Vault-13

SPDR SERIES TRUST SPTM

PORTFOLI S&P1500 · ETP · CUSIP 78464A805

587 institutional holders +20 vs Q2 2024
77,629,18677.6m shares reported held*
$5.7bnreported value*
42 new 215 added 216 reduced 23 sold out net bought ≈ $95.0m (+469.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $73.56. Options: 8 managers hold calls ($127.9m notional), 1 hold puts ($49.0k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 448Q4 22: 482Q1 23: 484Q2 23: 505Q3 23: 509Q4 23: 557Q1 24: 568Q2 24: 567Q3 24: 587587Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022448
Q4 2022482
Q1 2023484
Q2 2023505
Q3 2023509
Q4 2023557
Q1 2024568
Q2 2024567
Q3 2024587

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 206 bought or addedQ4 22: 207 cut or sold outQ1 23: 223 bought or addedQ1 23: 214 cut or sold outQ1 23Q2 23: 236 bought or addedQ2 23: 214 cut or sold outQ3 23: 217 bought or addedQ3 23: 233 cut or sold outQ3 23Q4 23: 236 bought or addedQ4 23: 232 cut or sold outQ1 24: 222 bought or addedQ1 24: 281 cut or sold outQ1 24Q2 24: 230 bought or addedQ2 24: 275 cut or sold outQ3 24: 257 bought or addedQ3 24: 239 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022206207
Q1 2023223214
Q2 2023236214
Q3 2023217233
Q4 2023236232
Q1 2024222281
Q2 2024230275
Q3 2024257239

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ4 23 calls: $109.4mQ4 23 puts: $163.7kQ4 23P/C 0.00Q1 24 calls: $85.3mQ1 24 puts: $6.4kQ1 24P/C 0.00Q2 24 calls: $35.5mQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $127.9mQ3 24 puts: $49.0kQ3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$109.4m$163.7k0.00
Q1 2024$85.3m$6.4k0.00
Q2 2024$35.5m$00.00
Q3 2024$127.9m$49.0k0.00

Biggest buyers

RFG Advisory, LLC Added +630,598+630.6k
Financial Enhancement Group LLC Added +513,287+513.3k
Cambridge Investment Research Advisors, Inc. Added +457,088+457.1k
Winthrop Advisory Group LLC Added +425,329+425.3k
WELLS FARGO & COMPANY/MN Added +289,232+289.2k
ROYAL BANK OF CANADA Added +156,445+156.4k
Raymond James Financial Services Advisors, Inc. Added +149,294+149.3k
Summit Investment Advisory Services, LLC New +129,398+129.4k
Syntegra Private Wealth Group, LLC Added +115,145+115.1k
Stratos Wealth Partners, LTD. Added +110,929+110.9k

Biggest sellers

Strategic Financial Concepts, LLC Reduced -1,059,410-1.1m
Rockbridge Investment Management, LCC Reduced -487,822-487.8k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Sold out -448,840-448.8k
Callan Capital, LLC Reduced -298,153-298.2k
Rinkey Investments Reduced -245,714-245.7k
Blueprint Investment Partners LLC Reduced -241,609-241.6k
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV Reduced -183,374-183.4k
BANK OF MONTREAL /CAN/ Reduced -142,973-143.0k
AMERIPRISE FINANCIAL INC Reduced -89,736-89.7k
WNY Asset Management, LLC Reduced -78,217-78.2k

Biggest calls

Corient Private Wealth LP New $65.7m937.4k shares
JPMORGAN CHASE & CO Added $28.1m440.6k shares
GARDA CAPITAL PARTNERS LP Added $22.5m353.0k shares
IMC-Chicago, LLC Added $9.9m156.1k shares
Maven Securities LTD Reduced $930.3k14.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $742.6k10.6k shares
CITADEL ADVISORS LLC New $84.1k1.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $49.0k700 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.27% of their portfolio FORT MILL, SC 8,719,6438.7m $610.9m $610.9m 0.27% Reduced -65.2k -65,215
2 HUNTINGTON NATIONAL BANK 1.79% of their portfolio COLUMBUS, OH 3,510,8023.5m $246.0m $246.0m 1.79% Added +19.4k +19,446
3 CWM, LLC 1.02% of their portfolio OMAHA, NE 3,397,3953.4m $238.0m $238.0m 1.02% Reduced -50.4k -50,403
4 Private Advisor Group, LLC 1.28% of their portfolio MORRISTOWN, NJ 2,948,1732.9m $206.5m $206.5m 1.28% Reduced -13.4k -13,355
5 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 2,670,2202.7m $187.1m $187.1m 0.06% Added +27.0k +27,041
6 Valmark Advisers, Inc. 2.65% of their portfolio AKRON, OH 2,417,1832.4m $169.3m $169.3m 2.65% Added +91.8k +91,768
7 Wealthcare Advisory Partners LLC 4.29% of their portfolio WEST CHESTER, PA 2,148,6632.1m $150.5m $150.5m 4.29% Reduced -7.1k -7,139
8 RFG Advisory, LLC 4.07% of their portfolio BIRMINGHAM, AL 1,906,3331.9m $133.6m $133.6m 4.07% Added +630.6k +630,598
9 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.25% of their portfolio PLYMOUTH, MN 1,672,5581.7m $117.2m $117.2m 0.25% Reduced -69.4k -69,382
10 Professional Financial Advisors, LLC 27.33% of their portfolio NORTH PLATTE, NE 1,504,7581.5m $105.4m $105.4m 27.33% Added +15.1k +15,058
11 Syntegra Private Wealth Group, LLC 12.17% of their portfolio Chesterfield, MO 1,503,6211.5m $105.3m $105.3m 12.17% Added +115.1k +115,145
12 Shepherd Financial Partners LLC 12.50% of their portfolio WINCHESTER, MA 1,483,7641.5m $104.0m $104.0m 12.50% Added +25.8k +25,825
13 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,428,5821.4m $100.1m $100.1m 0.03% Reduced -89.7k -89,736
14 OSAIC HOLDINGS, INC. 0.21% of their portfolio SCOTTSDALE, AZ 1,319,8451.3m $92.5m $92.5m 0.21% Added +44.2k +44,220
15 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,297,5941.3m $90.9m $90.9m 0.01% Added +80.1k +80,118
16 Wealthquest Corp 6.74% of their portfolio CINCINNATI, OH 1,101,3201.1m $76.5m $76.5m 6.74% Added +57.1k +57,128
17 Rockbridge Investment Management, LCC 9.61% of their portfolio Syracuse, NY 1,059,3801.1m $74.2m $74.2m 9.61% Reduced -487.8k -487,822
18 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,010,6001.0m $70.8m $70.8m 0.02% Added +289.2k +289,232
19 ARS Wealth Advisors Group, LLC 8.59% of their portfolio St. Petersburg, FL 998,052998.1k $69.9m $69.9m 8.59% Reduced -7.7k -7,720
20 Allworth Financial LP 0.41% of their portfolio FOLSOM, CA 971,070971.1k $68.0m $68.0m 0.41% Added +36.2k +36,168
21 Modern Wealth Management, LLC 3.68% of their portfolio KANSAS CITY, MO 857,772857.8k $60.1m $60.1m 3.68% Reduced -28.3k -28,323
22 Stratos Wealth Partners, LTD. 0.82% of their portfolio BEACHWOOD, OH 810,946810.9k $56.8m $56.8m 0.82% Added +110.9k +110,929
23 Keener Financial Planning LLC 36.59% of their portfolio KELLER, TX 797,802797.8k $55.9m $55.9m 36.59% Reduced -24.6k -24,561
24 Financial Strategies Group, Inc. 12.68% of their portfolio OKEMOS, MI 758,234758.2k $54.1m $54.1m 12.68% Reduced -1.8k -1,809
25 Blueprint Investment Partners LLC 9.26% of their portfolio GREENSBORO, NC 729,286729.3k $51.1m $51.1m 9.26% Reduced -241.6k -241,609
26 Cambridge Investment Research Advisors, Inc. 0.16% of their portfolio FAIRFIELD, IA 690,290690.3k $48.4m $48.4m 0.16% Added +457.1k +457,088
27 Weitzel Financial Services, Inc. 22.03% of their portfolio DUBUQUE, IA 675,354675.4k $46.9m $46.9m 22.03% Reduced -5.1k -5,094
28 Financial Enhancement Group LLC 6.53% of their portfolio ANDERSON, IN 667,479667.5k $33.6m $33.6m 6.53% Added +513.3k +513,287
29 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 653,667653.7k $45.8m $45.8m 0.06% Added +149.3k +149,294
30 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 650,196650.2k $45.6m $45.6m 0.00% Added +7.3k +7,257
31 Legacy Private Trust Co. 2.93% of their portfolio NEENAH, WI 622,920622.9k $43.6m $43.6m 2.93% Reduced -13.6k -13,623
32 Rosenberg Matthew Hamilton 10.90% of their portfolio GRAND JUNCTION, CO 594,864594.9k $41.7m $41.7m 10.90% Added +69.5k +69,515
33 Cerity Partners LLC 0.09% of their portfolio NEW YORK, NY 588,526588.5k $41.2m $41.2m 0.09% Added +177 +177
34 Baltimore-Washington Financial Advisors, Inc. 2.17% of their portfolio Columbia, MD 575,754575.8k $40.3m $40.3m 2.17% Added +26.8k +26,816
35 Winch Advisory Services, LLC 10.93% of their portfolio Appleton, WI 564,211564.2k $39.5m $39.5m 10.93% Added +3.7k +3,739
36 Portfolio Strategies, Inc. 5.32% of their portfolio MONTVALE, NJ 562,970563.0k $39.4m $39.4m 5.32% Added +11.3k +11,288
37 Royal Harbor Partners, LLC 15.31% of their portfolio HOUSTON, TX 562,020562.0k $39.4m $39.4m 15.31% Added +7.1k +7,088
38 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 8.72% of their portfolio BERMUDA RUN, NC 554,082554.1k $38.8m $38.8m 8.72% Reduced -183.4k -183,374
39 Symphony Financial, Ltd. Co. 5.90% of their portfolio HOUSTON, TX 511,683511.7k $35.7m $35.7m 5.90% Added +9.7k +9,718
40 Jaffetilchin Investment Partners, LLC 2.65% of their portfolio TAMPA, FL 498,318498.3k $34.9m $34.9m 2.65% Reduced -24.6k -24,646
41 Treasure Coast Financial Planning 21.29% of their portfolio VERO BEACH, FL 492,370492.4k $34.5m $34.5m 21.29% Added +2.3k +2,264
42 Winthrop Advisory Group LLC 3.97% of their portfolio BOSTON, MA 458,038458.0k $32.1m $32.1m 3.97% Added +425.3k +425,329
43 GM Advisory Group, LLC 1.88% of their portfolio MELVILLE, NY 448,290448.3k $31.4m $31.4m 1.88% Reduced -2.2k -2,164
44 PARK AVENUE SECURITIES LLC 0.35% of their portfolio NEW YORK, NY 447,922447.9k $31.4m $31.4m 0.35% Reduced -20.6k -20,637
45 N.E.W. Advisory Services LLC 2.77% of their portfolio DE PERE, WI 400,416400.4k $28.1m $28.1m 2.77% Added +2.1k +2,139
46 Rinkey Investments 8.94% of their portfolio San Diego, CA 394,444394.4k $27.6m $27.6m 8.94% Reduced -245.7k -245,714
47 SigFig Wealth Management, LLC 0.88% of their portfolio SAN FRANCISCO, CA 392,389392.4k $24.2m $24.2m 0.88% Reduced -16.8k -16,768
48 Waverly Advisors, LLC 0.47% of their portfolio BIRMINGHAM, AL 364,739364.7k $25.6m $25.6m 0.47% Reduced -39.0k -39,048
49 Boston Standard Wealth Management, LLC 4.92% of their portfolio WINCHESTER, MA 360,694360.7k $25.3m $25.3m 4.92% Reduced -266 -266
50 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 360,076360.1k $25.2m $25.2m 0.00% Added +45.1k +45,120
51 Balefire, LLC 8.15% of their portfolio DALLAS, TX 344,654344.7k $24.1m $24.1m 8.15% Reduced -64.2k -64,199
52 Advisors Capital Management, LLC 0.39% of their portfolio RIDGEWOOD, NJ 342,401342.4k $24.0m $24.0m 0.39% Reduced -38.8k -38,803
53 Geneos Wealth Management Inc. 0.89% of their portfolio ENGLEWOOD, CO 334,055334.1k $23.4m $23.4m 0.89% Added +12.0k +11,962
54 Equitable Holdings, Inc. 0.23% of their portfolio NEW YORK, NY 331,944331.9k $23.3m $23.3m 0.23% Added +21.2k +21,217
55 Aquire Wealth Advisors, LLC 7.13% of their portfolio Salt Lake City, UT 324,170324.2k $22.7m $22.7m 7.13% Reduced -5.3k -5,330
56 Jacobi Capital Management LLC 1.69% of their portfolio PITTSTON, PA 319,560319.6k $22.4m $22.4m 1.69% Added +7.4k +7,412
57 Fox Financial, Inc 19.48% of their portfolio WYOMISSING, PA 318,926318.9k $22.3m $22.3m 19.48% Added +1.4k +1,446
58 RVW Wealth, LLC 2.01% of their portfolio LOS ANGELES, CA 308,392308.4k $21.6m $21.6m 2.01% Reduced -9.9k -9,854
59 Callan Capital, LLC 1.46% of their portfolio LA JOLLA, CA 298,710298.7k $20.9m $20.9m 1.46% Reduced -298.2k -298,153
60 Capasso Planning Partners LLC 6.16% of their portfolio CHARLESTON, SC 298,106298.1k $20.9m $20.9m 6.16% Added +9.3k +9,284
61 DORVAL Corp 8.04% of their portfolio MAPLE GROVE, MN 284,088284.1k $19.6m $19.6m 8.04% Reduced -25.0k -25,004
62 Annex Advisory Services, LLC 0.63% of their portfolio BROOKFIELD, WI 283,296283.3k $19.8m $19.8m 0.63% Reduced -5.4k -5,373
63 MONEY CONCEPTS CAPITAL CORP 1.45% of their portfolio PALM BEACH GARDENS, FL 272,837272.8k $19.1m $19.1m 1.45% Reduced -6.3k -6,333
64 Mariner, LLC 0.03% of their portfolio Overland Park, KS 268,695268.7k $18.8m $18.8m 0.03% Added +30.6k +30,621
65 Compass Financial Group, INC/SD 3.65% of their portfolio Sioux Falls, SD 265,282265.3k $18.6m $18.6m 3.65% Reduced -5.0k -5,026
66 Parallel Advisors, LLC 0.42% of their portfolio SAN FRANCISCO, CA 257,002257.0k $18.0m $18.0m 0.42% Reduced -1.8k -1,809
67 Astor Investment Management LLC 8.34% of their portfolio CHICAGO, IL 248,685248.7k $17.4m $17.4m 8.34% Added +110.2k +110,228
68 Pure Financial Advisors, LLC 0.41% of their portfolio SAN DIEGO, CA 242,114242.1k $17.0m $17.0m 0.41% Reduced -4.0k -4,027
69 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 228,478228.5k $16.0m $16.0m 0.00% Added +156.4k +156,445
70 BIP Wealth, LLC 1.07% of their portfolio ATLANTA, GA 224,296224.3k $15.7m $15.7m 1.07% Added +28.2k +28,243
71 GREAT LAKES ADVISORS, LLC 0.13% of their portfolio CHICAGO, IL 218,940218.9k $15.3m $15.3m 0.13% Reduced -2.3k -2,254
72 Capital Analysts, LLC 0.56% of their portfolio FORT WASHINGTON, PA 195,019195.0k $13.7m $13.7m 0.56% Added +60.9k +60,854
73 Bridgewealth Advisory Group, LLC 4.92% of their portfolio Fresno, CA 193,354193.4k $13.5m $13.5m 4.92% Added +13.3k +13,269
74 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 5.26% of their portfolio Phoenix, AZ 188,634188.6k $13.2m $13.2m 5.26% Added +4.0k +3,976
75 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 182,331182.3k $12.8m $12.8m 0.02% Added +63.7k +63,688
76 RETIREMENT CAPITAL STRATEGIES 4.90% of their portfolio SAN JOSE, CA 178,776178.8k $12.5m $12.5m 4.90% Reduced -4.3k -4,313
77 Zhang Financial LLC 0.79% of their portfolio PORTAGE, MI 178,011178.0k $12.5m $12.5m 0.79% Added +26.7k +26,740
78 AIFG Consultants Ltd. 9.36% of their portfolio HALFMOON, NY 175,874175.9k $12.3m $12.3m 9.36% Reduced -19.8k -19,838
79 SENTINEL PENSION ADVISORS, LLC 2.36% of their portfolio WAKEFIELD, MA 174,968175.0k $12.3m $12.3m 2.36% Reduced -1.8k -1,799
80 IAG Wealth Partners, LLC 2.25% of their portfolio WAUKESHA, WI 174,050174.1k $12.2m $12.2m 2.25% Reduced -9.7k -9,664
81 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 172,096172.1k $12.1m $12.1m 0.00% Reduced -41.3k -41,282
82 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 171,313171.3k $12.0m $12.0m 0.04% Reduced -11.1k -11,106
83 Snowden Capital Advisors LLC 0.35% of their portfolio New York, NY 168,341168.3k $11.8m $11.8m 0.35% Reduced -1.3k -1,289
84 Ervin Investment Management, LLC 7.49% of their portfolio SEATTLE, WA 166,679166.7k $11.7m $11.7m 7.49% Added +1.2k +1,167
85 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.09% of their portfolio IRVING, TX 164,215164.2k $11.5m $11.5m 0.09% Reduced -8.7k -8,728
86 Facet Wealth, Inc. 0.32% of their portfolio WEST PALM BEACH, FL 163,527163.5k $11.4m $11.4m 0.32% Added +1.8k +1,789
87 G&S Capital LLC 4.63% of their portfolio DENVER, CO 157,478157.5k $11.0m $11.0m 4.63% Added +541 +541
88 Balentine LLC 0.43% of their portfolio ATLANTA, GA 156,102156.1k $10.9m $10.9m 0.43% Added +330 +330
89 BEACON FINANCIAL GROUP 1.16% of their portfolio DALLAS, TX 153,600153.6k $10.8m $10.8m 1.16% Reduced -1.5k -1,511
90 HBW ADVISORY SERVICES LLC 1.56% of their portfolio SIMI VALLEY, CA 152,393152.4k $10.7m $10.7m 1.56% Added +375 +375
91 Investors Research Corp 2.33% of their portfolio ATLANTA, GA 152,279152.3k $10.7m $10.7m 2.33% Reduced -442 -442
92 Evensky & Katz LLC 0.69% of their portfolio CORAL GABLES, FL 151,975152.0k $10.6m $10.6m 0.69% Reduced -3.7k -3,702
93 Freedom Day Solutions, LLC 3.25% of their portfolio HOUSTON, TX 149,069149.1k $10.4m $10.4m 3.25% Added +3.1k +3,083
94 Arete Wealth Advisors, LLC 0.89% of their portfolio CHICAGO, IL 148,589148.6k $10.4m $10.4m 0.89% Added +2.3k +2,254
95 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 140,807140.8k $9.9m $9.9m 0.01% Reduced -2.4k -2,376
96 Larson Financial Group LLC 0.56% of their portfolio ST LOUIS, MO 139,663139.7k $9.8m $9.8m 0.56% Reduced -8.3k -8,259
97 IRON Financial LLC 5.10% of their portfolio NORTHBROOK, IL 133,868133.9k $9.4m $9.4m 5.10% Reduced -1.8k -1,802
98 Perennial Investment Advisors, LLC 1.19% of their portfolio Los Angeles, CA 130,553130.6k $9.1m $9.1m 1.19% Added +8.3k +8,340
99 Summit Investment Advisory Services, LLC 4.81% of their portfolio ROSEVILLE, MN 129,398129.4k $9.1m $9.1m 4.81% New
100 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 127,610127.6k $8.9m $8.9m 0.01% Reduced -61.6k -61,557