Vault-13

SPDR SERIES TRUST DGT

GLB DOW ETF · ETP · CUSIP 78464A706

52 institutional holders -2 vs Q4 2023
760,458760.5k shares reported held*
$97.6mreported value*
7 new 19 added 14 reduced 9 sold out net bought ≈ $2.1m (+16.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $128.36. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 36Q4 22: 36Q1 23: 37Q2 23: 46Q3 23: 49Q4 23: 54Q1 24: 5252Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202236
Q4 202236
Q1 202337
Q2 202346
Q3 202349
Q4 202354
Q1 202452

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 12 bought or addedQ4 22: 19 cut or sold outQ4 22Q1 23: 19 bought or addedQ1 23: 10 cut or sold outQ1 23Q2 23: 28 bought or addedQ2 23: 9 cut or sold outQ2 23Q3 23: 24 bought or addedQ3 23: 11 cut or sold outQ3 23Q4 23: 21 bought or addedQ4 23: 15 cut or sold outQ4 23Q1 24: 26 bought or addedQ1 24: 23 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221219
Q1 20231910
Q2 2023289
Q3 20232411
Q4 20232115
Q1 20242623

Biggest buyers

LPL Financial LLC Added +26,200+26.2k
MORGAN STANLEY Added +23,185+23.2k
CITADEL ADVISORS LLC Added +6,191+6.2k
BANK OF AMERICA CORP /DE/ Added +4,195+4.2k
PRUDENTIAL FINANCIAL INC New +4,065+4.1k
ENVESTNET ASSET MANAGEMENT INC Added +3,464+3.5k
AdvisorNet Financial, Inc Added +2,557+2.6k
NATIONS FINANCIAL GROUP INC, /IA/ /ADV Added +2,316+2.3k
Merit Financial Group, LLC New +2,086+2.1k
FAGAN ASSOCIATES, INC. Added +1,738+1.7k

Biggest sellers

FLOW TRADERS U.S. LLC Sold out -14,987-15.0k
JANE STREET GROUP, LLC Reduced -13,267-13.3k
Stratos Wealth Partners, LTD. Reduced -9,723-9.7k
OLD MISSION CAPITAL LLC Sold out -7,383-7.4k
OSAIC HOLDINGS, INC. Reduced -4,857-4.9k
WELLS FARGO & COMPANY/MN Reduced -4,180-4.2k
SILVER OAK SECURITIES, INCORPORATED Reduced -2,678-2.7k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -1,944-1.9k
MML INVESTORS SERVICES, LLC Sold out -1,811-1.8k
Cambridge Investment Research Advisors, Inc. Reduced -1,169-1.2k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 81,70581.7k $10.5m $10.5m 0.01% Added +26.2k +26,200
2 Systelligence, LLC 2.55% of their portfolio BLOOMINGTON, MN 75,82675.8k $9.7m $9.7m 2.55% Reduced -458 -458
3 INTACT INVESTMENT MANAGEMENT INC. 0.37% of their portfolio MONTREAL, A8 73,26673.3k $9.4m $9.4m 0.37% Unchanged
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 59,58359.6k $7.7m $7.7m 0.00% Added +23.2k +23,185
5 Baltimore-Washington Financial Advisors, Inc. 0.47% of their portfolio Columbia, MD 59,17859.2k $7.6m $7.6m 0.47% Added +1.6k +1,608
6 FAGAN ASSOCIATES, INC. 0.91% of their portfolio TROY, NY 37,90237.9k $4.9m $4.9m 0.91% Added +1.7k +1,738
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 37,24637.2k $4.8m $4.8m 0.01% Reduced -4.9k -4,857
8 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 35,05435.1k $4.5m $4.5m 0.01% Reduced -13.3k -13,267
9 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 30,80330.8k $4.0m $4.0m 0.02% Reduced -1.2k -1,169
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 26,93426.9k $3.5m $3.5m 0.00% Added +4.2k +4,195
11 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,37922.4k $2.9m $2.9m 0.00% Added +6.2k +6,191
12 Main Street Financial Solutions, LLC 0.30% of their portfolio NEWTOWN, PA 21,97122.0k $2.8m $2.8m 0.30% Added +21 +21
13 Roundview Capital LLC 0.21% of their portfolio PRINCETON, NJ 19,98720.0k $2.6m $2.6m 0.21% Reduced -50 -50
14 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 19,01119.0k $2.4m $2.4m 0.04% Reduced -9.7k -9,723
15 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 15,09015.1k $1.9m $1.9m 0.01% Reduced -1.9k -1,944
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 14,98415.0k $1.9m $1.9m 0.00% Added +3.5k +3,464
17 AdvisorNet Financial, Inc 0.16% of their portfolio MINNETONKA, MN 13,35513.4k $1.7m $1.7m 0.16% Added +2.6k +2,557
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 12,43712.4k $1.6m $1.6m 0.00% Reduced -4.2k -4,180
19 Asset Management Group, Inc. 0.30% of their portfolio STAMFORD, CT 12,27312.3k $1.6m $1.6m 0.30% Added +31 +31
20 SILVER OAK SECURITIES, INCORPORATED 0.20% of their portfolio JACKSON, TN 10,16310.2k $1.3m $1.3m 0.20% Reduced -2.7k -2,678
21 NWAM LLC 0.10% of their portfolio MERCER ISLAND, WA 10,06410.1k $1.3m $1.3m 0.10% Added +888 +888
22 MERIDIAN INVESTMENT COUNSEL INC. 0.43% of their portfolio LAFAYETTE, CA 10,03010.0k $1.3m $1.3m 0.43% Reduced -1 -1
23 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.10% of their portfolio CEDAR RAPIDS, IA 8,9519.0k $1.2m $1.2m 0.10% Added +2.3k +2,316
24 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 5,6305.6k $723.4k $723.4k 0.00% Added +123 +123
25 ARCADIA INVESTMENT ADVISORS LLC 0.36% of their portfolio EAGLE, ID 4,8674.9k $625.4k $625.4k 0.36% Unchanged
26 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 4,5884.6k $590.0k $590.0k 0.00% Reduced -73 -73
27 ARQ WEALTH ADVISORS, LLC 0.25% of their portfolio SCOTTSDALE, AZ 4,5674.6k $586.8k $586.8k 0.25% Added +509 +509
28 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 4,4934.5k $490.1k $490.1k 0.01% Added +106 +106
29 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 4,4564.5k $572.5k $572.5k 0.02% Added +13 +13
30 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 4,1534.2k $534.0k $534.0k 0.00% Added +94 +94
31 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 4,0654.1k $522.2k $522.2k 0.00% New
32 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 3,6563.7k $469.8k $469.8k 0.01% Reduced -55 -55
33 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 2,0862.1k $264.4k $264.4k 0.01% New
34 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 1,7091.7k $219.6k $219.6k 0.00% Reduced -781 -781
35 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 1,3111.3k $168.4k $168.4k 0.02% Added +133 +133
36 North Star Investment Management Corp. 0.01% of their portfolio CHICAGO, IL 1,1301.1k $145.2k $145.2k 0.01% Unchanged
37 GLENMEDE TRUST CO NA 0.00% of their portfolio PHILADELPHIA, PA 1,0851.1k $139.4k $139.4k 0.00% New
38 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 897897 $115.0k $115.0k 0.00% Added +100 +100
39 CWM, LLC 0.00% of their portfolio OMAHA, NE 649649 $83.0k $83.0k 0.00% Unchanged
40 Northwest Capital Management Inc 0.02% of their portfolio Lake Oswego, OR 600600 $77.1k $77.1k 0.02% Unchanged
41 WEBSTER BANK, N. A. 0.01% of their portfolio WATERBURY, CT 530530 $68.1k $68.1k 0.01% Unchanged
42 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 413413 $53.1k $53.1k 0.00% Reduced -100 -100
43 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 412412 $52.9k $52.9k 0.00% New
44 FMR LLC 0.00% of their portfolio BOSTON, MA 299299 $38.4k $38.4k 0.00% Unchanged
45 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 154154 $19.8k $19.8k 0.00% New
46 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 150150 $19.3k $19.3k 0.00% Unchanged
47 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 125125 $16.0k $16.0k 0.00% New
48 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 9797 $12.5k $12.5k 0.00% Unchanged
49 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 5050 $6.4k $6.4k 0.00% Unchanged
50 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 5050 $6.4k $6.4k 0.00% Unchanged
51 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 4444 $5.6k $5.6k 0.00% New
52 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged