Vault-13

SPDR SER TR SPTL

PORTFOLIO LN TSR · ETP · CUSIP 78464A664

392 institutional holders +2 vs Q4 2023
324,887,451324.9m shares reported held*
$9.1bnreported value*
56 new 165 added 139 reduced 49 sold out net bought ≈ $1.2bn (+41.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($12.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $27.94. Options: 2 managers hold calls ($712.5k notional), 2 hold puts ($301.8k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 274Q4 22: 308Q1 23: 310Q2 23: 336Q3 23: 337Q4 23: 390Q1 24: 392392Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022274
Q4 2022308
Q1 2023310
Q2 2023336
Q3 2023337
Q4 2023390
Q1 2024392

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 154 bought or addedQ4 22: 144 cut or sold outQ4 22Q1 23: 178 bought or addedQ1 23: 149 cut or sold outQ1 23Q2 23: 198 bought or addedQ2 23: 131 cut or sold outQ2 23Q3 23: 207 bought or addedQ3 23: 157 cut or sold outQ3 23Q4 23: 219 bought or addedQ4 23: 165 cut or sold outQ4 23Q1 24: 221 bought or addedQ1 24: 188 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022154144
Q1 2023178149
Q2 2023198131
Q3 2023207157
Q4 2023219165
Q1 2024221188

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ2 23 calls: $475.4kQ2 23 puts: $1.1mQ2 23P/C 2.23Q3 23 calls: $355.6kQ3 23 puts: $2.1mQ3 23P/C 6.00Q4 23 calls: $5.6mQ4 23 puts: $1.4mQ4 23P/C 0.25Q1 24 calls: $712.5kQ1 24 puts: $301.8kQ1 24P/C 0.42
Numbers
QuarterCallsPutsP/C
Q2 2023$475.4k$1.1m2.23
Q3 2023$355.6k$2.1m6.00
Q4 2023$5.6m$1.4m0.25
Q1 2024$712.5k$301.8k0.42

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +7,117,746+7.1m
GOLDMAN SACHS GROUP INC New +6,982,911+7.0m
Municipal Employees' Retirement System of Michigan Added +4,513,620+4.5m
MORGAN STANLEY Added +3,717,148+3.7m
BANK OF AMERICA CORP /DE/ Added +3,377,199+3.4m
STATE STREET CORP Added +3,329,992+3.3m
Financial Engines Advisors L.L.C. Added +3,166,057+3.2m
Fisher Asset Management, LLC Added +2,309,373+2.3m
ASSETMARK, INC Added +1,712,637+1.7m
Cetera Investment Advisers Added +1,653,505+1.7m

Biggest sellers

Cetera Advisor Networks LLC Sold out -1,296,144-1.3m
Voya Financial Advisors, Inc. Reduced -1,269,718-1.3m
Horizon Wealth Management, LLC Sold out -924,969-925.0k
CITADEL ADVISORS LLC Reduced -922,697-922.7k
CoreCap Advisors, LLC Reduced -635,351-635.4k
AE Wealth Management LLC Reduced -611,718-611.7k
ACT Advisors, LLC. Sold out -545,905-545.9k
Arden Trust Co Reduced -511,144-511.1k
INNEALTA CAPITAL, LLC Reduced -447,665-447.7k
Checchi Capital Advisers, LLC Reduced -376,835-376.8k

Biggest calls

CITADEL ADVISORS LLC Reduced $455.4k16.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $257.0k9.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $282.2k10.1k shares
CITADEL ADVISORS LLC Reduced $19.6k700 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution new · filed 2026-02-05 5.1% new 21.3m≈ $559.2m 2026-02-05

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STATE STREET CORP 0.06% of their portfolio BOSTON, MA 49,318,89049.3m $1.4bn $1.4bn 0.06% Added +3.3m +3,329,992
2 Fisher Asset Management, LLC 0.51% of their portfolio PLANO, TX 39,051,62739.1m $1.1bn $1.1bn 0.51% Added +2.3m +2,309,373
3 Financial Engines Advisors L.L.C. 2.46% of their portfolio SANTA CLARA, CA 39,018,87039.0m $1.1bn $1.1bn 2.46% Added +3.2m +3,166,057
4 FMR LLC 0.04% of their portfolio BOSTON, MA 23,963,23824.0m $669.5m $669.5m 0.04% Added +3.4k +3,436
5 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 16,084,03816.1m $449.4m $449.4m 0.04% Added +3.4m +3,377,199
6 ENVESTNET ASSET MANAGEMENT INC 0.13% of their portfolio Berwyn, PA 12,344,93312.3m $344.9m $344.9m 0.13% Added +7.1m +7,117,746
7 Municipal Employees' Retirement System of Michigan 4.18% of their portfolio LANSING, MI 11,622,47511.6m $324.7m $324.7m 4.18% Added +4.5m +4,513,620
8 Nan Shan Life Insurance Co., Ltd. 7.20% of their portfolio Taipei City, F5 10,956,90011.0m $306.1m $306.1m 7.20% Unchanged
9 LPL Financial LLC 0.15% of their portfolio FORT MILL, SC 9,789,8369.8m $273.5m $273.5m 0.15% Added +254.8k +254,754
10 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 9,777,1329.8m $273.2m $273.2m 0.01% Added +3.7m +3,717,148
11 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 7,959,1708.0m $222.4m $222.4m 0.01% Added +711.7k +711,736
12 SCS Capital Management LLC 2.10% of their portfolio BOSTON, MA 7,057,4867.1m $197.2m $197.2m 2.10% Reduced -31.5k -31,520
13 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 6,982,9117.0m $195.1m $195.1m 0.04% New
14 CW Advisors, LLC 1.86% of their portfolio BOSTON, MA 3,847,3383.8m $107.5m $107.5m 1.86% Added +40.0k +39,985
15 UBS Group AG 0.03% of their portfolio ZURICH, V8 3,321,9973.3m $92.8m $92.8m 0.03% Added +897.4k +897,399
16 STIFEL FINANCIAL CORP 0.10% of their portfolio ST. LOUIS, MO 3,278,9303.3m $91.6m $91.6m 0.10% Added +890.0k +890,028
17 ASSETMARK, INC 0.27% of their portfolio CONCORD, CA 2,939,3782.9m $82.1m $82.1m 0.27% Added +1.7m +1,712,637
18 Cetera Investment Advisers 0.16% of their portfolio SCHAUMBURG, IL 2,471,9142.5m $69.1m $69.1m 0.16% Added +1.7m +1,653,505
19 TOWNSQUARE CAPITAL LLC 0.98% of their portfolio Lehi, UT 2,392,5572.4m $66.8m $66.8m 0.98% Added +193.6k +193,609
20 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.16% of their portfolio PLYMOUTH, MN 2,269,7942.3m $63.4m $63.4m 0.16% Added +473.0k +473,030
21 Voya Financial Advisors, Inc. 5.85% of their portfolio WINDSOR, CT 1,831,9401.8m $51.2m $51.2m 5.85% Reduced -1.3m -1,269,718
22 Advocacy Wealth Management, LLC 4.26% of their portfolio ATLANTA, GA 1,774,8331.8m $49.6m $49.6m 4.26% Added +399.0k +399,025
23 GREAT VALLEY ADVISOR GROUP, INC. 1.41% of their portfolio WILMINGTON, DE 1,656,2771.7m $46.3m $46.3m 1.41% Added +408.9k +408,878
24 OneDigital Investment Advisors LLC 0.70% of their portfolio OVERLAND PARK, KS 1,602,5781.6m $44.8m $44.8m 0.70% Reduced -143.6k -143,595
25 Tradewinds Capital Management, LLC 12.24% of their portfolio BELLINGHAM, WA 1,585,1681.6m $44.3m $44.3m 12.24% Added +1.6m +1,583,842
26 RFG Advisory, LLC 1.48% of their portfolio BIRMINGHAM, AL 1,552,2581.6m $43.4m $43.4m 1.48% Added +564.1k +564,109
27 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 1,531,3451.5m $42.8m $42.8m 0.10% Reduced -231.9k -231,933
28 SPINNAKER TRUST 2.59% of their portfolio PORTLAND, ME 1,437,3701.4m $40.2m $40.2m 2.59% Reduced -53.1k -53,126
29 FLAGSHIP HARBOR ADVISORS, LLC 2.48% of their portfolio BOSTON, MA 1,379,7331.4m $38.5m $38.5m 2.48% Added +1.2m +1,227,750
30 LIBERTY ONE INVESTMENT MANAGEMENT, LLC 4.29% of their portfolio LIBERTYVILLE, IL 1,355,0411.4m $37.9m $37.9m 4.29% Added +22.4k +22,441
31 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 1,222,2261.2m $34.1m $34.1m 0.02% Added +80.0k +79,992
32 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,120,3051.1m $31.3m $31.3m 0.01% Added +325.3k +325,259
33 Mirae Asset Global Investments Co., Ltd. 0.06% of their portfolio SEOUL, M5 1,037,4301.0m $29.0m $29.0m 0.06% New
34 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 1,026,8701.0m $28.7m $28.7m 0.01% Added +173.0k +172,983
35 Roberts Financial Services LLC 5.83% of their portfolio MARQUETTE, MI 1,022,2201.0m $28.6m $28.6m 5.83% New
36 Envestnet Portfolio Solutions, Inc. 0.10% of their portfolio BERWYN, PA 942,062942.1k $26.3m $26.3m 0.10% Added +396.1k +396,138
37 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 897,890897.9k $25.1m $25.1m 0.01% Reduced -240.5k -240,499
38 Harvest Portfolios Group Inc. 0.97% of their portfolio Oakville, A6 888,028888.0k $24.8m $24.8m 0.97% Added +355.1k +355,150
39 McAdam, LLC 1.57% of their portfolio Philadelphia, PA 878,550878.5k $24.5m $24.5m 1.57% Added +53.5k +53,477
40 Advisory Alpha, LLC 0.94% of their portfolio HOLLAND, MI 817,265817.3k $22.8m $22.8m 0.94% New
41 One Day In July LLC 2.99% of their portfolio BURLINGTON, VT 806,585806.6k $22.5m $22.5m 2.99% Added +564.3k +564,262
42 GIRARD ADVISORY SERVICES, LLC 1.99% of their portfolio KING OF PRUSSIA, PA 757,627757.6k $21.2m $21.2m 1.99% Added +257.8k +257,784
43 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 735,246735.2k $20.5m $20.5m 0.03% Added +360.7k +360,720
44 Private Advisor Group, LLC 0.15% of their portfolio MORRISTOWN, NJ 724,391724.4k $20.2m $20.2m 0.15% Reduced -172.5k -172,500
45 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 720,844720.8k $20.1m $20.1m 0.02% Added +128.3k +128,338
46 O'Brien Wealth Partners LLC 4.63% of their portfolio Waltham, MA 717,206717.2k $20.0m $20.0m 4.63% Added +85.3k +85,279
47 AE Wealth Management LLC 0.23% of their portfolio TOPEKA, KS 714,500714.5k $20.0m $20.0m 0.23% Reduced -611.7k -611,718
48 NEUBERGER BERMAN GROUP LLC 0.02% of their portfolio NEW YORK, NY 680,621680.6k $19.0m $19.0m 0.02% Unchanged
49 MCMORGAN & CO LLC 3.17% of their portfolio SAN FRANCISCO, CA 660,173660.2k $18.4m $18.4m 3.17% Reduced -7.4k -7,433
50 PRINCIPAL SECURITIES, INC. 0.57% of their portfolio DES MOINES, IA 656,725656.7k $18.3m $18.3m 0.57% Added +462.7k +462,654
51 Mariner, LLC 0.04% of their portfolio Overland Park, KS 614,252614.3k $17.2m $17.2m 0.04% Added +169.6k +169,570
52 Alera Investment Advisors, LLC 2.25% of their portfolio DEERFIELD, IL 594,316594.3k $16.6m $16.6m 2.25% Reduced -81.2k -81,217
53 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 569,788569.8k $15.9m $15.9m 0.06% Added +266.0k +266,048
54 Financial Advisory Group 2.75% of their portfolio HOUSTON, TX 556,877556.9k $15.6m $15.6m 2.75% Added +45.7k +45,700
55 Integrated Wealth Concepts LLC 0.21% of their portfolio WALTHAM, MA 528,759528.8k $14.8m $14.8m 0.21% Reduced -75.8k -75,750
56 WCG Wealth Advisors LLC 1.17% of their portfolio LAS VEGAS, NV 501,735501.7k $14.0m $14.0m 1.17% Added +21.6k +21,597
57 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 499,769499.8k $14.2m $14.2m 0.00% Reduced -259.6k -259,625
58 Avidian Wealth Enterprises, LLC 0.74% of their portfolio Houston, TX 495,513495.5k $13.8m $13.8m 0.74% Added +28.5k +28,503
59 GM Advisory Group, LLC 0.97% of their portfolio MELVILLE, NY 493,982494.0k $13.8m $13.8m 0.97% Added +100.6k +100,592
60 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 0.96% of their portfolio BETHESDA, MD 473,700473.7k $13.2m $13.2m 0.96% Unchanged
61 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 465,027465.0k $13.0m $13.0m 0.03% Added +453.1k +453,116
62 Tennessee Valley Asset Management Partners 3.09% of their portfolio KNOXVILLE, TN 456,707456.7k $12.8m $12.8m 3.09% Reduced -152.2k -152,231
63 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 456,638456.6k $12.8m $12.8m 0.01% Added +1 +1
64 NewEdge Wealth, LLC 0.27% of their portfolio STAMFORD, CT 449,308449.3k $11.9m $11.9m 0.27% Added +47.1k +47,072
65 Summit Trail Advisors, LLC 0.33% of their portfolio NEW YORK, NY 446,788446.8k $12.5m $12.5m 0.33% Added +24.7k +24,685
66 Checchi Capital Advisers, LLC 0.92% of their portfolio BEVERLY HILLS, CA 420,008420.0k $11.7m $11.7m 0.92% Reduced -376.8k -376,835
67 Mutual Advisors, LLC 0.37% of their portfolio OMAHA, NE 410,875410.9k $11.5m $11.5m 0.37% Reduced -10.0k -9,960
68 CWM, LLC 0.05% of their portfolio OMAHA, NE 382,867382.9k $10.7m $10.7m 0.05% Added +20.9k +20,895
69 Shepherd Financial Partners LLC 1.39% of their portfolio WINCHESTER, MA 381,137381.1k $10.6m $10.6m 1.39% Reduced -246.8k -246,821
70 INNEALTA CAPITAL, LLC 4.49% of their portfolio AUSTIN, TX 380,738380.7k $10.6m $10.6m 4.49% Reduced -447.7k -447,665
71 CARY STREET PARTNERS ASSET MANAGEMENT LLC 1.53% of their portfolio RICHMOND, VA 351,994352.0k $9.8m $9.8m 1.53% Added +17.9k +17,904
72 MATHER GROUP, LLC. 0.15% of their portfolio CHICAGO, IL 331,539331.5k $9.6m $9.6m 0.15% Reduced -701 -701
73 Security Financial Services, INC. 2.06% of their portfolio Fort Wayne, IN 326,427326.4k $9.1m $9.1m 2.06% Reduced -5.7k -5,662
74 Aptus Capital Advisors, LLC 0.19% of their portfolio FAIRHOPE, AL 312,415312.4k $8.7m $8.7m 0.19% Added +311.8k +311,802
75 Atria Wealth Solutions, Inc. 0.10% of their portfolio NEW YORK, NY 311,770311.8k $8.7m $8.7m 0.10% Added +93.0k +92,964
76 Equitable Holdings, Inc. 0.10% of their portfolio NEW YORK, NY 310,962311.0k $8.7m $8.7m 0.10% Reduced -7.8k -7,763
77 CFS Investment Advisory Services, LLC 1.37% of their portfolio TOTOWA, NJ 291,266291.3k $8.1m $8.1m 1.37% Reduced -15.0k -14,953
78 Foster Victor Wealth Advisors, LLC 0.68% of their portfolio GREENVILLE, SC 280,494280.5k $7.5m $7.5m 0.68% Added +75.9k +75,870
79 GenWealth Group, Inc. 1.97% of their portfolio Maplewood, NJ 279,588279.6k $7.8m $7.8m 1.97% Reduced -210.7k -210,676
80 Buttonwood Financial Group, LLC 4.49% of their portfolio Kansas City, MO 271,564271.6k $7.6m $7.6m 4.49% Added +1.9k +1,863
81 AllGen Financial Advisors, Inc. 3.04% of their portfolio ORLANDO, FL 267,077267.1k $7.5m $7.5m 3.04% Reduced -257.8k -257,787
82 MA Private Wealth 1.47% of their portfolio SAN CARLOS, CA 259,104259.1k $7.2m $7.2m 1.47% Reduced -90.2k -90,249
83 Redwood Investment Management, LLC 0.66% of their portfolio SCOTTSDALE, AZ 247,596247.6k $6.9m $6.9m 0.66% Reduced -97.4k -97,384
84 PARK AVENUE SECURITIES LLC 0.09% of their portfolio NEW YORK, NY 246,676246.7k $6.9m $6.9m 0.09% Added +16.9k +16,861
85 Goodman Advisory Group, LLC 2.18% of their portfolio NEEDHAM, MA 245,654245.7k $6.9m $6.9m 2.18% Reduced -283.3k -283,288
86 Vestmark Advisory Solutions, Inc. 0.30% of their portfolio Wakefield, MA 245,369245.4k $6.9m $6.9m 0.30% Added +73.1k +73,115
87 Transamerica Financial Advisors, LLC 0.67% of their portfolio CEDAR RAPIDS, IA 234,805234.8k $6.6m $6.6m 0.67% Added +172.2k +172,218
88 IFG Advisory, LLC 0.49% of their portfolio ATLANTA, GA 232,801232.8k $6.5m $6.5m 0.49% Reduced -66.4k -66,407
89 CHOREO, LLC 0.17% of their portfolio ROCKFORD, IL 230,805230.8k $6.4m $6.4m 0.17% Reduced -436 -436
90 Stratos Wealth Partners, LTD. 0.11% of their portfolio BEACHWOOD, OH 226,726226.7k $6.3m $6.3m 0.11% Added +56.4k +56,449
91 S. R. Schill & Associates 2.63% of their portfolio MERCER ISLAND, WA 216,751216.8k $6.1m $6.1m 2.63% Added +8.5k +8,534
92 Astoria Portfolio Advisors LLC. 2.18% of their portfolio NEW YORK, NY 213,334213.3k $5.6m $5.6m 2.18% Reduced -7.2k -7,196
93 New Harbor Financial Group, LLC 2.21% of their portfolio WORCESTER, MA 213,275213.3k $6.0m $6.0m 2.21% Added +41.5k +41,499
94 Madison Asset Management, LLC 0.07% of their portfolio MADISON, WI 212,612212.6k $5.9m $5.9m 0.07% Reduced -2.2k -2,175
95 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 211,104211.1k $5.9m $5.9m 0.01% Reduced -84.4k -84,373
96 Robinson Value Management, Ltd. 3.58% of their portfolio SAN ANTONIO, TX 190,732190.7k $5.3m $5.3m 3.58% Added +1.9k +1,901
97 KM Capital Management Ltd. 2.94% of their portfolio AUSTIN, TX 189,554189.6k $5.3m $5.3m 2.94% Reduced -45.8k -45,796
98 Andina Capital Management, LLC 4.13% of their portfolio LOGAN, UT 189,165189.2k $5.3m $5.3m 4.13% Added +20.3k +20,325
99 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 179,491179.5k $5.0m $5.0m 0.04% Added +78.9k +78,931
100 MONEY CONCEPTS CAPITAL CORP 0.46% of their portfolio PALM BEACH GARDENS, FL 177,817177.8k $5.0m $5.0m 0.46% New