 11.71% First filing
34 N.E.W. Advisory Services LLC 10.41% of their portfolio DE PERE, WI 1,478,5841.5m $66.5m $66.5m 10.41% Added +114.6k +114,578
35 CWM, LLC 0.48% of their portfolio OMAHA, NE 1,446,7561.4m $65.1m $65.1m 0.48% Reduced -160.0k -159,992
36 Raymond James Financial Services Advisors, Inc. 0.12% of their portfolio ST. PETERSBURG, FL 1,367,8241.4m $61.5m $61.5m 0.12% Added +187.3k +187,347
37 HighTower Advisors, LLC 0.14% of their portfolio CHICAGO, IL 1,357,2111.4m $61.0m $61.0m 0.14% Reduced -70.9k -70,938
38 Austin Private Wealth, LLC 10.52% of their portfolio Austin, TX 1,334,1871.3m $60.0m $60.0m 10.52% Added +143.6k +143,615
39 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,320,0941.3m $59.4m $59.4m 0.02% Added +176.1k +176,080
40 Tennessee Valley Asset Management Partners 19.91% of their portfolio KNOXVILLE, TN 1,275,4321.3m $57.4m $57.4m 19.91% Added +909.5k +909,474
41 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 20.04% of their portfolio BERMUDA RUN, NC 1,258,6601.3m $56.6m $56.6m 20.04% Added +1.3m +1,257,685
42 AlphaStar Capital Management, LLC 5.28% of their portfolio CORNELIUS, NC 1,152,3841.2m $51.8m $51.8m 5.28% Added +302.5k +302,478
43 Horst & Graben Wealth Management LLC 12.85% of their portfolio PORTLAND, OR 1,091,9761.1m $49.1m $49.1m 12.85% Added +65.9k +65,886
44 West Wealth Group, LLC 23.53% of their portfolio Irvine, CA 1,052,3281.1m $47.3m $47.3m 23.53% Reduced -67.7k -67,730
45 GIRARD ADVISORY SERVICES, LLC 4.99% of their portfolio KING OF PRUSSIA, PA 979,875979.9k $44.1m $44.1m 4.99% Reduced -47.5k -47,498
46 One Wealth Advisors, LLC 9.71% of their portfolio SAN FRANCISCO, CA 945,558945.6k $42.5m $42.5m 9.71% Added +64.3k +64,251
47 Security Financial Services, INC. 12.97% of their portfolio Fort Wayne, IN 930,025930.0k $41.8m $41.8m 12.97% Reduced -23.2k -23,196
48 IAG Wealth Partners, LLC 12.20% of their portfolio WAUKESHA, WI 920,622920.6k $41.4m $41.4m 12.20% Added +74.9k +74,878
49 CreativeOne Wealth, LLC 2.27% of their portfolio OVERLAND PARK, KS 915,415915.4k $41.2m $41.2m 2.27% Reduced -12.4k -12,394
50 Wealthspire Advisors, LLC 0.74% of their portfolio NEW YORK, NY 899,715899.7k $40.5m $40.5m 0.74% Added +46.7k +46,714
51 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 875,316875.3k $39.4m $39.4m 0.01% Added +337.5k +337,506
52 Aptus Capital Advisors, LLC 1.26% of their portfolio FAIRHOPE, AL 850,095850.1k $38.2m $38.2m 1.26% Reduced -36.8k -36,792
53 O'Dell Group, LLC 13.45% of their portfolio CINCINNATI, OH 846,022846.0k $38.1m $38.1m 13.45% Added +8.9k +8,912
54 Cetera Advisor Networks LLC 0.30% of their portfolio EL SEGUNDO, CA 821,982822.0k $37.0m $37.0m 0.30% Added +561.3k +561,277
55 Buttonwood Financial Group, LLC 33.28% of their portfolio Kansas City, MO 813,964814.0k $36.6m $36.6m 33.28% Added +8.6k +8,602
56 New Perspectives, Inc 27.70% of their portfolio TOUGALOO, MS 803,090803.1k $36.1m $36.1m 27.70% Added +38.7k +38,657
57 Advance Capital Management, Inc. 4.73% of their portfolio SOUTHFIELD, MI 794,803794.8k $35.8m $35.8m 4.73% Added +46.5k +46,510
58 Brown Financial Advisory 36.05% of their portfolio FAIRHOPE, AL 776,917776.9k $34.9m $34.9m 36.05% Added +5.3k +5,314
59 Standpoint Asset Management, LLC 15.75% of their portfolio SCOTTSDALE, AZ 769,900769.9k $34.6m $34.6m 15.75% First filing
60 Detalus Advisors, LLC 16.16% of their portfolio ST. LOUIS, MO 736,160736.2k $33.1m $33.1m 16.16% Added +50.3k +50,318
61 Strategic Blueprint, LLC 3.66% of their portfolio ATLANTA, GA 701,978702.0k $31.6m $31.6m 3.66% Reduced -193.3k -193,306
62 CCG WEALTH MANAGEMENT, LLC 17.59% of their portfolio SAN DIEGO, CA 701,413701.4k $31.5m $31.5m 17.59% Reduced -14.9k -14,856
63 Physician Wealth Advisors, Inc. 8.78% of their portfolio MIDVALE, UT 691,159691.2k $32.5m $32.5m 8.78% Added +42.8k +42,763
64 Lloyd Advisory Services, LLC. 21.50% of their portfolio SUWANEE, GA 687,598687.6k $30.9m $30.9m 21.50% Reduced -61.6k -61,625
65 Bridgeworth, LLC 4.66% of their portfolio BIRMINGHAM, AL 650,435650.4k $29.3m $29.3m 4.66% Added +491.3k +491,271
66 CLIENT 1ST ADVISORY GROUP, LLC 16.96% of their portfolio DUNEDIN, FL 645,176645.2k $29.0m $29.0m 16.96% Added +68.0k +68,031
67 Bull Oak Capital, LLC 24.28% of their portfolio RANCHO SANTA FE, CA 639,120639.1k $28.7m $28.7m 24.28% Added +211.8k +211,779
68 Snowden Capital Advisors LLC 1.18% of their portfolio New York, NY 628,293628.3k $28.3m $28.3m 1.18% Added +32.0k +32,049
69 Astor Investment Management LLC 8.63% of their portfolio CHICAGO, IL 627,836627.8k $28.2m $28.2m 8.63% Reduced -62.4k -62,417
70 Wealthspire Retirement, LLC 6.17% of their portfolio ALISO VIEJO, CA 624,712624.7k $28.1m $28.1m 6.17% Added +362.0k +361,960
71 GREAT VALLEY ADVISOR GROUP, INC. 1.42% of their portfolio WILMINGTON, DE 619,174619.2k $27.9m $27.9m 1.42% Reduced -16.9k -16,923
72 Good Life Advisors, LLC 3.84% of their portfolio READING, PA 617,123617.1k $27.8m $27.8m 3.84% Added +12.8k +12,757
73 UBS Group AG 0.01% of their portfolio ZURICH, V8 597,368597.4k $26.9m $26.9m 0.01% Reduced -309.3k -309,310
74 Global Retirement Partners, LLC 1.84% of their portfolio San Rafael, CA 596,992597.0k $26.9m $26.9m 1.84% Reduced -65.0k -64,972
75 AFFINIA FINANCIAL GROUP, LLC 22.60% of their portfolio BURLINGTON, MA 578,589578.6k $26.6m $26.6m 22.60% Reduced -33.0k -33,046
76 MML INVESTORS SERVICES, LLC 0.17% of their portfolio SPRINGFIELD, MA 566,564566.6k $25.5m $25.5m 0.17% Added +37.0k +36,957
77 Wealth Advisory Solutions, LLC 6.80% of their portfolio ZIONSVILLE, IN 563,023563.0k $25.3m $25.3m 6.80% Reduced -250 -250
78 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 7.75% of their portfolio Westlake, OH 559,857559.9k $25.2m $25.2m 7.75% First filing
79 IFP Advisors, Inc 0.48% of their portfolio TAMPA, FL 559,124559.1k $18.1m $18.1m 0.48% Reduced -84.2k -84,185
80 CAHABA WEALTH MANAGEMENT, INC. 3.07% of their portfolio Atlanta, GA 550,885550.9k $24.8m $24.8m 3.07% Added +116.4k +116,417
81 Keel Point, LLC 3.89% of their portfolio HUNTSVILLE, AL 550,730550.7k $24.8m $24.8m 3.89% Reduced -791 -791
82 Davidson Capital Management Inc. 16.77% of their portfolio CORPUS CHRISTI, TX 543,361543.4k $24.4m $24.4m 16.77% New
83 PARK AVENUE SECURITIES LLC 0.42% of their portfolio NEW YORK, NY 530,699530.7k $23.9m $23.9m 0.42% Added +109.0k +108,971
84 MONETA GROUP INVESTMENT ADVISORS LLC 0.69% of their portfolio ST LOUIS, MO 528,508528.5k $25.3m $25.3m 0.69% Reduced -72.3k -72,254
85 Gladstone Institutional Advisory LLC 1.67% of their portfolio Bedminster, NJ 524,642524.6k $23.6m $23.6m 1.67% Added +252.6k +252,553
86 Cetera Investment Advisers 0.22% of their portfolio SCHAUMBURG, IL 518,154518.2k $23.3m $23.3m 0.22% Added +480.4k +480,422
87 LEVEL FOUR ADVISORY SERVICES, LLC 1.65% of their portfolio DALLAS, TX 493,945493.9k $22.2m $22.2m 1.65% Reduced -148.0k -148,035
88 NOTTINGHAM ADVISORS, INC. 2.93% of their portfolio AMHERST, NY 481,161481.2k $21.6m $21.6m 2.93% Reduced -8.6k -8,630
89 KNIGHTSBRIDGE ASSET MANAGEMENT, LLC 4.01% of their portfolio NEWPORT BEACH, CA 470,727470.7k $21.2m $21.2m 4.01% Added +20.7k +20,699
90 Merit Financial Group, LLC 0.75% of their portfolio ALPHARETTA, GA 460,560460.6k $20.7m $20.7m 0.75% Added +445.6k +445,633
91 Stratos Wealth Partners, LTD. 0.51% of their portfolio BEACHWOOD, OH 451,718451.7k $20.3m $20.3m 0.51% Added +46.3k +46,298
92 Adams Wealth Management 7.14% of their portfolio LOGAN, UT 449,580449.6k $20.2m $20.2m 7.14% Added +295.5k +295,493
93 Advisory Alpha, LLC 1.40% of their portfolio HOLLAND, MI 441,032441.0k $19.8m $19.8m 1.40% Added +43.1k +43,130
94 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 438,835438.8k $19.7m $19.7m 0.02% Added +48.8k +48,753
95 Crown Wealth Group, LLC 18.27% of their portfolio Charlotte, NC 432,243432.2k $19.4m $19.4m 18.27% Added +23.5k +23,455
96 Focus Financial Network, Inc. 1.57% of their portfolio MINNEAPOLIS, MN 428,239428.2k $19.3m $19.3m 1.57% Reduced -17.9k -17,852
97 TECTONIC ADVISORS LLC 2.95% of their portfolio FRISCO, TX 423,215423.2k $19.0m $19.0m 2.95% Reduced -78.5k -78,495
98 PENOBSCOT WEALTH MANAGEMENT 15.71% of their portfolio PORTLAND, ME 422,638422.6k $19.0m $19.0m 15.71% Added +53.4k +53,440
99 Shepherd Financial Partners LLC 3.42% of their portfolio WINCHESTER, MA 420,749420.7k $18.9m $18.9m 3.42% Added +35.1k +35,111
100 Kestra Advisory Services, LLC 0.16% of their portfolio AUSTIN, TX 410,170410.2k $18.4m $18.4m 0.16% Added +224.0k +224,014