Vault-13

SPDR SER TR SPTL

PORTFOLIO LN TSR · ETP · CUSIP 78464A664

439 institutional holders +28 vs Q2 2024
374,343,184374.3m shares reported held*
$10.9bnreported value*
65 new 187 added 144 reduced 43 sold out net bought ≈ $768.1m (+26.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($19.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.06. Options: 3 managers hold calls ($7.7m notional), 2 hold puts ($552.3k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 274Q4 22: 308Q1 23: 310Q2 23: 336Q3 23: 337Q4 23: 390Q1 24: 392Q2 24: 411Q3 24: 439439Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022274
Q4 2022308
Q1 2023310
Q2 2023336
Q3 2023337
Q4 2023390
Q1 2024392
Q2 2024411
Q3 2024439

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 154 bought or addedQ4 22: 144 cut or sold outQ1 23: 178 bought or addedQ1 23: 149 cut or sold outQ1 23Q2 23: 198 bought or addedQ2 23: 131 cut or sold outQ3 23: 207 bought or addedQ3 23: 157 cut or sold outQ3 23Q4 23: 219 bought or addedQ4 23: 165 cut or sold outQ1 24: 221 bought or addedQ1 24: 188 cut or sold outQ1 24Q2 24: 267 bought or addedQ2 24: 159 cut or sold outQ3 24: 252 bought or addedQ3 24: 187 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022154144
Q1 2023178149
Q2 2023198131
Q3 2023207157
Q4 2023219165
Q1 2024221188
Q2 2024267159
Q3 2024252187

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ4 23 calls: $5.6mQ4 23 puts: $1.4mQ4 23P/C 0.25Q1 24 calls: $712.5kQ1 24 puts: $301.8kQ1 24P/C 0.42Q2 24 calls: $729.5kQ2 24 puts: $32.7kQ2 24P/C 0.04Q3 24 calls: $7.7mQ3 24 puts: $552.3kQ3 24P/C 0.07
Numbers
QuarterCallsPutsP/C
Q4 2023$5.6m$1.4m0.25
Q1 2024$712.5k$301.8k0.42
Q2 2024$729.5k$32.7k0.04
Q3 2024$7.7m$552.3k0.07

Biggest buyers

Fisher Asset Management, LLC Added +8,141,366+8.1m
MATHER GROUP, LLC. Added +3,762,442+3.8m
AVANTAX ADVISORY SERVICES, INC. Added +3,496,330+3.5m
ENVESTNET ASSET MANAGEMENT INC Added +2,320,005+2.3m
Mirae Asset Global Investments Co., Ltd. Added +1,957,613+2.0m
Financial Engines Advisors L.L.C. Added +1,879,187+1.9m
LPL Financial LLC Added +1,239,586+1.2m
Strategic Wealth Investment Group, LLC Added +898,755+898.8k
Thrivent Financial for Lutherans Added +703,115+703.1k
Quadrature Capital Ltd Added +687,792+687.8k

Biggest sellers

FMR LLC Reduced -5,122,857-5.1m
CW Advisors, LLC Reduced -1,295,994-1.3m
BANK OF AMERICA CORP /DE/ Reduced -1,087,023-1.1m
NewEdge Wealth, LLC Sold out -469,932-469.9k
Tennessee Valley Asset Management Partners Reduced -461,024-461.0k
ALTFEST L J & CO INC Reduced -426,115-426.1k
SYKON CAPITAL LLC Sold out -399,014-399.0k
SPINNAKER TRUST Reduced -266,718-266.7k
Private Advisor Group, LLC Reduced -222,659-222.7k
Clear Creek Financial Management, LLC Reduced -213,989-214.0k

Biggest calls

JANE STREET GROUP, LLC New $4.2m143.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.0m104.9k shares
CITADEL ADVISORS LLC Added $468.0k16.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $407.0k14.0k shares
CITADEL ADVISORS LLC Added $145.3k5.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution new · filed 2026-02-05 5.1% new 21.3m≈ $559.2m 2026-02-05

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STATE STREET CORP 0.06% of their portfolio BOSTON, MA 54,857,98554.9m $1.6bn $1.6bn 0.06% Reduced -78.0k -77,951
2 Fisher Asset Management, LLC 0.57% of their portfolio PLANO, TX 47,893,21047.9m $1.4bn $1.4bn 0.57% Added +8.1m +8,141,366
3 Financial Engines Advisors L.L.C. 2.62% of their portfolio SANTA CLARA, CA 43,113,50543.1m $1.3bn $1.3bn 2.62% Added +1.9m +1,879,187
4 FMR LLC 0.03% of their portfolio BOSTON, MA 18,481,18018.5m $537.2m $537.2m 0.03% Reduced -5.1m -5,122,857
5 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 16,774,38816.8m $487.6m $487.6m 0.04% Reduced -1.1m -1,087,023
6 ENVESTNET ASSET MANAGEMENT INC 0.14% of their portfolio Berwyn, PA 14,832,77414.8m $431.2m $431.2m 0.14% Added +2.3m +2,320,005
7 GOLDMAN SACHS GROUP INC 0.08% of their portfolio NEW YORK, NY 14,134,63014.1m $410.9m $410.9m 0.08% Added +2.5k +2,511
8 Municipal Employees' Retirement System of Michigan 4.89% of their portfolio LANSING, MI 12,764,46212.8m $371.1m $371.1m 4.89% Unchanged
9 LPL Financial LLC 0.14% of their portfolio FORT MILL, SC 11,011,94111.0m $320.1m $320.1m 0.14% Added +1.2m +1,239,586
10 Nan Shan Life Insurance Co., Ltd. 7.51% of their portfolio Taipei City, F5 10,956,90011.0m $318.5m $318.5m 7.51% Unchanged
11 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 7,743,5507.7m $225.1m $225.1m 0.01% Added +63.7k +63,676
12 Mirae Asset Global Investments Co., Ltd. 0.63% of their portfolio SEOUL, M5 4,859,3444.9m $141.7m $141.7m 0.63% Added +2.0m +1,957,613
13 MATHER GROUP, LLC. 1.55% of their portfolio CHICAGO, IL 4,140,1234.1m $120.4m $120.4m 1.55% Added +3.8m +3,762,442
14 MASON STREET ADVISORS, LLC 13.06% of their portfolio MILWAUKEE, WI 3,700,0003.7m $107.6m $107.6m 13.06% Unchanged
15 AVANTAX ADVISORY SERVICES, INC. 0.70% of their portfolio DALLAS, TX 3,645,7923.6m $106.0m $106.0m 0.70% Added +3.5m +3,496,330
16 Avantax Planning Partners, Inc. 3.70% of their portfolio DUBUQUE, IA 3,547,1833.5m $103.1m $103.1m 3.70% Reduced -72.5k -72,481
17 STIFEL FINANCIAL CORP 0.11% of their portfolio ST. LOUIS, MO 3,532,7153.5m $102.7m $102.7m 0.11% Added +147.6k +147,589
18 TOWNSQUARE CAPITAL LLC 1.19% of their portfolio Lehi, UT 3,425,5563.4m $99.6m $99.6m 1.19% Added +108.0k +107,965
19 ASSETMARK, INC 0.27% of their portfolio CONCORD, CA 3,263,4063.3m $94.9m $94.9m 0.27% Reduced -200.5k -200,517
20 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,200,2843.2m $93.0m $93.0m 0.01% Reduced -42.6k -42,558
21 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.20% of their portfolio PLYMOUTH, MN 3,138,7703.1m $91.2m $91.2m 0.20% Added +38.2k +38,180
22 UBS Group AG 0.02% of their portfolio ZURICH, V8 3,018,3353.0m $87.7m $87.7m 0.02% Reduced -8.6k -8,640
23 Cetera Investment Advisers 0.17% of their portfolio SCHAUMBURG, IL 2,602,4172.6m $75.7m $75.7m 0.17% Added +156.2k +156,236
24 CW Advisors, LLC 0.98% of their portfolio BOSTON, MA 2,523,6832.5m $73.4m $73.4m 0.98% Reduced -1.3m -1,295,994
25 Advocacy Wealth Management, LLC 5.64% of their portfolio ATLANTA, GA 2,471,8912.5m $71.9m $71.9m 5.64% Added +284.2k +284,199
26 GREAT VALLEY ADVISOR GROUP, INC. 1.73% of their portfolio WILMINGTON, DE 2,418,6792.4m $70.3m $70.3m 1.73% Added +519.5k +519,535
27 Strategic Wealth Investment Group, LLC 7.50% of their portfolio LOUISVILLE, KY 2,400,0722.4m $70.0m $70.0m 7.50% Added +898.8k +898,755
28 OneDigital Investment Advisors LLC 0.74% of their portfolio OVERLAND PARK, KS 2,241,1552.2m $65.2m $65.2m 0.74% Added +1.2k +1,193
29 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 2.81% of their portfolio BETHESDA, MD 2,085,9002.1m $60.6m $60.6m 2.81% Added +597.4k +597,400
30 CWM, LLC 0.25% of their portfolio OMAHA, NE 2,018,7362.0m $58.7m $58.7m 0.25% Added +305.7k +305,734
31 Voya Financial Advisors, Inc. 5.66% of their portfolio WINDSOR, CT 1,800,1741.8m $52.5m $52.5m 5.66% Reduced -71.4k -71,353
32 One Day In July LLC 5.78% of their portfolio BURLINGTON, VT 1,766,2881.8m $51.3m $51.3m 5.78% Added +341.1k +341,142
33 RFG Advisory, LLC 1.54% of their portfolio BIRMINGHAM, AL 1,744,1001.7m $50.7m $50.7m 1.54% Reduced -179.4k -179,382
34 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 1,589,9151.6m $46.2m $46.2m 0.10% Added +349.7k +349,719
35 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,465,2331.5m $42.6m $42.6m 0.01% Reduced -138.3k -138,302
36 Envestnet Portfolio Solutions, Inc. 0.13% of their portfolio BERWYN, PA 1,425,5841.4m $41.4m $41.4m 0.13% Added +235.8k +235,829
37 LIBERTY ONE INVESTMENT MANAGEMENT, LLC 3.93% of their portfolio LIBERTYVILLE, IL 1,321,7721.3m $38.4m $38.4m 3.93% Reduced -30.3k -30,265
38 AE Wealth Management LLC 0.34% of their portfolio TOPEKA, KS 1,282,6821.3m $37.3m $37.3m 0.34% Added +486.9k +486,946
39 Thrivent Financial for Lutherans 0.07% of their portfolio Minneapolis, MN 1,182,6911.2m $34.4m $34.4m 0.07% Added +703.1k +703,115
40 SPINNAKER TRUST 2.09% of their portfolio PORTLAND, ME 1,167,0221.2m $33.9m $33.9m 2.09% Reduced -266.7k -266,718
41 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,141,9371.1m $33.2m $33.2m 0.01% Added +206.0k +205,967
42 Roberts Financial Services LLC 6.13% of their portfolio MARQUETTE, MI 1,126,3501.1m $32.7m $32.7m 6.13% Added +18.4k +18,435
43 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 1,014,1141.0m $29.5m $29.5m 0.01% Added +4.8k +4,802
44 Advisory Alpha, LLC 1.00% of their portfolio HOLLAND, MI 970,739970.7k $28.2m $28.2m 1.00% Added +133.5k +133,489
45 PRINCIPAL SECURITIES, INC. 0.63% of their portfolio DES MOINES, IA 891,373891.4k $25.9m $25.9m 0.63% Added +214.2k +214,201
46 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 883,573883.6k $25.7m $25.7m 0.03% Added +299.2k +299,218
47 GM Advisory Group, LLC 1.45% of their portfolio MELVILLE, NY 829,692829.7k $24.1m $24.1m 1.45% Added +138.7k +138,662
48 FLAGSHIP HARBOR ADVISORS, LLC 1.30% of their portfolio BOSTON, MA 815,849815.8k $23.7m $23.7m 1.30% Added +424.2k +424,193
49 Harvest Portfolios Group Inc. 0.78% of their portfolio Oakville, A6 807,937807.9k $23.5m $23.5m 0.78% Added +224.9k +224,857
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 802,417802.4k $23.3m $23.3m 0.02% Added +36.4k +36,422
51 Mariner, LLC 0.04% of their portfolio Overland Park, KS 796,246796.2k $23.1m $23.1m 0.04% Added +154.8k +154,765
52 O'Brien Wealth Partners LLC 4.49% of their portfolio Waltham, MA 788,330788.3k $22.9m $22.9m 4.49% Added +22.9k +22,886
53 NewEdge Advisors, LLC 0.15% of their portfolio NEW ORLEANS, LA 787,330787.3k $22.9m $22.9m 0.15% Added +14.9k +14,863
54 McAdam, LLC 1.27% of their portfolio Philadelphia, PA 781,440781.4k $22.7m $22.7m 1.27% Reduced -129.5k -129,495
55 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 763,839763.8k $22.2m $22.2m 0.00% Added +64.1k +64,094
56 Quadrature Capital Ltd 0.47% of their portfolio LONDON, X0 718,874718.9k $20.9m $20.9m 0.47% Added +687.8k +687,792
57 Summit Trail Advisors, LLC 0.49% of their portfolio NEW YORK, NY 683,509683.5k $19.9m $19.9m 0.49% Added +77.5k +77,488
58 MCMORGAN & CO LLC 2.98% of their portfolio SAN FRANCISCO, CA 665,804665.8k $19.4m $19.4m 2.98% Reduced -15.6k -15,574
59 UNIVEST FINANCIAL Corp 1.24% of their portfolio SOUDERTON, PA 647,677647.7k $18.8m $18.8m 1.24% New
60 Sanctuary Advisors, LLC 0.11% of their portfolio INDIANAPOLIS, IN 634,127634.1k $17.1m $17.1m 0.11% Added +123.8k +123,767
61 R. W. Roge & Company, Inc. 9.77% of their portfolio BOHEMIA, NY 629,374629.4k $18.3m $18.3m 9.77% Added +164.4k +164,376
62 Westover Capital Advisors, LLC 3.43% of their portfolio WILMINGTON, DE 614,520614.5k $17.9m $17.9m 3.43% Added +514.9k +514,916
63 Integrated Wealth Concepts LLC 0.21% of their portfolio WALTHAM, MA 602,221602.2k $17.5m $17.5m 0.21% Reduced -46.5k -46,458
64 AMJ Financial Wealth Management 4.99% of their portfolio LEESBURG, VA 596,287596.3k $17.3m $17.3m 4.99% New
65 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 579,970580.0k $16.9m $16.9m 0.03% Added +502.3k +502,297
66 ACT Advisors, LLC. 7.80% of their portfolio ASHEVILLE, NC 568,842568.8k $16.5m $16.5m 7.80% New
67 WCG Wealth Advisors LLC 1.11% of their portfolio LAS VEGAS, NV 564,148564.1k $16.4m $16.4m 1.11% Added +34.5k +34,466
68 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 549,696549.7k $16.0m $16.0m 0.05% Reduced -26.2k -26,240
69 Robertson Stephens Wealth Management, LLC 0.58% of their portfolio San Francisco, CA 544,980545.0k $15.8m $15.8m 0.58% New
70 Avidian Wealth Enterprises, LLC 0.68% of their portfolio Houston, TX 516,716516.7k $15.0m $15.0m 0.68% Added +10.5k +10,529
71 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 515,566515.6k $15.0m $15.0m 0.01% Added +58.9k +58,912
72 SCS Capital Management LLC 0.30% of their portfolio BOSTON, MA 512,206512.2k $14.9m $14.9m 0.30% Added +85.5k +85,503
73 LEVEL FOUR ADVISORY SERVICES, LLC 0.59% of their portfolio DALLAS, TX 507,721507.7k $13.9m $13.9m 0.59% Reduced -25.3k -25,314
74 Tennessee Valley Asset Management Partners 2.40% of their portfolio KNOXVILLE, TN 499,802499.8k $14.5m $14.5m 2.40% Reduced -461.0k -461,024
75 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 493,372493.4k $14.3m $14.3m 0.09% Reduced -222.7k -222,659
76 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 473,096473.1k $13.8m $13.8m 0.01% Reduced -132.0k -132,014
77 Mutual Advisors, LLC 0.37% of their portfolio OMAHA, NE 465,147465.1k $12.8m $12.8m 0.37% Added +7.0k +7,030
78 MA Private Wealth 2.29% of their portfolio SAN CARLOS, CA 420,887420.9k $12.2m $12.2m 2.29% Added +56.8k +56,770
79 Redwood Investment Management, LLC 1.08% of their portfolio SCOTTSDALE, AZ 418,096418.1k $12.1m $12.1m 1.08% Added +68.2k +68,164
80 IFG Advisory, LLC 0.77% of their portfolio ATLANTA, GA 413,882413.9k $12.0m $12.0m 0.77% Added +170.0k +170,033
81 Atria Wealth Solutions, Inc. 0.13% of their portfolio NEW YORK, NY 412,208412.2k $12.0m $12.0m 0.13% Added +67.5k +67,516
82 Security Financial Services, INC. 2.38% of their portfolio Fort Wayne, IN 401,452401.5k $11.7m $11.7m 2.38% Added +37.7k +37,704
83 Shepherd Financial Partners LLC 1.31% of their portfolio WINCHESTER, MA 375,689375.7k $10.9m $10.9m 1.31% Added +935 +935
84 CARY STREET PARTNERS ASSET MANAGEMENT LLC 1.42% of their portfolio RICHMOND, VA 371,299371.3k $10.8m $10.8m 1.42% Reduced -7.9k -7,907
85 CFS Investment Advisory Services, LLC 0.84% of their portfolio TOTOWA, NJ 345,936345.9k $10.1m $10.1m 0.84% Added +27.0k +27,017
86 Stratos Wealth Advisors, LLC 0.46% of their portfolio BEACHWOOD, OH 345,071345.1k $10.0m $10.0m 0.46% Added +17.7k +17,722
87 Jump Financial, LLC 0.20% of their portfolio Chicago, IL 330,104330.1k $9.6m $9.6m 0.20% New
88 PARK AVENUE SECURITIES LLC 0.11% of their portfolio NEW YORK, NY 324,056324.1k $9.4m $9.4m 0.11% Added +9.5k +9,534
89 Gibbs Wealth Management 2.99% of their portfolio Alpharetta, GA 317,072317.1k $9.2m $9.2m 2.99% Added +42.5k +42,522
90 Equitable Holdings, Inc. 0.09% of their portfolio NEW YORK, NY 314,297314.3k $9.1m $9.1m 0.09% Reduced -36.2k -36,211
91 PFG Advisors 0.58% of their portfolio Phoenix, AZ 313,671313.7k $9.1m $9.1m 0.58% Added +246.2k +246,186
92 Hedeker Wealth, LLC 2.36% of their portfolio Lincolnshire, IL 305,738305.7k $8.9m $8.9m 2.36% Added +17.2k +17,162
93 Checchi Capital Advisers, LLC 0.66% of their portfolio BEVERLY HILLS, CA 305,052305.1k $8.9m $8.9m 0.66% Reduced -57.0k -57,027
94 GenWealth Group, Inc. 1.97% of their portfolio Maplewood, NJ 294,166294.2k $8.6m $8.6m 1.97% Added +1.3k +1,263
95 Blueprint Investment Partners LLC 1.49% of their portfolio GREENSBORO, NC 282,737282.7k $8.2m $8.2m 1.49% Added +205.8k +205,812
96 Foster Victor Wealth Advisors, LLC 0.63% of their portfolio GREENVILLE, SC 281,922281.9k $7.9m $7.9m 0.63% Reduced -782 -782
97 S. R. Schill & Associates 5.73% of their portfolio MERCER ISLAND, WA 278,402278.4k $8.1m $8.1m 5.73% Reduced -18.8k -18,790
98 High Probability Advisors, LLC 1.26% of their portfolio Pittsford, NY 254,042254.0k $7.4m $7.4m 1.26% Added +69.3k +69,310
99 Buttonwood Financial Group, LLC 4.39% of their portfolio Kansas City, MO 251,568251.6k $7.3m $7.3m 4.39% Reduced -32.1k -32,137
100 Stratos Wealth Partners, LTD. 0.11% of their portfolio BEACHWOOD, OH 250,319250.3k $7.3m $7.3m 0.11% Added +18.7k +18,716