Vault-13

SPDR SER TR XRT

S&P RETAIL ETF · ETP · CUSIP 78464A714

116 institutional holders -7 vs Q2 2024
24,438,17124.4m shares reported held*
$1.9bnreported value*
18 new 23 added 45 reduced 27 sold out net sold ≈ $176.8m (-2.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $77.69. Options: 14 managers hold calls ($475.0m notional), 30 hold puts ($1.2bn).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 103Q4 22: 114Q1 23: 121Q2 23: 119Q3 23: 116Q4 23: 145Q1 24: 137Q2 24: 123Q3 24: 116116Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022103
Q4 2022114
Q1 2023121
Q2 2023119
Q3 2023116
Q4 2023145
Q1 2024137
Q2 2024123
Q3 2024116

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 56 bought or addedQ4 22: 46 cut or sold outQ1 23: 66 bought or addedQ1 23: 52 cut or sold outQ1 23Q2 23: 51 bought or addedQ2 23: 61 cut or sold outQ3 23: 50 bought or addedQ3 23: 56 cut or sold outQ3 23Q4 23: 76 bought or addedQ4 23: 60 cut or sold outQ1 24: 69 bought or addedQ1 24: 84 cut or sold outQ1 24Q2 24: 58 bought or addedQ2 24: 79 cut or sold outQ3 24: 41 bought or addedQ3 24: 72 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225646
Q1 20236652
Q2 20235161
Q3 20235056
Q4 20237660
Q1 20246984
Q2 20245879
Q3 20244172

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500m$1bn$1.5bnQ4 23 calls: $381.4mQ4 23 puts: $1.1bnQ4 23P/C 2.89Q1 24 calls: $267.8mQ1 24 puts: $1.0bnQ1 24P/C 3.90Q2 24 calls: $334.0mQ2 24 puts: $572.0mQ2 24P/C 1.71Q3 24 calls: $475.0mQ3 24 puts: $1.2bnQ3 24P/C 2.60
Numbers
QuarterCallsPutsP/C
Q4 2023$381.4m$1.1bn2.89
Q1 2024$267.8m$1.0bn3.90
Q2 2024$334.0m$572.0m1.71
Q3 2024$475.0m$1.2bn2.60

Biggest buyers

Phoenix Financial Ltd. New +1,164,130+1.2m
BANK OF NOVA SCOTIA New +1,000,000+1.0m
STATE OF WISCONSIN INVESTMENT BOARD Added +297,436+297.4k
MARSHALL WACE, LLP Added +280,081+280.1k
BANK OF AMERICA CORP /DE/ Added +233,310+233.3k
J. Goldman & Co LP Added +223,032+223.0k
Quantitative Investment Management, LLC New +204,005+204.0k
MORGAN STANLEY Added +175,045+175.0k
TWO SIGMA INVESTMENTS, LP New +158,890+158.9k
CITADEL ADVISORS LLC Added +139,983+140.0k

Biggest sellers

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Reduced -2,450,000-2.5m
Fisher Asset Management, LLC Reduced -984,150-984.1k
BNP PARIBAS FINANCIAL MARKETS Reduced -759,199-759.2k
BARCLAYS PLC Reduced -597,366-597.4k
JANE STREET GROUP, LLC Reduced -412,754-412.8k
UBS Group AG Reduced -313,060-313.1k
WELLS FARGO & COMPANY/MN Reduced -294,489-294.5k
JPMORGAN CHASE & CO Reduced -243,870-243.9k
GOLDMAN SACHS GROUP INC Reduced -194,308-194.3k
LPL Financial LLC Reduced -136,526-136.5k

Biggest calls

CITADEL ADVISORS LLC Reduced $103.2m1.3m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $86.8m1.1m shares
JANE STREET GROUP, LLC New $66.3m853.4k shares
MILLENNIUM MANAGEMENT LLC New $56.7m730.0k shares
Balyasny Asset Management L.P. Added $54.0m694.9k shares
BANK OF AMERICA CORP /DE/ Unchanged $38.8m500.0k shares
BARCLAYS PLC Reduced $38.8m498.9k shares
UBS Group AG New $15.5m200.0k shares
Walleye Trading LLC Reduced $5.5m70.7k shares
Polar Asset Management Partners Inc. New $3.9m50.0k shares

Biggest puts

TOMS Capital Investment Management LP New $271.9m3.5m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $177.7m2.3m shares
CITADEL ADVISORS LLC Reduced $150.8m1.9m shares
Balyasny Asset Management L.P. Added $75.7m974.5k shares
JANE STREET GROUP, LLC New $75.4m970.1k shares
MILLENNIUM MANAGEMENT LLC Added $70.3m905.0k shares
BARCLAYS PLC New $61.4m790.0k shares
Nishkama Capital, LLC New $55.9m720.0k shares
Brevan Howard Capital Management LP New $44.7m575.0k shares
Fund 1 Investments, LLC New $44.1m567.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 1.34% of their portfolio TORONTO, A6 7,094,0007.1m $551.1m $551.1m 1.34% Reduced -2.5m -2,450,000
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,867,2741.9m $145.1m $145.1m 0.01% Added +233.3k +233,310
3 CANADA PENSION PLAN INVESTMENT BOARD 0.10% of their portfolio TORONTO ONTARIO, A6 1,400,0001.4m $108.8m $108.8m 0.10% Unchanged
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,384,0111.4m $107.5m $107.5m 0.01% Added +175.0k +175,045
5 MIRAE ASSET SECURITIES (USA) INC. 5.84% of their portfolio NEW YORK, NY 1,300,0001.3m $101.0m $101.0m 5.84% Unchanged
6 Phoenix Financial Ltd. 1.34% of their portfolio Givatayim, L3 1,164,1301.2m $90.4m $90.4m 1.34% New
7 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,088,0771.1m $84.5m $84.5m 0.02% Reduced -194.3k -194,308
8 BANK OF NOVA SCOTIA 0.16% of their portfolio TORONTO, A6 1,000,0001.0m $77.7m $77.7m 0.16% New
9 STATE OF WISCONSIN INVESTMENT BOARD 0.18% of their portfolio MADISON, WI 939,586939.6k $73.0m $73.0m 0.18% Added +297.4k +297,436
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.11% of their portfolio BALA CYNWYD, PA 836,255836.3k $65.0m $65.0m 0.11% Added +7.2k +7,193
11 CITIGROUP INC 0.06% of their portfolio NEW YORK, NY 833,889833.9k $64.8m $64.8m 0.06% Added +12.4k +12,420
12 TORONTO DOMINION BANK 0.10% of their portfolio TORONTO, ONTARIO, A6 750,011750.0k $58.3m $58.3m 0.10% Added +9 +9
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 693,550693.5k $53.9m $53.9m 0.00% Reduced -243.9k -243,870
14 BARCLAYS PLC 0.02% of their portfolio LONDON, X0 678,499678.5k $52.7m $52.7m 0.02% Reduced -597.4k -597,366
15 UBS Group AG 0.01% of their portfolio ZURICH, V8 485,594485.6k $37.7m $37.7m 0.01% Reduced -313.1k -313,060
16 MARSHALL WACE, LLP 0.04% of their portfolio LONDON, X0 371,042371.0k $28.8m $28.8m 0.04% Added +280.1k +280,081
17 J. Goldman & Co LP 0.93% of their portfolio NEW YORK, NY 276,612276.6k $21.5m $21.5m 0.93% Added +223.0k +223,032
18 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 240,875240.9k $18.7m $18.7m 0.02% Added +140.0k +139,983
19 Quantitative Investment Management, LLC 1.56% of their portfolio CHARLOTTESVILLE, VA 204,005204.0k $15.8m $15.8m 1.56% New
20 HRT FINANCIAL LP 0.08% of their portfolio NEW YORK, NY 192,769192.8k $15.0m $15.0m 0.08% Added +77.9k +77,868
21 Qube Research & Technologies Ltd 0.02% of their portfolio LONDON, X0 166,584166.6k $12.9m $12.9m 0.02% Added +132.6k +132,615
22 TWO SIGMA INVESTMENTS, LP 0.03% of their portfolio NEW YORK, NY 158,890158.9k $12.3m $12.3m 0.03% New
23 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 124,193124.2k $9.6m $9.6m 0.01% Added +95.6k +95,593
24 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 109,167109.2k $8.5m $8.5m 0.01% New
25 GTS SECURITIES LLC 0.14% of their portfolio NEW YORK, NY 90,05590.1k $7.0m $7.0m 0.14% Added +42.2k +42,240
26 Venture Visionary Partners LLC 0.28% of their portfolio Sylvania, OH 83,77183.8k $6.5m $6.5m 0.28% Added +4.5k +4,456
27 TWO SIGMA ADVISERS, LP 0.02% of their portfolio NEW YORK, NY 83,10083.1k $6.5m $6.5m 0.02% Added +20.7k +20,700
28 Balyasny Asset Management L.P. 0.02% of their portfolio Chicago, IL 79,01279.0k $6.1m $6.1m 0.02% New
29 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 70,25770.3k $5.5m $5.5m 0.00% Reduced -136.5k -136,526
30 Schonfeld Strategic Advisors LLC 0.03% of their portfolio NEW YORK, NY 54,50454.5k $4.2m $4.2m 0.03% Reduced -119.0k -118,970
31 MOORE CAPITAL MANAGEMENT, LP 0.12% of their portfolio NEW YORK, NY 51,55651.6k $4.0m $4.0m 0.12% New
32 Atom Investors LP 0.42% of their portfolio AUSTIN, TX 51,30351.3k $4.0m $4.0m 0.42% Reduced -3.4k -3,367
33 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 44,13944.1k $3.4m $3.4m 0.00% Reduced -1.1k -1,106
34 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 37,06237.1k $2.9m $2.9m 0.00% Reduced -294.5k -294,489
35 Tower Research Capital LLC (TRC) 0.07% of their portfolio NEW YORK, NY 35,23335.2k $2.7m $2.7m 0.07% Reduced -16.9k -16,938
36 Man Group plc 0.01% of their portfolio LONDON, X0 31,13331.1k $2.4m $2.4m 0.01% New
37 Verition Fund Management LLC 0.02% of their portfolio GREENWICH, CT 30,02530.0k $2.3m $2.3m 0.02% New
38 LEUTHOLD GROUP, LLC 0.25% of their portfolio MINNEAPOLIS, MN 29,04629.0k $2.3m $2.3m 0.25% Reduced -727 -727
39 AMICA MUTUAL INSURANCE CO 0.16% of their portfolio PROVIDENCE, RI 21,91521.9k $1.7m $1.7m 0.16% Unchanged
40 Susquehanna International Securities, Ltd. 0.52% of their portfolio DUBLIN, L2 20,00020.0k $1.6m $1.6m 0.52% New
41 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 19,99820.0k $1.6m $1.6m 0.00% Reduced -17.5k -17,545
42 Ellis Investment Partners, LLC 0.28% of their portfolio Berwyn, PA 18,16818.2k $1.4m $1.4m 0.28% Reduced -1.2k -1,186
43 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 13,35113.4k $1.0m $1.0m 0.01% Added +2.0k +1,992
44 Greenland Capital Management LP 0.17% of their portfolio NEW YORK, NY 12,24512.2k $951.3k $951.3k 0.17% Added +5.3k +5,287
45 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 11,83511.8k $919.5k $919.5k 0.00% Reduced -1.7k -1,692
46 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 11,77811.8k $915.0k $915.0k 0.00% Reduced -1.0k -1,038
47 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 10,03910.0k $779.9k $779.9k 0.01% Reduced -6.6k -6,642
48 Twin Tree Management, LP 0.02% of their portfolio DALLAS, TX 9,8939.9k $768.6k $768.6k 0.02% Reduced -90.6k -90,607
49 ARMISTICE CAPITAL, LLC 0.02% of their portfolio NEW YORK, NY 8,4598.5k $657.2k $657.2k 0.02% Reduced -323 -323
50 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.01% of their portfolio Madrid, U3 7,4647.5k $580.0k $580.0k 0.01% Reduced -911 -911
51 Centiva Capital, LP 0.03% of their portfolio New York, NY 7,4397.4k $577.9k $577.9k 0.03% Added +2.7k +2,730
52 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 7,2387.2k $562.3k $562.3k 0.00% Reduced -2.4k -2,394
53 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 7,0337.0k $546.0k $546.0k 0.00% Reduced -2.6k -2,619
54 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 7,0287.0k $546.0k $546.0k 0.00% Reduced -984.1k -984,150
55 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 6,2016.2k $481.8k $481.8k 0.00% Reduced -412.8k -412,754
56 HOLDERNESS INVESTMENTS CO 0.10% of their portfolio GREENSBORO, NC 6,0006.0k $466.1k $466.1k 0.10% Reduced -6.0k -6,000
57 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 5,9225.9k $460.0k $460.0k 0.00% Reduced -2.8k -2,797
58 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 5,3265.3k $414.0k $414.0k 0.00% Reduced -357 -357
59 Institute for Wealth Management, LLC. 0.05% of their portfolio DENVER, CO 5,1645.2k $401.2k $401.2k 0.05% Unchanged
60 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 4,9444.9k $384.1k $384.1k 0.00% Reduced -778 -778
61 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 4,6754.7k $363.0k $363.0k 0.00% Reduced -4.0k -3,998
62 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 4,6344.6k $360.0k $360.0k 0.00% Reduced -759.2k -759,199
63 CX Institutional 0.02% of their portfolio AUBURN, IN 4,6294.6k $359.6k $359.6k 0.02% Reduced -214 -214
64 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4,4624.5k $346.7k $346.7k 0.00% Reduced -4.0k -3,961
65 Quantbot Technologies LP 0.01% of their portfolio NEW YORK, NY 4,3504.3k $338.0k $338.0k 0.01% Added +3.2k +3,154
66 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 4,2164.2k $327.5k $327.5k 0.00% Reduced -117 -117
67 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 4,0264.0k $312.7k $312.7k 0.00% Reduced -656 -656
68 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,7433.7k $291.0k $291.0k 0.00% Reduced -394 -394
69 NAPLES GLOBAL ADVISORS, LLC 0.03% of their portfolio NAPLES, FL 3,5003.5k $271.9k $271.9k 0.03% Unchanged
70 DRW Securities, LLC 0.01% of their portfolio CHICAGO, IL 3,3873.4k $263.1k $263.1k 0.01% New
71 Private Advisory Group LLC 0.03% of their portfolio REDMOND, WA 3,3013.3k $256.5k $256.5k 0.03% Reduced -2.0k -2,030
72 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 3,1783.2k $246.9k $246.9k 0.00% Added +1 +1
73 Stonebridge Financial Planning Group, LLC 0.11% of their portfolio ORLANDO, FL 3,0503.0k $237.0k $237.0k 0.11% Unchanged
74 NorthCoast Asset Management LLC 0.00% of their portfolio STAMFORD, CT 2,9553.0k $229.6k $229.6k 0.00% Unchanged
75 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 2,8352.8k $220.2k $220.2k 0.00% New
76 RWA WEALTH PARTNERS, LLC 0.00% of their portfolio BOSTON, MA 2,7592.8k $214.4k $214.4k 0.00% Added +9 +9
77 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 2,6432.6k $205.3k $205.3k 0.00% New
78 Bayesian Capital Management, LP 0.02% of their portfolio Brooklyn, NY 2,6382.6k $204.9k $204.9k 0.02% New
79 Amica Retiree Medical Trust 0.17% of their portfolio LINCOLN, RI 2,5792.6k $200.0k $200.0k 0.17% First filing
80 FMR LLC 0.00% of their portfolio BOSTON, MA 1,8291.8k $142.1k $142.1k 0.00% Added +214 +214
81 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 1,0801.1k $83.0k $83.0k 0.01% Unchanged
82 DiNuzzo Private Wealth, Inc. 0.01% of their portfolio BEAVER, PA 1,0001.0k $77.7k $77.7k 0.01% Unchanged
83 COMERICA BANK 0.00% of their portfolio DALLAS, TX 880880 $68.4k $68.4k 0.00% Reduced -92 -92
84 Optiver Holding B.V. 0.00% of their portfolio AMSTERDAM, P7 742742 $57.6k $57.6k 0.00% New
85 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 739739 $57.4k $57.4k 0.00% Reduced -20 -20
86 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 722722 $56.2k $56.2k 0.00% New
87 Manchester Capital Management LLC 0.01% of their portfolio MANCHESTER, VT 700700 $54.4k $54.4k 0.01% Unchanged
88 Glen Eagle Advisors, LLC 0.01% of their portfolio KINGSTON, NJ 630630 $48.9k $48.9k 0.01% Unchanged
89 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 622622 $48.3k $48.3k 0.00% Reduced -943 -943
90 TOMPKINS FINANCIAL CORP 0.00% of their portfolio ITHACA, NY 600600 $46.6k $46.6k 0.00% Unchanged
91 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 586586 $45.5k $45.5k 0.00% Unchanged
92 GUARDIAN WEALTH ADVISORS, LLC / NC 0.00% of their portfolio RALEIGH, NC 537537 $41.7k $41.7k 0.00% Reduced -20 -20
93 Private Wealth Management Group, LLC 0.02% of their portfolio PRINCETON, NJ 511511 $39.7k $39.7k 0.02% Unchanged
94 WASHINGTON GROWTH STRATEGIES LLC 0.24% of their portfolio WASHINGTON, DC 482482 $6.3k $6.3k 0.24% First filing
95 Main Management LLC 0.00% of their portfolio SAN FRANCISCO, CA 460460 $36.0k $36.0k 0.00% Unchanged
96 Byrne Asset Management LLC 0.02% of their portfolio KINGSTON, NJ 345345 $26.8k $26.8k 0.02% Reduced -105 -105
97 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 304304 $23.6k $23.6k 0.00% Unchanged
98 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 192192 $14.9k $14.9k 0.00% Added +30 +30
99 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 186186 $14.4k $14.4k 0.00% Reduced -134 -134
100 Avion Wealth 0.00% of their portfolio THE WOODLANDS, TX 159159 $12.0k $12.0k 0.00% Unchanged