Vault-13

SPDR SERIES TRUST DGT

GLB DOW ETF · ETP · CUSIP 78464A706

58 institutional holders +5 vs Q2 2024
805,429805.4k shares reported held*
$111.1mreported value*
11 new 13 added 18 reduced 6 sold out net bought ≈ $4.7m (+33.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $137.96. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 36Q4 22: 36Q1 23: 37Q2 23: 46Q3 23: 49Q4 23: 54Q1 24: 52Q2 24: 53Q3 24: 5858Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202236
Q4 202236
Q1 202337
Q2 202346
Q3 202349
Q4 202354
Q1 202452
Q2 202453
Q3 202458

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 12 bought or addedQ4 22: 19 cut or sold outQ1 23: 19 bought or addedQ1 23: 10 cut or sold outQ1 23Q2 23: 28 bought or addedQ2 23: 9 cut or sold outQ3 23: 24 bought or addedQ3 23: 11 cut or sold outQ3 23Q4 23: 21 bought or addedQ4 23: 15 cut or sold outQ1 24: 26 bought or addedQ1 24: 23 cut or sold outQ1 24Q2 24: 24 bought or addedQ2 24: 17 cut or sold outQ3 24: 24 bought or addedQ3 24: 24 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221219
Q1 20231910
Q2 2023289
Q3 20232411
Q4 20232115
Q1 20242623
Q2 20242417
Q3 20242424

Biggest buyers

LPL Financial LLC Added +37,569+37.6k
CITADEL ADVISORS LLC New +27,859+27.9k
NWAM LLC New +14,959+15.0k
Members Advisory Group LLC Added +11,227+11.2k
SILVER OAK SECURITIES, INCORPORATED Added +6,437+6.4k
NATIONS FINANCIAL GROUP INC, /IA/ /ADV Added +5,022+5.0k
AVANTAX ADVISORY SERVICES, INC. New +4,836+4.8k
AdvisorNet Financial, Inc Added +4,568+4.6k
Gotham Asset Management, LLC New +4,431+4.4k
Main Street Financial Solutions, LLC Added +4,204+4.2k

Biggest sellers

JANE STREET GROUP, LLC Sold out -64,668-64.7k
BANK OF MONTREAL /CAN/ Reduced -8,972-9.0k
FLOW TRADERS U.S. LLC Sold out -8,191-8.2k
BANK OF AMERICA CORP /DE/ Reduced -4,726-4.7k
GREAT VALLEY ADVISOR GROUP, INC. Sold out -3,656-3.7k
Systelligence, LLC Reduced -2,665-2.7k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -2,374-2.4k
Stratos Wealth Partners, LTD. Reduced -1,874-1.9k
Arkadios Wealth Advisors Sold out -1,734-1.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -1,168-1.2k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 110,421110.4k $15.2m $15.2m 0.01% Added +37.6k +37,569
2 INTACT INVESTMENT MANAGEMENT INC. 0.34% of their portfolio MONTREAL, A8 73,26673.3k $10.1m $10.1m 0.34% Unchanged
3 Systelligence, LLC 2.44% of their portfolio BLOOMINGTON, MN 71,39971.4k $9.8m $9.8m 2.44% Reduced -2.7k -2,665
4 Baltimore-Washington Financial Advisors, Inc. 0.48% of their portfolio Columbia, MD 64,14464.1k $8.8m $8.8m 0.48% Added +2.3k +2,315
5 FAGAN ASSOCIATES, INC. 0.92% of their portfolio TROY, NY 39,55639.6k $5.5m $5.5m 0.92% Added +802 +802
6 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 34,75734.8k $4.8m $4.8m 0.01% Reduced -1.1k -1,075
7 Main Street Financial Solutions, LLC 0.43% of their portfolio NEWTOWN, PA 34,10534.1k $4.7m $4.7m 0.43% Added +4.2k +4,204
8 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 27,85927.9k $3.8m $3.8m 0.00% New
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 27,01827.0k $3.7m $3.7m 0.00% Reduced -1.2k -1,168
10 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 25,42525.4k $3.5m $3.5m 0.01% Reduced -232 -232
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 20,68220.7k $2.9m $2.9m 0.00% Added +615 +615
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 20,33220.3k $2.8m $2.8m 0.00% Reduced -4.7k -4,726
13 Members Advisory Group LLC 1.38% of their portfolio WILLIAMSVILLE, NY 20,05920.1k $2.8m $2.8m 1.38% Added +11.2k +11,227
14 Roundview Capital LLC 0.20% of their portfolio PRINCETON, NJ 19,89119.9k $2.7m $2.7m 0.20% Unchanged
15 AdvisorNet Financial, Inc 0.20% of their portfolio MINNETONKA, MN 19,69319.7k $2.7m $2.7m 0.20% Added +4.6k +4,568
16 SILVER OAK SECURITIES, INCORPORATED 0.25% of their portfolio JACKSON, TN 16,80916.8k $2.3m $2.3m 0.25% Added +6.4k +6,437
17 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.16% of their portfolio CEDAR RAPIDS, IA 16,21916.2k $2.2m $2.2m 0.16% Added +5.0k +5,022
18 NWAM LLC 0.13% of their portfolio MERCER ISLAND, WA 14,95915.0k $2.1m $2.1m 0.13% New
19 CHB Investment Group, LLC 1.05% of their portfolio NEW HOPE, PA 14,36614.4k $2.0m $2.0m 1.05% First filing
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 14,12814.1k $1.9m $1.9m 0.00% Reduced -177 -177
21 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 13,47913.5k $1.9m $1.9m 0.03% Reduced -1.9k -1,874
22 Asset Management Group, Inc. 0.30% of their portfolio STAMFORD, CT 12,38312.4k $1.7m $1.7m 0.30% Reduced -12 -12
23 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 10,90410.9k $1.5m $1.5m 0.00% Reduced -2.4k -2,374
24 MERIDIAN INVESTMENT COUNSEL INC. 0.45% of their portfolio LAFAYETTE, CA 10,89810.9k $1.5m $1.5m 0.45% Reduced -175 -175
25 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 9,1379.1k $1.3m $1.3m 0.00% Reduced -1.1k -1,146
26 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 6,7486.7k $930.3k $930.3k 0.00% Added +545 +545
27 ARQ WEALTH ADVISORS, LLC 0.28% of their portfolio SCOTTSDALE, AZ 5,5105.5k $748.4k $748.4k 0.28% Added +486 +486
28 ARCADIA INVESTMENT ADVISORS LLC 0.36% of their portfolio EAGLE, ID 4,8674.9k $671.0k $671.0k 0.36% Unchanged
29 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 4,8364.8k $666.6k $666.6k 0.00% New
30 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 4,4564.5k $614.2k $614.2k 0.02% Unchanged
31 Gotham Asset Management, LLC 0.01% of their portfolio NEW YORK, NY 4,4314.4k $610.9k $610.9k 0.01% New
32 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 4,2834.3k $590.0k $590.0k 0.00% Reduced -305 -305
33 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 3,4793.5k $480.0k $480.0k 0.00% Reduced -710 -710
34 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 2,7862.8k $383.8k $383.8k 0.00% New
35 THOROUGHBRED FINANCIAL SERVICES, LLC 0.02% of their portfolio BRENTWOOD, TN 2,6812.7k $369.0k $369.0k 0.02% New
36 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 1,9952.0k $276.1k $276.1k 0.00% Added +1.5k +1,491
37 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 1,9892.0k $274.1k $274.1k 0.01% Reduced -3 -3
38 Creekside Partners 0.13% of their portfolio PETALUMA, CA 1,7621.8k $242.9k $242.9k 0.13% Unchanged
39 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 1,7361.7k $239.3k $239.3k 0.00% Reduced -43 -43
40 Joseph P. Lucia & Associates, LLC 0.10% of their portfolio Yorktown Heights, NY 1,5221.5k $209.8k $209.8k 0.10% New
41 SAPIENT CAPITAL LLC 0.00% of their portfolio INDIANAPOLIS, IN 1,4851.5k $204.7k $204.7k 0.00% New
42 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 1,3111.3k $180.7k $180.7k 0.02% Unchanged
43 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,2321.2k $169.8k $169.8k 0.00% New
44 North Star Investment Management Corp. 0.01% of their portfolio CHICAGO, IL 1,1301.1k $155.8k $155.8k 0.01% Unchanged
45 GLENMEDE TRUST CO NA 0.00% of their portfolio PHILADELPHIA, PA 1,0851.1k $149.6k $149.6k 0.00% Unchanged
46 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 789789 $109.0k $109.0k 0.00% Unchanged
47 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 755755 $104.1k $104.1k 0.00% Added +343 +343
48 CWM, LLC 0.00% of their portfolio OMAHA, NE 649649 $89.0k $89.0k 0.00% Unchanged
49 Northwest Financial Advisors 0.06% of their portfolio HERNDON, VA 584584 $80.5k $80.5k 0.06% New
50 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 577577 $79.5k $79.5k 0.00% New
51 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 413413 $56.9k $56.9k 0.00% Unchanged
52 WEBSTER BANK, N. A. 0.01% of their portfolio WATERBURY, CT 380380 $52.4k $52.4k 0.01% Reduced -150 -150
53 FMR LLC 0.00% of their portfolio BOSTON, MA 299299 $41.2k $41.2k 0.00% Reduced -462 -462
54 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 150150 $20.8k $20.8k 0.00% Reduced -9.0k -8,972
55 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 9797 $13.4k $13.4k 0.00% Unchanged
56 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 5050 $6.9k $6.9k 0.00% Unchanged
57 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 5050 $6.9k $6.9k 0.00% Unchanged
58 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged