Vault-13

SPDR SER TR SDY

S&P DIVID ETF · ETP · CUSIP 78464A763

1,107 institutional holders -8 vs Q1 2024
67,201,74067.2m shares reported held*
$8.6bnreported value*
42 new 328 added 455 reduced 53 sold out net sold ≈ $1.5bn (-11.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $127.30. Options: 2 managers hold calls ($5.5m notional), 2 hold puts ($2.2m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,031Q4 22: 1,126Q1 23: 1,108Q2 23: 1,098Q3 23: 1,053Q4 23: 1,125Q1 24: 1,115Q2 24: 1,1071,107Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 20221,031
Q4 20221,126
Q1 20231,108
Q2 20231,098
Q3 20231,053
Q4 20231,125
Q1 20241,115
Q2 20241,107

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 511 bought or addedQ4 22: 354 cut or sold outQ4 22Q1 23: 431 bought or addedQ1 23: 450 cut or sold outQ2 23: 366 bought or addedQ2 23: 499 cut or sold outQ2 23Q3 23: 372 bought or addedQ3 23: 484 cut or sold outQ4 23: 368 bought or addedQ4 23: 526 cut or sold outQ4 23Q1 24: 362 bought or addedQ1 24: 559 cut or sold outQ2 24: 370 bought or addedQ2 24: 508 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022511354
Q1 2023431450
Q2 2023366499
Q3 2023372484
Q4 2023368526
Q1 2024362559
Q2 2024370508

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 23 calls: $14.8mQ3 23 puts: $7.6mQ3 23P/C 0.52Q4 23 calls: $10.3mQ4 23 puts: $8.5mQ4 23P/C 0.83Q1 24 calls: $13.1mQ1 24 puts: $2.2mQ1 24P/C 0.17Q2 24 calls: $5.5mQ2 24 puts: $2.2mQ2 24P/C 0.40
Numbers
QuarterCallsPutsP/C
Q3 2023$14.8m$7.6m0.52
Q4 2023$10.3m$8.5m0.83
Q1 2024$13.1m$2.2m0.17
Q2 2024$5.5m$2.2m0.40

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +194,290+194.3k
Kestra Advisory Services, LLC Added +126,382+126.4k
Strategic Financial Concepts, LLC Added +86,729+86.7k
Nan Shan Life Insurance Co., Ltd. Added +74,000+74.0k
JONES FINANCIAL COMPANIES LLLP Added +59,076+59.1k
Axiom Advisory, LLC New +51,592+51.6k
SMI Advisory Services, LLC Added +47,773+47.8k
Joel Isaacson & Co., LLC Added +44,323+44.3k
Clearstead Advisors, LLC Added +42,791+42.8k
SCOTIA CAPITAL INC. Added +40,078+40.1k

Biggest sellers

MORGAN STANLEY Reduced -9,689,512-9.7m
JPMORGAN CHASE & CO Reduced -411,024-411.0k
Raymond James Financial Services Advisors, Inc. Reduced -255,128-255.1k
BANK OF AMERICA CORP /DE/ Reduced -220,481-220.5k
AMERIPRISE FINANCIAL INC Reduced -209,355-209.4k
Cambridge Investment Research Advisors, Inc. Reduced -114,825-114.8k
ROYAL BANK OF CANADA Reduced -91,143-91.1k
TRUIST FINANCIAL CORP Reduced -86,196-86.2k
Bank of New York Mellon Corp Reduced -77,571-77.6k
OSAIC HOLDINGS, INC. Reduced -71,377-71.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.5m27.5k shares
CITADEL ADVISORS LLC Added $2.0m15.6k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.6m12.4k shares
CITADEL ADVISORS LLC Added $623.2k4.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.10% of their portfolio CHARLOTTE, NC 7,833,6657.8m $996.3m $996.3m 0.10% Reduced -220.5k -220,481
2 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 4,658,6934.7m $592.5m $592.5m 0.05% Reduced -9.7m -9,689,512
3 LPL Financial LLC 0.19% of their portfolio FORT MILL, SC 2,940,5242.9m $374.0m $374.0m 0.19% Reduced -4.9k -4,851
4 Joel Isaacson & Co., LLC 16.24% of their portfolio NEW YORK, NY 2,431,6162.4m $309.3m $309.3m 16.24% Added +44.3k +44,323
5 ROYAL BANK OF CANADA 0.07% of their portfolio TORONTO, A6 2,412,5432.4m $306.8m $306.8m 0.07% Reduced -91.1k -91,143
6 RAYMOND JAMES & ASSOCIATES 0.19% of their portfolio ST PETERSBURG, FL 2,256,4922.3m $287.0m $287.0m 0.19% Reduced -45.0k -45,004
7 AMERIPRISE FINANCIAL INC 0.07% of their portfolio MINNEAPOLIS, MN 1,936,0631.9m $246.0m $246.0m 0.07% Reduced -209.4k -209,355
8 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 1,842,6251.8m $234.3m $234.3m 0.06% Reduced -42.8k -42,808
9 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,826,3841.8m $232.3m $232.3m 0.01% Reduced -411.0k -411,024
10 UBS Group AG 0.07% of their portfolio ZURICH, V8 1,759,5951.8m $223.8m $223.8m 0.07% Reduced -63.5k -63,466
11 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 1,323,5641.3m $168.3m $168.3m 0.06% Reduced -19.9k -19,929
12 Richard Bernstein Advisors LLC 3.63% of their portfolio NEW YORK, NY 1,287,1341.3m $163.7m $163.7m 3.63% Reduced -54.2k -54,157
13 COMMONWEALTH EQUITY SERVICES, LLC 0.23% of their portfolio WALTHAM, MA 1,127,1971.1m $143.4m $143.4m 0.23% Reduced -47.6k -47,631
14 Bank of New York Mellon Corp 0.03% of their portfolio NEW YORK, NY 1,090,7941.1m $138.7m $138.7m 0.03% Reduced -77.6k -77,571
15 Janney Montgomery Scott LLC 0.42% of their portfolio PHILADELPHIA, PA 1,074,6341.1m $136.7m $136.7m 0.42% Reduced -6.1k -6,059
16 TRUIST FINANCIAL CORP 0.17% of their portfolio CHARLOTTE, NC 890,488890.5k $113.3m $113.3m 0.17% Reduced -86.2k -86,196
17 Pathstone Holdings, LLC 0.45% of their portfolio ENGLEWOOD, NJ 775,149775.1k $98.6m $98.6m 0.45% Reduced -7.1k -7,095
18 1ST SOURCE BANK 5.53% of their portfolio SOUTH BEND, IN 744,043744.0k $94.6m $94.6m 5.53% Reduced -16.8k -16,815
19 Raymond James Financial Services Advisors, Inc. 0.13% of their portfolio ST. PETERSBURG, FL 727,780727.8k $92.6m $92.6m 0.13% Reduced -255.1k -255,128
20 Destination Wealth Management 2.93% of their portfolio Walnut Creek, CA 698,057698.1k $88.8m $88.8m 2.93% Reduced -3.5k -3,480
21 Cetera Investment Advisers 0.20% of their portfolio SCHAUMBURG, IL 682,480682.5k $86.8m $86.8m 0.20% Reduced -6.3k -6,270
22 Capital Investment Advisors, LLC 1.59% of their portfolio ATLANTA, GA 551,587551.6k $70.2m $70.2m 1.59% Reduced -12.3k -12,264
23 HighTower Advisors, LLC 0.11% of their portfolio CHICAGO, IL 536,251536.3k $68.2m $68.2m 0.11% Added +27.4k +27,448
24 MAI Capital Management 0.65% of their portfolio INDEPENDENCE, OH 519,295519.3k $66.0m $66.0m 0.65% Reduced -8.1k -8,139
25 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 516,467516.5k $65.7m $65.7m 0.00% Reduced -51 -51
26 OSAIC HOLDINGS, INC. 0.14% of their portfolio SCOTTSDALE, AZ 470,559470.6k $59.9m $59.9m 0.14% Reduced -71.4k -71,377
27 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 467,553467.6k $59.5m $59.5m 0.04% Added +5.5k +5,477
28 Creative Planning 0.06% of their portfolio OVERLAND PARK, KS 461,739461.7k $58.7m $58.7m 0.06% Added +5.0k +4,963
29 MML INVESTORS SERVICES, LLC 0.22% of their portfolio SPRINGFIELD, MA 437,596437.6k $55.7m $55.7m 0.22% Reduced -17.1k -17,053
30 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 398,838398.8k $50.7m $50.7m 0.01% Reduced -19.6k -19,609
31 Elk River Wealth Management LLC 9.38% of their portfolio DENVER, CO 376,830376.8k $47.9m $47.9m 9.38% Added +14.0k +14,025
32 Legacy Financial Group LLC 9.29% of their portfolio DES MOINES, IA 371,379371.4k $47.2m $47.2m 9.29% Reduced -22.2k -22,215
33 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.11% of their portfolio PLYMOUTH, MN 363,430363.4k $46.2m $46.2m 0.11% Added +194.3k +194,290
34 Nan Shan Life Insurance Co., Ltd. 1.08% of their portfolio Taipei City, F5 357,410357.4k $45.5m $45.5m 1.08% Added +74.0k +74,000
35 MONETA GROUP INVESTMENT ADVISORS LLC 0.71% of their portfolio ST LOUIS, MO 348,402348.4k $44.3m $44.3m 0.71% Added +2.3k +2,286
36 J.Safra Asset Management Corp 4.33% of their portfolio NEW YORK, NY 337,694337.7k $42.9m $42.9m 4.33% Added +5.4k +5,394
37 Linscomb Wealth, Inc. 2.00% of their portfolio Houston, TX 303,428303.4k $38.6m $38.6m 2.00% Reduced -5.8k -5,763
38 Clearstead Advisors, LLC 0.62% of their portfolio CLEVELAND, OH 287,780287.8k $36.6m $36.6m 0.62% Added +42.8k +42,791
39 Kestra Advisory Services, LLC 0.20% of their portfolio AUSTIN, TX 275,981276.0k $35.1m $35.1m 0.20% Added +126.4k +126,382
40 O'Dell Group, LLC 8.76% of their portfolio CINCINNATI, OH 272,349272.3k $35.7m $35.7m 8.76% Unchanged
41 MARINO, STRAM & ASSOCIATES LLC 8.14% of their portfolio BRAINTREE, MA 261,842261.8k $33.3m $33.3m 8.14% Reduced -5.1k -5,119
42 Cambridge Investment Research Advisors, Inc. 0.12% of their portfolio FAIRFIELD, IA 257,867257.9k $32.8m $32.8m 0.12% Reduced -114.8k -114,825
43 Orion Porfolio Solutions, LLC 0.34% of their portfolio OMAHA, NE 254,505254.5k $32.4m $32.4m 0.34% Reduced -28.0k -27,965
44 Orion Portfolio Solutions, LLC 0.34% of their portfolio Omaha, NE 254,505254.5k $32.4m $32.4m 0.34% Reduced -28.0k -27,965
45 SCOTIA CAPITAL INC. 0.18% of their portfolio TORONTO, A6 245,026245.0k $31.2m $31.2m 0.18% Added +40.1k +40,078
46 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.26% of their portfolio IRVING, TX 238,751238.8k $30.4m $30.4m 0.26% Reduced -59.2k -59,192
47 Graves Light Lenhart Wealth, Inc. 3.43% of their portfolio HARRISONBURG, VA 238,164238.2k $30.0m $30.0m 3.43% Added +1.4k +1,406
48 Baird Financial Group, Inc. 0.06% of their portfolio MILWAUKEE, WI 229,519229.5k $29.2m $29.2m 0.06% Reduced -5.5k -5,546
49 Wolff Financial Management LLC 20.92% of their portfolio KALAMAZOO, MI 222,814222.8k $28.3m $28.3m 20.92% Added +3.2k +3,248
50 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 216,928216.9k $28.1m $28.1m 0.01% Reduced -12.3k -12,345
51 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 207,565207.6k $26.4m $26.4m 0.03% Added +138 +138
52 Klingman & Associates, LLC 1.78% of their portfolio New York, NY 206,405206.4k $26.3m $26.3m 1.78% Reduced -4.3k -4,282
53 Flaharty Asset Management, LLC 3.80% of their portfolio CLEARWATER, FL 202,110202.1k $25.7m $25.7m 3.80% Added +1.1k +1,092
54 Mariner, LLC 0.05% of their portfolio Overland Park, KS 201,861201.9k $25.7m $25.7m 0.05% Reduced -13.8k -13,765
55 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 196,199196.2k $25.0m $25.0m 0.07% Added +2.2k +2,188
56 NWF Advisory Services Inc. 3.66% of their portfolio Los Angeles, CA 180,870180.9k $23.0m $23.0m 3.66% Added +1.2k +1,239
57 Jackson, Grant Investment Advisers, Inc. 9.20% of their portfolio STAMFORD, CT 179,231179.2k $22.8m $22.8m 9.20% Added +3.7k +3,729
58 Hyperion Partners, LLC 15.95% of their portfolio BERWYN, PA 175,689175.7k $22.3m $22.3m 15.95% Added +7.1k +7,068
59 HUNTINGTON NATIONAL BANK 0.16% of their portfolio COLUMBUS, OH 165,591165.6k $21.1m $21.1m 0.16% Reduced -1.5k -1,523
60 UMB Bank, n.a. 0.33% of their portfolio Kansas City, MO 158,611158.6k $20.2m $20.2m 0.33% Added +700 +700
61 Capital Advisors, Ltd. LLC 2.57% of their portfolio SHAKER HEIGHTS, OH 155,811155.8k $19.8m $19.8m 2.57% Reduced -7.5k -7,498
62 Steward Partners Investment Advisory, LLC 0.19% of their portfolio STAMFORD, CT 145,025145.0k $18.4m $18.4m 0.19% Added +714 +714
63 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 140,723140.7k $17.9m $17.9m 0.06% Reduced -4.0k -4,033
64 Baltimore-Washington Financial Advisors, Inc. 1.03% of their portfolio Columbia, MD 140,521140.5k $17.9m $17.9m 1.03% Added +10.1k +10,113
65 COMERICA BANK 0.07% of their portfolio DALLAS, TX 136,908136.9k $17.4m $17.4m 0.07% Reduced -418 -418
66 Private Advisor Group, LLC 0.12% of their portfolio MORRISTOWN, NJ 136,029136.0k $17.3m $17.3m 0.12% Reduced -6.3k -6,338
67 TD PRIVATE CLIENT WEALTH LLC 0.53% of their portfolio NEW YORK, NY 131,207131.2k $16.7m $16.7m 0.53% Reduced -6.3k -6,342
68 Prosperity Consulting Group, LLC 2.10% of their portfolio OWINGS MILLS, MD 121,509121.5k $15.5m $15.5m 2.10% Reduced -7.6k -7,612
69 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 119,976120.0k $15.3m $15.3m 0.02% Added +59.1k +59,076
70 BOKF, NA 0.27% of their portfolio TULSA, OK 119,571119.6k $15.2m $15.2m 0.27% Reduced -3.2k -3,157
71 FINANCIAL COUNSELORS INC 0.24% of their portfolio Overland Park, KS 115,063115.1k $14.6m $14.6m 0.24% Reduced -213 -213
72 CRA Financial Services, LLC 2.94% of their portfolio NORTHFIELD, NJ 114,615114.6k $14.6m $14.6m 2.94% Reduced -2.1k -2,150
73 Atria Wealth Solutions, Inc. 0.16% of their portfolio NEW YORK, NY 110,452110.5k $14.0m $14.0m 0.16% Reduced -20.2k -20,199
74 Hubbell Strickland Wealth Management, LLC 7.03% of their portfolio NEW ORLEANS, LA 110,195110.2k $14.0m $14.0m 7.03% Reduced -47 -47
75 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 108,461108.5k $13.6m $13.6m 0.02% Reduced -2.2k -2,180
76 AVANTAX ADVISORY SERVICES, INC. 0.10% of their portfolio DALLAS, TX 108,108108.1k $13.7m $13.7m 0.10% Added +1.6k +1,636
77 Associated Banc-Corp 0.42% of their portfolio Green Bay, WI 106,027106.0k $13.5m $13.5m 0.42% Reduced -9.9k -9,888
78 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 104,273104.3k $12.4m $12.4m 0.03% Added +3.3k +3,261
79 FMR LLC 0.00% of their portfolio BOSTON, MA 103,435103.4k $13.2m $13.2m 0.00% Added +6.4k +6,370
80 CWM, LLC 0.06% of their portfolio OMAHA, NE 101,941101.9k $13.0m $13.0m 0.06% Reduced -16.8k -16,843
81 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 99,49699.5k $12.7m $12.7m 0.03% Added +589 +589
82 Mesirow Financial Investment Management, Inc. 0.28% of their portfolio CHICAGO, IL 99,21999.2k $12.6m $12.6m 0.28% Added +2.6k +2,603
83 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 98,68398.7k $12.6m $12.6m 0.00% Reduced -1.7k -1,734
84 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 97,39797.4k $12.4m $12.4m 0.01% Added +2.7k +2,705
85 Savant Capital, LLC 0.12% of their portfolio ROCKFORD, IL 95,57395.6k $12.2m $12.2m 0.12% Added +3.9k +3,867
86 HB Wealth Management, LLC 0.14% of their portfolio Atlanta, GA 95,00095.0k $12.1m $12.1m 0.14% Reduced -3.9k -3,921
87 KCM INVESTMENT ADVISORS LLC 0.43% of their portfolio GREENBRAE, CA 94,70994.7k $12.0m $12.0m 0.43% Reduced -2.5k -2,452
88 Equitable Holdings, Inc. 0.13% of their portfolio NEW YORK, NY 93,43493.4k $11.9m $11.9m 0.13% Reduced -4.4k -4,385
89 WESBANCO BANK INC 0.44% of their portfolio WHEELING, WV 93,15093.2k $11.8m $11.8m 0.44% Added +605 +605
90 NBT BANK, N.A. 0.83% of their portfolio NORWICH, NY 90,95291.0k $11.6m $11.6m 0.83% Reduced -5.2k -5,235
91 SARD WEALTH MANAGEMENT GROUP, LLC 8.08% of their portfolio ATLANTA, GA 90,46990.5k $11.5m $11.5m 8.08% Reduced -8.2k -8,201
92 Focus Partners Wealth 0.04% of their portfolio ST LOUIS, MO 90,27390.3k $11.5m $11.5m 0.04% Added +11.7k +11,650
93 Strategic Financial Concepts, LLC 0.11% of their portfolio SAN ANTONIO, TX 88,69288.7k $188.3k $188.3k 0.11% Added +86.7k +86,729
94 Forvis Mazars Wealth Advisors, LLC 0.28% of their portfolio Springfield, MO 86,95187.0k $11.1m $11.1m 0.28% Reduced -2.7k -2,716
95 Ameritas Investment Partners, Inc. 0.38% of their portfolio LINCOLN, NE 86,50786.5k $11.0m $11.0m 0.38% Added +3.8k +3,768
96 SAGE RHINO CAPITAL LLC 2.58% of their portfolio MENLO PARK, CA 84,92284.9k $10.8m $10.8m 2.58% Added +400 +400
97 IRONWOOD WEALTH MANAGEMENT, INC. 5.51% of their portfolio HURRICANE, WV 84,22684.2k $10.9m $10.9m 5.51% Added +1.1k +1,142
98 Regent Peak Wealth Advisors LLC 2.43% of their portfolio ATLANTA, GA 83,41483.4k $10.6m $10.6m 2.43% Reduced -1.2k -1,180
99 AlTi Global, Inc. 0.28% of their portfolio NEW YORK, NY 80,70380.7k $10.3m $10.3m 0.28% Unchanged
100 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 79,75779.8k $10.1m $10.1m 0.01% Reduced -3.1k -3,064