Vault-13

SPDR SER TR KIE

S&P INS ETF · ETP · CUSIP 78464A789

135 institutional holders +22 vs Q3 2022
10,993,16011.0m shares reported held*
$449.9mreported value*
37 new 39 added 28 reduced 13 sold out net sold ≈ $33.8m (-819.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.93. Options: 2 managers hold calls ($1.5m notional), 2 hold puts ($528.3k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 113Q4 22: 135135Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022113
Q4 2022135

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 22 calls: $3.9mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $1.5mQ4 22 puts: $528.3kQ4 22P/C 0.34
Numbers
QuarterCallsPutsP/C
Q3 2022$3.9m$00.00
Q4 2022$1.5m$528.3k0.34

Biggest buyers

UBS Group AG Added +1,327,919+1.3m
Composition Wealth, LLC New +426,670+426.7k
CITIGROUP INC Added +179,091+179.1k
Chicago Wealth Management, Inc. New +127,820+127.8k
LPL Financial LLC Added +98,023+98.0k
AMERIPRISE FINANCIAL INC Added +57,838+57.8k
Balyasny Asset Management L.P. New +56,774+56.8k
VICUS CAPITAL New +56,699+56.7k
ENVESTNET ASSET MANAGEMENT INC Added +56,023+56.0k
J. Goldman & Co LP New +53,067+53.1k

Biggest sellers

MORGAN STANLEY Reduced -1,516,173-1.5m
BANK OF AMERICA CORP /DE/ Reduced -1,167,605-1.2m
Karp Capital Management Corp Sold out -412,551-412.6k
GOLDMAN SACHS GROUP INC Reduced -332,681-332.7k
JPMORGAN CHASE & CO Reduced -146,479-146.5k
CITADEL ADVISORS LLC Reduced -122,852-122.9k
SG Americas Securities, LLC Sold out -100,879-100.9k
BNP PARIBAS FINANCIAL MARKETS Reduced -83,190-83.2k
Schonfeld Strategic Advisors LLC Sold out -27,381-27.4k
HRT FINANCIAL LP Reduced -26,864-26.9k

Biggest calls

CITADEL ADVISORS LLC Added $868.1k21.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $675.7k16.5k shares

Biggest puts

CITADEL ADVISORS LLC New $278.5k6.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $249.8k6.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.04% of their portfolio ZURICH, V8 1,801,3051.8m $73.8m $73.8m 0.04% Added +1.3m +1,327,919
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,298,1601.3m $53.2m $53.2m 0.01% Reduced -1.5m -1,516,173
3 FACTORY MUTUAL INSURANCE CO 0.78% of their portfolio WALTHAM, MA 1,259,7001.3m $51.6m $51.6m 0.78% Unchanged
4 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,254,8851.3m $51.4m $51.4m 0.01% Reduced -332.7k -332,681
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 505,699505.7k $20.7m $20.7m 0.02% Added +98.0k +98,023
6 Composition Wealth, LLC 0.60% of their portfolio LOS ANGELES, CA 426,670426.7k $17.5m $17.5m 0.60% New
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 425,780425.8k $17.4m $17.4m 0.00% Reduced -1.2m -1,167,605
8 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 263,736263.7k $10.8m $10.8m 0.02% Added +179.1k +179,091
9 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.05% of their portfolio TORONTO, A6 224,000224.0k $9.2m $9.2m 0.05% Unchanged
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 197,210197.2k $8.1m $8.1m 0.00% Added +57.8k +57,838
11 Capital Planning Advisors, LLC 1.83% of their portfolio Roseville, CA 187,683187.7k $7.7m $7.7m 1.83% Reduced -5.2k -5,153
12 Strategic Wealth Partners, Ltd. 1.24% of their portfolio INDEPENDENCE, OH 162,886162.9k $6.7m $6.7m 1.24% Added +43.2k +43,224
13 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 147,509147.5k $6.0m $6.0m 0.01% Reduced -1.9k -1,883
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 138,491138.5k $5.7m $5.7m 0.00% Reduced -146.5k -146,479
15 Chicago Wealth Management, Inc. 4.51% of their portfolio CHICAGO, IL 127,820127.8k $5.2m $5.2m 4.51% New
16 Avestar Capital, LLC 1.12% of their portfolio New York, NY 127,115127.1k $5.2m $5.2m 1.12% Added +4.6k +4,642
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 126,580126.6k $5.2m $5.2m 0.00% Added +56.0k +56,023
18 CX Institutional 0.28% of their portfolio AUBURN, IN 112,486112.5k $4.6m $4.6m 0.28% Added +45.0k +45,020
19 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 108,628108.6k $4.4m $4.4m 0.01% Added +51.7k +51,732
20 Merit Financial Group, LLC 0.14% of their portfolio ALPHARETTA, GA 97,56897.6k $4.0m $4.0m 0.14% Added +8.1k +8,148
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 92,84392.8k $3.8m $3.8m 0.00% Added +23.4k +23,357
22 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 91,26191.3k $3.7m $3.7m 0.02% Added +32.9k +32,850
23 Triangle Securities Wealth Management 1.35% of their portfolio RALEIGH, NC 90,02490.0k $3.7m $3.7m 1.35% Reduced -2.0k -1,962
24 JMAC ENTERPRISES LLC 0.96% of their portfolio NEWTOWN, PA 85,05085.0k $3.5m $3.5m 0.96% Reduced -3.9k -3,895
25 Lido Advisors, LLC 0.05% of their portfolio Los Angeles, CA 63,89063.9k $2.6m $2.6m 0.05% Added +2.1k +2,119
26 Q3 Asset Management 1.68% of their portfolio BIRMINGHAM, MI 60,40660.4k $2.5m $2.5m 1.68% Added +52.3k +52,252
27 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 56,77456.8k $2.3m $2.3m 0.01% New
28 VICUS CAPITAL 0.26% of their portfolio STATE COLLEGE, PA 56,69956.7k $2.3m $2.3m 0.26% New
29 J. Goldman & Co LP 0.15% of their portfolio NEW YORK, NY 53,06753.1k $2.2m $2.2m 0.15% New
30 Sterling Manor Financial, LLC 2.32% of their portfolio Saratoga Springs, NY 51,05151.1k $2.1m $2.1m 2.32% Added +1.4k +1,367
31 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 49,67649.7k $2.0m $2.0m 0.00% Added +31.2k +31,199
32 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 49,18749.2k $2.0m $2.0m 0.00% Reduced -9.2k -9,193
33 Camarda Financial Advisors, LLC 2.01% of their portfolio FLEMING ISLAND, FL 48,59648.6k $2.0m $2.0m 2.01% New
34 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 47,66247.7k $2.0m $2.0m 0.00% Added +2.4k +2,441
35 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 44,56344.6k $1.8m $1.8m 0.00% New
36 Ayalon Insurance Comp Ltd. 0.83% of their portfolio Ramat Gan, L3 43,06043.1k $1.8m $1.8m 0.83% Reduced -21.9k -21,900
37 Clark Capital Management Group, Inc. 0.02% of their portfolio PHILADELPHIA, PA 41,70741.7k $1.7m $1.7m 0.02% New
38 Transform Wealth, LLC 0.18% of their portfolio GREENWOOD VILLAGE, CO 39,44239.4k $1.6m $1.6m 0.18% New
39 TCP Asset Management, LLC 1.25% of their portfolio Upper Arlington, OH 39,14739.1k $1.6m $1.6m 1.25% First filing
40 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 36,02836.0k $1.5m $1.5m 0.00% Reduced -122.9k -122,852
41 HBW ADVISORY SERVICES LLC 0.38% of their portfolio SIMI VALLEY, CA 34,62934.6k $1.4m $1.4m 0.38% New
42 Freedom Investment Management, Inc. 0.15% of their portfolio SOUTH WINDSOR, CT 32,95133.0k $1.3m $1.3m 0.15% New
43 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 32,89432.9k $1.3m $1.3m 0.00% Added +5.2k +5,181
44 Navis Wealth Advisors, LLC 1.76% of their portfolio RYE BROOK, NY 30,23130.2k $1.2m $1.2m 1.76% Added +201 +201
45 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 28,46228.5k $1.2m $1.2m 0.02% Reduced -26.9k -26,864
46 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 27,05127.1k $1.1m $1.1m 0.01% New
47 ArchPoint Investors 0.48% of their portfolio CORAL GABLES, FL 24,77524.8k $1.0m $1.0m 0.48% Unchanged
48 Kovack Advisors, Inc. 0.15% of their portfolio FT. LAUDERDALE, FL 24,26024.3k $993.5k $993.5k 0.15% New
49 BAROMETER CAPITAL MANAGEMENT INC. 0.29% of their portfolio TORONTO, A6 24,00024.0k $982.8k $982.8k 0.29% New
50 Tower Research Capital LLC (TRC) 0.04% of their portfolio NEW YORK, NY 22,61322.6k $926.0k $926.0k 0.04% Reduced -15.2k -15,226
51 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 21,09121.1k $624.9k $624.9k 0.02% Added +3.7k +3,717
52 Spire Wealth Management 0.05% of their portfolio MCLEAN, VA 20,97921.0k $859.0k $859.0k 0.05% Added +1.2k +1,185
53 Jump Financial, LLC 0.04% of their portfolio Chicago, IL 20,89020.9k $855.4k $855.4k 0.04% New
54 MEITAV INVESTMENT HOUSE LTD 0.01% of their portfolio BENE-BERAQ, L3 19,88119.9k $821.2k $821.2k 0.01% Reduced -74 -74
55 Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. 0.73% of their portfolio TEL-AVIV, L3 18,67518.7k $771.6k $771.6k 0.73% Unchanged
56 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 18,00018.0k $737.1k $737.1k 0.00% New
57 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,73617.7k $726.3k $726.3k 0.00% Reduced -899 -899
58 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 17,71017.7k $725.2k $725.2k 0.00% Reduced -83.2k -83,190
59 V Wealth Advisors LLC 0.14% of their portfolio Overland Park, KS 16,90916.9k $692.4k $692.4k 0.14% Reduced -4.8k -4,755
60 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 16,70016.7k $684.0k $684.0k 0.00% New
61 Global Retirement Partners, LLC 0.05% of their portfolio San Rafael, CA 16,30016.3k $667.5k $667.5k 0.05% Reduced -10 -10
62 Ellis Investment Partners, LLC 0.17% of their portfolio Berwyn, PA 15,51315.5k $635.2k $635.2k 0.17% Added +576 +576
63 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,28814.3k $585.0k $585.0k 0.00% Added +10 +10
64 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 14,15814.2k $579.8k $579.8k 0.00% Added +790 +790
65 Mariner, LLC 0.00% of their portfolio Overland Park, KS 14,06914.1k $576.0k $576.0k 0.00% New
66 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 14,01514.0k $573.0k $573.0k 0.00% Added +228 +228
67 BOENNING & SCATTERGOOD, INC. 0.09% of their portfolio WEST CONSHOHOCKEN, PA 13,75913.8k $578.0k $578.0k 0.09% Added +2.6k +2,558
68 TOTH FINANCIAL ADVISORY CORP 0.09% of their portfolio LEESBURG, VA 13,19413.2k $540.3k $540.3k 0.09% Added +20 +20
69 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 12,92412.9k $529.2k $529.2k 0.00% Reduced -236 -236
70 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 12,77912.8k $523.3k $523.3k 0.00% Added +1.7k +1,736
71 MIRABELLA FINANCIAL SERVICES LLP 0.04% of their portfolio London, X0 11,79811.8k $483.1k $483.1k 0.04% New
72 1832 Asset Management L.P. 0.00% of their portfolio TORONTO, A6 11,74811.7k $481.1k $481.1k 0.00% Added +3.2k +3,213
73 MATRIX PRIVATE CAPITAL GROUP LLC 0.31% of their portfolio NEW YORK, NY 11,45111.5k $468.9k $468.9k 0.31% Added +1.1k +1,122
74 Arkadios Wealth Advisors 0.06% of their portfolio ATLANTA, GA 11,43711.4k $468.3k $468.3k 0.06% Added +2.1k +2,139
75 COOKSON PEIRCE & CO INC 0.03% of their portfolio PITTSBURGH, PA 11,37411.4k $466.0k $466.0k 0.03% Added +24 +24
76 SIMPLEX TRADING, LLC 0.02% of their portfolio CHICAGO, IL 10,64410.6k $435.0k $435.0k 0.02% New
77 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 10,03910.0k $411.1k $411.1k 0.03% New
78 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 10,01610.0k $410.2k $410.2k 0.01% Added +3.6k +3,564
79 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9,8999.9k $405.4k $405.4k 0.00% Added +3.0k +3,010
80 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 9,6059.6k $393.0k $393.0k 0.00% Added +18 +18
81 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 8,2578.3k $338.1k $338.1k 0.00% Reduced -149 -149
82 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 7,9698.0k $326.3k $326.3k 0.00% Added +634 +634
83 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 7,4227.4k $303.9k $303.9k 0.00% New
84 Kaizen Financial Strategies 0.30% of their portfolio CAMPBELL, CA 7,0307.0k $300.7k $300.7k 0.30% New
85 FMR LLC 0.00% of their portfolio BOSTON, MA 6,9857.0k $286.0k $286.0k 0.00% Reduced -186 -186
86 Narus Financial Partners, LLC 0.16% of their portfolio SALT LAKE CITY, UT 6,6006.6k $270.3k $270.3k 0.16% Unchanged
87 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 6,5986.6k $270.2k $270.2k 0.02% New
88 Keebeck Wealth Management 0.05% of their portfolio Chicago, IL 6,3266.3k $259.1k $259.1k 0.05% Unchanged
89 Bensler, LLC 0.06% of their portfolio Bellevue, WA 6,0816.1k $249.0k $249.0k 0.06% New
90 Laidlaw Wealth Management LLC 0.05% of their portfolio NEW YORK CITY, NY 5,8185.8k $238.2k $238.2k 0.05% Reduced -1.3k -1,270
91 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 5,7825.8k $236.8k $236.8k 0.00% New
92 Secure Asset Management, LLC 0.08% of their portfolio Troy, MI 5,7665.8k $236.1k $236.1k 0.08% New
93 KWB Wealth 0.04% of their portfolio REDLANDS, CA 5,5375.5k $226.8k $226.8k 0.04% New
94 Segment Wealth Management, LLC 0.03% of their portfolio HOUSTON, TX 5,3705.4k $219.9k $219.9k 0.03% New
95 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 5,3675.4k $219.8k $219.8k 0.00% New
96 Dynamic Technology Lab Private Ltd 0.02% of their portfolio SINGAPORE, U0 5,2445.2k $215.0k $215.0k 0.02% New
97 American State Bank (Iowa) 0.15% of their portfolio SIOUX CENTER, IA 4,7784.8k $195.7k $195.7k 0.15% Unchanged
98 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 4,4754.5k $183.3k $183.3k 0.00% Unchanged
99 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 3,0003.0k $123.0k $123.0k 0.00% Unchanged
100 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 2,9012.9k $118.8k $118.8k 0.01% Reduced -277 -277