Vault-13

SPDR SER TR XRT

S&P RETAIL ETF · ETP · CUSIP 78464A714

114 institutional holders +11 vs Q3 2022
25,973,97526.0m shares reported held*
$1.6bnreported value*
28 new 28 added 30 reduced 16 sold out net sold ≈ $154.0m (-2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $60.44. Options: 8 managers hold calls ($123.2m notional), 21 hold puts ($429.4m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 103Q4 22: 114114Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022103
Q4 2022114

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600mQ3 22 calls: $146.0mQ3 22 puts: $500.8mQ3 22P/C 3.43Q4 22 calls: $123.2mQ4 22 puts: $429.4mQ4 22P/C 3.49
Numbers
QuarterCallsPutsP/C
Q3 2022$146.0m$500.8m3.43
Q4 2022$123.2m$429.4m3.49

Biggest buyers

BANK OF NOVA SCOTIA New +1,100,000+1.1m
Walleye Capital LLC New +726,921+726.9k
MORGAN STANLEY Added +376,438+376.4k
Cartenna Capital, LP New +285,000+285.0k
STATE OF WISCONSIN INVESTMENT BOARD Added +246,100+246.1k
BANK OF AMERICA CORP /DE/ Added +196,437+196.4k
JPMORGAN CHASE & CO Added +189,283+189.3k
CITADEL ADVISORS LLC New +156,290+156.3k
Weiss Multi-Strategy Advisers LLC New +131,599+131.6k
Balyasny Asset Management L.P. Added +127,400+127.4k

Biggest sellers

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Reduced -4,175,000-4.2m
GOLDMAN SACHS GROUP INC Reduced -504,051-504.1k
UBS Group AG Reduced -478,417-478.4k
NATIONAL BANK OF CANADA /FI/ Reduced -343,100-343.1k
SG Americas Securities, LLC Reduced -333,539-333.5k
HRT FINANCIAL LP Reduced -258,111-258.1k
WELLINGTON MANAGEMENT GROUP LLP Sold out -187,832-187.8k
BNP PARIBAS FINANCIAL MARKETS Reduced -173,577-173.6k
BRIGADE CAPITAL MANAGEMENT, LP Sold out -111,000-111.0k
HAP Trading, LLC Sold out -81,863-81.9k

Biggest calls

CITADEL ADVISORS LLC Reduced $56.0m927.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $26.0m430.0k shares
PEAK6 Investments LLC Reduced $16.4m271.9k shares
UBS Group AG Reduced $14.8m244.6k shares
Walleye Trading LLC Reduced $4.8m79.6k shares
J. Goldman & Co LP New $4.5m75.0k shares
Parallax Volatility Advisers, L.P. Reduced $550.1k9.1k shares
Cutler Group LLC / CA Reduced $7.0k7.2k shares

Biggest puts

CITADEL ADVISORS LLC Added $102.3m1.7m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $85.6m1.4m shares
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND New $48.4m800.0k shares
Luxor Capital Group, LP New $35.7m590.0k shares
Deer Park Road Corp Reduced $30.2m500.0k shares
Caption Management, LLC New $27.9m461.9k shares
Parallax Volatility Advisers, L.P. Reduced $24.5m405.7k shares
J. Goldman & Co LP Added $24.0m397.5k shares
SCOPUS ASSET MANAGEMENT, L.P. New $18.1m300.0k shares
BANK OF MONTREAL /CAN/ Reduced $11.5m190.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.08% of their portfolio NEW YORK, NY 4,808,7634.8m $290.7m $290.7m 0.08% Reduced -504.1k -504,051
2 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 1.09% of their portfolio TORONTO, A6 3,558,0003.6m $215.1m $215.1m 1.09% Reduced -4.2m -4,175,000
3 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 2,245,1282.2m $135.7m $135.7m 0.02% Added +376.4k +376,438
4 CANADA PENSION PLAN INVESTMENT BOARD 0.19% of their portfolio TORONTO ONTARIO, A6 1,760,0001.8m $106.4m $106.4m 0.19% Unchanged
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.21% of their portfolio BALA CYNWYD, PA 1,750,4221.8m $105.8m $105.8m 0.21% Added +78.9k +78,913
6 BNP PARIBAS FINANCIAL MARKETS 0.21% of their portfolio PARIS, I0 1,369,5411.4m $82.8m $82.8m 0.21% Reduced -173.6k -173,577
7 CITIGROUP INC 0.11% of their portfolio NEW YORK, NY 1,243,8251.2m $75.2m $75.2m 0.11% Reduced -18.6k -18,605
8 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,229,1131.2m $74.3m $74.3m 0.01% Added +196.4k +196,437
9 BANK OF NOVA SCOTIA 0.17% of their portfolio TORONTO, A6 1,100,0001.1m $66.5m $66.5m 0.17% New
10 STATE OF WISCONSIN INVESTMENT BOARD 0.18% of their portfolio MADISON, WI 931,200931.2k $56.3m $56.3m 0.18% Added +246.1k +246,100
11 TORONTO DOMINION BANK 0.08% of their portfolio TORONTO, ONTARIO, A6 900,000900.0k $54.4m $54.4m 0.08% Unchanged
12 Walleye Capital LLC 0.96% of their portfolio NEW YORK, NY 726,921726.9k $43.9m $43.9m 0.96% New
13 BARCLAYS PLC 0.04% of their portfolio LONDON, X0 715,903715.9k $43.3m $43.3m 0.04% First filing
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 355,687355.7k $21.5m $21.5m 0.00% Added +189.3k +189,283
15 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 325,476325.5k $19.7m $19.7m 0.01% Added +97.9k +97,862
16 UBS Group AG 0.01% of their portfolio ZURICH, V8 297,932297.9k $18.0m $18.0m 0.01% Reduced -478.4k -478,417
17 Cartenna Capital, LP 2.97% of their portfolio STAMFORD, CT 285,000285.0k $17.2m $17.2m 2.97% New
18 CASTLEARK MANAGEMENT LLC 0.53% of their portfolio CHICAGO, IL 168,090168.1k $10.2m $10.2m 0.53% Added +18.0k +17,960
19 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 156,290156.3k $9.4m $9.4m 0.01% New
20 Balyasny Asset Management L.P. 0.03% of their portfolio Chicago, IL 142,492142.5k $8.6m $8.6m 0.03% Added +127.4k +127,400
21 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 136,143136.1k $8.2m $8.2m 0.02% Added +58.3k +58,316
22 Weiss Multi-Strategy Advisers LLC 0.23% of their portfolio NEW YORK, NY 131,599131.6k $8.0m $8.0m 0.23% New
23 Walleye Trading LLC 0.19% of their portfolio NEW YORK, NY 123,016123.0k $7.4m $7.4m 0.19% New
24 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 120,000120.0k $7.3m $7.3m 0.01% New
25 Quantitative Investment Management, LLC 1.20% of their portfolio CHARLOTTESVILLE, VA 104,454104.5k $6.3m $6.3m 1.20% Reduced -62.1k -62,051
26 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 101,000101.0k $6.1m $6.1m 0.02% New
27 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.12% of their portfolio PORTLAND, OR 78,00578.0k $4.7m $4.7m 0.12% New
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 77,48777.5k $4.7m $4.7m 0.00% Reduced -67.9k -67,886
29 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 73,16073.2k $4.4m $4.4m 0.00% Added +13.4k +13,389
30 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 73,04973.0k $4.4m $4.4m 0.00% Reduced -28.2k -28,230
31 BOOTHBAY FUND MANAGEMENT, LLC 0.12% of their portfolio NEW YORK, NY 62,93562.9k $3.8m $3.8m 0.12% New
32 J. Goldman & Co LP 0.25% of their portfolio NEW YORK, NY 58,13558.1k $3.5m $3.5m 0.25% Added +17.8k +17,822
33 Verition Fund Management LLC 0.06% of their portfolio GREENWICH, CT 50,00050.0k $3.0m $3.0m 0.06% New
34 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 49,27149.3k $3.0m $3.0m 0.00% Added +5.9k +5,886
35 Atom Investors LP 1.48% of their portfolio AUSTIN, TX 48,87048.9k $3.0m $3.0m 1.48% Reduced -57.9k -57,868
36 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 46,03246.0k $2.8m $2.8m 0.00% Added +2.2k +2,167
37 Waldron Private Wealth LLC 0.16% of their portfolio BRIDGEVILLE, PA 44,51944.5k $2.5m $2.5m 0.16% Unchanged
38 Geneos Wealth Management Inc. 0.16% of their portfolio ENGLEWOOD, CO 42,80342.8k $2.6m $2.6m 0.16% Added +27.9k +27,893
39 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 0.03% of their portfolio VICTORIA, A1 39,00039.0k $2.4m $2.4m 0.03% New
40 Point72 Middle East FZE 0.18% of their portfolio DUBAI, C0 38,70038.7k $2.3m $2.3m 0.18% First filing
41 Schonfeld Strategic Advisors LLC 0.02% of their portfolio NEW YORK, NY 36,18736.2k $2.2m $2.2m 0.02% Added +20.5k +20,483
42 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 32,24432.2k $1.9m $1.9m 0.00% Reduced -2.6k -2,562
43 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 25,54025.5k $1.5m $1.5m 0.00% Reduced -343.1k -343,100
44 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.02% of their portfolio Madrid, U3 19,98920.0k $1.2m $1.2m 0.02% Added +15.6k +15,600
45 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 19,40019.4k $1.2m $1.2m 0.00% New
46 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 16,63416.6k $1.0m $1.0m 0.01% Reduced -258.1k -258,111
47 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 14,67514.7k $888.2k $888.2k 0.00% Reduced -4.4k -4,415
48 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 13,75113.8k $830.0k $830.0k 0.00% Reduced -201 -201
49 LEUTHOLD GROUP, LLC 0.11% of their portfolio MINNEAPOLIS, MN 13,35913.4k $807.6k $807.6k 0.11% Added +4.7k +4,722
50 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 13,30013.3k $804.0k $804.0k 0.01% Reduced -333.5k -333,539
51 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 11,84811.8k $716.2k $716.2k 0.01% Added +11.8k +11,752
52 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 11,82011.8k $714.5k $714.5k 0.00% Reduced -2.5k -2,532
53 Ellis Investment Partners, LLC 0.19% of their portfolio Berwyn, PA 11,79311.8k $712.9k $712.9k 0.19% Added +151 +151
54 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 11,51211.5k $695.9k $695.9k 0.00% Added +85 +85
55 Brookfield Corp /ON/ 0.00% of their portfolio TORONTO, A6 11,34311.3k $685.7k $685.7k 0.00% Not comparable
56 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 11,22511.2k $678.6k $678.6k 0.00% Added +1.7k +1,677
57 IPG Investment Advisors LLC 0.17% of their portfolio SAN DIEGO, CA 10,15610.2k $613.9k $613.9k 0.17% Reduced -1.4k -1,400
58 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 9,6529.7k $583.0k $583.0k 0.02% Reduced -23.1k -23,146
59 Bayesian Capital Management, LP 0.07% of their portfolio Brooklyn, NY 7,5007.5k $453.4k $453.4k 0.07% Reduced -6.3k -6,282
60 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 7,1517.2k $432.3k $432.3k 0.00% Added +89 +89
61 SFI Advisors, LLC 0.47% of their portfolio Montclair, NJ 7,1067.1k $429.6k $429.6k 0.47% New
62 Segantii Capital Management Ltd 0.02% of their portfolio HONG KONG, K3 6,8306.8k $412.9k $412.9k 0.02% New
63 Fort Point Capital Partners LLC 0.07% of their portfolio San Francisco, CA 6,7046.7k $405.3k $405.3k 0.07% Reduced -170 -170
64 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 6,4596.5k $390.5k $390.5k 0.02% Reduced -3.6k -3,628
65 MCMILLION CAPITAL MANAGEMENT INC 0.33% of their portfolio GREENSBORO, NC 6,0006.0k $362.7k $362.7k 0.33% Unchanged
66 Castle Rock Wealth Management, LLC 0.18% of their portfolio WALNUT CREEK, CA 5,8285.8k $393.8k $393.8k 0.18% Reduced -324 -324
67 Institute for Wealth Management, LLC. 0.07% of their portfolio DENVER, CO 5,1765.2k $312.9k $312.9k 0.07% Reduced -502 -502
68 Alpine Global Management, LLC 0.10% of their portfolio NEW YORK, NY 4,8584.9k $294.0k $294.0k 0.10% New
69 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 4,8144.8k $291.0k $291.0k 0.00% Reduced -1.7k -1,703
70 Meridian Wealth Management, LLC 0.02% of their portfolio LEXINGTON, KY 4,1064.1k $248.2k $248.2k 0.02% Added +2 +2
71 Stonebridge Financial Planning Group, LLC 0.16% of their portfolio ORLANDO, FL 4,0504.0k $244.8k $244.8k 0.16% Unchanged
72 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 3,6713.7k $222.0k $222.0k 0.00% New
73 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 3,6373.6k $219.9k $219.9k 0.00% Reduced -1.5k -1,489
74 Private Advisory Group LLC 0.05% of their portfolio REDMOND, WA 3,6073.6k $218.0k $218.0k 0.05% New
75 PEAPACK GLADSTONE FINANCIAL CORP 0.00% of their portfolio BEDMINSTER, NJ 3,5803.6k $216.0k $216.0k 0.00% Reduced -630 -630
76 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 3,4173.4k $207.0k $207.0k 0.00% Reduced -1.4k -1,371
77 Twin Tree Management, LP 0.01% of their portfolio DALLAS, TX 2,8692.9k $173.4k $173.4k 0.01% New
78 CREATIVE FINANCIAL DESIGNS INC /ADV 0.02% of their portfolio KOKOMO, IN 1,7541.8k $106.0k $106.0k 0.02% Added +7 +7
79 Byrne Asset Management LLC 0.07% of their portfolio KINGSTON, NJ 1,5501.6k $93.7k $93.7k 0.07% Added +1.2k +1,225
80 Quantbot Technologies LP 0.01% of their portfolio NEW YORK, NY 1,3391.3k $80.9k $80.9k 0.01% Reduced -4.2k -4,211
81 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 1,2461.2k $75.3k $75.3k 0.00% New
82 TOMPKINS FINANCIAL CORP 0.01% of their portfolio ITHACA, NY 900900 $54.0k $54.0k 0.01% Unchanged
83 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 681681 $41.2k $41.2k 0.00% New
84 GUARDIAN WEALTH ADVISORS, LLC / NC 0.01% of their portfolio RALEIGH, NC 681681 $41.2k $41.2k 0.01% New
85 Glen Eagle Advisors, LLC 0.01% of their portfolio KINGSTON, NJ 630630 $38.1k $38.1k 0.01% Unchanged
86 Advisors Preferred, LLC 0.01% of their portfolio ROCKVILLE, MD 543543 $32.6k $32.6k 0.01% Reduced -30 -30
87 GLENMEDE TRUST CO NA 0.00% of their portfolio PHILADELPHIA, PA 520520 $31.4k $31.4k 0.00% New
88 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 519519 $24.0k $24.0k 0.00% Added +14 +14
89 Main Management LLC 0.00% of their portfolio SAN FRANCISCO, CA 460460 $28.0k $28.0k 0.00% Unchanged
90 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 457457 $27.6k $27.6k 0.00% Unchanged
91 FMR LLC 0.00% of their portfolio BOSTON, MA 397397 $24.0k $24.0k 0.00% Added +312 +312
92 BDO Wealth Advisors, LLC 0.00% of their portfolio JACKSONVILLE, FL 390390 $23.6k $23.6k 0.00% Unchanged
93 Zullo Investment Group, Inc. 0.01% of their portfolio SCRANTON, PA 384384 $23.2k $23.2k 0.01% Unchanged
94 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 309309 $18.7k $18.7k 0.00% New
95 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 276276 $16.7k $16.7k 0.00% Reduced -14 -14
96 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 225225 $13.6k $13.6k 0.00% Unchanged
97 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 200200 $12.1k $12.1k 0.00% Unchanged
98 Avion Wealth 0.00% of their portfolio THE WOODLANDS, TX 159159 $8.0k $8.0k 0.00% Unchanged
99 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 153153 $9.3k $9.3k 0.00% New
100 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 100100 $6.0k $6.0k 0.00% Unchanged