Vault-13

SPDR SERIES TRUST SPTM

PORTFOLI S&P1500 · ETP · CUSIP 78464A805

638 institutional holders +51 vs Q3 2024
84,756,13484.8m shares reported held*
$6.3bnreported value*
42 new 219 added 228 reduced 34 sold out net bought ≈ $286.7m (+3.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $74.38. Options: 7 managers hold calls ($48.0m notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 448Q4 22: 482Q1 23: 484Q2 23: 505Q3 23: 509Q4 23: 557Q1 24: 568Q2 24: 567Q3 24: 587Q4 24: 638638Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022448
Q4 2022482
Q1 2023484
Q2 2023505
Q3 2023509
Q4 2023557
Q1 2024568
Q2 2024567
Q3 2024587
Q4 2024638

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 223 bought or addedQ1 23: 214 cut or sold outQ2 23: 236 bought or addedQ2 23: 214 cut or sold outQ2 23Q3 23: 217 bought or addedQ3 23: 233 cut or sold outQ4 23: 236 bought or addedQ4 23: 232 cut or sold outQ4 23Q1 24: 222 bought or addedQ1 24: 281 cut or sold outQ2 24: 230 bought or addedQ2 24: 275 cut or sold outQ2 24Q3 24: 257 bought or addedQ3 24: 239 cut or sold outQ4 24: 261 bought or addedQ4 24: 262 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023223214
Q2 2023236214
Q3 2023217233
Q4 2023236232
Q1 2024222281
Q2 2024230275
Q3 2024257239
Q4 2024261262

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ1 24 calls: $85.3mQ1 24 puts: $6.4kQ1 24P/C 0.00Q2 24 calls: $35.5mQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $127.9mQ3 24 puts: $49.0kQ3 24P/C 0.00Q4 24 calls: $48.0mQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$85.3m$6.4k0.00
Q2 2024$35.5m$00.00
Q3 2024$127.9m$49.0k0.00
Q4 2024$48.0m$00.00

Biggest buyers

Independent Advisor Alliance New +1,457,162+1.5m
Modern Wealth Management, LLC Added +857,587+857.6k
VOISARD ASSET MANAGEMENT GROUP, INC. Added +402,300+402.3k
Kingsview Wealth Management, LLC Added +311,581+311.6k
Blueprint Investment Partners LLC Added +293,653+293.7k
Legacy Private Trust Co. Added +268,853+268.9k
Creative Planning Added +189,852+189.9k
WELLS FARGO & COMPANY/MN Added +171,578+171.6k
Investment Planning Advisors, Inc. Added +152,787+152.8k
TWO SIGMA INVESTMENTS, LP Added +151,000+151.0k

Biggest sellers

Financial Enhancement Group LLC Reduced -634,103-634.1k
LPL Financial LLC Reduced -318,666-318.7k
Portfolio Strategies, Inc. Reduced -145,249-145.2k
JPMORGAN CHASE & CO Reduced -144,647-144.6k
AIFG Consultants Ltd. Reduced -123,406-123.4k
CARY STREET PARTNERS INVESTMENT ADVISORY LLC Sold out -112,114-112.1k
CITADEL ADVISORS LLC Sold out -102,951-103.0k
Jacobi Capital Management LLC Reduced -80,728-80.7k
TUDOR INVESTMENT CORP ET AL Sold out -71,462-71.5k
Rockbridge Investment Management, LCC Reduced -55,003-55.0k

Biggest calls

GARDA CAPITAL PARTNERS LP Unchanged $20.0m353.0k shares
JPMORGAN CHASE & CO Reduced $15.3m270.3k shares
IMC-Chicago, LLC Reduced $7.6m134.2k shares
GROUP ONE TRADING LLC New $3.3m57.9k shares
Maven Securities LTD Added $1.1m18.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $635.7k8.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.24% of their portfolio FORT MILL, SC 8,400,9778.4m $600.1m $600.1m 0.24% Reduced -318.7k -318,666
2 HUNTINGTON NATIONAL BANK 1.77% of their portfolio COLUMBUS, OH 3,472,3813.5m $248.0m $248.0m 1.77% Reduced -38.4k -38,421
3 CWM, LLC 1.00% of their portfolio OMAHA, NE 3,361,3413.4m $240.1m $240.1m 1.00% Reduced -36.1k -36,054
4 Private Advisor Group, LLC 1.22% of their portfolio MORRISTOWN, NJ 3,028,9593.0m $216.4m $216.4m 1.22% Added +80.8k +80,786
5 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 2,664,3602.7m $190.3m $190.3m 0.06% Reduced -5.9k -5,860
6 Valmark Advisers, Inc. 2.79% of their portfolio AKRON, OH 2,515,4142.5m $179.7m $179.7m 2.79% Added +98.2k +98,231
7 Wealthcare Advisory Partners LLC 4.35% of their portfolio WEST CHESTER, PA 2,191,8242.2m $156.6m $156.6m 4.35% Added +43.2k +43,161
8 RFG Advisory, LLC 4.07% of their portfolio BIRMINGHAM, AL 2,013,8722.0m $143.9m $143.9m 4.07% Added +107.5k +107,539
9 Modern Wealth Management, LLC 4.58% of their portfolio KANSAS CITY, MO 1,715,3591.7m $122.5m $122.5m 4.58% Added +857.6k +857,587
10 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.23% of their portfolio PLYMOUTH, MN 1,664,1841.7m $118.9m $118.9m 0.23% Reduced -8.4k -8,374
11 Syntegra Private Wealth Group, LLC 12.43% of their portfolio Chesterfield, MO 1,540,9541.5m $110.1m $110.1m 12.43% Added +37.3k +37,333
12 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,537,1481.5m $109.8m $109.8m 0.03% Added +108.6k +108,566
13 Professional Financial Advisors, LLC 27.91% of their portfolio NORTH PLATTE, NE 1,525,5911.5m $109.0m $109.0m 27.91% Added +20.8k +20,833
14 Hughes Financial Services, LLC 21.95% of their portfolio HERNDON, VA 1,495,4491.5m $106.8m $106.8m 21.95% First filing
15 Shepherd Financial Partners LLC 12.69% of their portfolio WINCHESTER, MA 1,485,9051.5m $106.1m $106.1m 12.69% Added +2.1k +2,141
16 Independent Advisor Alliance 1.38% of their portfolio CHARLOTTE, NC 1,457,1621.5m $104.1m $104.1m 1.38% New
17 OSAIC HOLDINGS, INC. 0.21% of their portfolio SCOTTSDALE, AZ 1,310,8451.3m $93.6m $93.6m 0.21% Reduced -9.0k -9,000
18 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,287,7211.3m $92.0m $92.0m 0.01% Reduced -9.9k -9,873
19 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,182,1781.2m $84.4m $84.4m 0.02% Added +171.6k +171,578
20 Wealthquest Corp 6.47% of their portfolio CINCINNATI, OH 1,112,4081.1m $79.5m $79.5m 6.47% Added +11.1k +11,088
21 Blueprint Investment Partners LLC 11.60% of their portfolio GREENSBORO, NC 1,022,9391.0m $73.1m $73.1m 11.60% Added +293.7k +293,653
22 Allworth Financial LP 0.41% of their portfolio FOLSOM, CA 1,013,5471.0m $75.0m $75.0m 0.41% Added +42.5k +42,477
23 Rockbridge Investment Management, LCC 9.19% of their portfolio Syracuse, NY 1,004,3771.0m $71.7m $71.7m 9.19% Reduced -55.0k -55,003
24 ARS Wealth Advisors Group, LLC 9.87% of their portfolio St. Petersburg, FL 1,004,1971.0m $71.7m $71.7m 9.87% Added +6.1k +6,145
25 Legacy Private Trust Co. 4.17% of their portfolio NEENAH, WI 891,773891.8k $63.7m $63.7m 4.17% Added +268.9k +268,853
26 Keener Financial Planning LLC 36.88% of their portfolio KELLER, TX 874,363874.4k $62.5m $62.5m 36.88% Added +76.6k +76,561
27 Stratos Wealth Partners, LTD. 0.82% of their portfolio BEACHWOOD, OH 812,359812.4k $58.0m $58.0m 0.82% Added +1.4k +1,413
28 Financial Strategies Group, Inc. 12.59% of their portfolio OKEMOS, MI 743,787743.8k $52.6m $52.6m 12.59% Reduced -14.4k -14,447
29 Weitzel Financial Services, Inc. 22.55% of their portfolio DUBUQUE, IA 664,994665.0k $47.8m $47.8m 22.55% Reduced -10.4k -10,360
30 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 661,985662.0k $47.3m $47.3m 0.00% Added +11.8k +11,789
31 Cambridge Investment Research Advisors, Inc. 0.16% of their portfolio FAIRFIELD, IA 659,962660.0k $47.1m $47.1m 0.16% Reduced -30.3k -30,328
32 Rosenberg Matthew Hamilton 11.59% of their portfolio GRAND JUNCTION, CO 624,390624.4k $44.6m $44.6m 11.59% Added +29.5k +29,526
33 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 618,292618.3k $44.2m $44.2m 0.02% First filing
34 Baltimore-Washington Financial Advisors, Inc. 2.27% of their portfolio Columbia, MD 617,506617.5k $44.1m $44.1m 2.27% Added +41.8k +41,752
35 Cerity Partners LLC 0.09% of their portfolio NEW YORK, NY 609,820609.8k $43.6m $43.6m 0.09% Added +21.3k +21,294
36 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 9.30% of their portfolio BERMUDA RUN, NC 604,320604.3k $43.2m $43.2m 9.30% Added +50.2k +50,238
37 Winch Advisory Services, LLC 10.66% of their portfolio Appleton, WI 573,628573.6k $41.0m $41.0m 10.66% Added +9.4k +9,417
38 Royal Harbor Partners, LLC 15.15% of their portfolio HOUSTON, TX 561,600561.6k $40.1m $40.1m 15.15% Reduced -420 -420
39 Jaffetilchin Investment Partners, LLC 2.69% of their portfolio TAMPA, FL 520,063520.1k $37.1m $37.1m 2.69% Added +21.7k +21,745
40 Symphony Financial, Ltd. Co. 5.94% of their portfolio HOUSTON, TX 513,315513.3k $37.8m $37.8m 5.94% Added +1.6k +1,632
41 Treasure Coast Financial Planning 22.58% of their portfolio VERO BEACH, FL 479,903479.9k $34.3m $34.3m 22.58% Reduced -12.5k -12,467
42 Winthrop Advisory Group LLC 3.90% of their portfolio BOSTON, MA 455,452455.5k $32.5m $32.5m 3.90% Reduced -2.6k -2,586
43 PARK AVENUE SECURITIES LLC 0.33% of their portfolio NEW YORK, NY 449,921449.9k $32.1m $32.1m 0.33% Added +2.0k +1,999
44 GM Advisory Group, LLC 1.75% of their portfolio MELVILLE, NY 443,635443.6k $31.7m $31.7m 1.75% Reduced -4.7k -4,655
45 Portfolio Strategies, Inc. 4.23% of their portfolio MONTVALE, NJ 417,721417.7k $29.8m $29.8m 4.23% Reduced -145.2k -145,249
46 VOISARD ASSET MANAGEMENT GROUP, INC. 9.81% of their portfolio Grand Rapids, MI 410,794410.8k $29.3m $29.3m 9.81% Added +402.3k +402,300
47 N.E.W. Advisory Services LLC 2.75% of their portfolio DE PERE, WI 406,042406.0k $29.0m $29.0m 2.75% Added +5.6k +5,626
48 Rinkey Investments 8.98% of their portfolio San Diego, CA 392,830392.8k $28.1m $28.1m 8.98% Reduced -1.6k -1,614
49 Advisors Capital Management, LLC 0.43% of their portfolio RIDGEWOOD, NJ 378,977379.0k $27.1m $27.1m 0.43% Added +36.6k +36,576
50 Geneos Wealth Management Inc. 0.89% of their portfolio ENGLEWOOD, CO 356,647356.6k $25.5m $25.5m 0.89% Added +22.6k +22,592
51 SigFig Wealth Management, LLC 0.81% of their portfolio SAN FRANCISCO, CA 355,153355.2k $22.5m $22.5m 0.81% Reduced -37.2k -37,236
52 Waverly Advisors, LLC 0.39% of their portfolio BIRMINGHAM, AL 354,551354.6k $25.3m $25.3m 0.39% Reduced -10.2k -10,188
53 Boston Standard Wealth Management, LLC 4.83% of their portfolio WINCHESTER, MA 348,004348.0k $24.9m $24.9m 4.83% Reduced -12.7k -12,690
54 Equitable Holdings, Inc. 0.23% of their portfolio NEW YORK, NY 336,715336.7k $24.1m $24.1m 0.23% Added +4.8k +4,771
55 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 330,659330.7k $23.6m $23.6m 0.02% Added +189.9k +189,852
56 Kingsview Wealth Management, LLC 0.44% of their portfolio GRANTS PASS, OR 319,075319.1k $22.8m $22.8m 0.44% Added +311.6k +311,581
57 Astor Investment Management LLC 11.65% of their portfolio CHICAGO, IL 318,402318.4k $22.7m $22.7m 11.65% Added +69.7k +69,717
58 RVW Wealth, LLC 2.11% of their portfolio LOS ANGELES, CA 315,913315.9k $22.6m $22.6m 2.11% Added +7.5k +7,521
59 Aquire Wealth Advisors, LLC 6.82% of their portfolio Salt Lake City, UT 308,440308.4k $22.0m $22.0m 6.82% Reduced -15.7k -15,730
60 Fox Financial, Inc 19.78% of their portfolio WYOMISSING, PA 306,509306.5k $21.9m $21.9m 19.78% Reduced -12.4k -12,417
61 Balefire, LLC 7.36% of their portfolio DALLAS, TX 302,059302.1k $21.5m $21.5m 7.36% Reduced -42.6k -42,595
62 Callan Capital, LLC 1.52% of their portfolio LA JOLLA, CA 291,239291.2k $20.8m $20.8m 1.52% Reduced -7.5k -7,471
63 DORVAL Corp 8.24% of their portfolio MAPLE GROVE, MN 290,162290.2k $20.7m $20.7m 8.24% Added +6.1k +6,074
64 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 283,280283.3k $20.2m $20.2m 0.00% Added +54.8k +54,802
65 ABOUND FINANCIAL, LLC 10.03% of their portfolio GRANITE BAY, CA 277,191277.2k $19.8m $19.8m 10.03% First filing
66 Annex Advisory Services, LLC 0.59% of their portfolio BROOKFIELD, WI 275,344275.3k $19.7m $19.7m 0.59% Reduced -8.0k -7,952
67 MONEY CONCEPTS CAPITAL CORP 1.45% of their portfolio PALM BEACH GARDENS, FL 273,775273.8k $19.6m $19.6m 1.45% Added +938 +938
68 Mariner, LLC 0.03% of their portfolio Overland Park, KS 271,670271.7k $19.4m $19.4m 0.03% Added +3.0k +2,975
69 Parallel Advisors, LLC 0.44% of their portfolio SAN FRANCISCO, CA 269,476269.5k $19.2m $19.2m 0.44% Added +12.5k +12,474
70 Compass Financial Group, INC/SD 3.55% of their portfolio Sioux Falls, SD 262,072262.1k $18.7m $18.7m 3.55% Reduced -3.2k -3,210
71 Capasso Planning Partners LLC 7.41% of their portfolio CHARLESTON, SC 259,641259.6k $18.5m $18.5m 7.41% Reduced -38.5k -38,465
72 Rialto Wealth Management, LLC 6.02% of their portfolio SYRACUSE, NY 255,133255.1k $18.2m $18.2m 6.02% First filing
73 Jacobi Capital Management LLC 1.27% of their portfolio PITTSTON, PA 238,832238.8k $17.1m $17.1m 1.27% Reduced -80.7k -80,728
74 Pure Financial Advisors, LLC 0.38% of their portfolio SAN DIEGO, CA 235,005235.0k $16.8m $16.8m 0.38% Reduced -7.1k -7,109
75 TWO SIGMA INVESTMENTS, LP 0.04% of their portfolio NEW YORK, NY 227,100227.1k $16.2m $16.2m 0.04% Added +151.0k +151,000
76 Bridgewealth Advisory Group, LLC 4.75% of their portfolio Fresno, CA 226,297226.3k $16.8m $16.8m 4.75% Added +32.9k +32,943
77 GREAT LAKES ADVISORS, LLC 0.13% of their portfolio CHICAGO, IL 218,940218.9k $15.6m $15.6m 0.13% Unchanged
78 BIP Wealth, LLC 1.04% of their portfolio ATLANTA, GA 218,570218.6k $15.6m $15.6m 1.04% Reduced -5.7k -5,726
79 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 215,429215.4k $15.4m $15.4m 0.00% Reduced -144.6k -144,647
80 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 4.95% of their portfolio Phoenix, AZ 193,205193.2k $13.8m $13.8m 4.95% Added +4.6k +4,571
81 Zhang Financial LLC 0.79% of their portfolio PORTAGE, MI 192,416192.4k $13.7m $13.7m 0.79% Added +14.4k +14,405
82 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 188,900188.9k $13.5m $13.5m 0.02% Added +6.6k +6,569
83 Capital Analysts, LLC 0.54% of their portfolio FORT WASHINGTON, PA 187,272187.3k $13.4m $13.4m 0.54% Reduced -7.7k -7,747
84 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 183,507183.5k $13.1m $13.1m 0.05% Added +12.2k +12,194
85 Investment Planning Advisors, Inc. 5.70% of their portfolio CUMMING, GA 182,597182.6k $13.0m $13.0m 5.70% Added +152.8k +152,787
86 Spartan Planning & Wealth Management 11.87% of their portfolio GREENSBORO, NC 181,877181.9k $13.0m $13.0m 11.87% First filing
87 Principia Wealth Advisory, LLC 11.93% of their portfolio DALLAS, TX 177,793177.8k $12.7m $12.7m 11.93% First filing
88 RETIREMENT CAPITAL STRATEGIES 4.76% of their portfolio SAN JOSE, CA 176,098176.1k $12.6m $12.6m 4.76% Reduced -2.7k -2,678
89 Solano Wealth Investment Advisors LLC 7.49% of their portfolio Fairfield, CA 174,489174.5k $12.5m $12.5m 7.49% First filing
90 Fourth Dimension Wealth, LLC 6.44% of their portfolio MIDDLEBURG HEIGHTS, OH 172,587172.6k $12.3m $12.3m 6.44% First filing
91 Snowden Capital Advisors LLC 0.38% of their portfolio New York, NY 172,479172.5k $12.3m $12.3m 0.38% Added +4.1k +4,138
92 SENTINEL PENSION ADVISORS, LLC 2.29% of their portfolio WAKEFIELD, MA 172,456172.5k $12.3m $12.3m 2.29% Reduced -2.5k -2,512
93 IAG Wealth Partners, LLC 2.09% of their portfolio WAUKESHA, WI 166,176166.2k $11.9m $11.9m 2.09% Reduced -7.9k -7,874
94 MPWM ADVISORY SOLUTIONS, LLC 8.56% of their portfolio ALPHARETTA, GA 163,970164.0k $11.7m $11.7m 8.56% First filing
95 Ervin Investment Management, LLC 7.49% of their portfolio SEATTLE, WA 162,538162.5k $11.6m $11.6m 7.49% Reduced -4.1k -4,141
96 HBW ADVISORY SERVICES LLC 1.18% of their portfolio SIMI VALLEY, CA 161,567161.6k $11.5m $11.5m 1.18% Added +9.2k +9,174
97 G&S Capital LLC 4.61% of their portfolio DENVER, CO 156,487156.5k $11.2m $11.2m 4.61% Reduced -991 -991
98 Balentine LLC 0.45% of their portfolio ATLANTA, GA 156,122156.1k $11.2m $11.2m 0.45% Added +20 +20
99 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.09% of their portfolio IRVING, TX 155,662155.7k $11.1m $11.1m 0.09% Reduced -8.6k -8,553
100 Arete Wealth Advisors, LLC 0.78% of their portfolio CHICAGO, IL 151,710151.7k $10.9m $10.9m 0.78% Added +3.1k +3,121