Vault-13

SPDR SER TR SPTL

PORTFOLIO LN TSR · ETP · CUSIP 78464A664

390 institutional holders +53 vs Q3 2023
285,488,089285.5m shares reported held*
$8.3bnreported value*
71 new 148 added 112 reduced 53 sold out net bought ≈ $873.2m (+30.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.02. Options: 3 managers hold calls ($5.6m notional), 3 hold puts ($1.4m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 274Q4 22: 308Q1 23: 310Q2 23: 336Q3 23: 337Q4 23: 390390Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022274
Q4 2022308
Q1 2023310
Q2 2023336
Q3 2023337
Q4 2023390

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 154 bought or addedQ4 22: 144 cut or sold outQ4 22Q1 23: 178 bought or addedQ1 23: 149 cut or sold outQ1 23Q2 23: 198 bought or addedQ2 23: 131 cut or sold outQ2 23Q3 23: 207 bought or addedQ3 23: 157 cut or sold outQ3 23Q4 23: 219 bought or addedQ4 23: 165 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022154144
Q1 2023178149
Q2 2023198131
Q3 2023207157
Q4 2023219165

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ1 23 calls: $1.2mQ1 23 puts: $287.2kQ1 23P/C 0.24Q2 23 calls: $475.4kQ2 23 puts: $1.1mQ2 23P/C 2.23Q3 23 calls: $355.6kQ3 23 puts: $2.1mQ3 23P/C 6.00Q4 23 calls: $5.6mQ4 23 puts: $1.4mQ4 23P/C 0.25
Numbers
QuarterCallsPutsP/C
Q1 2023$1.2m$287.2k0.24
Q2 2023$475.4k$1.1m2.23
Q3 2023$355.6k$2.1m6.00
Q4 2023$5.6m$1.4m0.25

Biggest buyers

SCS Capital Management LLC New +7,089,006+7.1m
JPMORGAN CHASE & CO Added +4,295,667+4.3m
CW Advisors, LLC New +3,807,353+3.8m
Voya Financial Advisors, Inc. New +3,101,658+3.1m
Financial Engines Advisors L.L.C. Added +2,177,541+2.2m
STATE STREET CORP Added +1,964,768+2.0m
SPINNAKER TRUST New +1,490,496+1.5m
Advocacy Wealth Management, LLC New +1,375,808+1.4m
LIBERTY ONE INVESTMENT MANAGEMENT, LLC New +1,332,600+1.3m
Fisher Asset Management, LLC Added +1,218,586+1.2m

Biggest sellers

GOLDMAN SACHS GROUP INC Sold out -4,300,000-4.3m
SYNOVUS FINANCIAL CORP Reduced -3,101,417-3.1m
TRUIST FINANCIAL CORP Reduced -1,577,389-1.6m
Gradient Investments LLC Reduced -1,386,228-1.4m
FLAGSHIP HARBOR ADVISORS, LLC Reduced -919,542-919.5k
Donoghue Forlines LLC Sold out -797,025-797.0k
OSAIC HOLDINGS, INC. Reduced -736,682-736.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -674,158-674.2k
Summit Trail Advisors, LLC Reduced -430,260-430.3k
Bank of New York Mellon Corp Reduced -425,086-425.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.9m132.7k shares
CITADEL ADVISORS LLC Added $1.5m51.8k shares
WOLVERINE TRADING, LLC New $235.1k8.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $664.6k22.9k shares
New Harbor Financial Group, LLC New $412.1k14.2k shares
CITADEL ADVISORS LLC Reduced $307.6k10.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution new · filed 2026-02-05 5.1% new 21.3m≈ $559.2m 2026-02-05

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STATE STREET CORP 0.06% of their portfolio BOSTON, MA 45,988,89846.0m $1.3bn $1.3bn 0.06% Added +2.0m +1,964,768
2 Fisher Asset Management, LLC 0.56% of their portfolio PLANO, TX 36,742,25436.7m $1.1bn $1.1bn 0.56% Added +1.2m +1,218,586
3 Financial Engines Advisors L.L.C. 2.45% of their portfolio SANTA CLARA, CA 35,852,81335.9m $1.0bn $1.0bn 2.45% Added +2.2m +2,177,541
4 FMR LLC 0.05% of their portfolio BOSTON, MA 23,959,80224.0m $695.3m $695.3m 0.05% Reduced -149.8k -149,845
5 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 12,706,83912.7m $368.8m $368.8m 0.04% Added +921.1k +921,102
6 Nan Shan Life Insurance Co., Ltd. 7.68% of their portfolio Taipei City, F5 10,956,90011.0m $318.0m $318.0m 7.68% Unchanged
7 LPL Financial LLC 0.17% of their portfolio FORT MILL, SC 9,535,0829.5m $276.7m $276.7m 0.17% Added +1.1m +1,123,328
8 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 7,247,4347.2m $210.3m $210.3m 0.01% Added +4.3m +4,295,667
9 Municipal Employees' Retirement System of Michigan 2.76% of their portfolio LANSING, MI 7,108,8557.1m $206.3m $206.3m 2.76% Added +225.7k +225,690
10 SCS Capital Management LLC 2.35% of their portfolio BOSTON, MA 7,089,0067.1m $205.7m $205.7m 2.35% New
11 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 6,059,9846.1m $175.9m $175.9m 0.01% Added +524.5k +524,451
12 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 5,227,1875.2m $151.7m $151.7m 0.06% Reduced -674.2k -674,158
13 CW Advisors, LLC 2.03% of their portfolio BOSTON, MA 3,807,3533.8m $110.5m $110.5m 2.03% New
14 Voya Financial Advisors, Inc. 10.92% of their portfolio WINDSOR, CT 3,101,6583.1m $90.7m $90.7m 10.92% New
15 UBS Group AG 0.03% of their portfolio ZURICH, V8 2,424,5982.4m $70.4m $70.4m 0.03% Reduced -174.6k -174,558
16 STIFEL FINANCIAL CORP 0.09% of their portfolio ST. LOUIS, MO 2,388,9022.4m $69.3m $69.3m 0.09% Added +272.2k +272,238
17 TOWNSQUARE CAPITAL LLC 1.09% of their portfolio Lehi, UT 2,198,9482.2m $63.8m $63.8m 1.09% Added +134.7k +134,733
18 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.15% of their portfolio PLYMOUTH, MN 1,796,7641.8m $52.1m $52.1m 0.15% Added +426.4k +426,422
19 OSAIC HOLDINGS, INC. 0.09% of their portfolio SCOTTSDALE, AZ 1,763,2781.8m $51.2m $51.2m 0.09% Reduced -736.7k -736,682
20 OneDigital Investment Advisors LLC 0.89% of their portfolio OVERLAND PARK, KS 1,746,1731.7m $50.7m $50.7m 0.89% Added +493.7k +493,701
21 SPINNAKER TRUST 2.94% of their portfolio PORTLAND, ME 1,490,4961.5m $43.3m $43.3m 2.94% New
22 Advocacy Wealth Management, LLC 3.79% of their portfolio ATLANTA, GA 1,375,8081.4m $39.9m $39.9m 3.79% New
23 LIBERTY ONE INVESTMENT MANAGEMENT, LLC 4.77% of their portfolio LIBERTYVILLE, IL 1,332,6001.3m $38.7m $38.7m 4.77% New
24 AE Wealth Management LLC 0.19% of their portfolio TOPEKA, KS 1,326,2181.3m $36.7m $36.7m 0.19% Added +7.3k +7,345
25 Cetera Advisor Networks LLC 0.21% of their portfolio EL SEGUNDO, CA 1,296,1441.3m $37.6m $37.6m 0.21% Added +893.9k +893,872
26 GREAT VALLEY ADVISOR GROUP, INC. 1.27% of their portfolio WILMINGTON, DE 1,247,3991.2m $36.2m $36.2m 1.27% Added +265.7k +265,719
27 ASSETMARK, INC 0.13% of their portfolio CONCORD, CA 1,226,7411.2m $35.6m $35.6m 0.13% Reduced -71.9k -71,892
28 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 1,142,2341.1m $33.1m $33.1m 0.02% Added +1.1m +1,087,949
29 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,138,3891.1m $33.0m $33.0m 0.01% Added +362.1k +362,133
30 CITADEL ADVISORS LLC 0.03% of their portfolio MIAMI, FL 1,030,7271.0m $29.9m $29.9m 0.03% Added +980.8k +980,828
31 Strategic Wealth Investment Group, LLC 4.33% of their portfolio LOUISVILLE, KY 993,248993.2k $28.8m $28.8m 4.33% Added +73.9k +73,891
32 RFG Advisory, LLC 1.12% of their portfolio BIRMINGHAM, AL 988,149988.1k $28.7m $28.7m 1.12% Reduced -258.3k -258,294
33 Horizon Wealth Management, LLC 7.46% of their portfolio LA GRANGE, IL 924,969925.0k $26.8m $26.8m 7.46% New
34 Private Advisor Group, LLC 0.20% of their portfolio MORRISTOWN, NJ 896,891896.9k $26.0m $26.0m 0.20% Reduced -287.0k -287,045
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 853,887853.9k $24.8m $24.8m 0.01% Added +489 +489
36 INNEALTA CAPITAL, LLC 10.79% of their portfolio AUSTIN, TX 828,403828.4k $24.0m $24.0m 10.79% New
37 McAdam, LLC 1.73% of their portfolio Philadelphia, PA 825,073825.1k $23.9m $23.9m 1.73% Added +345.4k +345,386
38 Cetera Investment Advisers 0.19% of their portfolio SCHAUMBURG, IL 818,409818.4k $23.8m $23.8m 0.19% Added +78.4k +78,444
39 Checchi Capital Advisers, LLC 1.88% of their portfolio BEVERLY HILLS, CA 796,843796.8k $23.1m $23.1m 1.88% New
40 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 795,046795.0k $23.1m $23.1m 0.01% Added +302.8k +302,775
41 WEALTHSOURCE PARTNERS, LLC 1.48% of their portfolio SAN LUIS OBISPO, CA 784,456784.5k $22.8m $22.8m 1.48% Reduced -58.4k -58,385
42 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 759,394759.4k $22.1m $22.1m 0.01% Added +3.4k +3,423
43 CoreCap Advisors, LLC 1.39% of their portfolio SOUTHFIELD, MI 743,499743.5k $21.6m $21.6m 1.39% Added +155.7k +155,667
44 NEUBERGER BERMAN GROUP LLC 0.02% of their portfolio NEW YORK, NY 680,621680.6k $19.8m $19.8m 0.02% New
45 Alera Investment Advisors, LLC 2.56% of their portfolio DEERFIELD, IL 675,533675.5k $19.6m $19.6m 2.56% New
46 MCMORGAN & CO LLC 3.21% of their portfolio SAN FRANCISCO, CA 667,606667.6k $19.4m $19.4m 3.21% Added +74.5k +74,505
47 O'Brien Wealth Partners LLC 4.79% of their portfolio Waltham, MA 631,927631.9k $18.3m $18.3m 4.79% Reduced -261.3k -261,331
48 Shepherd Financial Partners LLC 2.59% of their portfolio WINCHESTER, MA 627,958628.0k $18.2m $18.2m 2.59% New
49 Tennessee Valley Asset Management Partners 2.41% of their portfolio KNOXVILLE, TN 608,938608.9k $17.7m $17.7m 2.41% Added +305.0k +305,048
50 Integrated Wealth Concepts LLC 0.29% of their portfolio WALTHAM, MA 604,509604.5k $17.5m $17.5m 0.29% Added +29.2k +29,248
51 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 592,506592.5k $17.2m $17.2m 0.02% Added +572.5k +572,490
52 Envestnet Portfolio Solutions, Inc. 0.07% of their portfolio BERWYN, PA 545,924545.9k $15.8m $15.8m 0.07% Added +69.4k +69,365
53 ACT Advisors, LLC. 9.03% of their portfolio ASHEVILLE, NC 545,905545.9k $15.8m $15.8m 9.03% New
54 Harvest Portfolios Group Inc. 0.66% of their portfolio Oakville, A6 532,878532.9k $15.5m $15.5m 0.66% Added +505.7k +505,678
55 Goodman Advisory Group, LLC 5.23% of their portfolio NEEDHAM, MA 528,942528.9k $15.3m $15.3m 5.23% Reduced -34.9k -34,934
56 AllGen Financial Advisors, Inc. 7.92% of their portfolio ORLANDO, FL 524,864524.9k $15.2m $15.2m 7.92% Reduced -268.6k -268,579
57 Arden Trust Co 2.21% of their portfolio WILMINGTON, DE 518,764518.8k $15.1m $15.1m 2.21% Added +45.1k +45,082
58 Financial Advisory Group 2.81% of their portfolio HOUSTON, TX 511,177511.2k $14.8m $14.8m 2.81% Added +35.0k +34,997
59 GIRARD ADVISORY SERVICES, LLC 1.47% of their portfolio KING OF PRUSSIA, PA 499,843499.8k $14.5m $14.5m 1.47% New
60 GenWealth Group, Inc. 3.93% of their portfolio Maplewood, NJ 490,264490.3k $14.2m $14.2m 3.93% Added +421.2k +421,228
61 WCG Wealth Advisors LLC 1.02% of their portfolio LAS VEGAS, NV 480,138480.1k $13.9m $13.9m 1.02% Added +385.1k +385,107
62 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 0.98% of their portfolio BETHESDA, MD 473,700473.7k $13.7m $13.7m 0.98% Unchanged
63 Avidian Wealth Enterprises, LLC 0.85% of their portfolio Houston, TX 467,010467.0k $13.6m $13.6m 0.85% Added +34.3k +34,262
64 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 456,637456.6k $13.3m $13.3m 0.02% Reduced -233.9k -233,930
65 Mariner, LLC 0.03% of their portfolio Overland Park, KS 444,682444.7k $12.9m $12.9m 0.03% Added +75.9k +75,851
66 Steward Partners Investment Advisory, LLC 0.17% of their portfolio STAMFORD, CT 427,152427.2k $12.4m $12.4m 0.17% Added +217.6k +217,594
67 Summit Trail Advisors, LLC 0.41% of their portfolio NEW YORK, NY 422,103422.1k $12.2m $12.2m 0.41% Reduced -430.3k -430,260
68 Mutual Advisors, LLC 0.43% of their portfolio OMAHA, NE 420,835420.8k $12.2m $12.2m 0.43% Added +396.6k +396,631
69 NewEdge Wealth, LLC 0.30% of their portfolio STAMFORD, CT 402,236402.2k $11.7m $11.7m 0.30% New
70 GM Advisory Group, LLC 0.86% of their portfolio MELVILLE, NY 393,390393.4k $11.4m $11.4m 0.86% Added +70.3k +70,346
71 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 374,526374.5k $10.9m $10.9m 0.02% Reduced -38.4k -38,352
72 SYKON CAPITAL LLC 4.32% of their portfolio HARRISON, NY 372,634372.6k $10.8m $10.8m 4.32% New
73 CWM, LLC 0.06% of their portfolio OMAHA, NE 361,972362.0k $10.5m $10.5m 0.06% Added +317.9k +317,884
74 PRAIRIEVIEW WEALTH PARTNERS, LLC 10.39% of their portfolio FRANKFORT, IL 358,206358.2k $10.4m $10.4m 10.39% First filing
75 MA Private Wealth 2.16% of their portfolio SAN CARLOS, CA 349,353349.4k $10.1m $10.1m 2.16% Added +269.1k +269,089
76 Redwood Investment Management, LLC 0.91% of their portfolio SCOTTSDALE, AZ 344,980345.0k $10.0m $10.0m 0.91% Reduced -61.9k -61,930
77 CARY STREET PARTNERS ASSET MANAGEMENT LLC 1.66% of their portfolio RICHMOND, VA 334,090334.1k $9.7m $9.7m 1.66% Added +5.7k +5,658
78 MATHER GROUP, LLC. 0.15% of their portfolio CHICAGO, IL 332,240332.2k $9.6m $9.6m 0.15% Added +78.5k +78,511
79 Security Financial Services, INC. 2.36% of their portfolio Fort Wayne, IN 332,089332.1k $9.6m $9.6m 2.36% Added +1.0k +1,015
80 Equitable Holdings, Inc. 0.11% of their portfolio NEW YORK, NY 318,725318.7k $9.2m $9.2m 0.11% Added +101.7k +101,726
81 CFS Investment Advisory Services, LLC 1.60% of their portfolio TOTOWA, NJ 306,219306.2k $8.9m $8.9m 1.60% Reduced -24.7k -24,704
82 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 303,740303.7k $8.8m $8.8m 0.04% Added +26.8k +26,789
83 IFG Advisory, LLC 0.64% of their portfolio ATLANTA, GA 299,208299.2k $8.7m $8.7m 0.64% Added +65.0k +65,032
84 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 295,477295.5k $8.6m $8.6m 0.01% Reduced -1.6m -1,577,389
85 Buttonwood Financial Group, LLC 5.70% of their portfolio Kansas City, MO 269,701269.7k $7.8m $7.8m 5.70% Added +3.2k +3,247
86 Snider Financial Group 3.37% of their portfolio BELLEVUE, WA 252,014252.0k $7.3m $7.3m 3.37% Added +3.9k +3,890
87 One Day In July LLC 1.06% of their portfolio BURLINGTON, VT 242,323242.3k $7.0m $7.0m 1.06% New
88 Fortis Group Advisors, LLC 1.81% of their portfolio WESTWOOD, NJ 236,563236.6k $7.3m $7.3m 1.81% Unchanged
89 KM Capital Management Ltd. 3.94% of their portfolio AUSTIN, TX 235,350235.3k $6.8m $6.8m 3.94% Added +77.4k +77,438
90 CHOREO, LLC 0.18% of their portfolio ROCKFORD, IL 231,241231.2k $6.7m $6.7m 0.18% Reduced -81.7k -81,713
91 PARK AVENUE SECURITIES LLC 0.09% of their portfolio NEW YORK, NY 229,815229.8k $6.7m $6.7m 0.09% Reduced -194 -194
92 Advisor Resource Council 0.77% of their portfolio DALLAS, TX 228,204228.2k $6.6m $6.6m 0.77% New
93 First Trust Bank, Ltd. 8.90% of their portfolio NASSAU, C5 222,000222.0k $6.4m $6.4m 8.90% New
94 Astoria Portfolio Advisors LLC. 2.51% of their portfolio NEW YORK, NY 220,530220.5k $6.2m $6.2m 2.51% Added +22.8k +22,820
95 Atria Wealth Solutions, Inc. 0.08% of their portfolio NEW YORK, NY 218,806218.8k $6.3m $6.3m 0.08% Added +43.0k +43,032
96 Madison Asset Management, LLC 0.08% of their portfolio MADISON, WI 214,787214.8k $6.2m $6.2m 0.08% New
97 S. R. Schill & Associates 2.69% of their portfolio MERCER ISLAND, WA 208,217208.2k $6.0m $6.0m 2.69% Added +5.8k +5,777
98 Foster Victor Wealth Advisors, LLC 0.60% of their portfolio GREENVILLE, SC 204,624204.6k $5.8m $5.8m 0.60% Added +11.5k +11,532
99 Hobbs Group Advisors, LLC 2.63% of their portfolio COLUMBIA, SC 203,224203.2k $5.9m $5.9m 2.63% First filing
100 PRINCIPAL SECURITIES, INC. 0.21% of their portfolio DES MOINES, IA 194,071194.1k $5.6m $5.6m 0.21% First filing