Vault-13

SPDR SER TR XRT

S&P RETAIL ETF · ETP · CUSIP 78464A714

128 institutional holders +12 vs Q3 2024
21,727,27221.7m shares reported held*
$1.7bnreported value*
28 new 26 added 40 reduced 21 sold out net sold ≈ $274.5m (-3.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $79.59. Options: 17 managers hold calls ($483.0m notional), 19 hold puts ($631.2m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 103Q4 22: 114Q1 23: 121Q2 23: 119Q3 23: 116Q4 23: 145Q1 24: 137Q2 24: 123Q3 24: 116Q4 24: 128128Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022103
Q4 2022114
Q1 2023121
Q2 2023119
Q3 2023116
Q4 2023145
Q1 2024137
Q2 2024123
Q3 2024116
Q4 2024128

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 66 bought or addedQ1 23: 52 cut or sold outQ2 23: 51 bought or addedQ2 23: 61 cut or sold outQ2 23Q3 23: 50 bought or addedQ3 23: 56 cut or sold outQ4 23: 76 bought or addedQ4 23: 60 cut or sold outQ4 23Q1 24: 69 bought or addedQ1 24: 84 cut or sold outQ2 24: 58 bought or addedQ2 24: 79 cut or sold outQ2 24Q3 24: 41 bought or addedQ3 24: 72 cut or sold outQ4 24: 54 bought or addedQ4 24: 61 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20236652
Q2 20235161
Q3 20235056
Q4 20237660
Q1 20246984
Q2 20245879
Q3 20244172
Q4 20245461

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500m$1bn$1.5bnQ1 24 calls: $267.8mQ1 24 puts: $1.0bnQ1 24P/C 3.90Q2 24 calls: $334.0mQ2 24 puts: $572.0mQ2 24P/C 1.71Q3 24 calls: $475.0mQ3 24 puts: $1.2bnQ3 24P/C 2.60Q4 24 calls: $483.0mQ4 24 puts: $631.2mQ4 24P/C 1.31
Numbers
QuarterCallsPutsP/C
Q1 2024$267.8m$1.0bn3.90
Q2 2024$334.0m$572.0m1.71
Q3 2024$475.0m$1.2bn2.60
Q4 2024$483.0m$631.2m1.31

Biggest buyers

GOLDMAN SACHS GROUP INC Added +992,183+992.2k
Phoenix Financial Ltd. Added +765,000+765.0k
Itau Unibanco Holding S.A. New +194,122+194.1k
GTS SECURITIES LLC Added +193,297+193.3k
NorthCoast Asset Management LLC Added +160,275+160.3k
WELLS FARGO & COMPANY/MN Added +125,816+125.8k
JANE STREET GROUP, LLC Added +119,897+119.9k
1832 Asset Management L.P. New +113,908+113.9k
Squarepoint Ops LLC Added +89,648+89.6k
Brevan Howard Capital Management LP New +60,308+60.3k

Biggest sellers

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Reduced -1,004,000-1.0m
BANK OF NOVA SCOTIA Sold out -1,000,000-1.0m
BANK OF AMERICA CORP /DE/ Reduced -683,367-683.4k
JPMORGAN CHASE & CO Reduced -667,141-667.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -583,660-583.7k
MORGAN STANLEY Reduced -536,650-536.6k
CITIGROUP INC Reduced -230,454-230.5k
Quantitative Investment Management, LLC Sold out -204,005-204.0k
J. Goldman & Co LP Reduced -191,535-191.5k
STATE OF WISCONSIN INVESTMENT BOARD Reduced -167,789-167.8k

Biggest calls

MILLENNIUM MANAGEMENT LLC Added $107.4m1.3m shares
CITADEL ADVISORS LLC Reduced $77.0m967.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $62.8m789.5k shares
Balyasny Asset Management L.P. Reduced $54.9m689.6k shares
Point72 Asset Management, L.P. New $39.8m500.0k shares
BARCLAYS PLC Unchanged $39.7m498.9k shares
MOORE CAPITAL MANAGEMENT, LP New $31.6m396.8k shares
PEAK6 LLC First filing $29.6m371.5k shares
UBS Group AG Unchanged $15.9m200.0k shares
BANK OF AMERICA CORP /DE/ Reduced $9.4m118.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $174.4m2.2m shares
JANE STREET GROUP, LLC Added $105.9m1.3m shares
MILLENNIUM MANAGEMENT LLC Added $78.0m980.0k shares
Balyasny Asset Management L.P. Reduced $67.9m852.5k shares
CITADEL ADVISORS LLC Reduced $66.8m839.6k shares
Brevan Howard Capital Management LP Reduced $41.4m520.0k shares
Twin Tree Management, LP Added $24.1m302.9k shares
Walleye Trading LLC Added $18.4m231.0k shares
UBS Group AG Unchanged $15.9m200.0k shares
Squarepoint Ops LLC Added $9.7m121.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 1.04% of their portfolio TORONTO, A6 6,090,0006.1m $484.7m $484.7m 1.04% Reduced -1.0m -1,004,000
2 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 2,080,2602.1m $165.6m $165.6m 0.03% Added +992.2k +992,183
3 Phoenix Financial Ltd. 2.09% of their portfolio Givatayim, L3 1,929,1301.9m $153.5m $153.5m 2.09% Added +765.0k +765,000
4 CANADA PENSION PLAN INVESTMENT BOARD 0.11% of their portfolio TORONTO ONTARIO, A6 1,400,0001.4m $111.4m $111.4m 0.11% Unchanged
5 MIRAE ASSET SECURITIES (USA) INC. 4.84% of their portfolio NEW YORK, NY 1,300,0001.3m $103.5m $103.5m 4.84% Unchanged
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,183,9071.2m $94.2m $94.2m 0.01% Reduced -683.4k -683,367
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 847,361847.4k $67.4m $67.4m 0.00% Reduced -536.6k -536,650
8 STATE OF WISCONSIN INVESTMENT BOARD 0.16% of their portfolio MADISON, WI 771,797771.8k $61.4m $61.4m 0.16% Reduced -167.8k -167,789
9 TORONTO DOMINION BANK 0.11% of their portfolio TORONTO, ONTARIO, A6 750,000750.0k $59.7m $59.7m 0.11% Reduced -11 -11
10 SUSQUEHANNA ADVISORS GROUP, INC. 2.21% of their portfolio BALA CYNWYD, PA 750,000750.0k $59.7m $59.7m 2.21% First filing
11 BARCLAYS PLC 0.03% of their portfolio LONDON, X0 671,055671.1k $53.4m $53.4m 0.03% Reduced -7.4k -7,444
12 CITIGROUP INC 0.05% of their portfolio NEW YORK, NY 603,435603.4k $48.0m $48.0m 0.05% Reduced -230.5k -230,454
13 UBS Group AG 0.01% of their portfolio ZURICH, V8 351,769351.8k $28.0m $28.0m 0.01% Reduced -133.8k -133,825
14 GTS SECURITIES LLC 1.10% of their portfolio NEW YORK, NY 283,352283.4k $22.6m $22.6m 1.10% Added +193.3k +193,297
15 MARSHALL WACE, LLP 0.03% of their portfolio LONDON, X0 259,545259.5k $20.7m $20.7m 0.03% Reduced -111.5k -111,497
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 252,595252.6k $20.1m $20.1m 0.03% Reduced -583.7k -583,660
17 Itau Unibanco Holding S.A. 0.48% of their portfolio SAO PAULO, D5 194,122194.1k $15.5m $15.5m 0.48% New
18 NorthCoast Asset Management LLC 0.06% of their portfolio STAMFORD, CT 163,230163.2k $13.0m $13.0m 0.06% Added +160.3k +160,275
19 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 162,878162.9k $13.0m $13.0m 0.00% Added +125.8k +125,816
20 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 126,098126.1k $10.0m $10.0m 0.02% Added +119.9k +119,897
21 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 117,514117.5k $9.4m $9.4m 0.01% Reduced -123.4k -123,361
22 1832 Asset Management L.P. 0.02% of their portfolio TORONTO, A6 113,908113.9k $9.1m $9.1m 0.02% New
23 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 95,80095.8k $7.6m $7.6m 0.01% Reduced -28.4k -28,393
24 Squarepoint Ops LLC 0.02% of their portfolio NEW YORK, NY 92,29192.3k $7.3m $7.3m 0.02% Added +89.6k +89,648
25 Venture Visionary Partners LLC 0.30% of their portfolio Sylvania, OH 89,45489.5k $7.1m $7.1m 0.30% Added +5.7k +5,683
26 J. Goldman & Co LP 0.24% of their portfolio NEW YORK, NY 85,07785.1k $6.8m $6.8m 0.24% Reduced -191.5k -191,535
27 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 81,61981.6k $6.5m $6.5m 0.00% Added +11.4k +11,362
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 63,31663.3k $5.0m $5.0m 0.00% Added +19.2k +19,177
29 Brevan Howard Capital Management LP 0.12% of their portfolio ST. HELIER, Y9 60,30860.3k $4.8m $4.8m 0.12% New
30 DME Capital Management, LP 0.24% of their portfolio New York, NY 59,81059.8k $4.8m $4.8m 0.24% New
31 Atom Investors LP 0.58% of their portfolio AUSTIN, TX 59,07059.1k $4.7m $4.7m 0.58% Added +7.8k +7,767
32 Trek Financial, LLC 0.33% of their portfolio Scottsdale, AZ 54,93954.9k $4.4m $4.4m 0.33% New
33 Verition Fund Management LLC 0.02% of their portfolio GREENWICH, CT 54,31754.3k $4.3m $4.3m 0.02% Added +24.3k +24,292
34 Quadrature Capital Ltd 0.08% of their portfolio LONDON, X0 52,78552.8k $4.2m $4.2m 0.08% New
35 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 44,35544.4k $3.5m $3.5m 0.01% Reduced -34.7k -34,657
36 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 32,74332.7k $2.6m $2.6m 0.01% New
37 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 29,27229.3k $2.3m $2.3m 0.01% Reduced -163.5k -163,497
38 Tower Research Capital LLC (TRC) 0.05% of their portfolio NEW YORK, NY 29,23929.2k $2.3m $2.3m 0.05% Reduced -6.0k -5,994
39 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 26,40926.4k $2.1m $2.1m 0.00% Reduced -667.1k -667,141
40 LEUTHOLD GROUP, LLC 0.24% of their portfolio MINNEAPOLIS, MN 24,98925.0k $2.0m $2.0m 0.24% Reduced -4.1k -4,057
41 Ellis Investment Partners, LLC 0.30% of their portfolio Berwyn, PA 19,33219.3k $1.5m $1.5m 0.30% Added +1.2k +1,164
42 AMICA MUTUAL INSURANCE CO 0.14% of their portfolio PROVIDENCE, RI 16,63016.6k $1.3m $1.3m 0.14% Reduced -5.3k -5,285
43 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 14,58114.6k $1.2m $1.2m 0.00% First filing
44 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 13,85213.9k $1.1m $1.1m 0.01% Added +501 +501
45 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 11,78611.8k $938.1k $938.1k 0.00% Added +8 +8
46 Maven Securities LTD 0.15% of their portfolio ST HELIER, Y9 11,73011.7k $933.6k $933.6k 0.15% New
47 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 11,29711.3k $899.0k $899.0k 0.04% New
48 WOLVERINE TRADING, LLC 0.02% of their portfolio CHICAGO, IL 9,9469.9k $791.3k $791.3k 0.02% New
49 Econ Financial Services Corp 0.41% of their portfolio HARRISBURG, PA 8,9168.9k $709.6k $709.6k 0.41% New
50 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 8,6458.6k $688.0k $688.0k 0.00% Added +1.6k +1,612
51 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 7,4037.4k $589.0k $589.0k 0.00% New
52 Empirical Finance, LLC 0.03% of their portfolio NEWTOWN SQUARE, PA 7,0847.1k $563.8k $563.8k 0.03% New
53 Empowered Funds, LLC 0.01% of their portfolio NEWTOWN SQUARE, PA 7,0847.1k $563.8k $563.8k 0.01% New
54 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.01% of their portfolio Madrid, U3 7,0487.0k $561.0k $561.0k 0.01% Reduced -416 -416
55 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 6,5296.5k $519.6k $519.6k 0.00% Reduced -13.5k -13,469
56 HOLDERNESS INVESTMENTS CO 0.11% of their portfolio GREENSBORO, NC 6,0006.0k $477.5k $477.5k 0.11% Unchanged
57 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 5,5785.6k $444.0k $444.0k 0.00% Reduced -344 -344
58 Institute for Wealth Management, LLC. 0.05% of their portfolio DENVER, CO 5,1645.2k $411.0k $411.0k 0.05% Unchanged
59 Quantessence Capital LLC 0.16% of their portfolio NEW YORK, NY 4,9364.9k $392.9k $392.9k 0.16% First filing
60 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 4,9244.9k $392.1k $392.1k 0.00% Added +1.2k +1,181
61 Quantbot Technologies LP 0.01% of their portfolio NEW YORK, NY 4,9004.9k $390.0k $390.0k 0.01% Added +550 +550
62 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 4,7074.7k $374.6k $374.6k 0.00% Reduced -237 -237
63 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 4,6724.7k $372.0k $372.0k 0.00% Reduced -3 -3
64 Tidal Investments LLC 0.00% of their portfolio Milwaukee, WI 4,5574.6k $362.7k $362.7k 0.00% New
65 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 4,5434.5k $362.0k $362.0k 0.00% Reduced -783 -783
66 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 4,1954.2k $333.9k $333.9k 0.00% Reduced -3.0k -3,043
67 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 3,7963.8k $302.1k $302.1k 0.00% Added +961 +961
68 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 3,7303.7k $296.9k $296.9k 0.01% Added +3.1k +3,144
69 Private Advisory Group LLC 0.03% of their portfolio REDMOND, WA 3,6213.6k $288.2k $288.2k 0.03% Added +320 +320
70 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 3,6103.6k $287.3k $287.3k 0.00% Reduced -606 -606
71 Fairvoy Private Wealth, LLC 0.07% of their portfolio BIRMINGHAM, AL 3,5143.5k $279.7k $279.7k 0.07% First filing
72 NAPLES GLOBAL ADVISORS, LLC 0.03% of their portfolio NAPLES, FL 3,5003.5k $278.6k $278.6k 0.03% Unchanged
73 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 3,4343.4k $273.3k $273.3k 0.00% Reduced -592 -592
74 Edgestream Partners, L.P. 0.01% of their portfolio Princeton, NJ 3,3433.3k $266.1k $266.1k 0.01% New
75 DRW Securities, LLC 0.02% of their portfolio CHICAGO, IL 3,3313.3k $265.1k $265.1k 0.02% Reduced -56 -56
76 Stonebridge Financial Planning Group, LLC 0.11% of their portfolio ORLANDO, FL 3,0503.0k $242.8k $242.8k 0.11% Unchanged
77 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 2,9202.9k $232.4k $232.4k 0.00% New
78 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 2,8292.8k $225.1k $225.1k 0.01% New
79 Pinnacle Family Advisors, LLC 0.11% of their portfolio Springfield, MO 2,7572.8k $219.4k $219.4k 0.11% New
80 RWA WEALTH PARTNERS, LLC 0.00% of their portfolio BOSTON, MA 2,7012.7k $215.0k $215.0k 0.00% Reduced -58 -58
81 PRELUDE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 2,6702.7k $212.5k $212.5k 0.02% New
82 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 2,5902.6k $206.2k $206.2k 0.00% Reduced -4.4k -4,438
83 GROUP ONE TRADING LLC 0.01% of their portfolio CHICAGO, IL 2,5132.5k $200.0k $200.0k 0.01% New
84 Amica Retiree Medical Trust 0.18% of their portfolio LINCOLN, RI 2,4142.4k $192.0k $192.0k 0.18% Reduced -165 -165
85 FMR LLC 0.00% of their portfolio BOSTON, MA 1,8771.9k $149.4k $149.4k 0.00% Added +48 +48
86 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 1,7831.8k $141.9k $141.9k 0.00% Reduced -2.9k -2,851
87 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,4521.5k $115.6k $115.6k 0.00% Added +1.4k +1,402
88 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 1,4291.4k $113.7k $113.7k 0.00% Reduced -165.2k -165,155
89 DiNuzzo Private Wealth, Inc. 0.01% of their portfolio BEAVER, PA 1,0001.0k $79.6k $79.6k 0.01% Unchanged
90 COMERICA BANK 0.00% of their portfolio DALLAS, TX 880880 $70.0k $70.0k 0.00% Unchanged
91 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 739739 $58.8k $58.8k 0.00% Unchanged
92 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 727727 $57.9k $57.9k 0.00% Added +5 +5
93 Manchester Capital Management LLC 0.01% of their portfolio MANCHESTER, VT 700700 $55.7k $55.7k 0.01% Unchanged
94 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 630630 $50.1k $50.1k 0.00% Reduced -3.8k -3,832
95 Glen Eagle Advisors, LLC 0.01% of their portfolio KINGSTON, NJ 630630 $50.1k $50.1k 0.01% Unchanged
96 GUARDIAN WEALTH ADVISORS, LLC / NC 0.00% of their portfolio RALEIGH, NC 537537 $42.7k $42.7k 0.00% Unchanged
97 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 522522 $41.5k $41.5k 0.00% Reduced -100 -100
98 Golden State Wealth Management, LLC 0.01% of their portfolio SANTA ANA, CA 522522 $41.6k $41.6k 0.01% First filing
99 Private Wealth Management Group, LLC 0.02% of their portfolio PRINCETON, NJ 511511 $40.7k $40.7k 0.02% Unchanged
100 Main Management LLC 0.00% of their portfolio SAN FRANCISCO, CA 460460 $37.0k $37.0k 0.00% Unchanged