Vault-13

SPDR SERIES TRUST SPTM

PORTFOLI S&P1500 · ETP · CUSIP 78464A805

639 institutional holders +1 vs Q4 2024
84,550,49084.6m shares reported held*
$6.0bnreported value*
42 new 224 added 260 reduced 35 sold out net sold ≈ $41.4m (-382.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($23.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $70.50. Options: 7 managers hold calls ($36.8m notional), 2 hold puts ($278.8k).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 448Q4 22: 482Q1 23: 484Q2 23: 505Q3 23: 509Q4 23: 557Q1 24: 568Q2 24: 567Q3 24: 587Q4 24: 638Q1 25: 639639Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022448
Q4 2022482
Q1 2023484
Q2 2023505
Q3 2023509
Q4 2023557
Q1 2024568
Q2 2024567
Q3 2024587
Q4 2024638
Q1 2025639

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q2 23: 236 bought or addedQ2 23: 214 cut or sold outQ3 23: 217 bought or addedQ3 23: 233 cut or sold outQ3 23Q4 23: 236 bought or addedQ4 23: 232 cut or sold outQ1 24: 222 bought or addedQ1 24: 281 cut or sold outQ1 24Q2 24: 230 bought or addedQ2 24: 275 cut or sold outQ3 24: 257 bought or addedQ3 24: 239 cut or sold outQ3 24Q4 24: 261 bought or addedQ4 24: 262 cut or sold outQ1 25: 266 bought or addedQ1 25: 295 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 2023236214
Q3 2023217233
Q4 2023236232
Q1 2024222281
Q2 2024230275
Q3 2024257239
Q4 2024261262
Q1 2025266295

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ2 24 calls: $35.5mQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $127.9mQ3 24 puts: $49.0kQ3 24P/C 0.00Q4 24 calls: $48.0mQ4 24 puts: $0Q4 24P/C 0.00Q1 25 calls: $36.8mQ1 25 puts: $278.8kQ1 25P/C 0.01
Numbers
QuarterCallsPutsP/C
Q2 2024$35.5m$00.00
Q3 2024$127.9m$49.0k0.00
Q4 2024$48.0m$00.00
Q1 2025$36.8m$278.8k0.01

Biggest buyers

Creative Planning Added +1,482,129+1.5m
RVW Wealth, LLC Added +680,261+680.3k
Geneos Wealth Management Inc. Added +436,690+436.7k
TOWNSQUARE CAPITAL LLC Added +367,250+367.2k
Legacy Private Trust Co. Added +350,091+350.1k
AllGen Financial Advisors, Inc. New +285,342+285.3k
MORGAN STANLEY Added +188,544+188.5k
Farther Finance Advisors, LLC Added +166,869+166.9k
Atlas Private Wealth Advisors Added +157,972+158.0k
Jacobi Capital Management LLC Added +148,518+148.5k

Biggest sellers

Independent Advisor Alliance Sold out -1,457,162-1.5m
Shepherd Financial Partners LLC Reduced -777,300-777.3k
RFG Advisory, LLC Reduced -530,123-530.1k
Symphony Financial, Ltd. Co. Reduced -505,765-505.8k
Blueprint Investment Partners LLC Reduced -394,683-394.7k
Royal Harbor Partners, LLC Reduced -314,215-314.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -279,624-279.6k
HUNTINGTON NATIONAL BANK Reduced -236,885-236.9k
LPL Financial LLC Reduced -230,836-230.8k
CWM, LLC Reduced -204,924-204.9k

Biggest calls

GROUP ONE TRADING LLC Added $16.0m286.0k shares
IMC-Chicago, LLC Added $9.8m174.3k shares
GARDA CAPITAL PARTNERS LP Reduced $7.6m136.2k shares
JPMORGAN CHASE & CO Reduced $2.8m50.0k shares
CITADEL ADVISORS LLC New $319.6k4.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $258.4k3.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $217.6k3.2k shares
CITADEL ADVISORS LLC New $61.2k900 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.22% of their portfolio FORT MILL, SC 8,170,1418.2m $555.7m $555.7m 0.22% Reduced -230.8k -230,836
2 HUNTINGTON NATIONAL BANK 1.59% of their portfolio COLUMBUS, OH 3,235,4963.2m $220.0m $220.0m 1.59% Reduced -236.9k -236,885
3 CWM, LLC 0.86% of their portfolio OMAHA, NE 3,156,4173.2m $214.7m $214.7m 0.86% Reduced -204.9k -204,924
4 Private Advisor Group, LLC 1.24% of their portfolio MORRISTOWN, NJ 3,021,3223.0m $205.5m $205.5m 1.24% Reduced -7.6k -7,637
5 Valmark Advisers, Inc. 2.73% of their portfolio AKRON, OH 2,657,6322.7m $180.7m $180.7m 2.73% Added +142.2k +142,218
6 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 2,384,7362.4m $162.2m $162.2m 0.05% Reduced -279.6k -279,624
7 Wealthcare Advisory Partners LLC 3.97% of their portfolio WEST CHESTER, PA 2,173,3562.2m $147.8m $147.8m 3.97% Reduced -18.5k -18,468
8 Creative Planning 0.12% of their portfolio OVERLAND PARK, KS 1,812,7881.8m $123.3m $123.3m 0.12% Added +1.5m +1,482,129
9 Modern Wealth Management, LLC 3.68% of their portfolio KANSAS CITY, MO 1,694,4831.7m $115.2m $115.2m 3.68% Reduced -20.9k -20,876
10 Syntegra Private Wealth Group, LLC 12.63% of their portfolio Chesterfield, MO 1,588,1501.6m $108.0m $108.0m 12.63% Added +47.2k +47,196
11 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.21% of their portfolio PLYMOUTH, MN 1,578,2991.6m $107.3m $107.3m 0.21% Reduced -85.9k -85,885
12 Professional Financial Advisors, LLC 26.75% of their portfolio NORTH PLATTE, NE 1,548,9431.5m $105.3m $105.3m 26.75% Added +23.4k +23,352
13 RFG Advisory, LLC 2.73% of their portfolio BIRMINGHAM, AL 1,483,7491.5m $100.9m $100.9m 2.73% Reduced -530.1k -530,123
14 Hughes Financial Services, LLC 19.77% of their portfolio HERNDON, VA 1,481,7541.5m $101.1m $101.1m 19.77% Reduced -13.7k -13,695
15 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,476,2651.5m $100.4m $100.4m 0.01% Added +188.5k +188,544
16 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,425,1301.4m $96.8m $96.8m 0.03% Reduced -112.0k -112,018
17 Legacy Private Trust Co. 5.81% of their portfolio NEENAH, WI 1,241,8641.2m $84.5m $84.5m 5.81% Added +350.1k +350,091
18 OSAIC HOLDINGS, INC. 0.18% of their portfolio SCOTTSDALE, AZ 1,168,7451.2m $79.5m $79.5m 0.18% Reduced -142.1k -142,100
19 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,149,4031.1m $78.2m $78.2m 0.02% Reduced -32.8k -32,775
20 Wealthquest Corp 6.16% of their portfolio CINCINNATI, OH 1,085,4201.1m $73.8m $73.8m 6.16% Reduced -27.0k -26,988
21 ARS Wealth Advisors Group, LLC 9.58% of their portfolio St. Petersburg, FL 996,797996.8k $67.8m $67.8m 9.58% Reduced -7.4k -7,400
22 RVW Wealth, LLC 6.38% of their portfolio LOS ANGELES, CA 996,174996.2k $67.7m $67.7m 6.38% Added +680.3k +680,261
23 Rockbridge Investment Management, LCC 7.84% of their portfolio Syracuse, NY 973,696973.7k $66.2m $66.2m 7.84% Reduced -30.7k -30,681
24 Allworth Financial LP 0.33% of their portfolio FOLSOM, CA 885,048885.0k $58.8m $58.8m 0.33% Reduced -128.5k -128,499
25 Keener Financial Planning LLC 36.24% of their portfolio KELLER, TX 819,766819.8k $55.8m $55.8m 36.24% Reduced -54.6k -54,597
26 Stratos Wealth Partners, LTD. 0.83% of their portfolio BEACHWOOD, OH 798,657798.7k $54.3m $54.3m 0.83% Reduced -13.7k -13,702
27 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 797,627797.6k $54.2m $54.2m 0.00% Added +135.6k +135,642
28 Geneos Wealth Management Inc. 0.78% of their portfolio ENGLEWOOD, CO 793,337793.3k $54.0m $54.0m 0.78% Added +436.7k +436,690
29 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 10.56% of their portfolio BERMUDA RUN, NC 742,890742.9k $50.5m $50.5m 10.56% Added +138.6k +138,570
30 Financial Strategies Group, Inc. 11.42% of their portfolio OKEMOS, MI 739,692739.7k $48.3m $48.3m 11.42% Reduced -4.1k -4,095
31 Shepherd Financial Partners LLC 5.65% of their portfolio WINCHESTER, MA 708,605708.6k $48.2m $48.2m 5.65% Reduced -777.3k -777,300
32 Rosenberg Matthew Hamilton 11.69% of their portfolio GRAND JUNCTION, CO 685,690685.7k $46.6m $46.6m 11.69% Added +61.3k +61,300
33 Weitzel Financial Services, Inc. 20.33% of their portfolio DUBUQUE, IA 652,736652.7k $42.6m $42.6m 20.33% Reduced -12.3k -12,258
34 Baltimore-Washington Financial Advisors, Inc. 2.32% of their portfolio Columbia, MD 642,863642.9k $43.7m $43.7m 2.32% Added +25.4k +25,357
35 Cambridge Investment Research Advisors, Inc. 0.14% of their portfolio FAIRFIELD, IA 629,953630.0k $42.8m $42.8m 0.14% Reduced -30.0k -30,009
36 Blueprint Investment Partners LLC 7.80% of their portfolio GREENSBORO, NC 628,256628.3k $42.7m $42.7m 7.80% Reduced -394.7k -394,683
37 Cerity Partners LLC 0.08% of their portfolio NEW YORK, NY 607,596607.6k $41.3m $41.3m 0.08% Reduced -2.2k -2,224
38 Winch Advisory Services, LLC 10.51% of their portfolio Appleton, WI 584,256584.3k $39.7m $39.7m 10.51% Added +10.6k +10,628
39 VOISARD ASSET MANAGEMENT GROUP, INC. 10.92% of their portfolio Grand Rapids, MI 549,494549.5k $37.4m $37.4m 10.92% Added +138.7k +138,700
40 Jaffetilchin Investment Partners, LLC 2.55% of their portfolio TAMPA, FL 515,968516.0k $35.1m $35.1m 2.55% Reduced -4.1k -4,095
41 Advisors Capital Management, LLC 0.53% of their portfolio RIDGEWOOD, NJ 499,837499.8k $34.0m $34.0m 0.53% Added +120.9k +120,860
42 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 499,820499.8k $34.0m $34.0m 0.01% Reduced -118.5k -118,472
43 Treasure Coast Financial Planning 20.05% of their portfolio VERO BEACH, FL 475,661475.7k $32.3m $32.3m 20.05% Reduced -4.2k -4,242
44 N.E.W. Advisory Services LLC 2.46% of their portfolio DE PERE, WI 473,142473.1k $32.2m $32.2m 2.46% Added +67.1k +67,100
45 VestGen Advisors, LLC 1.41% of their portfolio CHICAGO, IL 456,756456.8k $31.1m $31.1m 1.41% First filing
46 PARK AVENUE SECURITIES LLC 0.37% of their portfolio NEW YORK, NY 447,378447.4k $30.4m $30.4m 0.37% Reduced -2.5k -2,543
47 GM Advisory Group, LLC 1.61% of their portfolio MELVILLE, NY 438,237438.2k $29.8m $29.8m 1.61% Reduced -5.4k -5,398
48 Winthrop Advisory Group LLC 3.47% of their portfolio BOSTON, MA 424,904424.9k $28.9m $28.9m 3.47% Reduced -30.5k -30,548
49 TOWNSQUARE CAPITAL LLC 0.28% of their portfolio Lehi, UT 389,529389.5k $26.5m $26.5m 0.28% Added +367.2k +367,250
50 Jacobi Capital Management LLC 1.94% of their portfolio PITTSTON, PA 387,350387.4k $26.3m $26.3m 1.94% Added +148.5k +148,518
51 Rinkey Investments 8.27% of their portfolio San Diego, CA 383,651383.7k $26.1m $26.1m 8.27% Reduced -9.2k -9,179
52 Portfolio Strategies, Inc. 3.95% of their portfolio MONTVALE, NJ 375,204375.2k $25.5m $25.5m 3.95% Reduced -42.5k -42,517
53 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 375,152375.2k $25.5m $25.5m 0.01% Added +91.9k +91,872
54 Boston Standard Wealth Management, LLC 5.26% of their portfolio WINCHESTER, MA 360,960361.0k $23.9m $23.9m 5.26% Added +13.0k +12,956
55 Equitable Holdings, Inc. 0.23% of their portfolio NEW YORK, NY 353,171353.2k $24.0m $24.0m 0.23% Added +16.5k +16,456
56 Waverly Advisors, LLC 0.29% of their portfolio BIRMINGHAM, AL 351,250351.2k $23.9m $23.9m 0.29% Reduced -3.3k -3,301
57 SigFig Wealth Management, LLC 0.79% of their portfolio SAN FRANCISCO, CA 341,551341.6k $21.8m $21.8m 0.79% Reduced -13.6k -13,602
58 Kingsview Wealth Management, LLC 0.43% of their portfolio GRANTS PASS, OR 338,776338.8k $23.0m $23.0m 0.43% Added +19.7k +19,701
59 Rialto Wealth Management, LLC 7.01% of their portfolio SYRACUSE, NY 328,368328.4k $22.3m $22.3m 7.01% Added +73.2k +73,235
60 Astor Investment Management LLC 11.40% of their portfolio CHICAGO, IL 315,074315.1k $21.4m $21.4m 11.40% Reduced -3.3k -3,328
61 Fox Financial, Inc 19.79% of their portfolio WYOMISSING, PA 309,185309.2k $21.0m $21.0m 19.79% Added +2.7k +2,676
62 Aquire Wealth Advisors, LLC 6.35% of their portfolio Salt Lake City, UT 303,299303.3k $20.6m $20.6m 6.35% Reduced -5.1k -5,141
63 Balefire, LLC 6.93% of their portfolio DALLAS, TX 297,207297.2k $20.2m $20.2m 6.93% Reduced -4.9k -4,852
64 ABOUND FINANCIAL, LLC 10.14% of their portfolio GRANITE BAY, CA 294,699294.7k $20.0m $20.0m 10.14% Added +17.5k +17,508
65 DORVAL Corp 8.47% of their portfolio MAPLE GROVE, MN 291,341291.3k $21.0m $21.0m 8.47% Added +1.2k +1,179
66 AllGen Financial Advisors, Inc. 5.74% of their portfolio ORLANDO, FL 285,342285.3k $19.4m $19.4m 5.74% New
67 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 284,610284.6k $19.4m $19.4m 0.06% Added +101.1k +101,103
68 Callan Capital, LLC 1.41% of their portfolio LA JOLLA, CA 281,017281.0k $19.1m $19.1m 1.41% Reduced -10.2k -10,222
69 MONEY CONCEPTS CAPITAL CORP 1.43% of their portfolio PALM BEACH GARDENS, FL 280,766280.8k $19.1m $19.1m 1.43% Added +7.0k +6,991
70 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 268,286268.3k $18.2m $18.2m 0.00% Added +52.9k +52,857
71 Zhang Financial LLC 0.96% of their portfolio PORTAGE, MI 266,548266.5k $18.1m $18.1m 0.96% Added +74.1k +74,132
72 Annex Advisory Services, LLC 0.51% of their portfolio BROOKFIELD, WI 264,609264.6k $18.0m $18.0m 0.51% Reduced -10.7k -10,735
73 Parallel Advisors, LLC 0.40% of their portfolio SAN FRANCISCO, CA 259,528259.5k $17.7m $17.7m 0.40% Reduced -9.9k -9,948
74 Compass Financial Group, INC/SD 3.33% of their portfolio Sioux Falls, SD 259,065259.1k $17.6m $17.6m 3.33% Reduced -3.0k -3,007
75 Blueprint Financial Advisors LLC 9.53% of their portfolio GREENSBOTO, NC 258,412258.4k $17.6m $17.6m 9.53% First filing
76 Capasso Planning Partners LLC 7.33% of their portfolio CHARLESTON, SC 257,445257.4k $17.5m $17.5m 7.33% Reduced -2.2k -2,196
77 Royal Harbor Partners, LLC 6.52% of their portfolio HOUSTON, TX 247,385247.4k $16.8m $16.8m 6.52% Reduced -314.2k -314,215
78 BIP Wealth, LLC 1.05% of their portfolio ATLANTA, GA 237,082237.1k $16.1m $16.1m 1.05% Added +18.5k +18,512
79 Pure Financial Advisors, LLC 0.33% of their portfolio SAN DIEGO, CA 231,048231.0k $15.7m $15.7m 0.33% Reduced -4.0k -3,957
80 Moloney Securities Asset Management, LLC 1.95% of their portfolio MANCHESTER, MO 212,412212.4k $14.4m $14.4m 1.95% Added +132.7k +132,683
81 Mariner, LLC 0.02% of their portfolio Overland Park, KS 202,949202.9k $13.8m $13.8m 0.02% Reduced -68.7k -68,721
82 Facet Wealth, Inc. 0.35% of their portfolio WEST PALM BEACH, FL 199,805199.8k $13.7m $13.7m 0.35% Added +54.6k +54,613
83 MPWM ADVISORY SOLUTIONS, LLC 9.86% of their portfolio ALPHARETTA, GA 199,721199.7k $13.6m $13.6m 9.86% Added +35.8k +35,751
84 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 199,057199.1k $13.5m $13.5m 0.02% Added +10.2k +10,157
85 Atlas Private Wealth Advisors 1.82% of their portfolio RED BANK, NJ 192,031192.0k $13.1m $13.1m 1.82% Added +158.0k +157,972
86 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 4.98% of their portfolio Phoenix, AZ 191,677191.7k $13.0m $13.0m 4.98% Reduced -1.5k -1,528
87 GREAT LAKES ADVISORS, LLC 0.11% of their portfolio CHICAGO, IL 188,692188.7k $12.8m $12.8m 0.11% Reduced -30.2k -30,248
88 Solano Wealth Investment Advisors LLC 7.73% of their portfolio Fairfield, CA 183,644183.6k $12.5m $12.5m 7.73% Added +9.2k +9,155
89 Principia Wealth Advisory, LLC 11.59% of their portfolio DALLAS, TX 182,023182.0k $12.0m $12.0m 11.59% Added +4.2k +4,230
90 Investment Planning Advisors, Inc. 4.87% of their portfolio CUMMING, GA 176,319176.3k $12.0m $12.0m 4.87% Reduced -6.3k -6,278
91 Snowden Capital Advisors LLC 0.38% of their portfolio New York, NY 172,925172.9k $11.8m $11.8m 0.38% Added +446 +446
92 SENTINEL PENSION ADVISORS, LLC 2.15% of their portfolio WAKEFIELD, MA 172,031172.0k $11.7m $11.7m 2.15% Reduced -425 -425
93 RETIREMENT CAPITAL STRATEGIES 4.56% of their portfolio SAN JOSE, CA 171,650171.7k $11.7m $11.7m 4.56% Reduced -4.4k -4,448
94 IAG Wealth Partners, LLC 1.79% of their portfolio WAUKESHA, WI 169,776169.8k $11.5m $11.5m 1.79% Added +3.6k +3,600
95 Capital Analysts, LLC 0.43% of their portfolio FORT WASHINGTON, PA 169,431169.4k $11.5m $11.5m 0.43% Reduced -17.8k -17,841
96 HBW ADVISORY SERVICES LLC 1.63% of their portfolio SIMI VALLEY, CA 168,859168.9k $11.5m $11.5m 1.63% Added +7.3k +7,292
97 Farther Finance Advisors, LLC 0.29% of their portfolio SAN FRANCISCO, CA 167,333167.3k $11.4m $11.4m 0.29% Added +166.9k +166,869
98 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 162,000162.0k $11.0m $11.0m 0.02% Reduced -65.1k -65,100
99 Arete Wealth Advisors, LLC 0.83% of their portfolio CHICAGO, IL 160,254160.3k $10.9m $10.9m 0.83% Added +8.5k +8,544
100 Balentine LLC 0.44% of their portfolio ATLANTA, GA 154,654154.7k $10.5m $10.5m 0.44% Reduced -1.5k -1,468