Vault-13

SPDR SERIES TRUST SPTM

PORTFOLI S&P1500 · ETP · CUSIP 78464A805

484 institutional holders +2 vs Q4 2022
68,225,62068.2m shares reported held*
$3.4bnreported value*
38 new 185 added 181 reduced 33 sold out net bought ≈ $28.1m (+690.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.36. Options: 8 managers hold calls ($19.4m notional), 3 hold puts ($358.1k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 448Q4 22: 482Q1 23: 484484Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022448
Q4 2022482
Q1 2023484

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 206 bought or addedQ4 22: 207 cut or sold outQ4 22Q1 23: 223 bought or addedQ1 23: 214 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022206207
Q1 2023223214

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 22 calls: $32.5mQ3 22 puts: $222.0kQ3 22P/C 0.01Q4 22 calls: $30.6mQ4 22 puts: $520.2kQ4 22P/C 0.02Q1 23 calls: $19.4mQ1 23 puts: $358.1kQ1 23P/C 0.02
Numbers
QuarterCallsPutsP/C
Q3 2022$32.5m$222.0k0.01
Q4 2022$30.6m$520.2k0.02
Q1 2023$19.4m$358.1k0.02

Biggest buyers

WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV New +821,658+821.7k
WELLS FARGO & COMPANY/MN Added +356,542+356.5k
WORLD EQUITY GROUP, INC. Added +275,654+275.7k
MORGAN STANLEY Added +243,766+243.8k
Astor Investment Management LLC Added +224,112+224.1k
ENVESTNET ASSET MANAGEMENT INC Added +206,988+207.0k
LPL Financial LLC Added +189,638+189.6k
Perennial Investment Advisors, LLC New +189,559+189.6k
Wealthquest Corp Added +177,003+177.0k
AE Wealth Management LLC Added +168,247+168.2k

Biggest sellers

SigFig Wealth Management, LLC Sold out -625,399-625.4k
Per Stirling Capital Management, LLC. Sold out -438,088-438.1k
Ford Financial Group, LLC Reduced -263,766-263.8k
BANK HAPOALIM BM Sold out -238,892-238.9k
MONEY CONCEPTS CAPITAL CORP Reduced -229,893-229.9k
AMERIPRISE FINANCIAL INC Reduced -198,793-198.8k
SFMG, LLC Reduced -196,242-196.2k
Tillar-Wenstrup Advisors, LLC Sold out -187,744-187.7k
Stratos Wealth Partners, LTD. Reduced -179,712-179.7k
GM Advisory Group, LLC Reduced -145,200-145.2k

Biggest calls

JANE STREET GROUP, LLC Reduced $11.1m208.9k shares
IMC-Chicago, LLC Added $4.8m91.2k shares
Belvedere Trading LLC New $2.4m48.5k shares
CITADEL ADVISORS LLC Reduced $620.3k12.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $358.1k7.1k shares
JPMORGAN CHASE & CO Reduced $16.0k300 shares
Cutler Group LLC / CA Reduced $9.0k2.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $353.0k7.0k shares
CITADEL ADVISORS LLC Reduced $5.0k100 shares
Cutler Group LLC / CA New $0200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.28% of their portfolio FORT MILL, SC 6,999,6327.0m $353.0m $353.0m 0.28% Added +189.6k +189,638
2 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 1.91% of their portfolio PLYMOUTH, MN 3,255,9723.3m $164.2m $164.2m 1.91% Added +55.1k +55,104
3 Wealthcare Advisory Partners LLC 5.09% of their portfolio WEST CHESTER, PA 2,347,0432.3m $118.4m $118.4m 5.09% Added +126.7k +126,681
4 Private Advisor Group, LLC 1.13% of their portfolio MORRISTOWN, NJ 2,342,5012.3m $118.1m $118.1m 1.13% Added +140.7k +140,695
5 Valmark Advisers, Inc. 2.24% of their portfolio AKRON, OH 2,059,4732.1m $103.9m $103.9m 2.24% Added +91.4k +91,430
6 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,885,5281.9m $95.1m $95.1m 0.01% Added +243.8k +243,766
7 CWM, LLC 0.57% of their portfolio OMAHA, NE 1,662,4501.7m $83.8m $83.8m 0.57% Added +108.1k +108,090
8 Shepherd Financial Partners LLC 12.39% of their portfolio WINCHESTER, MA 1,469,2921.5m $74.1m $74.1m 12.39% Added +32.4k +32,440
9 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,415,1761.4m $71.4m $71.4m 0.03% Added +207.0k +206,988
10 Rockbridge Investment Management, LCC 12.63% of their portfolio Syracuse, NY 1,359,1911.4m $68.5m $68.5m 12.63% Added +70.2k +70,150
11 OSAIC HOLDINGS, INC. 0.12% of their portfolio SCOTTSDALE, AZ 1,229,7621.2m $62.0m $62.0m 0.12% Added +56.6k +56,649
12 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.61% of their portfolio OMAHA, NE 1,179,6761.2m $59.5m $59.5m 0.61% Reduced -64.1k -64,120
13 Professional Financial Advisors, LLC 35.32% of their portfolio NORTH PLATTE, NE 1,076,3351.1m $59.8m $59.8m 35.32% Reduced -23.0k -22,988
14 RFG Advisory, LLC 2.60% of their portfolio BIRMINGHAM, AL 1,052,4981.1m $53.1m $53.1m 2.60% Added +19.9k +19,906
15 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,015,9611.0m $51.2m $51.2m 0.02% Added +356.5k +356,542
16 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 996,364996.4k $50.3m $50.3m 0.02% Reduced -198.8k -198,793
17 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 14.42% of their portfolio BERMUDA RUN, NC 821,658821.7k $41.4m $41.4m 14.42% New
18 Allworth Financial LP 0.42% of their portfolio FOLSOM, CA 820,445820.4k $41.4m $41.4m 0.42% Added +32.9k +32,900
19 ARS Wealth Advisors Group, LLC 7.61% of their portfolio St. Petersburg, FL 819,085819.1k $41.3m $41.3m 7.61% Added +17.8k +17,836
20 Financial Strategies Group, Inc. 15.37% of their portfolio OKEMOS, MI 791,275791.3k $39.9m $39.9m 15.37% Added +11.8k +11,791
21 Weitzel Financial Services, Inc. 21.53% of their portfolio DUBUQUE, IA 707,466707.5k $35.8m $35.8m 21.53% Reduced -801 -801
22 PARK AVENUE SECURITIES LLC 0.61% of their portfolio NEW YORK, NY 707,135707.1k $35.7m $35.7m 0.61% Reduced -45.1k -45,059
23 Financial Enhancement Group LLC 6.53% of their portfolio ANDERSON, IN 667,479667.5k $33.6m $33.6m 6.53% Added +15.2k +15,217
24 Wealthquest Corp 4.35% of their portfolio CINCINNATI, OH 665,341665.3k $33.6m $33.6m 4.35% Added +177.0k +177,003
25 Cambridge Investment Research Advisors, Inc. 0.16% of their portfolio FAIRFIELD, IA 644,571644.6k $32.5m $32.5m 0.16% Reduced -41.1k -41,053
26 Barber Financial Group, Inc. 5.62% of their portfolio LENEXA, KS 632,373632.4k $31.9m $31.9m 5.62% Reduced -91.9k -91,901
27 Asset Management Resources, LLC 18.11% of their portfolio HYANNIS, MA 563,735563.7k $28.4m $28.4m 18.11% Added +147.2k +147,230
28 Portfolio Strategies, Inc. 5.43% of their portfolio MONTVALE, NJ 552,542552.5k $27.9m $27.9m 5.43% Reduced -8.2k -8,223
29 StrategIQ Financial Group, LLC 3.15% of their portfolio MERRILLVILLE, IN 540,426540.4k $27.3m $27.3m 3.15% Reduced -26 -26
30 Rinkey Investments 14.05% of their portfolio San Diego, CA 531,808531.8k $26.8m $26.8m 14.05% Added +37.5k +37,524
31 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 527,316527.3k $26.6m $26.6m 0.00% Reduced -82.1k -82,055
32 Rosenberg Matthew Hamilton 8.43% of their portfolio GRAND JUNCTION, CO 518,230518.2k $26.1m $26.1m 8.43% Added +35.6k +35,624
33 Astor Investment Management LLC 8.13% of their portfolio CHICAGO, IL 499,032499.0k $25.2m $25.2m 8.13% Added +224.1k +224,112
34 Brookstone Capital Management 0.48% of their portfolio WHEATON, IL 484,937484.9k $24.7m $24.7m 0.48% Added +2.2k +2,214
35 Winch Advisory Services, LLC 9.47% of their portfolio Appleton, WI 483,923483.9k $24.4m $24.4m 9.47% Added +11.3k +11,323
36 Balefire, LLC 10.59% of their portfolio DALLAS, TX 482,061482.1k $24.0m $24.0m 10.59% Added +4.8k +4,789
37 Winthrop Advisory Group LLC 4.13% of their portfolio BOSTON, MA 464,319464.3k $23.4m $23.4m 4.13% Added +11.0k +10,966
38 GM Advisory Group, LLC 2.11% of their portfolio MELVILLE, NY 458,831458.8k $23.1m $23.1m 2.11% Reduced -145.2k -145,200
39 Stratos Wealth Partners, LTD. 0.61% of their portfolio BEACHWOOD, OH 451,835451.8k $22.8m $22.8m 0.61% Reduced -179.7k -179,712
40 Treasure Coast Financial Planning 14.43% of their portfolio VERO BEACH, FL 409,403409.4k $20.6m $20.6m 14.43% Added +17.5k +17,501
41 AE Wealth Management LLC 0.13% of their portfolio TOPEKA, KS 404,402404.4k $20.4m $20.4m 0.13% Added +168.2k +168,247
42 Aquire Wealth Advisors, LLC 8.65% of their portfolio Salt Lake City, UT 392,058392.1k $19.8m $19.8m 8.65% Added +2.1k +2,130
43 Callan Capital, LLC 2.26% of their portfolio LA JOLLA, CA 386,563386.6k $19.5m $19.5m 2.26% Reduced -8.1k -8,127
44 N.E.W. Advisory Services LLC 2.83% of their portfolio DE PERE, WI 385,749385.7k $19.5m $19.5m 2.83% Added +9.8k +9,844
45 Balentine LLC 0.65% of their portfolio ATLANTA, GA 382,178382.2k $19.3m $19.3m 0.65% Reduced -40.1k -40,082
46 Parallel Advisors, LLC 0.65% of their portfolio SAN FRANCISCO, CA 381,099381.1k $19.2m $19.2m 0.65% Reduced -38.4k -38,360
47 RVW Wealth, LLC 2.37% of their portfolio LOS ANGELES, CA 379,132379.1k $19.1m $19.1m 2.37% Reduced -43.9k -43,868
48 Symphony Financial, Ltd. Co. 4.73% of their portfolio HOUSTON, TX 366,940366.9k $18.3m $18.3m 4.73% Added +17.2k +17,189
49 Snowden Capital Advisors LLC 0.71% of their portfolio New York, NY 363,531363.5k $18.3m $18.3m 0.71% Added +51.3k +51,296
50 Blueprint Investment Partners LLC 4.08% of their portfolio GREENSBORO, NC 354,405354.4k $17.9m $17.9m 4.08% Added +98.1k +98,086
51 AJ WEALTH STRATEGIES, LLC 0.93% of their portfolio NEW YORK, NY 352,988353.0k $17.8m $17.8m 0.93% Added +1.4k +1,380
52 Annex Advisory Services, LLC 0.95% of their portfolio BROOKFIELD, WI 352,264352.3k $17.8m $17.8m 0.95% Reduced -23.8k -23,799
53 Boston Standard Wealth Management, LLC 4.95% of their portfolio WINCHESTER, MA 341,962342.0k $17.2m $17.2m 4.95% Reduced -811 -811
54 Wealth Management Solutions, LLC 9.78% of their portfolio EXTON, PA 336,993337.0k $17.0m $17.0m 9.78% Reduced -18.8k -18,804
55 WORLD EQUITY GROUP, INC. 1.22% of their portfolio SCHAUMBURG, IL 330,872330.9k $8.2m $8.2m 1.22% Added +275.7k +275,654
56 Compass Financial Group, INC/SD 5.36% of their portfolio Sioux Falls, SD 325,061325.1k $16.4m $16.4m 5.36% Reduced -42.8k -42,771
57 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.09% of their portfolio IRVING, TX 308,181308.2k $15.5m $15.5m 0.09% Reduced -14.7k -14,715
58 AdvisorNet Financial, Inc 1.34% of their portfolio MINNETONKA, MN 289,729289.7k $14.6m $14.6m 1.34% Added +16.9k +16,885
59 Pure Financial Advisors, LLC 0.66% of their portfolio SAN DIEGO, CA 283,833283.8k $14.3m $14.3m 0.66% Reduced -5.8k -5,773
60 GREAT LAKES ADVISORS, LLC 0.13% of their portfolio CHICAGO, IL 280,569280.6k $14.1m $14.1m 0.13% Reduced -16.0k -16,016
61 BIP Wealth, LLC 1.55% of their portfolio ATLANTA, GA 279,779279.8k $14.1m $14.1m 1.55% First filing
62 Equitable Holdings, Inc. 0.21% of their portfolio NEW YORK, NY 254,591254.6k $12.8m $12.8m 0.21% Reduced -81.2k -81,154
63 Geneos Wealth Management Inc. 0.77% of their portfolio ENGLEWOOD, CO 252,702252.7k $12.7m $12.7m 0.77% Added +47.2k +47,241
64 Jaffetilchin Investment Partners, LLC 1.39% of their portfolio TAMPA, FL 242,069242.1k $12.2m $12.2m 1.39% Added +122.1k +122,149
65 Capasso Planning Partners LLC 6.80% of their portfolio CHARLESTON, SC 229,779229.8k $11.6m $11.6m 6.80% Added +6.5k +6,475
66 IAG Wealth Partners, LLC 2.90% of their portfolio WAUKESHA, WI 207,027207.0k $10.4m $10.4m 2.90% Added +2.4k +2,363
67 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 204,864204.9k $10.3m $10.3m 0.02% Reduced -193 -193
68 SENTINEL PENSION ADVISORS, LLC 2.50% of their portfolio WAKEFIELD, MA 196,591196.6k $9.9m $9.9m 2.50% Reduced -1.7k -1,694
69 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 193,996194.0k $9.8m $9.8m 0.02% Reduced -4.0k -3,973
70 Perennial Investment Advisors, LLC 1.79% of their portfolio Los Angeles, CA 189,559189.6k $9.6m $9.6m 1.79% New
71 Evensky & Katz LLC 0.76% of their portfolio CORAL GABLES, FL 187,535187.5k $9.5m $9.5m 0.76% Reduced -8.9k -8,909
72 AIFG Consultants Ltd. 7.95% of their portfolio HALFMOON, NY 186,215186.2k $9.4m $9.4m 7.95% Added +1.9k +1,889
73 Larson Financial Group LLC 0.98% of their portfolio ST LOUIS, MO 178,896178.9k $9.0m $9.0m 0.98% Added +927 +927
74 Arete Wealth Advisors, LLC 0.72% of their portfolio CHICAGO, IL 175,394175.4k $8.8m $8.8m 0.72% Reduced -63.1k -63,147
75 BEACON FINANCIAL GROUP 1.22% of their portfolio DALLAS, TX 173,039173.0k $8.7m $8.7m 1.22% Reduced -778 -778
76 Treynor Bancshares, Inc. 5.39% of their portfolio TREYNOR, IA 169,710169.7k $8.6m $8.6m 5.39% Added +3.2k +3,213
77 PAX Financial Group, LLC 2.00% of their portfolio SAN ANTONIO, TX 165,361165.4k $8.3m $8.3m 2.00% Reduced -8.9k -8,882
78 Jacobi Capital Management LLC 0.98% of their portfolio PITTSTON, PA 164,492164.5k $8.3m $8.3m 0.98% Added +10.3k +10,267
79 Centennial Wealth Advisory LLC 4.30% of their portfolio Traverse City, MI 160,635160.6k $8.1m $8.1m 4.30% Added +68.5k +68,509
80 Ervin Investment Management, LLC 6.95% of their portfolio SEATTLE, WA 160,035160.0k $8.0m $8.0m 6.95% Added +9.2k +9,169
81 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 4.84% of their portfolio Phoenix, AZ 159,641159.6k $8.1m $8.1m 4.84% Reduced -1.3k -1,283
82 Peterson Wealth Advisors, LLC 2.21% of their portfolio Orem, UT 158,987159.0k $8.0m $8.0m 2.21% Reduced -5.6k -5,601
83 UBS Group AG 0.00% of their portfolio ZURICH, V8 157,619157.6k $7.9m $7.9m 0.00% Added +19 +19
84 Investors Research Corp 2.06% of their portfolio ATLANTA, GA 157,121157.1k $7.9m $7.9m 2.06% Added +5.8k +5,823
85 Foundations Investment Advisors, LLC 0.28% of their portfolio PHOENIX, AZ 156,385156.4k $7.9m $7.9m 0.28% Added +17.6k +17,593
86 WNY Asset Management, LLC 1.76% of their portfolio Williamsville, NY 147,084147.1k $7.4m $7.4m 1.76% Added +291 +291
87 OneDigital Investment Advisors LLC 0.17% of their portfolio OVERLAND PARK, KS 143,910143.9k $7.3m $7.3m 0.17% Reduced -588 -588
88 Mariner, LLC 0.02% of their portfolio Overland Park, KS 143,289143.3k $7.2m $7.2m 0.02% Added +11.1k +11,106
89 IRON Financial LLC 3.94% of their portfolio NORTHBROOK, IL 142,254142.3k $7.2m $7.2m 3.94% Added +32.8k +32,800
90 Leicht Financial Planning & Wealth Management, Inc. 4.36% of their portfolio PARSIPPANY, NJ 140,469140.5k $7.1m $7.1m 4.36% Added +3.4k +3,364
91 Cannon Financial Strategists, Inc. 2.36% of their portfolio ATHENS, GA 138,294138.3k $7.0m $7.0m 2.36% Reduced -701 -701
92 Advisors Capital Management, LLC 0.18% of their portfolio RIDGEWOOD, NJ 137,378137.4k $6.9m $6.9m 0.18% Added +85.7k +85,723
93 Summit Investment Advisory Services, LLC 4.89% of their portfolio ROSEVILLE, MN 136,242136.2k $6.9m $6.9m 4.89% Added +6.9k +6,946
94 G&S Capital LLC 2.96% of their portfolio DENVER, CO 132,676132.7k $6.7m $6.7m 2.96% Reduced -6.1k -6,125
95 SENTINEL TRUST CO LBA 0.89% of their portfolio HOUSTON, TX 124,050124.0k $6.3m $6.3m 0.89% Reduced -43.4k -43,363
96 Bridgewealth Advisory Group, LLC 11.40% of their portfolio Fresno, CA 122,624122.6k $6.2m $6.2m 11.40% Added +2.0k +2,004
97 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 121,423121.4k $6.1m $6.1m 0.07% Reduced -556 -556
98 Freedom Day Solutions, LLC 2.82% of their portfolio HOUSTON, TX 117,944117.9k $6.0m $6.0m 2.82% Added +13.2k +13,203
99 FLAGSHIP HARBOR ADVISORS, LLC 0.55% of their portfolio BOSTON, MA 115,541115.5k $5.8m $5.8m 0.55% Added +17.7k +17,741
100 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 113,804113.8k $5.7m $5.7m 0.01% Reduced -1.0k -1,006