Vault-13

SPDR SERIES TRUST SPTM

PORTFOLI S&P1500 · ETP · CUSIP 78464A805

568 institutional holders +11 vs Q4 2023
78,433,42478.4m shares reported held*
$5.3bnreported value*
51 new 171 added 247 reduced 34 sold out net bought ≈ $116.3m (-1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $67.09. Options: 8 managers hold calls ($85.3m notional), 1 hold puts ($6.4k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 448Q4 22: 482Q1 23: 484Q2 23: 505Q3 23: 509Q4 23: 557Q1 24: 568568Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022448
Q4 2022482
Q1 2023484
Q2 2023505
Q3 2023509
Q4 2023557
Q1 2024568

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 206 bought or addedQ4 22: 207 cut or sold outQ4 22Q1 23: 223 bought or addedQ1 23: 214 cut or sold outQ1 23Q2 23: 236 bought or addedQ2 23: 214 cut or sold outQ2 23Q3 23: 217 bought or addedQ3 23: 233 cut or sold outQ3 23Q4 23: 236 bought or addedQ4 23: 232 cut or sold outQ4 23Q1 24: 222 bought or addedQ1 24: 281 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022206207
Q1 2023223214
Q2 2023236214
Q3 2023217233
Q4 2023236232
Q1 2024222281

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ2 23 calls: $31.9mQ2 23 puts: $76.2kQ2 23P/C 0.00Q3 23 calls: $24.0mQ3 23 puts: $65.0kQ3 23P/C 0.00Q4 23 calls: $109.4mQ4 23 puts: $163.7kQ4 23P/C 0.00Q1 24 calls: $85.3mQ1 24 puts: $6.4kQ1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$31.9m$76.2k0.00
Q3 2023$24.0m$65.0k0.00
Q4 2023$109.4m$163.7k0.00
Q1 2024$85.3m$6.4k0.00

Biggest buyers

HUNTINGTON NATIONAL BANK New +3,674,085+3.7m
ENVESTNET ASSET MANAGEMENT INC Added +1,775,492+1.8m
MORGAN STANLEY Added +1,211,628+1.2m
AMERIPRISE FINANCIAL INC Added +912,834+912.8k
Waverly Advisors, LLC New +405,557+405.6k
CWM, LLC Added +342,595+342.6k
Callan Capital, LLC Added +267,689+267.7k
Professional Financial Advisors, LLC Added +203,145+203.1k
BANK OF AMERICA CORP /DE/ Added +146,328+146.3k
Baltimore-Washington Financial Advisors, Inc. Added +121,042+121.0k

Biggest sellers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -2,556,772-2.6m
Financial Gravity Asset Management, Inc. Reduced -727,427-727.4k
SPC Financial, Inc. Reduced -621,511-621.5k
Winthrop Advisory Group LLC Reduced -431,628-431.6k
GOLDMAN SACHS GROUP INC Reduced -403,609-403.6k
WELLS FARGO & COMPANY/MN Reduced -352,610-352.6k
Stratos Wealth Partners, LTD. Reduced -343,394-343.4k
LPL Financial LLC Reduced -342,012-342.0k
Astor Investment Management LLC Reduced -210,913-210.9k
AE Wealth Management LLC Reduced -194,134-194.1k

Biggest calls

JPMORGAN CHASE & CO Reduced $47.6m790.4k shares
GARDA CAPITAL PARTNERS LP Added $12.9m213.5k shares
JANE STREET GROUP, LLC Reduced $10.9m180.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $8.0m125.2k shares
IMC-Chicago, LLC Reduced $5.5m91.9k shares
CITADEL ADVISORS LLC Added $333.6k5.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $0100 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $6.4k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.29% of their portfolio FORT MILL, SC 8,429,8808.4m $540.8m $540.8m 0.29% Reduced -342.0k -342,012
2 HUNTINGTON NATIONAL BANK 1.90% of their portfolio COLUMBUS, OH 3,674,0853.7m $235.7m $235.7m 1.90% New
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,557,3643.6m $228.2m $228.2m 0.01% Added +1.2m +1,211,628
4 CWM, LLC 1.02% of their portfolio OMAHA, NE 3,279,2243.3m $210.4m $210.4m 1.02% Added +342.6k +342,595
5 Private Advisor Group, LLC 1.38% of their portfolio MORRISTOWN, NJ 3,003,3163.0m $192.7m $192.7m 1.38% Added +2.8k +2,806
6 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 2,791,4152.8m $179.1m $179.1m 0.07% Added +1.8m +1,775,492
7 Valmark Advisers, Inc. 2.64% of their portfolio AKRON, OH 2,359,6872.4m $151.4m $151.4m 2.64% Added +70.1k +70,129
8 Wealthcare Advisory Partners LLC 4.44% of their portfolio WEST CHESTER, PA 2,113,0762.1m $135.6m $135.6m 4.44% Added +29.0k +28,977
9 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.32% of their portfolio PLYMOUTH, MN 1,946,2911.9m $124.9m $124.9m 0.32% Reduced -2.6m -2,556,772
10 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,579,5661.6m $101.4m $101.4m 0.03% Added +912.8k +912,834
11 Rockbridge Investment Management, LCC 14.26% of their portfolio Syracuse, NY 1,516,8501.5m $97.3m $97.3m 14.26% Added +51.3k +51,328
12 Professional Financial Advisors, LLC 27.03% of their portfolio NORTH PLATTE, NE 1,472,5011.5m $94.5m $94.5m 27.03% Added +203.1k +203,145
13 Shepherd Financial Partners LLC 12.29% of their portfolio WINCHESTER, MA 1,463,6191.5m $93.9m $93.9m 12.29% Added +9.9k +9,865
14 Syntegra Private Wealth Group, LLC 11.09% of their portfolio Chesterfield, MO 1,339,0601.3m $85.9m $85.9m 11.09% Added +34.6k +34,641
15 OSAIC HOLDINGS, INC. 0.18% of their portfolio SCOTTSDALE, AZ 1,276,2571.3m $81.9m $81.9m 0.18% Reduced -49.1k -49,082
16 RFG Advisory, LLC 2.73% of their portfolio BIRMINGHAM, AL 1,250,6901.3m $80.2m $80.2m 2.73% Added +32.8k +32,822
17 ARS Wealth Advisors Group, LLC 8.60% of their portfolio St. Petersburg, FL 993,069993.1k $63.7m $63.7m 8.60% Added +109.2k +109,246
18 Wealthquest Corp 6.75% of their portfolio CINCINNATI, OH 981,855981.9k $63.0m $63.0m 6.75% Added +42.2k +42,158
19 Allworth Financial LP 0.40% of their portfolio FOLSOM, CA 884,590884.6k $56.7m $56.7m 0.40% Added +22.4k +22,449
20 Keener Financial Planning LLC 34.70% of their portfolio KELLER, TX 786,504786.5k $50.5m $50.5m 34.70% Added +34.9k +34,873
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 782,181782.2k $50.2m $50.2m 0.00% Added +146.3k +146,328
22 Financial Strategies Group, Inc. 13.33% of their portfolio OKEMOS, MI 779,256779.3k $49.6m $49.6m 13.33% Reduced -107.8k -107,805
23 Blueprint Investment Partners LLC 9.73% of their portfolio GREENSBORO, NC 767,440767.4k $49.2m $49.2m 9.73% Reduced -107.0k -106,981
24 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 723,424723.4k $46.4m $46.4m 0.01% Reduced -352.6k -352,610
25 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 12.07% of their portfolio BERMUDA RUN, NC 704,824704.8k $45.2m $45.2m 12.07% Reduced -14.6k -14,627
26 Stratos Wealth Partners, LTD. 0.74% of their portfolio BEACHWOOD, OH 693,766693.8k $44.5m $44.5m 0.74% Reduced -343.4k -343,394
27 Weitzel Financial Services, Inc. 22.10% of their portfolio DUBUQUE, IA 684,366684.4k $43.8m $43.8m 22.10% Reduced -488 -488
28 Rinkey Investments 14.68% of their portfolio San Diego, CA 627,955628.0k $40.3m $40.3m 14.68% Reduced -5.1k -5,148
29 Callan Capital, LLC 1.70% of their portfolio LA JOLLA, CA 600,737600.7k $38.5m $38.5m 1.70% Added +267.7k +267,689
30 Cerity Partners LLC 0.10% of their portfolio NEW YORK, NY 597,829597.8k $38.4m $38.4m 0.10% Reduced -2.0k -2,036
31 Rosenberg Matthew Hamilton 10.59% of their portfolio GRAND JUNCTION, CO 572,596572.6k $36.7m $36.7m 10.59% Added +4.9k +4,862
32 Royal Harbor Partners, LLC 15.74% of their portfolio HOUSTON, TX 563,074563.1k $36.1m $36.1m 15.74% Reduced -124.9k -124,936
33 Modern Wealth Management, LLC 3.33% of their portfolio KANSAS CITY, MO 559,021559.0k $35.9m $35.9m 3.33% Added +30.9k +30,919
34 Winch Advisory Services, LLC 10.78% of their portfolio Appleton, WI 550,351550.4k $35.3m $35.3m 10.78% Added +24.0k +24,001
35 Portfolio Strategies, Inc. 2.39% of their portfolio MONTVALE, NJ 547,436547.4k $35.1m $35.1m 2.39% Reduced -3.8k -3,821
36 Jaffetilchin Investment Partners, LLC 2.96% of their portfolio TAMPA, FL 514,272514.3k $33.0m $33.0m 2.96% Added +80.5k +80,485
37 Treasure Coast Financial Planning 21.41% of their portfolio VERO BEACH, FL 510,481510.5k $32.7m $32.7m 21.41% Reduced -18.2k -18,208
38 Baltimore-Washington Financial Advisors, Inc. 2.02% of their portfolio Columbia, MD 506,435506.4k $32.5m $32.5m 2.02% Added +121.0k +121,042
39 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 499,858499.9k $32.1m $32.1m 0.01% Reduced -88.3k -88,340
40 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 496,576496.6k $31.9m $31.9m 0.05% Reduced -125.9k -125,920
41 PARK AVENUE SECURITIES LLC 0.41% of their portfolio NEW YORK, NY 492,899492.9k $31.6m $31.6m 0.41% Reduced -64.3k -64,252
42 Symphony Financial, Ltd. Co. 7.17% of their portfolio HOUSTON, TX 479,842479.8k $30.8m $30.8m 7.17% Added +25.5k +25,507
43 GM Advisory Group, LLC 2.04% of their portfolio MELVILLE, NY 452,643452.6k $29.0m $29.0m 2.04% Reduced -2.6k -2,560
44 SigFig Wealth Management, LLC 0.95% of their portfolio SAN FRANCISCO, CA 443,662443.7k $25.9m $25.9m 0.95% Reduced -37.3k -37,333
45 Balefire, LLC 9.63% of their portfolio DALLAS, TX 416,204416.2k $26.7m $26.7m 9.63% Reduced -79.4k -79,407
46 Waverly Advisors, LLC 0.61% of their portfolio BIRMINGHAM, AL 405,557405.6k $26.0m $26.0m 0.61% New
47 N.E.W. Advisory Services LLC 2.75% of their portfolio DE PERE, WI 386,398386.4k $24.8m $24.8m 2.75% Reduced -18.6k -18,555
48 Boston Standard Wealth Management, LLC 5.25% of their portfolio WINCHESTER, MA 361,445361.4k $23.2m $23.2m 5.25% Added +19.8k +19,827
49 Cambridge Investment Research Advisors, Inc. 0.09% of their portfolio FAIRFIELD, IA 353,735353.7k $22.7m $22.7m 0.09% Reduced -164.5k -164,549
50 Aquire Wealth Advisors, LLC 7.63% of their portfolio Salt Lake City, UT 340,208340.2k $21.8m $21.8m 7.63% Reduced -5.1k -5,105
51 RVW Wealth, LLC 2.19% of their portfolio LOS ANGELES, CA 331,629331.6k $21.3m $21.3m 2.19% Reduced -6.9k -6,897
52 Legacy Private Trust Co. 1.53% of their portfolio NEENAH, WI 325,724325.7k $20.9m $20.9m 1.53% Added +1.1k +1,133
53 Fox Financial, Inc 18.92% of their portfolio WYOMISSING, PA 325,628325.6k $20.9m $20.9m 18.92% Reduced -4.9k -4,938
54 Advisors Capital Management, LLC 0.38% of their portfolio RIDGEWOOD, NJ 319,543319.5k $20.5m $20.5m 0.38% Added +65.3k +65,251
55 Capasso Planning Partners LLC 8.31% of their portfolio CHARLESTON, SC 312,616312.6k $20.1m $20.1m 8.31% Added +13.6k +13,575
56 DORVAL Corp 8.86% of their portfolio MAPLE GROVE, MN 307,126307.1k $19.1m $19.1m 8.86% Reduced -2.9k -2,943
57 Geneos Wealth Management Inc. 0.89% of their portfolio ENGLEWOOD, CO 301,974302.0k $19.4m $19.4m 0.89% Added +12.0k +12,035
58 Equitable Holdings, Inc. 0.22% of their portfolio NEW YORK, NY 300,845300.8k $19.3m $19.3m 0.22% Added +21.2k +21,220
59 Annex Advisory Services, LLC 0.67% of their portfolio BROOKFIELD, WI 292,287292.3k $18.8m $18.8m 0.67% Reduced -6.3k -6,251
60 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 289,658289.7k $18.6m $18.6m 0.00% Added +14.1k +14,064
61 MONEY CONCEPTS CAPITAL CORP 1.69% of their portfolio PALM BEACH GARDENS, FL 285,577285.6k $18.3m $18.3m 1.69% Reduced -45.1k -45,087
62 Compass Financial Group, INC/SD 4.11% of their portfolio Sioux Falls, SD 276,260276.3k $17.7m $17.7m 4.11% Reduced -7.1k -7,115
63 Parallel Advisors, LLC 0.47% of their portfolio SAN FRANCISCO, CA 272,941272.9k $17.5m $17.5m 0.47% Reduced -11.7k -11,697
64 GREAT LAKES ADVISORS, LLC 0.15% of their portfolio CHICAGO, IL 269,153269.2k $17.3m $17.3m 0.15% Reduced -505 -505
65 Pure Financial Advisors, LLC 0.51% of their portfolio SAN DIEGO, CA 253,557253.6k $16.3m $16.3m 0.51% Reduced -8.0k -7,957
66 Jacobi Capital Management LLC 1.43% of their portfolio PITTSTON, PA 240,971241.0k $15.5m $15.5m 1.43% Reduced -5.5k -5,472
67 BIP Wealth, LLC 1.12% of their portfolio ATLANTA, GA 237,945237.9k $15.3m $15.3m 1.12% Reduced -10.4k -10,384
68 Mariner, LLC 0.03% of their portfolio Overland Park, KS 235,785235.8k $15.1m $15.1m 0.03% Added +40.2k +40,209
69 AIFG Consultants Ltd. 9.94% of their portfolio HALFMOON, NY 215,079215.1k $13.8m $13.8m 9.94% Added +3.3k +3,301
70 Facet Wealth, Inc. 0.42% of their portfolio WEST PALM BEACH, FL 196,503196.5k $12.4m $12.4m 0.42% Added +2.7k +2,677
71 Dogwood Wealth Management LLC 8.47% of their portfolio LENEXA, KS 195,369195.4k $12.5m $12.5m 8.47% Added +4.8k +4,829
72 Solano Wealth Management, Inc. 7.02% of their portfolio Fairfield, CA 195,081195.1k $12.5m $12.5m 7.02% Added +12.5k +12,512
73 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 194,650194.7k $12.5m $12.5m 0.02% Reduced -2.7k -2,696
74 IAG Wealth Partners, LLC 2.60% of their portfolio WAUKESHA, WI 188,914188.9k $12.1m $12.1m 2.60% Reduced -6.9k -6,899
75 RETIREMENT CAPITAL STRATEGIES 4.93% of their portfolio SAN JOSE, CA 188,132188.1k $12.1m $12.1m 4.93% Reduced -66.8k -66,790
76 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 187,700187.7k $12.0m $12.0m 0.00% Reduced -403.6k -403,609
77 Foundations Investment Advisors, LLC 0.31% of their portfolio PHOENIX, AZ 183,744183.7k $11.8m $11.8m 0.31% Added +12.8k +12,791
78 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.10% of their portfolio IRVING, TX 182,568182.6k $11.7m $11.7m 0.10% Reduced -24.8k -24,827
79 Treynor Bancshares, Inc. 6.77% of their portfolio TREYNOR, IA 181,785181.8k $11.7m $11.7m 6.77% Added +871 +871
80 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 5.41% of their portfolio Phoenix, AZ 177,921177.9k $11.4m $11.4m 5.41% Added +667 +667
81 SENTINEL PENSION ADVISORS, LLC 2.44% of their portfolio WAKEFIELD, MA 177,617177.6k $11.4m $11.4m 2.44% Reduced -5.4k -5,411
82 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 176,907176.9k $11.3m $11.3m 0.05% Reduced -10.5k -10,482
83 Snowden Capital Advisors LLC 0.33% of their portfolio New York, NY 166,203166.2k $10.7m $10.7m 0.33% Reduced -125.7k -125,739
84 Bridgewealth Advisory Group, LLC 5.22% of their portfolio Fresno, CA 166,133166.1k $10.7m $10.7m 5.22% Reduced -9.4k -9,445
85 Ervin Investment Management, LLC 7.46% of their portfolio SEATTLE, WA 166,078166.1k $10.7m $10.7m 7.46% Added +374 +374
86 Financial Enhancement Group LLC 1.68% of their portfolio ANDERSON, IN 163,825163.8k $10.2m $10.2m 1.68% Added +102 +102
87 Balentine LLC 0.31% of their portfolio ATLANTA, GA 163,664163.7k $10.5m $10.5m 0.31% Reduced -140.1k -140,087
88 Astor Investment Management LLC 4.16% of their portfolio CHICAGO, IL 163,235163.2k $10.5m $10.5m 4.16% Reduced -210.9k -210,913
89 Evensky & Katz LLC 0.74% of their portfolio CORAL GABLES, FL 162,476162.5k $10.4m $10.4m 0.74% Reduced -5.8k -5,822
90 BEACON FINANCIAL GROUP 1.18% of their portfolio DALLAS, TX 159,893159.9k $10.3m $10.3m 1.18% Reduced -11.5k -11,476
91 Larson Financial Group LLC 0.77% of their portfolio ST LOUIS, MO 154,663154.7k $9.9m $9.9m 0.77% Reduced -9.6k -9,645
92 Investors Research Corp 2.31% of their portfolio ATLANTA, GA 154,046154.0k $9.9m $9.9m 2.31% Reduced -5.7k -5,715
93 G&S Capital LLC 4.30% of their portfolio DENVER, CO 150,388150.4k $9.6m $9.6m 4.30% Added +9.3k +9,339
94 IRON Financial LLC 5.26% of their portfolio NORTHBROOK, IL 147,141147.1k $9.4m $9.4m 5.26% Reduced -3.6k -3,613
95 Arete Wealth Advisors, LLC 0.86% of their portfolio CHICAGO, IL 144,985145.0k $9.3m $9.3m 0.86% Added +4.5k +4,527
96 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 144,102144.1k $9.2m $9.2m 0.01% Added +936 +936
97 Zhang Financial LLC 0.64% of their portfolio PORTAGE, MI 135,559135.6k $8.7m $8.7m 0.64% Added +67.3k +67,295
98 Integrated Wealth Concepts LLC 0.12% of their portfolio WALTHAM, MA 132,703132.7k $8.5m $8.5m 0.12% Reduced -46.8k -46,763
99 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 131,805131.8k $8.5m $8.5m 0.01% Reduced -7.6k -7,595
100 Freedom Day Solutions, LLC 2.98% of their portfolio HOUSTON, TX 131,002131.0k $8.4m $8.4m 2.98% Reduced -1.8k -1,819