Vault-13

SPDR SER TR XRT

S&P RETAIL ETF · ETP · CUSIP 78464A714

137 institutional holders -8 vs Q4 2023
34,944,32634.9m shares reported held*
$2.8bnreported value*
33 new 36 added 42 reduced 42 sold out net bought ≈ $585.5m (+7.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $78.96. Options: 21 managers hold calls ($267.8m notional), 26 hold puts ($1.0bn).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 103Q4 22: 114Q1 23: 121Q2 23: 119Q3 23: 116Q4 23: 145Q1 24: 137137Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022103
Q4 2022114
Q1 2023121
Q2 2023119
Q3 2023116
Q4 2023145
Q1 2024137

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 56 bought or addedQ4 22: 46 cut or sold outQ4 22Q1 23: 66 bought or addedQ1 23: 52 cut or sold outQ1 23Q2 23: 51 bought or addedQ2 23: 61 cut or sold outQ2 23Q3 23: 50 bought or addedQ3 23: 56 cut or sold outQ3 23Q4 23: 76 bought or addedQ4 23: 60 cut or sold outQ4 23Q1 24: 69 bought or addedQ1 24: 84 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225646
Q1 20236652
Q2 20235161
Q3 20235056
Q4 20237660
Q1 20246984

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500m$1bn$1.5bnQ2 23 calls: $219.7mQ2 23 puts: $386.1mQ2 23P/C 1.76Q3 23 calls: $351.2mQ3 23 puts: $723.6mQ3 23P/C 2.06Q4 23 calls: $381.4mQ4 23 puts: $1.1bnQ4 23P/C 2.89Q1 24 calls: $267.8mQ1 24 puts: $1.0bnQ1 24P/C 3.90
Numbers
QuarterCallsPutsP/C
Q2 2023$219.7m$386.1m1.76
Q3 2023$351.2m$723.6m2.06
Q4 2023$381.4m$1.1bn2.89
Q1 2024$267.8m$1.0bn3.90

Biggest buyers

MORGAN STANLEY Added +3,675,621+3.7m
JPMORGAN CHASE & CO Added +2,196,408+2.2m
BNP PARIBAS FINANCIAL MARKETS Added +1,418,069+1.4m
BANK OF NOVA SCOTIA New +1,400,000+1.4m
GOLDMAN SACHS GROUP INC Added +1,239,237+1.2m
MIZUHO SECURITIES USA LLC New +950,000+950.0k
CITIGROUP INC Added +619,633+619.6k
BARCLAYS PLC Added +289,288+289.3k
JANE STREET GROUP, LLC Added +272,912+272.9k
SG Americas Securities, LLC Added +256,546+256.5k

Biggest sellers

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Reduced -2,496,000-2.5m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -981,150-981.1k
BANK OF MONTREAL /CAN/ Reduced -500,281-500.3k
HRT FINANCIAL LP Sold out -307,980-308.0k
Parallax Volatility Advisers, L.P. Reduced -227,048-227.0k
STATE OF WISCONSIN INVESTMENT BOARD Reduced -222,000-222.0k
UBS Group AG Reduced -182,441-182.4k
CASTLEARK MANAGEMENT LLC Reduced -174,170-174.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -150,690-150.7k
Q3 Asset Management Sold out -143,179-143.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $93.4m1.2m shares
CITADEL ADVISORS LLC Reduced $53.3m675.4k shares
BNP PARIBAS FINANCIAL MARKETS New $26.7m3.4k shares
UBS Group AG Added $19.7m249.9k shares
BARCLAYS PLC Reduced $19.4m245.0k shares
BANK OF AMERICA CORP /DE/ Unchanged $15.8m200.0k shares
Walleye Capital LLC New $7.7m97.7k shares
WOLVERINE TRADING, LLC New $5.8m73.2k shares
GOLDMAN SACHS GROUP INC New $5.5m70.0k shares
MILLENNIUM MANAGEMENT LLC Reduced $5.1m64.1k shares

Biggest puts

Elliott Investment Management L.P. Unchanged $394.9m5.0m shares
Fund 1 Investments, LLC New $158.0m2.0m shares
ROYAL BANK OF CANADA New $85.7m1.1m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $70.8m896.2k shares
CITADEL ADVISORS LLC Reduced $63.0m798.2k shares
WELLS FARGO & COMPANY/MN Added $55.3m700.0k shares
NOMURA HOLDINGS INC Added $39.5m500.0k shares
Candlestick Capital Management LP Reduced $39.5m500.0k shares
BOOTHBAY FUND MANAGEMENT, LLC New $25.6m323.5k shares
Walleye Trading LLC Reduced $16.3m206.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 1.83% of their portfolio TORONTO, A6 6,594,0006.6m $520.9m $520.9m 1.83% Reduced -2.5m -2,496,000
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,094,5135.1m $402.4m $402.4m 0.01% Added +3.7m +3,675,621
3 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,373,9802.4m $187.5m $187.5m 0.01% Added +2.2m +2,196,408
4 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 1,984,8292.0m $156.8m $156.8m 0.03% Added +1.2m +1,239,237
5 BNP PARIBAS FINANCIAL MARKETS 0.19% of their portfolio PARIS, I0 1,949,8351.9m $154.0m $154.0m 0.19% Added +1.4m +1,418,069
6 CITIGROUP INC 0.14% of their portfolio NEW YORK, NY 1,673,0271.7m $132.2m $132.2m 0.14% Added +619.6k +619,633
7 BANK OF NOVA SCOTIA 0.22% of their portfolio TORONTO, A6 1,400,0001.4m $110.6m $110.6m 0.22% New
8 CANADA PENSION PLAN INVESTMENT BOARD 0.12% of their portfolio TORONTO ONTARIO, A6 1,400,0001.4m $110.6m $110.6m 0.12% Unchanged
9 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,226,6401.2m $96.9m $96.9m 0.01% Added +49.0k +48,959
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.14% of their portfolio BALA CYNWYD, PA 1,193,4431.2m $94.3m $94.3m 0.14% Reduced -981.1k -981,150
11 Fisher Asset Management, LLC 0.04% of their portfolio PLANO, TX 1,036,3151.0m $81.9m $81.9m 0.04% Reduced -28.5k -28,455
12 MIZUHO SECURITIES USA LLC 1.83% of their portfolio NEW YORK, NY 950,000950.0k $75.0m $75.0m 1.83% New
13 BARCLAYS PLC 0.03% of their portfolio LONDON, X0 818,499818.5k $64.7m $64.7m 0.03% Added +289.3k +289,288
14 UBS Group AG 0.02% of their portfolio ZURICH, V8 767,146767.1k $60.6m $60.6m 0.02% Reduced -182.4k -182,441
15 TORONTO DOMINION BANK 0.09% of their portfolio TORONTO, ONTARIO, A6 750,013750.0k $59.2m $59.2m 0.09% Reduced -109 -109
16 STATE OF WISCONSIN INVESTMENT BOARD 0.14% of their portfolio MADISON, WI 647,700647.7k $51.2m $51.2m 0.14% Reduced -222.0k -222,000
17 CITADEL ADVISORS LLC 0.05% of their portfolio MIAMI, FL 628,973629.0k $49.7m $49.7m 0.05% Reduced -128.1k -128,112
18 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 394,423394.4k $31.2m $31.2m 0.04% Added +272.9k +272,912
19 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 326,583326.6k $25.8m $25.8m 0.01% Added +162.8k +162,782
20 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 317,285317.3k $25.1m $25.1m 0.01% Added +177.1k +177,108
21 SG Americas Securities, LLC 0.11% of their portfolio NEW YORK, NY 263,470263.5k $20.8m $20.8m 0.11% Added +256.5k +256,546
22 NATIONAL BANK OF CANADA /FI/ 0.03% of their portfolio MONTREAL, A8 250,162250.2k $18.6m $18.6m 0.03% Added +250.0k +250,022
23 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 0.12% of their portfolio VICTORIA, A1 227,563227.6k $18.0m $18.0m 0.12% Reduced -12.6k -12,571
24 Walleye Capital LLC 0.17% of their portfolio NEW YORK, NY 202,442202.4k $16.0m $16.0m 0.17% Added +190.4k +190,422
25 Qube Research & Technologies Ltd 0.03% of their portfolio LONDON, X0 190,778190.8k $15.1m $15.1m 0.03% Reduced -9.0k -8,968
26 TWO SIGMA INVESTMENTS, LP 0.04% of their portfolio NEW YORK, NY 184,610184.6k $14.6m $14.6m 0.04% Reduced -30.6k -30,590
27 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 183,463183.5k $14.5m $14.5m 0.01% Added +102.2k +102,181
28 SURIENCE PRIVATE WEALTH LLC 12.97% of their portfolio YAKIMA, WA 173,430173.4k $13.7m $13.7m 12.97% New
29 TWO SIGMA ADVISERS, LP 0.03% of their portfolio NEW YORK, NY 173,000173.0k $13.7m $13.7m 0.03% Reduced -35.1k -35,100
30 Caption Management, LLC 1.13% of their portfolio OKLAHOMA CITY, OK 129,800129.8k $10.3m $10.3m 1.13% Added +22.7k +22,700
31 Squarepoint Ops LLC 0.04% of their portfolio NEW YORK, NY 115,303115.3k $9.1m $9.1m 0.04% Added +93.2k +93,186
32 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 83,42083.4k $6.6m $6.6m 0.01% Added +74.8k +74,809
33 Venture Visionary Partners LLC 0.30% of their portfolio Sylvania, OH 79,61479.6k $6.3m $6.3m 0.30% New
34 Jessup Wealth Management, Inc 2.53% of their portfolio DAYTON, OH 74,81074.8k $5.9m $5.9m 2.53% New
35 CONTINUUM WEALTH ADVISORS, LLC 2.95% of their portfolio SARATOGA SPRINGS, NY 66,04866.0k $5.2m $5.2m 2.95% New
36 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 55,03255.0k $4.3m $4.3m 0.01% New
37 J. Goldman & Co LP 0.19% of their portfolio NEW YORK, NY 53,58053.6k $4.2m $4.2m 0.19% Reduced -64.8k -64,834
38 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 50,82250.8k $4.0m $4.0m 0.00% Added +44.6k +44,634
39 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 50,45950.5k $4.0m $4.0m 0.05% Added +46.9k +46,894
40 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 49,00049.0k $3.9m $3.9m 0.01% New
41 CASTLEARK MANAGEMENT LLC 0.16% of their portfolio CHICAGO, IL 47,77047.8k $3.8m $3.8m 0.16% Reduced -174.2k -174,170
42 Clark Capital Management Group, Inc. 0.03% of their portfolio PHILADELPHIA, PA 45,19445.2k $3.6m $3.6m 0.03% Reduced -60.5k -60,461
43 AMICA MUTUAL INSURANCE CO 0.18% of their portfolio PROVIDENCE, RI 43,83043.8k $3.5m $3.5m 0.18% Added +21.9k +21,915
44 Man Group plc 0.01% of their portfolio LONDON, X0 42,89942.9k $3.4m $3.4m 0.01% Reduced -56.8k -56,834
45 GTS SECURITIES LLC 0.08% of their portfolio NEW YORK, NY 39,43839.4k $3.1m $3.1m 0.08% Added +6.1k +6,057
46 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 35,47635.5k $2.8m $2.8m 0.00% Reduced -4.5k -4,470
47 Maven Securities LTD 0.15% of their portfolio ST HELIER, Y9 32,39932.4k $2.6m $2.6m 0.15% Reduced -66.6k -66,599
48 GSA CAPITAL PARTNERS LLP 0.18% of their portfolio LONDON, X0 28,52828.5k $2.3m $2.3m 0.18% Added +20.6k +20,583
49 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 23,18523.2k $1.8m $1.8m 0.00% Added +19.1k +19,084
50 Tower Research Capital LLC (TRC) 0.04% of their portfolio NEW YORK, NY 22,35822.4k $1.8m $1.8m 0.04% Reduced -39.3k -39,262
51 Retireful, LLC 0.68% of their portfolio HASLETT, MI 20,70420.7k $1.6m $1.6m 0.68% New
52 Ellis Investment Partners, LLC 0.35% of their portfolio Berwyn, PA 20,57620.6k $1.6m $1.6m 0.35% Reduced -2.5k -2,533
53 Pinnacle Family Advisors, LLC 0.72% of their portfolio Springfield, MO 17,13517.1k $1.4m $1.4m 0.72% New
54 FLOW TRADERS U.S. LLC 0.07% of their portfolio NEW YORK, NY 17,06617.1k $1.3m $1.3m 0.07% New
55 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 16,32516.3k $1.3m $1.3m 0.00% Reduced -743 -743
56 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 15,71215.7k $1.2m $1.2m 0.00% Reduced -150.7k -150,690
57 Atom Investors LP 0.15% of their portfolio AUSTIN, TX 15,58615.6k $1.2m $1.2m 0.15% Added +2.4k +2,416
58 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 13,69213.7k $1.1m $1.1m 0.00% Reduced -9.3k -9,282
59 TUDOR INVESTMENT CORP ET AL 0.01% of their portfolio STAMFORD, CT 13,62813.6k $1.1m $1.1m 0.01% Reduced -8.2k -8,223
60 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,12012.1k $959.0k $959.0k 0.00% Added +1.9k +1,877
61 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 11,58311.6k $914.9k $914.9k 0.01% Reduced -2.3k -2,260
62 MACKENZIE FINANCIAL CORP 0.00% of their portfolio TORONTO ONTARIO, A6 11,35011.3k $896.5k $896.5k 0.00% New
63 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 10,89810.9k $861.0k $861.0k 0.00% Reduced -996 -996
64 Waldron Private Wealth LLC 0.04% of their portfolio BRIDGEVILLE, PA 10,64610.6k $840.9k $840.9k 0.04% New
65 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 10,15010.2k $801.7k $801.7k 0.01% New
66 DELTEC ASSET MANAGEMENT LLC 0.16% of their portfolio New York, NY 10,00010.0k $789.9k $789.9k 0.16% New
67 United Asset Strategies, Inc. 0.07% of their portfolio GARDEN CITY, NY 9,4359.4k $745.3k $745.3k 0.07% New
68 Worth Asset Management, LLC 0.43% of their portfolio DALLAS, TX 8,9458.9k $706.6k $706.6k 0.43% New
69 DARK FOREST CAPITAL MANAGEMENT LP 0.11% of their portfolio NEW YORK, NY 8,5148.5k $672.5k $672.5k 0.11% Added +1.6k +1,607
70 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,2328.2k $650.2k $650.2k 0.00% Reduced -7.2k -7,174
71 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.01% of their portfolio Madrid, U3 7,9628.0k $629.2k $629.2k 0.01% Reduced -5.3k -5,293
72 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 7,4577.5k $589.0k $589.0k 0.01% New
73 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 7,2107.2k $569.5k $569.5k 0.01% New
74 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 6,6486.6k $525.0k $525.0k 0.00% New
75 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 6,5686.6k $519.0k $519.0k 0.00% Added +3.8k +3,754
76 Parallax Volatility Advisers, L.P. 0.01% of their portfolio San Francisco, CA 6,2376.2k $492.7k $492.7k 0.01% Reduced -227.0k -227,048
77 HOLDERNESS INVESTMENTS CO 0.12% of their portfolio GREENSBORO, NC 6,0006.0k $473.9k $473.9k 0.12% Unchanged
78 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 5,7495.7k $454.2k $454.2k 0.00% Reduced -10.1k -10,132
79 Institute for Wealth Management, LLC. 0.05% of their portfolio DENVER, CO 5,1645.2k $407.9k $407.9k 0.05% Added +16 +16
80 Bayesian Capital Management, LP 0.04% of their portfolio Brooklyn, NY 5,1005.1k $402.8k $402.8k 0.04% Added +2.3k +2,300
81 Cutler Group LLC / CA 0.20% of their portfolio SAN FRANCISCO, CA 5,0005.0k $394.0k $394.0k 0.20% Reduced -16.9k -16,949
82 Capital CS Group, LLC 0.39% of their portfolio IRVINE, CA 4,8634.9k $384.1k $384.1k 0.39% New
83 CX Institutional 0.02% of their portfolio AUBURN, IN 4,7704.8k $376.8k $376.8k 0.02% New
84 NorthCoast Asset Management LLC 0.00% of their portfolio STAMFORD, CT 4,6574.7k $367.9k $367.9k 0.00% New
85 COWA, LLC 0.18% of their portfolio Tulsa, OK 3,8323.8k $302.7k $302.7k 0.18% New
86 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 3,8003.8k $300.2k $300.2k 0.01% Reduced -12.9k -12,874
87 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 3,7303.7k $294.6k $294.6k 0.00% Reduced -33.8k -33,772
88 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 3,6503.6k $288.3k $288.3k 0.01% Reduced -6.2k -6,154
89 CIBC WORLD MARKETS CORP 0.00% of their portfolio NEW YORK, NY 3,6003.6k $284.4k $284.4k 0.00% New
90 NAPLES GLOBAL ADVISORS, LLC 0.03% of their portfolio NAPLES, FL 3,5003.5k $276.5k $276.5k 0.03% Unchanged
91 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 3,2403.2k $255.9k $255.9k 0.01% Added +206 +206
92 Ignite Planners, LLC 0.07% of their portfolio SAN CLEMENTE, CA 3,1063.1k $243.7k $243.7k 0.07% New
93 Stonebridge Financial Planning Group, LLC 0.13% of their portfolio ORLANDO, FL 3,0503.0k $240.9k $240.9k 0.13% Unchanged
94 Edgestream Partners, L.P. 0.01% of their portfolio Princeton, NJ 2,9092.9k $229.8k $229.8k 0.01% Reduced -2.4k -2,380
95 UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO 0.02% of their portfolio AUSTIN, TX 2,5952.6k $187.7k $187.7k 0.02% Unchanged
96 Fort Point Capital Partners LLC 0.03% of their portfolio San Francisco, CA 2,5852.6k $204.2k $204.2k 0.03% Reduced -1.4k -1,360
97 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,1482.1k $169.7k $169.7k 0.00% Added +960 +960
98 Centiva Capital, LP 0.01% of their portfolio New York, NY 2,1412.1k $169.1k $169.1k 0.01% Reduced -8.6k -8,581
99 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 1,0801.1k $85.0k $85.0k 0.01% Unchanged
100 DiNuzzo Private Wealth, Inc. 0.01% of their portfolio BEAVER, PA 1,0001.0k $79.0k $79.0k 0.01% Unchanged