Vault-13

SPDR SER TR SPTI

PORTFLI INTRMDIT · ETP · CUSIP 78464A672

268 institutional holders +21 vs Q4 2022
169,903,088169.9m shares reported held*
$5.0bnreported value*
63 new 111 added 67 reduced 41 sold out net bought ≈ $1.6bn (+56.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.24. Options: 1 managers hold calls ($674.3k notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 239Q4 22: 247Q1 23: 268268Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022239
Q4 2022247
Q1 2023268

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 121 bought or addedQ4 22: 124 cut or sold outQ4 22Q1 23: 174 bought or addedQ1 23: 108 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022121124
Q1 2023174108

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $674.3kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$674.3k$00.00

Biggest buyers

Clark Capital Management Group, Inc. New +23,125,477+23.1m
ASSETMARK, INC Added +13,427,634+13.4m
LPL Financial LLC Added +11,763,464+11.8m
ENVESTNET ASSET MANAGEMENT INC Added +8,233,075+8.2m
MORGAN STANLEY Added +3,436,450+3.4m
OSAIC HOLDINGS, INC. Added +3,406,561+3.4m
JANE STREET GROUP, LLC Added +2,655,115+2.7m
Financial Engines Advisors L.L.C. Added +1,921,225+1.9m
FLOW TRADERS U.S. LLC New +1,676,317+1.7m
Cetera Advisor Networks LLC Added +940,329+940.3k

Biggest sellers

STATE STREET CORP Reduced -9,378,592-9.4m
AMERIPRISE FINANCIAL INC Reduced -5,412,798-5.4m
Municipal Employees' Retirement System of Michigan Reduced -2,417,126-2.4m
Gradient Investments LLC Reduced -2,132,220-2.1m
BANK OF AMERICA CORP /DE/ Reduced -1,327,206-1.3m
Onyx Bridge Wealth Group LLC Reduced -584,296-584.3k
Stadion Money Management, LLC Sold out -570,558-570.6k
CW Advisors, LLC Reduced -566,501-566.5k
Boyd Wealth Management, LLC Sold out -498,103-498.1k
Strategic Financial Partners, Ltd. Reduced -377,321-377.3k

Biggest calls

CITADEL ADVISORS LLC New $674.3k23.3k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Clark Capital Management Group, Inc. 7.49% of their portfolio PHILADELPHIA, PA 23,125,47723.1m $669.3m $669.3m 7.49% New
2 Financial Engines Advisors L.L.C. 1.77% of their portfolio SANTA CLARA, CA 23,111,19223.1m $668.8m $668.8m 1.77% Added +1.9m +1,921,225
3 LPL Financial LLC 0.42% of their portfolio FORT MILL, SC 18,406,77618.4m $532.7m $532.7m 0.42% Added +11.8m +11,763,464
4 ASSETMARK, INC 1.69% of their portfolio CONCORD, CA 14,109,78314.1m $408.3m $408.3m 1.69% Added +13.4m +13,427,634
5 ENVESTNET ASSET MANAGEMENT INC 0.16% of their portfolio Berwyn, PA 11,850,68511.9m $343.0m $343.0m 0.16% Added +8.2m +8,233,075
6 Municipal Employees' Retirement System of Michigan 3.61% of their portfolio LANSING, MI 8,082,6718.1m $233.9m $233.9m 3.61% Reduced -2.4m -2,417,126
7 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 5,154,0845.2m $149.2m $149.2m 0.02% Added +3.4m +3,436,450
8 UBS Group AG 0.05% of their portfolio ZURICH, V8 4,065,5574.1m $117.7m $117.7m 0.05% Added +160.4k +160,380
9 OSAIC HOLDINGS, INC. 0.22% of their portfolio SCOTTSDALE, AZ 4,030,5184.0m $116.6m $116.6m 0.22% Added +3.4m +3,406,561
10 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 3,805,5803.8m $110.2m $110.2m 0.04% Reduced -5.4m -5,412,798
11 CW Advisors, LLC 2.55% of their portfolio BOSTON, MA 3,648,9403.6m $105.6m $105.6m 2.55% Reduced -566.5k -566,501
12 JANE STREET GROUP, LLC 0.14% of their portfolio NEW YORK, NY 2,906,9512.9m $84.1m $84.1m 0.14% Added +2.7m +2,655,115
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,176,7562.2m $63.0m $63.0m 0.00% Reduced -9.4m -9,378,592
14 SYNOVUS FINANCIAL CORP 0.71% of their portfolio Columbus, GA 2,175,1022.2m $62.9m $62.9m 0.71% Added +6.7k +6,723
15 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,937,2311.9m $56.1m $56.1m 0.01% Reduced -1.3m -1,327,206
16 Gradient Investments LLC 1.53% of their portfolio ARDEN HILLS, MN 1,935,3141.9m $56.0m $56.0m 1.53% Reduced -2.1m -2,132,220
17 STEPHENS GROUP ASSET MANAGEMENT, LLC 5.88% of their portfolio LITTLE ROCK, AR 1,879,0631.9m $54.4m $54.4m 5.88% Added +117.5k +117,454
18 CX Institutional 2.66% of their portfolio AUBURN, IN 1,724,5231.7m $49.9m $49.9m 2.66% Added +372.4k +372,410
19 FLOW TRADERS U.S. LLC 1.96% of their portfolio NEW YORK, NY 1,676,3171.7m $48.5m $48.5m 1.96% New
20 Manning & Napier Group, LLC 0.55% of their portfolio Fairport, NY 1,639,5601.6m $47.4m $47.4m 0.55% Added +83.5k +83,537
21 Cetera Advisor Networks LLC 0.27% of their portfolio EL SEGUNDO, CA 1,252,3061.3m $36.2m $36.2m 0.27% Added +940.3k +940,329
22 NewEdge Advisors, LLC 0.41% of their portfolio NEW ORLEANS, LA 1,113,1081.1m $32.6m $32.6m 0.41% Reduced -192.5k -192,511
23 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 1,060,6151.1m $30.8m $30.8m 0.01% Reduced -48.5k -48,532
24 OneDigital Investment Advisors LLC 0.72% of their portfolio OVERLAND PARK, KS 1,057,8141.1m $30.6m $30.6m 0.72% Added +449.2k +449,236
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,022,2461.0m $29.6m $29.6m 0.00% Unchanged
26 AE Wealth Management LLC 0.18% of their portfolio TOPEKA, KS 975,279975.3k $28.2m $28.2m 0.18% Added +571.9k +571,914
27 Cetera Investment Advisers 0.24% of their portfolio SCHAUMBURG, IL 947,129947.1k $27.4m $27.4m 0.24% Added +424.0k +423,994
28 Private Advisor Group, LLC 0.23% of their portfolio MORRISTOWN, NJ 833,918833.9k $24.1m $24.1m 0.23% Added +109.6k +109,568
29 PARK AVENUE SECURITIES LLC 0.39% of their portfolio NEW YORK, NY 790,721790.7k $22.9m $22.9m 0.39% Added +231.9k +231,946
30 O'Brien Wealth Partners LLC 7.09% of their portfolio Waltham, MA 777,753777.8k $22.5m $22.5m 7.09% Added +4.0k +3,974
31 Wela Strategies, Inc. 11.97% of their portfolio ATLANTA, GA 772,742772.7k $22.4m $22.4m 11.97% Added +38.6k +38,644
32 Comprehensive Wealth Management, LLC 17.34% of their portfolio LYNNWOOD, WA 727,610727.6k $21.1m $21.1m 17.34% Added +40.4k +40,420
33 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 683,645683.6k $19.8m $19.8m 0.01% Added +131.2k +131,161
34 Equitable Holdings, Inc. 0.31% of their portfolio NEW YORK, NY 662,650662.6k $19.2m $19.2m 0.31% Added +622.6k +622,638
35 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 651,077651.1k $18.8m $18.8m 0.04% Added +162.6k +162,621
36 Leicht Financial Planning & Wealth Management, Inc. 11.52% of their portfolio PARSIPPANY, NJ 646,739646.7k $18.7m $18.7m 11.52% Added +469.0k +468,999
37 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 557,945557.9k $16.1m $16.1m 0.03% Added +48.1k +48,124
38 S. R. Schill & Associates 7.46% of their portfolio MERCER ISLAND, WA 555,603555.6k $16.1m $16.1m 7.46% Added +105.2k +105,159
39 Global Retirement Partners, LLC 0.77% of their portfolio San Rafael, CA 496,512496.5k $14.5m $14.5m 0.77% Added +118.2k +118,237
40 FLAGSHIP HARBOR ADVISORS, LLC 1.33% of their portfolio BOSTON, MA 487,490487.5k $14.1m $14.1m 1.33% Added +394.8k +394,809
41 Flagstone Financial Management 7.00% of their portfolio LINCOLN, NE 484,527484.5k $14.0m $14.0m 7.00% Added +70.1k +70,094
42 US FINANCIAL ADVISORS, LLC 6.17% of their portfolio BRAINTREE, MA 478,350478.4k $13.8m $13.8m 6.17% Added +13.3k +13,329
43 Csenge Advisory Group 1.00% of their portfolio CLEARWATER, FL 478,223478.2k $13.8m $13.8m 1.00% New
44 CWM, LLC 0.09% of their portfolio OMAHA, NE 451,734451.7k $13.1m $13.1m 0.09% Added +251.1k +251,070
45 MATHER GROUP, LLC. 0.23% of their portfolio CHICAGO, IL 442,197442.2k $12.8m $12.8m 0.23% Reduced -8.9k -8,931
46 MML INVESTORS SERVICES, LLC 0.09% of their portfolio SPRINGFIELD, MA 421,455421.5k $12.2m $12.2m 0.09% Added +409.3k +409,331
47 LEVEL FOUR ADVISORY SERVICES, LLC 0.78% of their portfolio DALLAS, TX 410,433410.4k $11.9m $11.9m 0.78% Added +25.0k +25,035
48 GREAT VALLEY ADVISOR GROUP, INC. 0.54% of their portfolio WILMINGTON, DE 397,982398.0k $11.5m $11.5m 0.54% Added +324.3k +324,260
49 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 377,503377.5k $10.9m $10.9m 0.12% Added +213.6k +213,615
50 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 371,817371.8k $10.8m $10.8m 0.02% Reduced -59.3k -59,294
51 GM Advisory Group, LLC 0.85% of their portfolio MELVILLE, NY 321,902321.9k $9.3m $9.3m 0.85% Added +54.3k +54,311
52 INTEGRATED CAPITAL MANAGEMENT, INC. 9.51% of their portfolio JESSUP, PA 321,614321.6k $10.4m $10.4m 9.51% Added +202.7k +202,730
53 Colonial River Investments, LLC 5.46% of their portfolio MIDLOTHIAN, VA 321,583321.6k $9.3m $9.3m 5.46% New
54 Voya Financial Advisors, Inc. 1.14% of their portfolio WINDSOR, CT 318,348318.3k $9.2m $9.2m 1.14% New
55 Mariner, LLC 0.03% of their portfolio Overland Park, KS 315,861315.9k $9.1m $9.1m 0.03% Added +86.4k +86,410
56 Trilogy Capital Inc. 0.63% of their portfolio IRVINE, CA 304,056304.1k $8.8m $8.8m 0.63% Added +20.1k +20,069
57 Portland Global Advisors LLC 1.51% of their portfolio PORTLAND, ME 303,911303.9k $8.8m $8.8m 1.51% Added +26.9k +26,857
58 Mutual Advisors, LLC 0.36% of their portfolio OMAHA, NE 299,520299.5k $8.7m $8.7m 0.36% Reduced -137.1k -137,058
59 Beacon Bridge Wealth Partners, LLC 4.99% of their portfolio LOWER GWYNEDD, PA 287,605287.6k $8.3m $8.3m 4.99% Reduced -86.5k -86,529
60 WJ Wealth Management, LLC 5.39% of their portfolio GLENDALE, AZ 275,375275.4k $8.0m $8.0m 5.39% New
61 Atria Wealth Solutions, Inc. 0.12% of their portfolio NEW YORK, NY 274,588274.6k $7.9m $7.9m 0.12% Added +206.9k +206,947
62 Moisand Fitzgerald Tamayo, LLC 1.69% of their portfolio ORLANDO, FL 273,493273.5k $7.9m $7.9m 1.69% Added +30.2k +30,192
63 SMART Wealth LLC 6.92% of their portfolio Omaha, NE 270,949270.9k $7.8m $7.8m 6.92% Added +41.7k +41,685
64 Syntal Capital Partners, LLC 2.78% of their portfolio MIDLAND, TX 262,703262.7k $7.6m $7.6m 2.78% Reduced -26.8k -26,848
65 Hobart Private Capital, LLC 2.86% of their portfolio CHARLOTTE, NC 250,617250.6k $7.3m $7.3m 2.86% New
66 Asset Management Resources, LLC 4.51% of their portfolio HYANNIS, MA 244,418244.4k $7.1m $7.1m 4.51% Added +49.6k +49,612
67 Continuum Advisory, LLC 1.20% of their portfolio EAGLE, ID 243,937243.9k $7.1m $7.1m 1.20% Added +225.1k +225,144
68 Seaside Wealth Management, Inc. 4.07% of their portfolio CARLSBAD, CA 231,896231.9k $6.7m $6.7m 4.07% Added +9.3k +9,276
69 TWO SIGMA SECURITIES, LLC 0.55% of their portfolio NEW YORK, NY 230,846230.8k $6.7m $6.7m 0.55% Added +173.6k +173,581
70 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 222,303222.3k $6.4m $6.4m 0.00% Added +4.3k +4,281
71 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 218,000218.0k $6.3m $6.3m 0.01% Reduced -2.9k -2,884
72 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 201,640201.6k $5.8m $5.8m 0.03% Added +92.0k +92,000
73 SIGNET FINANCIAL MANAGEMENT, LLC 0.96% of their portfolio PARSIPPANY, NJ 196,930196.9k $5.7m $5.7m 0.96% Reduced -14.2k -14,156
74 Kingsview Wealth Management, LLC 0.23% of their portfolio GRANTS PASS, OR 187,348187.3k $5.4m $5.4m 0.23% Added +379 +379
75 Aveo Capital Partners, LLC 0.72% of their portfolio ENGLEWOOD, CO 186,401186.4k $5.4m $5.4m 0.72% Added +121.9k +121,855
76 Ascent Group, LLC 0.57% of their portfolio VIRGINIA BEACH, VA 183,712183.7k $5.3m $5.3m 0.57% Added +170.8k +170,758
77 Capasso Planning Partners LLC 3.08% of their portfolio CHARLESTON, SC 181,367181.4k $5.2m $5.2m 3.08% Reduced -2.2k -2,195
78 Integrated Wealth Concepts LLC 0.11% of their portfolio WALTHAM, MA 178,981179.0k $5.2m $5.2m 0.11% Added +78.6k +78,610
79 Cetera Advisors LLC 0.08% of their portfolio DENVER, CO 168,058168.1k $4.9m $4.9m 0.08% Added +118.4k +118,432
80 Simplicity Solutions, LLC 0.13% of their portfolio MINNEAPOLIS, MN 166,948166.9k $4.8m $4.8m 0.13% Added +159.2k +159,237
81 Strategic Financial Partners, Ltd. 2.88% of their portfolio Bend, OR 162,677162.7k $4.7m $4.7m 2.88% Reduced -377.3k -377,321
82 Brookstone Capital Management 0.09% of their portfolio WHEATON, IL 157,477157.5k $4.5m $4.5m 0.09% Reduced -12.6k -12,568
83 Certified Advisory Corp 0.76% of their portfolio ALTAMONTE SPRINGS, FL 147,102147.1k $4.3m $4.3m 0.76% Added +79.5k +79,470
84 Rede Wealth, LLC 2.13% of their portfolio CHARLOTTESVILLE, VA 140,855140.9k $4.1m $4.1m 2.13% Added +3.9k +3,913
85 BAILARD, INC. 0.14% of their portfolio Foster City, CA 137,949137.9k $4.0m $4.0m 0.14% Added +6.7k +6,730
86 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 133,450133.4k $3.9m $3.9m 0.01% Added +112.2k +112,152
87 Atria Investments, Inc 0.07% of their portfolio Charlotte, NC 132,652132.7k $3.8m $3.8m 0.07% New
88 LIBRA WEALTH LLC 2.08% of their portfolio LOS GATOS, CA 124,095124.1k $3.6m $3.6m 2.08% Unchanged
89 SCOTIA CAPITAL INC. 0.03% of their portfolio TORONTO, A6 123,970124.0k $3.6m $3.6m 0.03% Reduced -4.6k -4,556
90 Dentgroup LLC 2.83% of their portfolio BATON ROUGE, LA 121,642121.6k $3.5m $3.5m 2.83% Added +22.9k +22,896
91 Apollon Wealth Management, LLC 0.21% of their portfolio MOUNT PLEASANT, SC 121,000121.0k $3.5m $3.5m 0.21% New
92 BENJAMIN F. EDWARDS & COMPANY, INC. 0.15% of their portfolio ST. LOUIS, MO 119,955120.0k $3.5m $3.5m 0.15% Reduced -131.7k -131,717
93 HRT FINANCIAL LP 0.04% of their portfolio NEW YORK, NY 111,831111.8k $3.2m $3.2m 0.04% New
94 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 107,523107.5k $3.1m $3.1m 0.00% Added +17.7k +17,731
95 Melone Private Wealth, LLC 2.38% of their portfolio AUBURN HILLS, MI 106,739106.7k $3.1m $3.1m 2.38% New
96 True Wealth Design, LLC 1.25% of their portfolio AKRON, OH 102,964103.0k $3.0m $3.0m 1.25% Added +2.2k +2,168
97 Garrett Wealth Advisory Group, LLC 1.44% of their portfolio WEATHERFORD, TX 102,123102.1k $3.0m $3.0m 1.44% Added +3.5k +3,452
98 Migdal Insurance & Financial Holdings Ltd. 0.06% of their portfolio Petach Tikva, L3 100,244100.2k $2.9m $2.9m 0.06% Added +67.4k +67,392
99 Lifeworks Advisors, LLC 1.32% of their portfolio GRAND RAPIDS, MI 96,47496.5k $2.8m $2.8m 1.32% Added +18.9k +18,859
100 GPS Wealth Strategies Group, LLC 0.56% of their portfolio CENTENNIAL, CO 93,85993.9k $2.7m $2.7m 0.56% Added +49.8k +49,844