Vault-13

SPDR SERIES TRUST XME

S&P METALS MNG · ETP · CUSIP 78464A755

282 institutional holders +38 vs Q3 2022
35,074,91635.1m shares reported held*
$1.7bnreported value*
53 new 82 added 84 reduced 26 sold out net bought ≈ $139.2m (+2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $49.82. Options: 13 managers hold calls ($98.5m notional), 20 hold puts ($226.8m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 244Q4 22: 282282Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022244
Q4 2022282

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ3 22 calls: $179.8mQ3 22 puts: $139.3mQ3 22P/C 0.77Q4 22 calls: $98.5mQ4 22 puts: $226.8mQ4 22P/C 2.30
Numbers
QuarterCallsPutsP/C
Q3 2022$179.8m$139.3m0.77
Q4 2022$98.5m$226.8m2.30

Biggest buyers

D. E. Shaw & Co., Inc. Added +1,083,400+1.1m
MEITAV INVESTMENT HOUSE LTD Added +836,063+836.1k
Clal Insurance Enterprises Holdings Ltd Added +680,000+680.0k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Added +600,000+600.0k
MORGAN STANLEY Added +498,869+498.9k
NATIXIS New +480,018+480.0k
MACKENZIE FINANCIAL CORP Added +262,456+262.5k
Brevan Howard Capital Management LP New +182,000+182.0k
UBS Group AG Added +180,732+180.7k
WELLS FARGO & COMPANY/MN Added +163,799+163.8k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -2,072,076-2.1m
BNP PARIBAS FINANCIAL MARKETS Reduced -368,819-368.8k
Schonfeld Strategic Advisors LLC Sold out -324,148-324.1k
BANK OF AMERICA CORP /DE/ Reduced -285,657-285.7k
Twin Tree Management, LP Reduced -201,188-201.2k
LS Investment Advisors, LLC Sold out -176,432-176.4k
JANE STREET GROUP, LLC Sold out -128,183-128.2k
GREAT VALLEY ADVISOR GROUP, INC. Sold out -104,728-104.7k
OKABENA INVESTMENT SERVICES INC Sold out -54,087-54.1k
MONTAG A & ASSOCIATES INC Reduced -50,967-51.0k

Biggest calls

CITADEL ADVISORS LLC Added $18.3m368.3k shares
Paloma Partners Management Co Added $16.1m322.7k shares
GOLDMAN SACHS GROUP INC Reduced $15.3m306.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $14.5m290.4k shares
BANK OF AMERICA CORP /DE/ New $9.9m199.7k shares
Walleye Trading LLC Added $8.7m175.2k shares
PEAK6 Investments LLC Added $6.2m123.9k shares
WOLVERINE TRADING, LLC Added $4.4m88.5k shares
UBS Group AG Reduced $2.5m50.0k shares
BANK OF MONTREAL /CAN/ New $1.1m20.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $48.6m975.4k shares
CITADEL ADVISORS LLC Added $32.2m645.8k shares
BARCLAYS PLC First filing $27.9m560.0k shares
UBS Group AG Added $25.7m515.0k shares
GOLDMAN SACHS GROUP INC Added $17.7m355.0k shares
MILLENNIUM MANAGEMENT LLC Reduced $12.7m254.5k shares
BANK OF AMERICA CORP /DE/ New $9.9m199.7k shares
CITIGROUP INC Unchanged $8.7m175.0k shares
WELLS FARGO & COMPANY/MN Added $7.5m150.0k shares
Walleye Trading LLC Added $6.1m123.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 6,258,4056.3m $311.7m $311.7m 0.04% Added +498.9k +498,869
2 BESSEMER GROUP INC 0.33% of their portfolio WOODBRIDGE, NJ 2,714,2252.7m $135.2m $135.2m 0.33% Unchanged
3 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,478,6672.5m $123.5m $123.5m 0.02% Reduced -285.7k -285,657
4 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 2,369,8892.4m $118.0m $118.0m 0.03% Reduced -2.1m -2,072,076
5 UBS Group AG 0.04% of their portfolio ZURICH, V8 1,814,0641.8m $90.4m $90.4m 0.04% Added +180.7k +180,732
6 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.33% of their portfolio TORONTO, A6 1,300,0001.3m $64.8m $64.8m 0.33% Added +600.0k +600,000
7 Vanderbilt University 16.31% of their portfolio NASHVILLE, TN 1,270,7961.3m $63.3m $63.3m 16.31% Added +8.5k +8,500
8 D. E. Shaw & Co., Inc. 0.09% of their portfolio New York, NY 1,097,2001.1m $54.7m $54.7m 0.09% Added +1.1m +1,083,400
9 Clal Insurance Enterprises Holdings Ltd 0.72% of their portfolio Tel-aviv, L3 966,000966.0k $48.1m $48.1m 0.72% Added +680.0k +680,000
10 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 948,769948.8k $47.3m $47.3m 0.01% Added +45.5k +45,485
11 Harel Insurance Investments & Financial Services Ltd. 1.03% of their portfolio Ramat Gan, L3 945,500945.5k $47.1m $47.1m 1.03% Unchanged
12 MEITAV INVESTMENT HOUSE LTD 0.77% of their portfolio BENE-BERAQ, L3 892,049892.0k $44.8m $44.8m 0.77% Added +836.1k +836,063
13 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 773,427773.4k $38.5m $38.5m 0.03% Added +58.9k +58,863
14 CITIGROUP INC 0.04% of their portfolio NEW YORK, NY 633,770633.8k $31.6m $31.6m 0.04% Added +36.6k +36,572
15 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 562,965563.0k $28.0m $28.0m 0.01% Added +163.8k +163,799
16 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 556,896556.9k $27.7m $27.7m 0.06% Added +41.9k +41,938
17 NATIXIS 0.14% of their portfolio PARIS, I0 480,018480.0k $23.9m $23.9m 0.14% New
18 AFFINITY WEALTH MANAGEMENT LLC 5.40% of their portfolio WILMINGTON, DE 457,592457.6k $22.8m $22.8m 5.40% Reduced -2.8k -2,750
19 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 433,722433.7k $21.6m $21.6m 0.05% Reduced -34.8k -34,781
20 BARCLAYS PLC 0.02% of their portfolio LONDON, X0 425,157425.2k $21.2m $21.2m 0.02% First filing
21 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 378,722378.7k $18.9m $18.9m 0.01% Added +93.2k +93,223
22 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 284,184284.2k $14.2m $14.2m 0.01% Added +154.9k +154,943
23 MACKENZIE FINANCIAL CORP 0.02% of their portfolio TORONTO ONTARIO, A6 269,473269.5k $13.4m $13.4m 0.02% Added +262.5k +262,456
24 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 206,539206.5k $10.3m $10.3m 0.01% Added +50.7k +50,664
25 NEIRG Wealth Management, LLC 1.89% of their portfolio NORTH ANDOVER, MA 201,888201.9k $10.1m $10.1m 1.89% Reduced -8.5k -8,484
26 Brevan Howard Capital Management LP 2.64% of their portfolio ST. HELIER, Y9 182,000182.0k $9.1m $9.1m 2.64% New
27 Qube Research & Technologies Ltd 0.05% of their portfolio LONDON, X0 177,741177.7k $8.9m $8.9m 0.05% Added +96.8k +96,787
28 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 175,800175.8k $8.8m $8.8m 0.01% Added +74.6k +74,583
29 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 149,507149.5k $7.4m $7.4m 0.02% Reduced -12.8k -12,786
30 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 149,295149.3k $7.4m $7.4m 0.02% Reduced -7.3k -7,332
31 Venture Visionary Partners LLC 0.54% of their portfolio Sylvania, OH 148,660148.7k $7.4m $7.4m 0.54% Added +279 +279
32 Financial Sense Advisors, Inc. 3.05% of their portfolio SAN DIEGO, CA 147,362147.4k $7.3m $7.3m 3.05% New
33 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 146,459146.5k $7.3m $7.3m 0.01% Reduced -4.5k -4,548
34 HRT FINANCIAL LP 0.10% of their portfolio NEW YORK, NY 141,375141.4k $7.0m $7.0m 0.10% Reduced -43.3k -43,277
35 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 141,338141.3k $7.0m $7.0m 0.00% Added +101.2k +101,198
36 Allianz Asset Management GmbH 0.02% of their portfolio MUNICH, 2M 136,800136.8k $6.8m $6.8m 0.02% New
37 Riggs Asset Managment Co. Inc. 2.64% of their portfolio DALLAS, PA 128,557128.6k $6.4m $6.4m 2.64% Added +5.4k +5,420
38 BBJS FINANCIAL ADVISORS, LLC 2.75% of their portfolio SEATTLE, WA 122,532122.5k $6.1m $6.1m 2.75% First filing
39 Private Wealth Advisors, LLC 2.49% of their portfolio Fresno, CA 116,345116.3k $5.8m $5.8m 2.49% Reduced -12.2k -12,201
40 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 104,894104.9k $5.2m $5.2m 0.05% Added +7.2k +7,240
41 Legend Financial Advisors, Inc. 4.53% of their portfolio PITTSBURGH, PA 104,157104.2k $5.2m $5.2m 4.53% Reduced -206 -206
42 Point72 Asset Management, L.P. 0.02% of their portfolio STAMFORD, CT 102,200102.2k $5.1m $5.1m 0.02% New
43 BlackRock Inc. 0.00% of their portfolio New York, NY 100,000100.0k $5.0m $5.0m 0.00% New
44 ARS Investment Partners, LLC 0.60% of their portfolio New York, NY 90,60090.6k $4.5m $4.5m 0.60% Added +36.9k +36,893
45 FORTEM FINANCIAL GROUP, LLC 2.58% of their portfolio PALM DESERT, CA 88,46288.5k $4.4m $4.4m 2.58% Reduced -8.3k -8,305
46 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 88,40488.4k $4.4m $4.4m 0.04% Added +28.3k +28,329
47 Clark Capital Management Group, Inc. 0.04% of their portfolio PHILADELPHIA, PA 87,78687.8k $4.4m $4.4m 0.04% New
48 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 85,14785.1k $4.2m $4.2m 0.00% Reduced -7.5k -7,486
49 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 84,97385.0k $4.2m $4.2m 0.00% Added +6.2k +6,226
50 JENNISON ASSOCIATES LLC 0.00% of their portfolio NEW YORK, NY 82,53782.5k $4.1m $4.1m 0.00% Reduced -4.0k -3,961
51 FOCUS Wealth Advisors, LLC 2.69% of their portfolio HOUSTON, TX 78,06878.1k $3.9m $3.9m 2.69% Reduced -862 -862
52 Valence8 US LP 2.88% of their portfolio Cambridge, MA 76,32676.3k $3.8m $3.8m 2.88% First filing
53 Quantitative Investment Management, LLC 0.64% of their portfolio CHARLOTTESVILLE, VA 67,59867.6k $3.4m $3.4m 0.64% New
54 S. R. Schill & Associates 1.66% of their portfolio MERCER ISLAND, WA 67,00067.0k $3.3m $3.3m 1.66% Reduced -413 -413
55 Bienville Capital Management, LLC 1.21% of their portfolio New York, NY 65,14765.1k $3.2m $3.2m 1.21% Reduced -197 -197
56 CREDIT AGRICOLE S A 0.12% of their portfolio Montrouge Cedex, I0 64,26264.3k $3.2m $3.2m 0.12% Reduced -34.9k -34,927
57 SCOTIA CAPITAL INC. 0.02% of their portfolio TORONTO, A6 63,84363.8k $3.2m $3.2m 0.02% Reduced -2.1k -2,127
58 Merit Financial Group, LLC 0.11% of their portfolio ALPHARETTA, GA 63,10363.1k $3.1m $3.1m 0.11% Added +15.4k +15,380
59 Strategies Wealth Advisors, LLC 0.77% of their portfolio GRAND RAPIDS, MI 62,68862.7k $3.1m $3.1m 0.77% First filing
60 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 62,51962.5k $3.1m $3.1m 0.01% Reduced -9.9k -9,867
61 Ted Buchan & Co 2.58% of their portfolio San Diego, CA 55,92255.9k $2.8m $2.8m 2.58% First filing
62 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 55,90055.9k $2.8m $2.8m 0.01% New
63 Lavaca Capital LLC 1.07% of their portfolio HOUSTON, TX 54,08754.1k $2.7m $2.7m 1.07% New
64 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 52,05652.1k $2.6m $2.6m 0.00% Added +32.1k +32,149
65 Arlington Capital Management, Inc. 2.83% of their portfolio ARLINGTON HEIGHTS, IL 50,91850.9k $2.5m $2.5m 2.83% New
66 SIMPLEX TRADING, LLC 0.11% of their portfolio CHICAGO, IL 47,82447.8k $2.4m $2.4m 0.11% Reduced -12.4k -12,361
67 CUMBERLAND ADVISORS INC 0.98% of their portfolio SARASOTA, FL 45,46545.5k $2.3m $2.3m 0.98% Reduced -6.7k -6,720
68 TUDOR INVESTMENT CORP ET AL 0.05% of their portfolio STAMFORD, CT 43,39743.4k $2.2m $2.2m 0.05% New
69 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 42,98943.0k $2.1m $2.1m 0.01% Added +676 +676
70 Bleakley Financial Group, LLC 0.08% of their portfolio PARSIPPANY, NJ 42,48342.5k $2.1m $2.1m 0.08% First filing
71 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 40,69640.7k $2.0m $2.0m 0.00% Reduced -24.7k -24,737
72 HERBST GROUP, LLC 1.61% of their portfolio WESTPORT, CT 40,00940.0k $2.0m $2.0m 1.61% Reduced -820 -820
73 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 39,37639.4k $2.0m $2.0m 0.03% Added +3.0k +3,019
74 Greenland Capital Management LP 0.35% of their portfolio NEW YORK, NY 38,31838.3k $1.9m $1.9m 0.35% First filing
75 Intrua Financial, LLC 0.48% of their portfolio Houston, TX 37,57937.6k $2.1m $2.1m 0.48% New
76 IHT Wealth Management, LLC 0.11% of their portfolio Chicago, IL 36,50136.5k $1.8m $1.8m 0.11% Unchanged
77 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 33,09233.1k $1.3m $1.3m 0.04% Added +457 +457
78 Fifth Third Securities, Inc. 0.22% of their portfolio Cincinnati, OH 32,99333.0k $1.6m $1.6m 0.22% Reduced -1.9k -1,870
79 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 32,19832.2k $1.6m $1.6m 0.00% Reduced -368.8k -368,819
80 Pekin Hardy Strauss, Inc. 0.25% of their portfolio CHICAGO, IL 31,87031.9k $1.6m $1.6m 0.25% Added +100 +100
81 Wellington Shields Capital Management, LLC 0.19% of their portfolio NEW YORK, NY 30,62430.6k $1.5m $1.5m 0.19% Reduced -116 -116
82 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 28,37928.4k $1.4m $1.4m 0.04% Added +370 +370
83 Camarda Financial Advisors, LLC 1.42% of their portfolio FLEMING ISLAND, FL 28,28128.3k $1.4m $1.4m 1.42% New
84 Twin Tree Management, LP 0.04% of their portfolio DALLAS, TX 27,94027.9k $1.4m $1.4m 0.04% Reduced -201.2k -201,188
85 Tower Research Capital LLC (TRC) 0.06% of their portfolio NEW YORK, NY 27,76727.8k $1.4m $1.4m 0.06% Reduced -16.3k -16,342
86 Great Diamond Partners, LLC 0.42% of their portfolio Portland, ME 27,50427.5k $1.4m $1.4m 0.42% Added +5.5k +5,492
87 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 27,16127.2k $1.4m $1.4m 0.01% Added +11.5k +11,513
88 LMR Partners LLP 0.03% of their portfolio LONDON, X0 27,02227.0k $1.3m $1.3m 0.03% New
89 Greenline Partners, LLC 0.26% of their portfolio NEW YORK, NY 26,87726.9k $1.3m $1.3m 0.26% Unchanged
90 SG Americas Securities, LLC 0.02% of their portfolio NEW YORK, NY 26,22926.2k $1.3m $1.3m 0.02% Added +18.4k +18,397
91 PINNACLE ASSOCIATES LTD 0.03% of their portfolio NEW YORK, NY 26,07326.1k $1.3m $1.3m 0.03% Reduced -800 -800
92 Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. 1.22% of their portfolio TEL-AVIV, L3 25,70225.7k $1.3m $1.3m 1.22% Unchanged
93 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 25,48325.5k $1.3m $1.3m 0.01% Added +3.0k +2,966
94 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 25,16225.2k $1.3m $1.3m 0.00% Added +8.6k +8,593
95 NOMURA ASSET MANAGEMENT CO LTD 0.01% of their portfolio TOKYO, M0 25,14525.1k $1.3m $1.3m 0.01% Added +21.8k +21,845
96 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 24,66024.7k $1.2m $1.2m 0.01% Added +16.3k +16,349
97 Heartwood Wealth Advisors LLC 0.19% of their portfolio RICHMOND, VA 24,55824.6k $1.2m $1.2m 0.19% Reduced -6.4k -6,418
98 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 24,41024.4k $1.2m $1.2m 0.01% Reduced -365 -365
99 BANK OF NOVA SCOTIA 0.00% of their portfolio TORONTO, A6 24,28024.3k $1.2m $1.2m 0.00% Reduced -9.0k -9,020
100 Claraphi Advisory Network, LLC 0.48% of their portfolio ALISO VIEJO, X1 24,27224.3k $1.2m $1.2m 0.48% New