Vault-13

SPDR SERIES TRUST SPMD

PORTFOLIO S&P400 · ETP · CUSIP 78464A847

434 institutional holders +7 vs Q4 2022
115,095,569115.1m shares reported held*
$5.1bnreported value*
48 new 188 added 139 reduced 37 sold out net bought ≈ $244.4m (+5.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.88.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 381Q4 22: 427Q1 23: 434434Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022381
Q4 2022427
Q1 2023434

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 208 bought or addedQ4 22: 164 cut or sold outQ4 22Q1 23: 236 bought or addedQ1 23: 176 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022208164
Q1 2023236176

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $248.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $1.6mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$248.0k$00.00
Q4 2022$1.6m$00.00
Q1 2023$0$0—

Biggest buyers

Creative Planning Added +1,868,876+1.9m
HighTower Advisors, LLC Added +673,272+673.3k
CWM, LLC Added +591,542+591.5k
AlphaStar Capital Management, LLC Added +519,512+519.5k
First International Bank & Trust New +431,119+431.1k
TLWM New +279,497+279.5k
Foundations Investment Advisors, LLC New +256,103+256.1k
Global Retirement Partners, LLC Added +244,370+244.4k
Private Advisor Group, LLC Added +219,583+219.6k
MONEY CONCEPTS CAPITAL CORP Added +203,096+203.1k

Biggest sellers

TIEDEMANN ADVISORS, LLC Reduced -793,914-793.9k
ACT Advisors, LLC. Sold out -516,875-516.9k
IFP Advisors, Inc Reduced -255,732-255.7k
AMERIPRISE FINANCIAL INC Reduced -142,478-142.5k
Merriman Wealth Management, LLC Sold out -127,248-127.2k
JANE STREET GROUP, LLC Reduced -113,505-113.5k
Financial Advocates Investment Management Reduced -108,214-108.2k
WALLER FINANCIAL PLANNING GROUP, INC Reduced -107,782-107.8k
CAPTRUST FINANCIAL ADVISORS Reduced -82,214-82.2k
JPMORGAN CHASE & CO Reduced -69,725-69.7k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 3.39% of their portfolio OVERLAND PARK, KS 53,598,04253.6m $2.4bn $2.4bn 3.39% Added +1.9m +1,868,876
2 LPL Financial LLC 0.32% of their portfolio FORT MILL, SC 9,286,6169.3m $408.1m $408.1m 0.32% Added +134.0k +133,962
3 TIEDEMANN ADVISORS, LLC 11.97% of their portfolio NEW YORK, NY 5,997,7766.0m $263.5m $263.5m 11.97% Reduced -793.9k -793,914
4 Valmark Advisers, Inc. 4.97% of their portfolio AKRON, OH 5,248,8045.2m $230.6m $230.6m 4.97% Added +181.4k +181,437
5 Bridgeworth, LLC 9.16% of their portfolio BIRMINGHAM, AL 1,652,8191.7m $72.6m $72.6m 9.16% Added +101.5k +101,494
6 HighTower Advisors, LLC 0.15% of their portfolio CHICAGO, IL 1,594,1021.6m $70.0m $70.0m 0.15% Added +673.3k +673,272
7 Private Advisor Group, LLC 0.61% of their portfolio MORRISTOWN, NJ 1,443,2851.4m $63.4m $63.4m 0.61% Added +219.6k +219,583
8 Syntegra Private Wealth Group, LLC 9.11% of their portfolio Chesterfield, MO 1,164,9761.2m $51.2m $51.2m 9.11% Added +128.7k +128,682
9 RFG Advisory, LLC 2.41% of their portfolio BIRMINGHAM, AL 1,119,5571.1m $49.2m $49.2m 2.41% Added +19.3k +19,307
10 CWM, LLC 0.33% of their portfolio OMAHA, NE 1,101,4171.1m $48.4m $48.4m 0.33% Added +591.5k +591,542
11 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,089,2001.1m $47.9m $47.9m 0.01% Added +81.9k +81,937
12 Auto-Owners Insurance Co 1.58% of their portfolio LANSING, MI 1,040,0001.0m $45.7m $45.7m 1.58% Unchanged
13 Gateway Wealth Partners, LLC 6.79% of their portfolio APPLETON, WI 1,005,1161.0m $44.2m $44.2m 6.79% Added +1.9k +1,942
14 AlphaStar Capital Management, LLC 3.10% of their portfolio CORNELIUS, NC 841,235841.2k $36.5m $36.5m 3.10% Added +519.5k +519,512
15 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 804,052804.1k $35.3m $35.3m 0.07% Added +27.7k +27,692
16 Cornerstone Wealth Management, LLC 3.31% of their portfolio ST. PETERS, MO 766,419766.4k $33.7m $33.7m 3.31% First filing
17 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 720,984721.0k $31.7m $31.7m 0.01% Reduced -1.6k -1,578
18 WALLER FINANCIAL PLANNING GROUP, INC 8.63% of their portfolio COLUMBUS, OH 693,104693.1k $30.5m $30.5m 8.63% Reduced -107.8k -107,782
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 655,679655.7k $28.8m $28.8m 0.04% Added +156.8k +156,781
20 Koss-Olinger Consulting, LLC 3.47% of their portfolio GAINESVILLE, FL 633,922633.9k $27.9m $27.9m 3.47% Added +68.1k +68,087
21 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 621,554621.6k $27.3m $27.3m 0.01% Added +36.7k +36,664
22 Wealthcare Advisory Partners LLC 1.13% of their portfolio WEST CHESTER, PA 598,535598.5k $26.3m $26.3m 1.13% Added +13.0k +13,040
23 ASSETMARK, INC 0.11% of their portfolio CONCORD, CA 593,698593.7k $26.1m $26.1m 0.11% Added +9.2k +9,188
24 Good Life Advisors, LLC 3.23% of their portfolio READING, PA 576,078576.1k $25.3m $25.3m 3.23% Reduced -4.5k -4,487
25 Peterson Wealth Advisors, LLC 6.85% of their portfolio Orem, UT 566,197566.2k $24.9m $24.9m 6.85% Added +19.7k +19,654
26 Atlas Private Wealth Advisors 10.08% of their portfolio RED BANK, NJ 496,412496.4k $21.8m $21.8m 10.08% Added +64.6k +64,562
27 First International Bank & Trust 6.28% of their portfolio WATFORD CITY, ND 431,119431.1k $18.9m $18.9m 6.28% New
28 Global Retirement Partners, LLC 0.95% of their portfolio San Rafael, CA 417,435417.4k $17.9m $17.9m 0.95% Added +244.4k +244,370
29 RESTON WEALTH MANAGEMENT LLC 9.37% of their portfolio Reston, VA 407,779407.8k $17.9m $17.9m 9.37% Added +23.5k +23,454
30 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 377,747377.7k $16.6m $16.6m 0.01% Reduced -142.5k -142,478
31 GREAT VALLEY ADVISOR GROUP, INC. 0.74% of their portfolio WILMINGTON, DE 360,932360.9k $15.9m $15.9m 0.74% Added +13.6k +13,577
32 Measured Wealth Private Client Group, LLC 6.08% of their portfolio PORTSMOUTH, NH 359,031359.0k $15.8m $15.8m 6.08% Added +5.5k +5,498
33 UBS Group AG 0.01% of their portfolio ZURICH, V8 342,331342.3k $15.0m $15.0m 0.01% Reduced -7.8k -7,785
34 Financial Strategies Group, Inc. 5.63% of their portfolio OKEMOS, MI 332,814332.8k $14.6m $14.6m 5.63% Added +3.0k +2,992
35 CGN Advisors LLC 2.21% of their portfolio MANHATTAN, KS 318,666318.7k $14.0m $14.0m 2.21% Added +25.8k +25,761
36 IHT Wealth Management, LLC 0.80% of their portfolio Chicago, IL 316,963317.0k $13.9m $13.9m 0.80% Added +199.1k +199,053
37 MML INVESTORS SERVICES, LLC 0.09% of their portfolio SPRINGFIELD, MA 305,293305.3k $13.4m $13.4m 0.09% Reduced -17.2k -17,236
38 TLWM 3.90% of their portfolio SAN ANTONIO, TX 279,497279.5k $12.3m $12.3m 3.90% New
39 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 278,068278.1k $12.2m $12.2m 0.00% Added +69.9k +69,861
40 CAHABA WEALTH MANAGEMENT, INC. 1.35% of their portfolio Atlanta, GA 268,928268.9k $11.8m $11.8m 1.35% Added +19.2k +19,204
41 Retirement Planning Group, LLC 1.24% of their portfolio LEAWOOD, KS 264,589264.6k $11.6m $11.6m 1.24% Added +40.9k +40,854
42 Equitable Holdings, Inc. 0.18% of their portfolio NEW YORK, NY 262,577262.6k $11.5m $11.5m 0.18% Reduced -1.3k -1,259
43 Foundations Investment Advisors, LLC 0.40% of their portfolio PHOENIX, AZ 256,103256.1k $11.3m $11.3m 0.40% New
44 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 253,810253.8k $11.2m $11.2m 0.02% Reduced -2.6k -2,557
45 RETIREMENT INCOME SOLUTIONS, INC 3.03% of their portfolio ANN ARBOR, MI 236,646236.6k $10.4m $10.4m 3.03% Added +8.8k +8,772
46 Capital Investment Advisory Services, LLC 1.20% of their portfolio RALEIGH, NC 231,648231.6k $10.2m $10.2m 1.20% Reduced -6.4k -6,434
47 Geneos Wealth Management Inc. 0.61% of their portfolio ENGLEWOOD, CO 229,847229.8k $10.1m $10.1m 0.61% Added +104.6k +104,563
48 Wealthspire Advisors, LLC 0.17% of their portfolio NEW YORK, NY 227,919227.9k $10.0m $10.0m 0.17% Added +164 +164
49 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 223,568223.6k $9.8m $9.8m 0.02% Added +68.5k +68,540
50 Mariner, LLC 0.03% of their portfolio Overland Park, KS 217,560217.6k $9.6m $9.6m 0.03% Added +24.7k +24,700
51 Windsor Capital Management, LLC 3.28% of their portfolio Phoenix, AZ 216,897216.9k $9.5m $9.5m 3.28% Reduced -4.6k -4,603
52 CITIZENS & NORTHERN CORP 3.68% of their portfolio WELLSBORO, PA 214,392214.4k $9.4m $9.4m 3.68% Added +5.0k +5,022
53 MONETA GROUP INVESTMENT ADVISORS LLC 0.22% of their portfolio ST LOUIS, MO 211,658211.7k $9.3m $9.3m 0.22% Added +12.2k +12,221
54 MONEY CONCEPTS CAPITAL CORP 0.12% of their portfolio PALM BEACH GARDENS, FL 206,812206.8k $2.1m $2.1m 0.12% Added +203.1k +203,096
55 Beacon Pointe Advisors, LLC 0.15% of their portfolio NEWPORT BEACH, CA 201,954202.0k $8.9m $8.9m 0.15% Reduced -3.2k -3,244
56 StrategIQ Financial Group, LLC 1.00% of their portfolio MERRILLVILLE, IN 196,396196.4k $8.6m $8.6m 1.00% Added +7.7k +7,689
57 Anfield Capital Management, LLC 3.96% of their portfolio IRVINE, CA 194,945194.9k $8.6m $8.6m 3.96% New
58 Wealthquest Corp 1.09% of their portfolio CINCINNATI, OH 191,788191.8k $8.4m $8.4m 1.09% Added +23.5k +23,461
59 TOWNSQUARE CAPITAL LLC 0.18% of their portfolio Lehi, UT 189,755189.8k $8.3m $8.3m 0.18% Reduced -5.7k -5,721
60 M Holdings Securities, Inc. 0.85% of their portfolio PORTLAND, OR 186,924186.9k $8.2m $8.2m 0.85% Reduced -14.1k -14,139
61 TPG Financial Advisors, LLC 4.35% of their portfolio PORTLAND, OR 181,012181.0k $8.0m $8.0m 4.35% Added +5.7k +5,732
62 Executive Wealth Management, LLC 0.88% of their portfolio BRIGHTON, MI 180,735180.7k $7.9m $7.9m 0.88% Added +28.7k +28,719
63 Advance Capital Management, Inc. 1.41% of their portfolio SOUTHFIELD, MI 180,503180.5k $7.9m $7.9m 1.41% Reduced -2.0k -2,048
64 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 179,820179.8k $7.9m $7.9m 0.00% Added +65.6k +65,607
65 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 179,692179.7k $7.9m $7.9m 0.03% Reduced -82.2k -82,214
66 Advisory Alpha, LLC 0.49% of their portfolio HOLLAND, MI 175,286175.3k $7.7m $7.7m 0.49% Reduced -63.3k -63,294
67 Allworth Financial LP 0.08% of their portfolio FOLSOM, CA 172,926172.9k $7.6m $7.6m 0.08% Added +5.4k +5,414
68 Montz Harcus Wealth Management LLC 6.99% of their portfolio New Orleans, LA 172,177172.2k $7.6m $7.6m 6.99% Added +1.8k +1,833
69 PSI Advisors, LLC 3.63% of their portfolio TAMPA, FL 171,221171.2k $7.5m $7.5m 3.63% Added +16.9k +16,855
70 OneDigital Investment Advisors LLC 0.18% of their portfolio OVERLAND PARK, KS 169,923169.9k $7.5m $7.5m 0.18% Reduced -8.4k -8,384
71 HM PAYSON & CO 0.17% of their portfolio PORTLAND, ME 165,913165.9k $7.3m $7.3m 0.17% New
72 WBH ADVISORY INC 0.90% of their portfolio BALTIMORE, MD 163,340163.3k $7.2m $7.2m 0.90% First filing
73 Trilogy Capital Inc. 0.50% of their portfolio IRVINE, CA 158,732158.7k $7.0m $7.0m 0.50% Reduced -56.0k -55,992
74 Western Wealth Management, LLC 0.63% of their portfolio GOLDEN, CO 153,582153.6k $6.7m $6.7m 0.63% Added +1.1k +1,091
75 BLAIR WILLIAM & CO/IL 0.03% of their portfolio CHICAGO, IL 153,512153.5k $6.7m $6.7m 0.03% Added +99.5k +99,457
76 Veritable, L.P. 0.11% of their portfolio Newtown Square, PA 152,231152.2k $6.7m $6.7m 0.11% Reduced -1.7k -1,665
77 WRAPMANAGER INC 2.03% of their portfolio MILL VALLEY, CA 150,524150.5k $6.6m $6.6m 2.03% Reduced -651 -651
78 Stratos Wealth Partners, LTD. 0.17% of their portfolio BEACHWOOD, OH 147,767147.8k $6.5m $6.5m 0.17% Reduced -2.6k -2,627
79 Moisand Fitzgerald Tamayo, LLC 1.39% of their portfolio ORLANDO, FL 147,722147.7k $6.5m $6.5m 1.39% Added +3.6k +3,584
80 Integrated Wealth Concepts LLC 0.13% of their portfolio WALTHAM, MA 143,979144.0k $6.3m $6.3m 0.13% Added +95.5k +95,487
81 ARQ WEALTH ADVISORS, LLC 4.59% of their portfolio SCOTTSDALE, AZ 141,966142.0k $6.2m $6.2m 4.59% Reduced -3.3k -3,310
82 KWB Wealth 1.11% of their portfolio REDLANDS, CA 141,785141.8k $6.0m $6.0m 1.11% Added +80 +80
83 IAG Wealth Partners, LLC 1.64% of their portfolio WAUKESHA, WI 134,708134.7k $5.9m $5.9m 1.64% Reduced -204 -204
84 PARK AVENUE SECURITIES LLC 0.10% of their portfolio NEW YORK, NY 126,477126.5k $5.6m $5.6m 0.10% Added +15.6k +15,565
85 Leicht Financial Planning & Wealth Management, Inc. 3.34% of their portfolio PARSIPPANY, NJ 123,535123.5k $5.4m $5.4m 3.34% Added +3.8k +3,789
86 Wealth Advisors of Iowa, LLC 4.08% of their portfolio WEST DES MOINES, IA 118,939118.9k $5.2m $5.2m 4.08% New
87 Gerber Kawasaki Wealth & Investment Management 0.41% of their portfolio SANTA MONICA, CA 118,902118.9k $5.2m $5.2m 0.41% Added +7.1k +7,138
88 Astoria Portfolio Advisors LLC. 2.17% of their portfolio NEW YORK, NY 118,821118.8k $5.1m $5.1m 2.17% Added +27.6k +27,562
89 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 112,641112.6k $4.9m $4.9m 0.04% Added +3.4k +3,435
90 Collaborative Wealth Managment Inc. 3.11% of their portfolio LAKE MARY, FL 112,441112.4k $4.9m $4.9m 3.11% Added +23.8k +23,806
91 Capital Analysts, LLC 0.28% of their portfolio FORT WASHINGTON, PA 112,072112.1k $4.9m $4.9m 0.28% Reduced -20.6k -20,648
92 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 110,674110.7k $4.9m $4.9m 0.01% Added +34.5k +34,521
93 PECAUT & CO. 2.20% of their portfolio SIOUX CITY, IA 109,675109.7k $4.8m $4.8m 2.20% Added +3.3k +3,304
94 Financial Gravity Asset Management, Inc. 0.16% of their portfolio Lakeway, TX 109,400109.4k $4.8m $4.8m 0.16% Added +65.7k +65,742
95 Resonant Capital Advisors, LLC 0.54% of their portfolio Madison, WI 107,504107.5k $4.7m $4.7m 0.54% Added +3.1k +3,082
96 DEBUSSY CAPITAL MANAGEMENT LP 1.40% of their portfolio CHICAGO, IL 105,481105.5k $4.6m $4.6m 1.40% Reduced -24.6k -24,554
97 Warren Street Wealth Advisors, LLC 3.28% of their portfolio IRVINE, CA 104,921104.9k $4.6m $4.6m 3.28% Added +2.9k +2,852
98 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 101,855101.9k $4.5m $4.5m 0.02% Added +5.2k +5,243
99 Levy Wealth Management Group, LLC 1.32% of their portfolio PHILADELPHIA, PA 97,72997.7k $4.3m $4.3m 1.32% Added +208 +208
100 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 97,52597.5k $4.3m $4.3m 0.01% Reduced -113.5k -113,505