Vault-13

SPDR SER TR SPTI

PORTFLI INTRMDIT · ETP · CUSIP 78464A672

333 institutional holders +15 vs Q2 2024
204,783,128204.8m shares reported held*
$5.9bnreported value*
39 new 150 added 96 reduced 31 sold out net bought ≈ $423.2m (+14.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.05. Options: 0 managers hold calls (— notional), 1 hold puts ($23.2k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 239Q4 22: 247Q1 23: 268Q2 23: 262Q3 23: 268Q4 23: 315Q1 24: 315Q2 24: 318Q3 24: 333333Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022239
Q4 2022247
Q1 2023268
Q2 2023262
Q3 2023268
Q4 2023315
Q1 2024315
Q2 2024318
Q3 2024333

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 121 bought or addedQ4 22: 124 cut or sold outQ1 23: 174 bought or addedQ1 23: 108 cut or sold outQ1 23Q2 23: 129 bought or addedQ2 23: 143 cut or sold outQ3 23: 133 bought or addedQ3 23: 131 cut or sold outQ3 23Q4 23: 167 bought or addedQ4 23: 128 cut or sold outQ1 24: 175 bought or addedQ1 24: 147 cut or sold outQ1 24Q2 24: 149 bought or addedQ2 24: 160 cut or sold outQ3 24: 189 bought or addedQ3 24: 127 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022121124
Q1 2023174108
Q2 2023129143
Q3 2023133131
Q4 2023167128
Q1 2024175147
Q2 2024149160
Q3 2024189127

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $59.2kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $344.6kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $0Q3 24 puts: $23.2kQ3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$0$0—
Q1 2024$59.2k$00.00
Q2 2024$344.6k$00.00
Q3 2024$0$23.2k—

Biggest buyers

MATHER GROUP, LLC. Added +5,345,559+5.3m
Financial Engines Advisors L.L.C. Added +3,527,587+3.5m
LPL Financial LLC Added +3,368,959+3.4m
STATE STREET CORP Added +1,907,076+1.9m
Strategic Wealth Investment Group, LLC New +1,499,896+1.5m
BANK OF AMERICA CORP /DE/ Added +1,214,388+1.2m
STEPHENS GROUP ASSET MANAGEMENT, LLC Added +739,377+739.4k
WOODMONT INVESTMENT COUNSEL LLC New +736,861+736.9k
One Day In July LLC Added +554,124+554.1k
WELLS FARGO & COMPANY/MN Added +536,551+536.6k

Biggest sellers

JPMORGAN CHASE & CO Reduced -3,087,530-3.1m
FLAGSHIP HARBOR ADVISORS, LLC Reduced -1,020,756-1.0m
Donoghue Forlines LLC Sold out -891,251-891.3k
NewEdge Wealth, LLC Sold out -706,012-706.0k
Arcadia Wealth Management, LLC Reduced -459,933-459.9k
FLOW TRADERS U.S. LLC Sold out -389,503-389.5k
BANK OF MONTREAL /CAN/ Reduced -380,856-380.9k
CW Advisors, LLC Reduced -379,135-379.1k
Merit Financial Group, LLC Reduced -338,946-338.9k
JANE STREET GROUP, LLC Reduced -288,973-289.0k

Biggest calls

None

Biggest puts

CITADEL ADVISORS LLC New $23.2k800 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.48% of their portfolio FORT MILL, SC 36,777,90236.8m $1.1bn $1.1bn 0.48% Added +3.4m +3,368,959
2 Financial Engines Advisors L.L.C. 2.06% of their portfolio SANTA CLARA, CA 33,980,43134.0m $987.5m $987.5m 2.06% Added +3.5m +3,527,587
3 Municipal Employees' Retirement System of Michigan 10.12% of their portfolio LANSING, MI 26,424,33226.4m $767.9m $767.9m 10.12% Unchanged
4 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 6,669,2916.7m $193.9m $193.9m 0.05% Added +158.7k +158,738
5 MATHER GROUP, LLC. 2.24% of their portfolio CHICAGO, IL 6,001,8036.0m $174.4m $174.4m 2.24% Added +5.3m +5,345,559
6 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 5,042,7655.0m $146.5m $146.5m 0.01% Added +1.9m +1,907,076
7 Merit Financial Group, LLC 2.81% of their portfolio ALPHARETTA, GA 4,318,1764.3m $125.5m $125.5m 2.81% Reduced -338.9k -338,946
8 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 4,291,8294.3m $124.7m $124.7m 0.01% Added +1.2m +1,214,388
9 UBS Group AG 0.03% of their portfolio ZURICH, V8 4,058,9534.1m $118.0m $118.0m 0.03% Reduced -51.5k -51,484
10 GLOBALT Investments LLC / GA 3.62% of their portfolio Atlanta, GA 3,329,5193.3m $96.8m $96.8m 3.62% Reduced -133.2k -133,210
11 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 3,323,1763.3m $96.6m $96.6m 0.03% Added +60.7k +60,699
12 CW Advisors, LLC 1.19% of their portfolio BOSTON, MA 3,081,0733.1m $89.5m $89.5m 1.19% Reduced -379.1k -379,135
13 CWM, LLC 0.37% of their portfolio OMAHA, NE 2,993,4883.0m $87.0m $87.0m 0.37% Added +417.2k +417,172
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,944,8322.9m $85.6m $85.6m 0.00% Reduced -3.1m -3,087,530
15 STEPHENS GROUP ASSET MANAGEMENT, LLC 6.91% of their portfolio LITTLE ROCK, AR 2,844,9032.8m $82.7m $82.7m 6.91% Added +739.4k +739,377
16 One Day In July LLC 7.31% of their portfolio BURLINGTON, VT 2,236,4132.2m $65.0m $65.0m 7.31% Added +554.1k +554,124
17 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 2,019,9952.0m $58.7m $58.7m 0.01% Added +536.6k +536,551
18 Private Advisor Group, LLC 0.36% of their portfolio MORRISTOWN, NJ 2,015,9782.0m $58.6m $58.6m 0.36% Added +13.2k +13,169
19 ASSETMARK, INC 0.15% of their portfolio CONCORD, CA 1,843,5591.8m $53.6m $53.6m 0.15% Added +471 +471
20 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,785,9421.8m $51.9m $51.9m 0.00% Added +110.3k +110,331
21 Migdal Insurance & Financial Holdings Ltd. 0.79% of their portfolio Petach Tikva, L3 1,679,5621.7m $48.8m $48.8m 0.79% Reduced -106.2k -106,169
22 MANNING & NAPIER ADVISORS LLC 0.54% of their portfolio Fairport, NY 1,676,3401.7m $48.7m $48.7m 0.54% Added +14.4k +14,367
23 CX Institutional 1.94% of their portfolio AUBURN, IN 1,500,0581.5m $43.6m $43.6m 1.94% Added +82.4k +82,429
24 Strategic Wealth Investment Group, LLC 4.67% of their portfolio LOUISVILLE, KY 1,499,8961.5m $43.6m $43.6m 4.67% New
25 Comprehensive Wealth Management, LLC 26.28% of their portfolio LYNNWOOD, WA 1,391,0231.4m $40.4m $40.4m 26.28% Reduced -14.8k -14,782
26 O'Brien Wealth Partners LLC 7.17% of their portfolio Waltham, MA 1,257,8421.3m $36.6m $36.6m 7.17% Added +52.0k +51,985
27 SENTINEL PENSION ADVISORS, LLC 6.55% of their portfolio WAKEFIELD, MA 1,170,4231.2m $34.0m $34.0m 6.55% Added +65.2k +65,212
28 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 1,077,4881.1m $31.3m $31.3m 0.04% Added +42.7k +42,713
29 Portland Global Advisors LLC 3.79% of their portfolio PORTLAND, ME 1,038,6861.0m $30.2m $30.2m 3.79% Added +27.0k +27,039
30 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 975,459975.5k $28.4m $28.4m 0.01% Reduced -380.9k -380,856
31 Wela Strategies, Inc. 11.81% of their portfolio ATLANTA, GA 931,828931.8k $27.1m $27.1m 11.81% Added +80.5k +80,469
32 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 893,415893.4k $26.0m $26.0m 0.06% Added +27.7k +27,716
33 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 889,525889.5k $25.8m $25.8m 0.03% Added +416.9k +416,884
34 Leicht Financial Planning & Wealth Management, Inc. 12.11% of their portfolio PARSIPPANY, NJ 827,843827.8k $24.1m $24.1m 12.11% Reduced -5.7k -5,662
35 GREAT VALLEY ADVISOR GROUP, INC. 0.57% of their portfolio WILMINGTON, DE 791,952792.0k $23.0m $23.0m 0.57% Reduced -98.0k -98,007
36 Black Diamond Financial, LLC 3.81% of their portfolio TOWSON, MD 771,216771.2k $22.5m $22.5m 3.81% Added +98.0k +98,006
37 Gradient Investments LLC 0.47% of their portfolio ARDEN HILLS, MN 770,067770.1k $22.4m $22.4m 0.47% Added +5.5k +5,487
38 Astoria Portfolio Advisors LLC. 7.43% of their portfolio NEW YORK, NY 762,678762.7k $21.8m $21.8m 7.43% Reduced -24.9k -24,861
39 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 754,269754.3k $21.9m $21.9m 0.03% Added +37.4k +37,377
40 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 748,022748.0k $21.7m $21.7m 0.05% Added +19.9k +19,941
41 WOODMONT INVESTMENT COUNSEL LLC 1.61% of their portfolio NASHVILLE, TN 736,861736.9k $21.4m $21.4m 1.61% New
42 Stratos Wealth Advisors, LLC 0.85% of their portfolio BEACHWOOD, OH 634,575634.6k $18.4m $18.4m 0.85% Reduced -46.2k -46,192
43 Flagstone Financial Management 6.17% of their portfolio LINCOLN, NE 633,684633.7k $18.4m $18.4m 6.17% Added +29.8k +29,761
44 Hobbs Group Advisors, LLC 6.17% of their portfolio COLUMBIA, SC 592,955593.0k $17.2m $17.2m 6.17% Added +41.8k +41,775
45 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 549,317549.3k $16.0m $16.0m 0.03% Added +92.0k +91,988
46 FLAGSHIP HARBOR ADVISORS, LLC 0.85% of their portfolio BOSTON, MA 530,652530.7k $15.4m $15.4m 0.85% Reduced -1.0m -1,020,756
47 Steward Partners Investment Advisory, LLC 0.14% of their portfolio STAMFORD, CT 520,410520.4k $15.1m $15.1m 0.14% Added +4.0k +4,031
48 S. R. Schill & Associates 10.32% of their portfolio MERCER ISLAND, WA 501,593501.6k $14.6m $14.6m 10.32% Reduced -31.6k -31,633
49 Trilogy Capital Inc. 0.70% of their portfolio IRVINE, CA 479,981480.0k $13.9m $13.9m 0.70% Reduced -9.0k -8,977
50 Waterloo Capital, L.P. 1.51% of their portfolio AUSTIN, TX 477,079477.1k $13.9m $13.9m 1.51% Added +242.2k +242,167
51 Mariner, LLC 0.02% of their portfolio Overland Park, KS 469,820469.8k $13.7m $13.7m 0.02% Reduced -31.5k -31,509
52 GM Advisory Group, LLC 0.80% of their portfolio MELVILLE, NY 462,158462.2k $13.4m $13.4m 0.80% Added +18.1k +18,052
53 OneDigital Investment Advisors LLC 0.15% of their portfolio OVERLAND PARK, KS 461,335461.3k $13.4m $13.4m 0.15% Added +13.3k +13,279
54 Willow Creek Wealth Management Inc. 1.40% of their portfolio Sebastopol, CA 457,631457.6k $13.3m $13.3m 1.40% Added +2.5k +2,506
55 US FINANCIAL ADVISORS, LLC 4.07% of their portfolio BRAINTREE, MA 449,730449.7k $13.1m $13.1m 4.07% Added +19.6k +19,631
56 Apriem Advisors 1.49% of their portfolio IRVINE, CA 439,312439.3k $12.8m $12.8m 1.49% New
57 LEVEL FOUR ADVISORY SERVICES, LLC 0.52% of their portfolio DALLAS, TX 439,177439.2k $12.4m $12.4m 0.52% Added +68.2k +68,183
58 Vestmark Advisory Solutions, Inc. 0.47% of their portfolio Wakefield, MA 436,161436.2k $12.7m $12.7m 0.47% Reduced -81.5k -81,452
59 Certified Advisory Corp 1.40% of their portfolio ALTAMONTE SPRINGS, FL 434,530434.5k $12.6m $12.6m 1.40% Reduced -6.1k -6,143
60 BlackRock, Inc. 0.00% of their portfolio New York, NY 427,090427.1k $12.4m $12.4m 0.00% First filing
61 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 420,562420.6k $12.2m $12.2m 0.01% Added +6.2k +6,155
62 Arjuna Capital 3.12% of their portfolio MANCHESTER, MA 414,862414.9k $12.1m $12.1m 3.12% Reduced -31.0k -30,986
63 Impact Partnership Wealth, LLC 2.68% of their portfolio MARIETTA, GA 409,355409.4k $11.9m $11.9m 2.68% Added +168.2k +168,157
64 Equitable Holdings, Inc. 0.11% of their portfolio NEW YORK, NY 382,130382.1k $11.1m $11.1m 0.11% Added +84.6k +84,592
65 Leslie Global Wealth, LLC 5.35% of their portfolio Itasca, IL 378,957379.0k $11.0m $11.0m 5.35% Added +23.2k +23,210
66 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 369,360369.4k $10.7m $10.7m 0.01% Added +162.5k +162,545
67 TSFG, LLC 2.31% of their portfolio LAKE FOREST, IL 363,790363.8k $10.6m $10.6m 2.31% Added +89.1k +89,115
68 PARK AVENUE SECURITIES LLC 0.12% of their portfolio NEW YORK, NY 362,047362.0k $10.5m $10.5m 0.12% Reduced -12.0k -11,991
69 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 339,574339.6k $9.9m $9.9m 0.02% Added +9.3k +9,281
70 Salomon & Ludwin, LLC 1.00% of their portfolio RICHMOND, VA 338,257338.3k $9.8m $9.8m 1.00% Added +70.2k +70,190
71 Capasso Planning Partners LLC 2.89% of their portfolio CHARLESTON, SC 337,295337.3k $9.8m $9.8m 2.89% Added +26.3k +26,269
72 Mirae Asset Global Investments Co., Ltd. 0.04% of their portfolio SEOUL, M5 329,000329.0k $9.6m $9.6m 0.04% Added +25.0k +25,000
73 Retirement Planning Group, LLC 0.52% of their portfolio LEAWOOD, KS 328,717328.7k $9.6m $9.6m 0.52% Reduced -1.2k -1,208
74 Tilson Financial Group, Inc. 3.95% of their portfolio NEW PROVIDENCE, NJ 313,952314.0k $9.1m $9.1m 3.95% Added +2.4k +2,393
75 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 311,824311.8k $9.1m $9.1m 0.00% Added +5.2k +5,212
76 IFG Advisory, LLC 0.55% of their portfolio ATLANTA, GA 295,620295.6k $8.6m $8.6m 0.55% Added +73.5k +73,525
77 Equita Financial Network, Inc. 3.12% of their portfolio FORT WASHINGTON, PA 294,245294.2k $8.6m $8.6m 3.12% Added +31.9k +31,854
78 Spectrum Wealth Advisory Group, LLC 4.73% of their portfolio GRANITE BAY, CA 289,989290.0k $8.4m $8.4m 4.73% New
79 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 285,383285.4k $8.3m $8.3m 0.05% Reduced -84.3k -84,292
80 IHT Wealth Management, LLC 0.23% of their portfolio Chicago, IL 280,424280.4k $8.1m $8.1m 0.23% Added +36.9k +36,892
81 COMERICA BANK 0.03% of their portfolio DALLAS, TX 278,221278.2k $8.1m $8.1m 0.03% Added +18.1k +18,071
82 Eldridge Investment Advisors, Inc. 1.79% of their portfolio MANCHESTER, NH 263,473263.5k $7.6m $7.6m 1.79% Added +81.4k +81,398
83 Integrated Wealth Concepts LLC 0.09% of their portfolio WALTHAM, MA 256,823256.8k $7.5m $7.5m 0.09% Added +79.0k +79,025
84 SYNOVUS FINANCIAL CORP 0.08% of their portfolio Columbus, GA 242,645242.6k $7.1m $7.1m 0.08% Added +78.8k +78,809
85 Key Financial Inc 1.52% of their portfolio WEST CHESTER, PA 235,951236.0k $6.9m $6.9m 1.52% Added +17.3k +17,346
86 XML Financial, LLC 0.62% of their portfolio BETHESDA, MD 228,680228.7k $6.6m $6.6m 0.62% Added +11.9k +11,879
87 Vermillion & White Wealth Management Group, LLC 4.43% of their portfolio PHOENIXVILLE, PA 205,959206.0k $6.0m $6.0m 4.43% Reduced -24.6k -24,579
88 Auour Investments LLC 2.07% of their portfolio WOBURN, MA 204,398204.4k $5.8m $5.8m 2.07% Added +10.9k +10,886
89 Visionary Wealth Advisors 0.33% of their portfolio O'FALLON, IL 186,278186.3k $5.4m $5.4m 0.33% Added +115.8k +115,842
90 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 183,396183.4k $5.3m $5.3m 0.01% Added +8.3k +8,318
91 Transamerica Financial Advisors, LLC 0.50% of their portfolio CEDAR RAPIDS, IA 178,033178.0k $5.2m $5.2m 0.50% Reduced -34.0k -34,004
92 Inspire Advisors, LLC 0.59% of their portfolio Meridian, ID 167,572167.6k $4.9m $4.9m 0.59% Added +39.4k +39,441
93 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 165,602165.6k $4.8m $4.8m 0.01% Reduced -289.0k -288,973
94 BAILARD, INC. 0.12% of their portfolio Foster City, CA 163,595163.6k $4.8m $4.8m 0.12% Reduced -61.9k -61,893
95 Kingsview Wealth Management, LLC 0.10% of their portfolio GRANTS PASS, OR 163,028163.0k $4.7m $4.7m 0.10% Reduced -162.6k -162,583
96 SIGNET FINANCIAL MANAGEMENT, LLC 0.60% of their portfolio PARSIPPANY, NJ 160,804160.8k $4.7m $4.7m 0.60% Added +283 +283
97 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 158,939158.9k $4.6m $4.6m 0.02% Added +74.5k +74,475
98 MONEY CONCEPTS CAPITAL CORP 0.32% of their portfolio PALM BEACH GARDENS, FL 145,708145.7k $4.2m $4.2m 0.32% Reduced -580 -580
99 Global Retirement Partners, LLC 0.12% of their portfolio San Rafael, CA 137,664137.7k $4.0m $4.0m 0.12% Reduced -40.6k -40,578
100 BERKSHIRE ASSET MANAGEMENT LLC/PA 0.20% of their portfolio WILKES BARRE, PA 137,504137.5k $3.9m $3.9m 0.20% Unchanged