Vault-13

SPDR SER TR KCE

S&P CAP MKTS · ETP · CUSIP 78464A771

131 institutional holders +25 vs Q3 2024
2,812,0642.8m shares reported held*
$385.1mreported value*
39 new 45 added 25 reduced 16 sold out net sold ≈ $8.7m (-46.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $136.94. Options: 2 managers hold calls ($1.3m notional), 1 hold puts ($440.6k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 47Q4 22: 49Q1 23: 48Q2 23: 46Q3 23: 62Q4 23: 83Q1 24: 80Q2 24: 89Q3 24: 106Q4 24: 131131Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202247
Q4 202249
Q1 202348
Q2 202346
Q3 202362
Q4 202383
Q1 202480
Q2 202489
Q3 2024106
Q4 2024131

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 22 bought or addedQ1 23: 19 cut or sold outQ2 23: 22 bought or addedQ2 23: 22 cut or sold outQ2 23Q3 23: 39 bought or addedQ3 23: 19 cut or sold outQ4 23: 45 bought or addedQ4 23: 31 cut or sold outQ4 23Q1 24: 45 bought or addedQ1 24: 42 cut or sold outQ2 24: 47 bought or addedQ2 24: 34 cut or sold outQ2 24Q3 24: 51 bought or addedQ3 24: 40 cut or sold outQ4 24: 84 bought or addedQ4 24: 41 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20232219
Q2 20232222
Q3 20233919
Q4 20234531
Q1 20244542
Q2 20244734
Q3 20245140
Q4 20248441

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ1 24 calls: $66.3kQ1 24 puts: $453.3kQ1 24P/C 6.83Q2 24 calls: $0Q2 24 puts: $341.9kQ2 24P/C —Q3 24 calls: $661.9kQ3 24 puts: $874.2kQ3 24P/C 1.32Q4 24 calls: $1.3mQ4 24 puts: $440.6kQ4 24P/C 0.33
Numbers
QuarterCallsPutsP/C
Q1 2024$66.3k$453.3k6.83
Q2 2024$0$341.9k—
Q3 2024$661.9k$874.2k1.32
Q4 2024$1.3m$440.6k0.33

Biggest buyers

MEITAV INVESTMENT HOUSE LTD Added +261,371+261.4k
BANK OF AMERICA CORP /DE/ Added +151,776+151.8k
MORGAN STANLEY Added +68,774+68.8k
Composition Wealth, LLC New +56,437+56.4k
LPL Financial LLC Added +50,977+51.0k
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD Added +49,100+49.1k
Merit Financial Group, LLC New +40,909+40.9k
NOTTINGHAM ADVISORS, INC. New +36,011+36.0k
GOLDMAN SACHS GROUP INC Added +33,843+33.8k
Good Life Advisors, LLC New +29,093+29.1k

Biggest sellers

ASSETMARK, INC Reduced -777,119-777.1k
OSAIC HOLDINGS, INC. Reduced -54,432-54.4k
ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC Sold out -47,773-47.8k
Royal Fund Management, LLC Reduced -43,333-43.3k
Aveo Capital Partners, LLC Sold out -32,775-32.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -25,781-25.8k
TWO SIGMA INVESTMENTS, LP Reduced -18,400-18.4k
Csenge Advisory Group Reduced -15,068-15.1k
Fisher Asset Management, LLC Reduced -14,805-14.8k
CITADEL ADVISORS LLC Reduced -10,569-10.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.1m8.1k shares
CITADEL ADVISORS LLC Added $234.1k1.7k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $440.6k3.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 636,559636.6k $87.7m $87.7m 0.01% Added +151.8k +151,776
2 MEITAV INVESTMENT HOUSE LTD 0.61% of their portfolio BENE-BERAQ, L3 263,571263.6k $36.3m $36.3m 0.61% Added +261.4k +261,371
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 253,641253.6k $34.9m $34.9m 0.00% Added +68.8k +68,774
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 179,789179.8k $24.8m $24.8m 0.01% Added +51.0k +50,977
5 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 1.50% of their portfolio Tel Aviv, L3 138,163138.2k $19.0m $19.0m 1.50% Added +49.1k +49,100
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 96,89196.9k $13.3m $13.3m 0.00% Added +12.4k +12,370
7 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 95,32295.3k $13.1m $13.1m 0.03% Added +16.5k +16,497
8 360 Financial, Inc. 4.62% of their portfolio WAYZATA, MN 92,76692.8k $12.8m $12.8m 4.62% Added +4.2k +4,175
9 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 78,55778.6k $10.8m $10.8m 0.00% Reduced -14.8k -14,805
10 Composition Wealth, LLC 0.16% of their portfolio LOS ANGELES, CA 56,43756.4k $7.8m $7.8m 0.16% New
11 Royal Fund Management, LLC 0.74% of their portfolio Lady Lake, FL 49,11149.1k $6.8m $6.8m 0.74% Reduced -43.3k -43,333
12 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 1.57% of their portfolio Tel Aviv, L3 47,68747.7k $6.6m $6.6m 1.57% Added +16.8k +16,750
13 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 46,13146.1k $6.4m $6.4m 0.00% Added +33.8k +33,843
14 Merit Financial Group, LLC 0.10% of their portfolio ALPHARETTA, GA 40,90940.9k $5.6m $5.6m 0.10% New
15 NOTTINGHAM ADVISORS, INC. 0.63% of their portfolio AMHERST, NY 36,01136.0k $5.0m $5.0m 0.63% New
16 TigerOak Management, L.L.C. 1.48% of their portfolio NASHVILLE, TN 29,34629.3k $4.0m $4.0m 1.48% First filing
17 Good Life Advisors, LLC 0.29% of their portfolio READING, PA 29,09329.1k $4.0m $4.0m 0.29% New
18 Provident Co of the Employees of the Hebrew University LTD 4.43% of their portfolio Jerusalem, L3 27,65127.7k $3.8m $3.8m 4.43% New
19 Baker Avenue Asset Management, LP 0.11% of their portfolio SAN FRANCISCO, CA 26,38926.4k $3.6m $3.6m 0.11% Added +2.6k +2,583
20 Cavalier Investments, LLC 1.21% of their portfolio ALPHARETTA, GA 26,32826.3k $3.6m $3.6m 1.21% Unchanged
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 26,24726.2k $3.6m $3.6m 0.00% Reduced -10.6k -10,569
22 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 26,03526.0k $3.6m $3.6m 0.00% First filing
23 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 23,01023.0k $3.2m $3.2m 0.00% Added +1.6k +1,617
24 VICUS CAPITAL 0.27% of their portfolio STATE COLLEGE, PA 22,33422.3k $3.1m $3.1m 0.27% Reduced -2.6k -2,642
25 Mariner, LLC 0.01% of their portfolio Overland Park, KS 21,62821.6k $3.0m $3.0m 0.01% New
26 Masso Torrence Wealth Management Inc. 1.43% of their portfolio MARLTON, NJ 19,76419.8k $2.7m $2.7m 1.43% Added +2.0k +2,048
27 Westwind Capital 0.05% of their portfolio LAS CRUCES, NM 16,41316.4k $226.0k $226.0k 0.05% New
28 FLOW TRADERS U.S. LLC 0.08% of their portfolio NEW YORK, NY 15,49815.5k $2.1m $2.1m 0.08% New
29 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 15,30715.3k $2.1m $2.1m 0.01% Added +1.5k +1,464
30 Fortis Group Advisors, LLC 0.37% of their portfolio WESTWOOD, NJ 14,52414.5k $2.0m $2.0m 0.37% New
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,09714.1k $1.9m $1.9m 0.00% Added +7.7k +7,721
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 13,63013.6k $1.9m $1.9m 0.00% Reduced -25.8k -25,781
33 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 12,93412.9k $1.8m $1.8m 0.00% Added +16 +16
34 BAROMETER CAPITAL MANAGEMENT INC. 0.60% of their portfolio TORONTO, A6 12,40012.4k $1.5m $1.5m 0.60% Added +5.7k +5,650
35 Geneos Wealth Management Inc. 0.06% of their portfolio ENGLEWOOD, CO 11,47911.5k $1.6m $1.6m 0.06% New
36 Accel Wealth Management 0.58% of their portfolio WAVERLY, IA 11,02511.0k $1.5m $1.5m 0.58% Added +354 +354
37 Aspen Wealth Strategies, LLC 0.96% of their portfolio ARVADA, CO 10,94610.9k $1.5m $1.5m 0.96% New
38 QUATTRO FINANCIAL ADVISORS LLC 0.40% of their portfolio The Woodlands, TX 10,60310.6k $1.5m $1.5m 0.40% New
39 DHK Financial Advisors, Inc. 0.84% of their portfolio PORTSMOUTH, NH 10,00710.0k $1.4m $1.4m 0.84% Added +39 +39
40 MONEY CONCEPTS CAPITAL CORP 0.10% of their portfolio PALM BEACH GARDENS, FL 9,9059.9k $1.4m $1.4m 0.10% Reduced -2.1k -2,150
41 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9,8659.9k $1.4m $1.4m 0.00% Reduced -54.4k -54,432
42 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 9,8379.8k $1.4m $1.4m 0.00% Reduced -1.9k -1,869
43 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 9,6719.7k $1.3m $1.3m 0.02% Added +649 +649
44 Community Bank, N.A. 0.17% of their portfolio DeWitt, NY 9,4339.4k $1.3m $1.3m 0.17% New
45 Csenge Advisory Group 0.07% of their portfolio CLEARWATER, FL 9,2229.2k $1.3m $1.3m 0.07% Reduced -15.1k -15,068
46 Fort Point Capital Partners LLC 0.14% of their portfolio San Francisco, CA 8,8628.9k $1.2m $1.2m 0.14% Added +566 +566
47 Financial Management Professionals, Inc. 0.15% of their portfolio AUSTIN, TX 8,4888.5k $1.2m $1.2m 0.15% New
48 Global Financial Private Client, LLC 0.43% of their portfolio Sarasota, FL 8,3708.4k $1.2m $1.2m 0.43% Added +687 +687
49 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 7,7687.8k $1.1m $1.1m 0.01% Added +1.6k +1,558
50 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 7,2807.3k $1.0m $1.0m 0.00% Added +4.0k +4,023
51 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 7,1167.1k $979.9k $979.9k 0.01% Reduced -141 -141
52 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 7,0107.0k $965.3k $965.3k 0.02% Added +3.5k +3,543
53 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6,4366.4k $886.0k $886.0k 0.00% Reduced -8.8k -8,843
54 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 6,2496.2k $860.0k $860.0k 0.01% New
55 Ferguson Shapiro LLC 0.31% of their portfolio DECATUR, GA 6,1676.2k $849.2k $849.2k 0.31% New
56 Gladstone Institutional Advisory LLC 0.04% of their portfolio Bedminster, NJ 6,0086.0k $827.3k $827.3k 0.04% Reduced -2.1k -2,096
57 Fulcrum Equity Management 0.81% of their portfolio PLANO, TX 5,9636.0k $821.1k $821.1k 0.81% New
58 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 5,5325.5k $761.7k $761.7k 0.00% Reduced -3.9k -3,914
59 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 5,4215.4k $747.0k $747.0k 0.00% Added +943 +943
60 LEUTHOLD GROUP, LLC 0.09% of their portfolio MINNEAPOLIS, MN 5,3495.3k $736.6k $736.6k 0.09% New
61 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 5,2945.3k $729.0k $729.0k 0.01% Added +3.9k +3,928
62 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 5,2005.2k $716.0k $716.0k 0.00% Reduced -18.4k -18,400
63 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 4,6434.6k $639.3k $639.3k 0.03% Added +297 +297
64 Quantum Portfolio Management LLC 0.33% of their portfolio NEW YORK, NY 4,5184.5k $622.1k $622.1k 0.33% Added +30 +30
65 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 4,1964.2k $577.8k $577.8k 0.01% New
66 Independent Advisor Alliance 0.01% of their portfolio CHARLOTTE, NC 4,0994.1k $564.4k $564.4k 0.01% New
67 FOUNDERS FINANCIAL SECURITIES LLC 0.05% of their portfolio TOWSON, MD 3,7783.8k $520.2k $520.2k 0.05% New
68 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,7463.7k $515.8k $515.8k 0.00% Unchanged
69 AMJ Financial Wealth Management 0.14% of their portfolio LEESBURG, VA 3,5363.5k $486.9k $486.9k 0.14% Added +758 +758
70 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3,2443.2k $446.7k $446.7k 0.00% Added +1.0k +1,040
71 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 3,2113.2k $442.2k $442.2k 0.00% New
72 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 3,0173.0k $415.4k $415.4k 0.00% Added +3.0k +2,992
73 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 2,9993.0k $439.1k $439.1k 0.00% Added +1.2k +1,243
74 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 2,8892.9k $397.8k $397.8k 0.00% Reduced -3.2k -3,211
75 HF Advisory Group, LLC 0.18% of their portfolio Annapolis, MD 2,8762.9k $396.0k $396.0k 0.18% Reduced -138 -138
76 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 2,5632.6k $352.9k $352.9k 0.00% New
77 Delta Investment Management, LLC 0.07% of their portfolio SAN FRANCISCO, CA 2,4732.5k $340.5k $340.5k 0.07% Added +440 +440
78 Claris Financial LLC 0.22% of their portfolio GLEN ALLEN, VA 2,3902.4k $329.1k $329.1k 0.22% First filing
79 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 2,3402.3k $322.2k $322.2k 0.00% Reduced -777.1k -777,119
80 Blackston Financial Advisory Group, LLC 0.13% of their portfolio THE VILLAGES, FL 1,9281.9k $265.5k $265.5k 0.13% Reduced -291 -291
81 Stratos Wealth Advisors, LLC 0.01% of their portfolio BEACHWOOD, OH 1,7851.8k $245.8k $245.8k 0.01% New
82 IFG Advisory, LLC 0.01% of their portfolio ATLANTA, GA 1,7751.8k $244.4k $244.4k 0.01% New
83 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 1,7421.7k $240.0k $240.0k 0.00% Added +318 +318
84 COURIER CAPITAL LLC 0.02% of their portfolio BUFFALO, NY 1,7021.7k $234.4k $234.4k 0.02% New
85 FMR LLC 0.00% of their portfolio BOSTON, MA 1,6971.7k $233.6k $233.6k 0.00% Added +82 +82
86 IAM Advisory, LLC 0.06% of their portfolio EASTON, PA 1,6841.7k $231.9k $231.9k 0.06% New
87 Kaizen Financial Strategies 0.13% of their portfolio CAMPBELL, CA 1,6071.6k $221.3k $221.3k 0.13% New
88 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 1,4741.5k $203.0k $203.0k 0.00% Added +1.5k +1,471
89 Advisors Preferred, LLC 0.03% of their portfolio ROCKVILLE, MD 1,3191.3k $182.2k $182.2k 0.03% Reduced -738 -738
90 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 1,1911.2k $164.0k $164.0k 0.00% Reduced -151 -151
91 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 1,1541.2k $158.9k $158.9k 0.02% Added +426 +426
92 MGB Wealth Management, LLC 0.05% of their portfolio ADDISON, TX 1,0971.1k $151.1k $151.1k 0.05% Unchanged
93 Tidemark, LLC 0.04% of their portfolio SAN DIEGO, CA 827827 $113.9k $113.9k 0.04% New
94 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 813813 $112.0k $112.0k 0.00% Unchanged
95 Realta Investment Advisors 0.03% of their portfolio WILMINGTON, DE 590590 $82.2k $82.2k 0.03% New
96 COMERICA BANK 0.00% of their portfolio DALLAS, TX 525525 $72.3k $72.3k 0.00% Added +450 +450
97 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 488488 $67.2k $67.2k 0.00% Unchanged
98 Global Trust Asset Management, LLC 0.02% of their portfolio PALM BEACH GARDENS, FL 400400 $55.1k $55.1k 0.02% Unchanged
99 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 364364 $50.1k $50.1k 0.00% Reduced -6 -6
100 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 281281 $40.5k $40.5k 0.00% Added +281 +281