Vault-13

SPDR SER TR SPTL

PORTFOLIO LN TSR · ETP · CUSIP 78464A664

462 institutional holders +23 vs Q3 2024
376,704,917376.7m shares reported held*
$9.9bnreported value*
54 new 163 added 169 reduced 66 sold out net sold ≈ $32.2m (-1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($16.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.19. Options: 1 managers hold calls ($1.1m notional), 1 hold puts ($332.6k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 274Q4 22: 308Q1 23: 310Q2 23: 336Q3 23: 337Q4 23: 390Q1 24: 392Q2 24: 411Q3 24: 439Q4 24: 462462Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022274
Q4 2022308
Q1 2023310
Q2 2023336
Q3 2023337
Q4 2023390
Q1 2024392
Q2 2024411
Q3 2024439
Q4 2024462

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 178 bought or addedQ1 23: 149 cut or sold outQ2 23: 198 bought or addedQ2 23: 131 cut or sold outQ2 23Q3 23: 207 bought or addedQ3 23: 157 cut or sold outQ4 23: 219 bought or addedQ4 23: 165 cut or sold outQ4 23Q1 24: 221 bought or addedQ1 24: 188 cut or sold outQ2 24: 267 bought or addedQ2 24: 159 cut or sold outQ2 24Q3 24: 252 bought or addedQ3 24: 187 cut or sold outQ4 24: 217 bought or addedQ4 24: 235 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023178149
Q2 2023198131
Q3 2023207157
Q4 2023219165
Q1 2024221188
Q2 2024267159
Q3 2024252187
Q4 2024217235

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ1 24 calls: $712.5kQ1 24 puts: $301.8kQ1 24P/C 0.42Q2 24 calls: $729.5kQ2 24 puts: $32.7kQ2 24P/C 0.04Q3 24 calls: $7.7mQ3 24 puts: $552.3kQ3 24P/C 0.07Q4 24 calls: $1.1mQ4 24 puts: $332.6kQ4 24P/C 0.31
Numbers
QuarterCallsPutsP/C
Q1 2024$712.5k$301.8k0.42
Q2 2024$729.5k$32.7k0.04
Q3 2024$7.7m$552.3k0.07
Q4 2024$1.1m$332.6k0.31

Biggest buyers

GLOBALT Investments LLC / GA Added +5,423,558+5.4m
Financial Engines Advisors L.L.C. Added +3,597,899+3.6m
Fisher Asset Management, LLC Added +3,266,431+3.3m
STATE STREET CORP Added +2,902,238+2.9m
MATHER GROUP, LLC. Added +1,577,519+1.6m
Donoghue Forlines LLC New +1,188,556+1.2m
Independent Advisor Alliance Added +1,158,233+1.2m
Mirae Asset Global Investments Co., Ltd. Added +1,047,090+1.0m
Gradient Investments LLC New +797,718+797.7k
ASSETMARK, INC Added +764,790+764.8k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -6,120,602-6.1m
BANK OF AMERICA CORP /DE/ Reduced -4,470,101-4.5m
JPMORGAN CHASE & CO Reduced -3,783,051-3.8m
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -2,125,292-2.1m
LIBERTY ONE INVESTMENT MANAGEMENT, LLC Sold out -1,321,772-1.3m
Municipal Employees' Retirement System of Michigan Reduced -1,074,058-1.1m
TOWNSQUARE CAPITAL LLC Reduced -1,044,611-1.0m
Harvest Portfolios Group Inc. Sold out -807,937-807.9k
LPL Financial LLC Reduced -622,335-622.3k
Summit Trail Advisors, LLC Reduced -618,870-618.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.1m40.7k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $332.6k12.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution new · filed 2026-02-05 5.1% new 21.3m≈ $559.2m 2026-02-05

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STATE STREET CORP 0.06% of their portfolio BOSTON, MA 57,760,22357.8m $1.5bn $1.5bn 0.06% Added +2.9m +2,902,238
2 Fisher Asset Management, LLC 0.53% of their portfolio PLANO, TX 51,159,64151.2m $1.3bn $1.3bn 0.53% Added +3.3m +3,266,431
3 Financial Engines Advisors L.L.C. 2.57% of their portfolio SANTA CLARA, CA 46,711,40446.7m $1.2bn $1.2bn 2.57% Added +3.6m +3,597,899
4 FMR LLC 0.03% of their portfolio BOSTON, MA 18,479,53818.5m $484.0m $484.0m 0.03% Reduced -1.6k -1,642
5 ENVESTNET ASSET MANAGEMENT INC 0.13% of their portfolio Berwyn, PA 14,871,29314.9m $389.5m $389.5m 0.13% Added +38.5k +38,519
6 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 12,304,28712.3m $322.2m $322.2m 0.03% Reduced -4.5m -4,470,101
7 Municipal Employees' Retirement System of Michigan 4.22% of their portfolio LANSING, MI 11,690,40411.7m $306.2m $306.2m 4.22% Reduced -1.1m -1,074,058
8 Nan Shan Life Insurance Co., Ltd. 6.89% of their portfolio Taipei City, F5 10,956,90011.0m $287.0m $287.0m 6.89% Unchanged
9 LPL Financial LLC 0.11% of their portfolio FORT MILL, SC 10,389,60610.4m $272.1m $272.1m 0.11% Reduced -622.3k -622,335
10 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 8,014,0288.0m $209.9m $209.9m 0.04% Reduced -6.1m -6,120,602
11 Mirae Asset Global Investments Co., Ltd. 0.62% of their portfolio SEOUL, M5 5,906,4345.9m $153.9m $153.9m 0.62% Added +1.0m +1,047,090
12 MATHER GROUP, LLC. 1.94% of their portfolio CHICAGO, IL 5,717,6425.7m $149.7m $149.7m 1.94% Added +1.6m +1,577,519
13 GLOBALT Investments LLC / GA 5.55% of their portfolio Atlanta, GA 5,536,4735.5m $145.0m $145.0m 5.55% Added +5.4m +5,423,558
14 ASSETMARK, INC 0.29% of their portfolio CONCORD, CA 4,028,1964.0m $105.5m $105.5m 0.29% Added +764.8k +764,790
15 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 3,960,4994.0m $103.7m $103.7m 0.01% Reduced -3.8m -3,783,051
16 AVANTAX ADVISORY SERVICES, INC. 0.63% of their portfolio DALLAS, TX 3,805,7783.8m $99.7m $99.7m 0.63% Added +160.0k +159,986
17 MASON STREET ADVISORS, LLC 12.54% of their portfolio MILWAUKEE, WI 3,700,0003.7m $96.9m $96.9m 12.54% Unchanged
18 STIFEL FINANCIAL CORP 0.10% of their portfolio ST. LOUIS, MO 3,666,3633.7m $96.0m $96.0m 0.10% Added +133.6k +133,648
19 Avantax Planning Partners, Inc. 3.41% of their portfolio DUBUQUE, IA 3,610,3063.6m $94.6m $94.6m 3.41% Added +63.1k +63,123
20 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,372,6453.4m $88.3m $88.3m 0.01% Added +172.4k +172,361
21 RAYMOND JAMES FINANCIAL INC 0.03% of their portfolio ST. PETERSBURG, FL 3,073,0723.1m $80.5m $80.5m 0.03% First filing
22 UBS Group AG 0.02% of their portfolio ZURICH, V8 2,908,9992.9m $76.2m $76.2m 0.02% Reduced -109.3k -109,336
23 GREAT VALLEY ADVISOR GROUP, INC. 1.59% of their portfolio WILMINGTON, DE 2,706,8382.7m $70.9m $70.9m 1.59% Added +288.2k +288,159
24 Cetera Investment Advisers 0.14% of their portfolio SCHAUMBURG, IL 2,589,9462.6m $67.8m $67.8m 0.14% Reduced -12.5k -12,471
25 CW Advisors, LLC 0.90% of their portfolio BOSTON, MA 2,505,9632.5m $65.6m $65.6m 0.90% Reduced -17.7k -17,720
26 Advocacy Wealth Management, LLC 4.93% of their portfolio ATLANTA, GA 2,474,0442.5m $64.8m $64.8m 4.93% Added +2.2k +2,153
27 TOWNSQUARE CAPITAL LLC 0.70% of their portfolio Lehi, UT 2,380,9452.4m $62.4m $62.4m 0.70% Reduced -1.0m -1,044,611
28 OneDigital Investment Advisors LLC 0.72% of their portfolio OVERLAND PARK, KS 2,354,7642.4m $61.7m $61.7m 0.72% Added +113.6k +113,609
29 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 2.37% of their portfolio BETHESDA, MD 2,275,2002.3m $59.6m $59.6m 2.37% Added +189.3k +189,300
30 CWM, LLC 0.24% of their portfolio OMAHA, NE 2,237,8392.2m $58.6m $58.6m 0.24% Added +219.1k +219,103
31 RFG Advisory, LLC 1.64% of their portfolio BIRMINGHAM, AL 2,216,9442.2m $58.1m $58.1m 1.64% Added +472.8k +472,844
32 Strategic Wealth Investment Group, LLC 2.10% of their portfolio LOUISVILLE, KY 2,146,8742.1m $56.3m $56.3m 2.10% Reduced -253.2k -253,198
33 OSAIC HOLDINGS, INC. 0.12% of their portfolio SCOTTSDALE, AZ 2,057,9922.1m $53.9m $53.9m 0.12% Added +468.1k +468,077
34 One Day In July LLC 5.52% of their portfolio BURLINGTON, VT 2,010,0332.0m $52.6m $52.6m 5.52% Added +243.7k +243,745
35 Voya Financial Advisors, Inc. 5.22% of their portfolio WINDSOR, CT 1,824,7011.8m $48.0m $48.0m 5.22% Added +24.5k +24,527
36 AE Wealth Management LLC 0.28% of their portfolio TOPEKA, KS 1,282,6581.3m $33.6m $33.6m 0.28% Reduced -24 -24
37 Thrivent Financial for Lutherans 0.07% of their portfolio Minneapolis, MN 1,255,3961.3m $34.3m $34.3m 0.07% Added +72.7k +72,705
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 1,245,0921.2m $32.6m $32.6m 0.03% Added +442.7k +442,675
39 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,239,1131.2m $32.5m $32.5m 0.01% Reduced -226.1k -226,120
40 Donoghue Forlines LLC 10.41% of their portfolio Boston, MA 1,188,5561.2m $31.1m $31.1m 10.41% New
41 Roberts Financial Services LLC 5.83% of their portfolio MARQUETTE, MI 1,180,6771.2m $30.9m $30.9m 5.83% Added +54.3k +54,327
42 FLAGSHIP HARBOR ADVISORS, LLC 1.62% of their portfolio BOSTON, MA 1,175,2411.2m $30.8m $30.8m 1.62% Added +359.4k +359,392
43 Independent Advisor Alliance 0.40% of their portfolio CHARLOTTE, NC 1,166,2741.2m $30.5m $30.5m 0.40% Added +1.2m +1,158,233
44 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,153,5001.2m $30.2m $30.2m 0.01% Added +389.7k +389,661
45 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 1,014,1811.0m $26.6m $26.6m 0.00% Added +67 +67
46 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.05% of their portfolio PLYMOUTH, MN 1,013,4781.0m $26.5m $26.5m 0.05% Reduced -2.1m -2,125,292
47 Envestnet Portfolio Solutions, Inc. 0.09% of their portfolio BERWYN, PA 996,088996.1k $26.1m $26.1m 0.09% Reduced -429.5k -429,496
48 Advisory Alpha, LLC 0.92% of their portfolio HOLLAND, MI 989,377989.4k $25.9m $25.9m 0.92% Added +18.6k +18,638
49 PRINCIPAL SECURITIES, INC. 0.55% of their portfolio DES MOINES, IA 932,737932.7k $24.4m $24.4m 0.55% Added +41.4k +41,364
50 O'Brien Wealth Partners LLC 4.33% of their portfolio Waltham, MA 917,131917.1k $24.0m $24.0m 4.33% Added +128.8k +128,801
51 McAdam, LLC 1.29% of their portfolio Philadelphia, PA 901,184901.2k $23.6m $23.6m 1.29% Added +119.7k +119,744
52 GM Advisory Group, LLC 1.26% of their portfolio MELVILLE, NY 870,572870.6k $22.8m $22.8m 1.26% Added +40.9k +40,880
53 Checchi Capital Advisers, LLC 1.70% of their portfolio BEVERLY HILLS, CA 867,096867.1k $22.7m $22.7m 1.70% Added +562.0k +562,044
54 NewEdge Advisors, LLC 0.13% of their portfolio NEW ORLEANS, LA 848,319848.3k $22.2m $22.2m 0.13% Added +61.0k +60,989
55 SPINNAKER TRUST 1.35% of their portfolio PORTLAND, ME 814,822814.8k $21.3m $21.3m 1.35% Reduced -352.2k -352,200
56 Gradient Investments LLC 0.42% of their portfolio ARDEN HILLS, MN 797,718797.7k $20.9m $20.9m 0.42% New
57 UNIVEST FINANCIAL Corp 1.30% of their portfolio SOUDERTON, PA 788,328788.3k $20.6m $20.6m 1.30% Added +140.7k +140,651
58 MCMORGAN & CO LLC 2.79% of their portfolio SAN FRANCISCO, CA 687,963688.0k $18.0m $18.0m 2.79% Added +22.2k +22,159
59 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 675,941675.9k $17.7m $17.7m 0.03% Added +425.6k +425,624
60 Sanctuary Advisors, LLC 0.11% of their portfolio INDIANAPOLIS, IN 660,884660.9k $17.5m $17.5m 0.11% Added +26.8k +26,757
61 Mariner, LLC 0.03% of their portfolio Overland Park, KS 660,229660.2k $17.3m $17.3m 0.03% Reduced -136.0k -136,017
62 R. W. Roge & Company, Inc. 9.24% of their portfolio BOHEMIA, NY 653,849653.8k $17.1m $17.1m 9.24% Added +24.5k +24,475
63 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 622,868622.9k $16.3m $16.3m 0.05% Added +73.2k +73,172
64 Integrated Wealth Concepts LLC 0.18% of their portfolio WALTHAM, MA 602,209602.2k $15.8m $15.8m 0.18% Reduced -12 -12
65 SCS Capital Management LLC 0.32% of their portfolio BOSTON, MA 597,711597.7k $15.7m $15.7m 0.32% Added +85.5k +85,505
66 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 573,907573.9k $15.0m $15.0m 0.00% Reduced -568.0k -568,030
67 Avidian Wealth Enterprises, LLC 0.63% of their portfolio Houston, TX 532,673532.7k $14.0m $14.0m 0.63% Added +16.0k +15,957
68 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 515,746515.7k $13.5m $13.5m 0.01% Added +180 +180
69 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 499,129499.1k $13.1m $13.1m 0.07% Added +5.8k +5,757
70 Impact Investors, Inc 10.08% of their portfolio SAN FRANCISCO, CA 496,248496.2k $13.0m $13.0m 10.08% First filing
71 Tennessee Valley Asset Management Partners 2.17% of their portfolio KNOXVILLE, TN 495,673495.7k $13.0m $13.0m 2.17% Reduced -4.1k -4,129
72 Redwood Investment Management, LLC 1.15% of their portfolio SCOTTSDALE, AZ 448,510448.5k $11.7m $11.7m 1.15% Added +30.4k +30,414
73 MA Private Wealth 2.14% of their portfolio SAN CARLOS, CA 436,758436.8k $11.4m $11.4m 2.14% Added +15.9k +15,871
74 IFG Advisory, LLC 0.62% of their portfolio ATLANTA, GA 419,110419.1k $11.0m $11.0m 0.62% Added +5.2k +5,228
75 LEVEL FOUR ADVISORY SERVICES, LLC 0.45% of their portfolio DALLAS, TX 418,608418.6k $11.0m $11.0m 0.45% Reduced -89.1k -89,113
76 New Harbor Financial Group, LLC 3.24% of their portfolio WORCESTER, MA 415,129415.1k $10.9m $10.9m 3.24% Added +200.1k +200,103
77 FIDUCIARY FAMILY OFFICE, LLC 3.24% of their portfolio Boca Raton, FL 415,129415.1k $10.9m $10.9m 3.24% New
78 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 404,311404.3k $10.6m $10.6m 0.03% Added +359.5k +359,523
79 WCG Wealth Advisors LLC 0.69% of their portfolio LAS VEGAS, NV 396,660396.7k $10.4m $10.4m 0.69% Reduced -167.5k -167,488
80 Security Financial Services, INC. 2.07% of their portfolio Fort Wayne, IN 387,420387.4k $10.1m $10.1m 2.07% Reduced -14.0k -14,032
81 Shepherd Financial Partners LLC 1.19% of their portfolio WINCHESTER, MA 379,590379.6k $9.9m $9.9m 1.19% Added +3.9k +3,901
82 GenWealth Group, Inc. 2.17% of their portfolio Maplewood, NJ 363,548363.5k $9.5m $9.5m 2.17% Added +69.4k +69,382
83 Permanent Capital Management, LP 2.90% of their portfolio CHICAGO, IL 357,655357.7k $9.4m $9.4m 2.90% First filing
84 PFG Advisors 0.54% of their portfolio Phoenix, AZ 337,949337.9k $8.9m $8.9m 0.54% Added +24.3k +24,278
85 Equitable Holdings, Inc. 0.08% of their portfolio NEW YORK, NY 327,437327.4k $8.6m $8.6m 0.08% Added +13.1k +13,140
86 CFS Investment Advisory Services, LLC 0.75% of their portfolio TOTOWA, NJ 321,439321.4k $8.4m $8.4m 0.75% Reduced -24.5k -24,497
87 Mutual Advisors, LLC 0.24% of their portfolio OMAHA, NE 313,490313.5k $8.2m $8.2m 0.24% Reduced -151.7k -151,657
88 Foster Victor Wealth Advisors, LLC 0.59% of their portfolio GREENVILLE, SC 295,605295.6k $7.7m $7.7m 0.59% Added +13.7k +13,683
89 High Probability Advisors, LLC 1.34% of their portfolio Pittsford, NY 285,281285.3k $7.5m $7.5m 1.34% Added +31.2k +31,239
90 Gibbs Wealth Management 2.02% of their portfolio Alpharetta, GA 284,707284.7k $7.5m $7.5m 2.02% Reduced -32.4k -32,365
91 Atria Wealth Solutions, Inc. 0.08% of their portfolio NEW YORK, NY 282,728282.7k $7.4m $7.4m 0.08% Reduced -129.5k -129,480
92 PARK AVENUE SECURITIES LLC 0.07% of their portfolio NEW YORK, NY 277,432277.4k $7.3m $7.3m 0.07% Reduced -46.6k -46,624
93 BYRNE FINANCIAL FREEDOM, LLC 3.21% of their portfolio FRANKLIN, MA 275,100275.1k $7.2m $7.2m 3.21% First filing
94 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 271,233271.2k $7.1m $7.1m 0.01% Reduced -308.7k -308,737
95 MOTCO 0.72% of their portfolio SAN ANTONIO, TX 269,828269.8k $7.1m $7.1m 0.72% Added +63.3k +63,281
96 OPPENHEIMER & CO INC 0.10% of their portfolio NEW YORK, NY 266,040266.0k $7.0m $7.0m 0.10% Added +141.1k +141,142
97 Buttonwood Financial Group, LLC 3.82% of their portfolio Kansas City, MO 264,162264.2k $6.9m $6.9m 3.82% Added +12.6k +12,594
98 Tidemark, LLC 2.63% of their portfolio SAN DIEGO, CA 262,057262.1k $6.9m $6.9m 2.63% Added +122.1k +122,147
99 Goodman Advisory Group, LLC 2.01% of their portfolio NEEDHAM, MA 260,604260.6k $6.8m $6.8m 2.01% Added +20.0k +19,966
100 Farther Finance Advisors, LLC 0.22% of their portfolio SAN FRANCISCO, CA 235,745235.7k $6.2m $6.2m 0.22% Added +151.9k +151,878