Vault-13

SPDR SER TR SPTL

PORTFOLIO LN TSR · ETP · CUSIP 78464A664

337 institutional holders +1 vs Q2 2023
253,492,162253.5m shares reported held*
$6.6bnreported value*
55 new 152 added 102 reduced 55 sold out net bought ≈ $951.1m (+36.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.15. Options: 2 managers hold calls ($355.6k notional), 2 hold puts ($2.1m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 274Q4 22: 308Q1 23: 310Q2 23: 336Q3 23: 337337Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022274
Q4 2022308
Q1 2023310
Q2 2023336
Q3 2023337

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 154 bought or addedQ4 22: 144 cut or sold outQ4 22Q1 23: 178 bought or addedQ1 23: 149 cut or sold outQ1 23Q2 23: 198 bought or addedQ2 23: 131 cut or sold outQ2 23Q3 23: 207 bought or addedQ3 23: 157 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022154144
Q1 2023178149
Q2 2023198131
Q3 2023207157

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ4 22 calls: $545.8kQ4 22 puts: $377.4kQ4 22P/C 0.69Q1 23 calls: $1.2mQ1 23 puts: $287.2kQ1 23P/C 0.24Q2 23 calls: $475.4kQ2 23 puts: $1.1mQ2 23P/C 2.23Q3 23 calls: $355.6kQ3 23 puts: $2.1mQ3 23P/C 6.00
Numbers
QuarterCallsPutsP/C
Q4 2022$545.8k$377.4k0.69
Q1 2023$1.2m$287.2k0.24
Q2 2023$475.4k$1.1m2.23
Q3 2023$355.6k$2.1m6.00

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +9,792,154+9.8m
Municipal Employees' Retirement System of Michigan Added +6,825,839+6.8m
GOLDMAN SACHS GROUP INC New +4,300,000+4.3m
STATE STREET CORP Added +3,037,837+3.0m
JPMORGAN CHASE & CO Added +2,904,459+2.9m
Financial Engines Advisors L.L.C. Added +2,574,090+2.6m
ENVESTNET ASSET MANAGEMENT INC Added +1,562,298+1.6m
Fisher Asset Management, LLC Added +1,388,676+1.4m
TRUIST FINANCIAL CORP Added +1,270,166+1.3m
OSAIC HOLDINGS, INC. Added +1,094,438+1.1m

Biggest sellers

MORGAN STANLEY Reduced -2,217,387-2.2m
JANE STREET GROUP, LLC Reduced -1,486,096-1.5m
GM Advisory Group, LLC Reduced -1,319,380-1.3m
Rockefeller Capital Management L.P. Reduced -837,025-837.0k
First Trust Bank, Ltd. Sold out -622,000-622.0k
Tradewinds Capital Management, LLC Reduced -620,324-620.3k
ALTFEST L J & CO INC Reduced -501,611-501.6k
LPL Financial LLC Reduced -458,312-458.3k
FLOW TRADERS U.S. LLC Reduced -383,146-383.1k
LOCKHEED MARTIN INVESTMENT MANAGEMENT CO Reduced -325,500-325.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $248.4k9.5k shares
CITADEL ADVISORS LLC Reduced $107.2k4.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.2m46.0k shares
CITADEL ADVISORS LLC Added $930.9k35.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution new · filed 2026-02-05 5.1% new 21.3m≈ $559.2m 2026-02-05

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STATE STREET CORP 0.06% of their portfolio BOSTON, MA 44,024,13044.0m $1.2bn $1.2bn 0.06% Added +3.0m +3,037,837
2 Fisher Asset Management, LLC 0.53% of their portfolio PLANO, TX 35,523,66835.5m $928.9m $928.9m 0.53% Added +1.4m +1,388,676
3 Financial Engines Advisors L.L.C. 2.31% of their portfolio SANTA CLARA, CA 33,675,27233.7m $880.6m $880.6m 2.31% Added +2.6m +2,574,090
4 FMR LLC 0.05% of their portfolio BOSTON, MA 24,109,64724.1m $630.5m $630.5m 0.05% Reduced -222.9k -222,925
5 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 11,785,73711.8m $308.2m $308.2m 0.04% Added +9.8m +9,792,154
6 Nan Shan Life Insurance Co., Ltd. 7.81% of their portfolio Taipei City, F5 10,956,90011.0m $286.5m $286.5m 7.81% Unchanged
7 LPL Financial LLC 0.15% of their portfolio FORT MILL, SC 8,411,7548.4m $220.0m $220.0m 0.15% Reduced -458.3k -458,312
8 Municipal Employees' Retirement System of Michigan 2.50% of their portfolio LANSING, MI 6,883,1656.9m $180.0m $180.0m 2.50% Added +6.8m +6,825,839
9 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 5,901,3455.9m $154.3m $154.3m 0.07% Added +1.6m +1,562,298
10 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,535,5335.5m $144.8m $144.8m 0.01% Reduced -2.2m -2,217,387
11 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 4,300,0004.3m $112.4m $112.4m 0.03% New
12 SYNOVUS FINANCIAL CORP 0.93% of their portfolio Columbus, GA 3,124,2653.1m $81.7m $81.7m 0.93% Reduced -98.6k -98,594
13 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,951,7673.0m $77.2m $77.2m 0.01% Added +2.9m +2,904,459
14 UBS Group AG 0.03% of their portfolio ZURICH, V8 2,599,1562.6m $68.0m $68.0m 0.03% Added +658.6k +658,583
15 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 2,499,9602.5m $65.4m $65.4m 0.10% Added +1.1m +1,094,438
16 STIFEL FINANCIAL CORP 0.08% of their portfolio ST. LOUIS, MO 2,116,6642.1m $55.4m $55.4m 0.08% Added +367.0k +367,028
17 TOWNSQUARE CAPITAL LLC 0.99% of their portfolio Lehi, UT 2,064,2152.1m $54.0m $54.0m 0.99% Added +109.3k +109,282
18 TRUIST FINANCIAL CORP 0.08% of their portfolio CHARLOTTE, NC 1,872,8661.9m $49.0m $49.0m 0.08% Added +1.3m +1,270,166
19 Gradient Investments LLC 0.96% of their portfolio ARDEN HILLS, MN 1,391,3571.4m $36.4m $36.4m 0.96% Added +31.1k +31,092
20 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.12% of their portfolio PLYMOUTH, MN 1,370,3421.4m $35.8m $35.8m 0.12% Added +609.0k +608,990
21 AE Wealth Management LLC 0.21% of their portfolio TOPEKA, KS 1,318,8731.3m $34.5m $34.5m 0.21% Added +163.8k +163,778
22 ASSETMARK, INC 0.14% of their portfolio CONCORD, CA 1,298,6331.3m $34.0m $34.0m 0.14% Reduced -46.8k -46,793
23 OneDigital Investment Advisors LLC 0.71% of their portfolio OVERLAND PARK, KS 1,252,4721.3m $32.8m $32.8m 0.71% Added +522.7k +522,707
24 RFG Advisory, LLC 1.46% of their portfolio BIRMINGHAM, AL 1,246,4431.2m $32.6m $32.6m 1.46% Added +179.4k +179,448
25 Private Advisor Group, LLC 0.28% of their portfolio MORRISTOWN, NJ 1,183,9361.2m $31.0m $31.0m 0.28% Added +211.4k +211,422
26 FLAGSHIP HARBOR ADVISORS, LLC 2.33% of their portfolio BOSTON, MA 1,071,5251.1m $28.0m $28.0m 2.33% Added +1.0m +1,046,088
27 GREAT VALLEY ADVISOR GROUP, INC. 1.06% of their portfolio WILMINGTON, DE 981,680981.7k $25.7m $25.7m 1.06% New
28 Strategic Wealth Investment Group, LLC 4.36% of their portfolio LOUISVILLE, KY 919,357919.4k $24.0m $24.0m 4.36% Added +40.3k +40,296
29 O'Brien Wealth Partners LLC 6.70% of their portfolio Waltham, MA 893,258893.3k $23.4m $23.4m 6.70% Added +363.8k +363,763
30 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 853,398853.4k $22.3m $22.3m 0.01% Added +7.5k +7,481
31 Summit Trail Advisors, LLC 0.82% of their portfolio NEW YORK, NY 852,363852.4k $22.3m $22.3m 0.82% Added +42.0k +41,965
32 WEALTHSOURCE PARTNERS, LLC 1.51% of their portfolio SAN LUIS OBISPO, CA 842,841842.8k $22.0m $22.0m 1.51% Added +726.1k +726,054
33 Donoghue Forlines LLC 7.42% of their portfolio Boston, MA 797,025797.0k $20.8m $20.8m 7.42% New
34 AllGen Financial Advisors, Inc. 14.75% of their portfolio ORLANDO, FL 793,443793.4k $20.7m $20.7m 14.75% Added +322.3k +322,295
35 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 776,256776.3k $20.3m $20.3m 0.01% Added +290.7k +290,710
36 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 755,971756.0k $19.8m $19.8m 0.01% Added +194.5k +194,528
37 Cetera Investment Advisers 0.17% of their portfolio SCHAUMBURG, IL 739,965740.0k $19.4m $19.4m 0.17% Added +170.0k +169,980
38 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 690,567690.6k $18.1m $18.1m 0.03% Unchanged
39 MCMORGAN & CO LLC 2.87% of their portfolio SAN FRANCISCO, CA 593,101593.1k $15.5m $15.5m 2.87% Added +21.0k +21,017
40 CoreCap Advisors, LLC 1.11% of their portfolio SOUTHFIELD, MI 587,832587.8k $15.4m $15.4m 1.11% Added +335.7k +335,749
41 Integrated Wealth Concepts LLC 0.27% of their portfolio WALTHAM, MA 575,261575.3k $15.0m $15.0m 0.27% Added +25.3k +25,328
42 Goodman Advisory Group, LLC 5.51% of their portfolio NEEDHAM, MA 563,876563.9k $14.7m $14.7m 5.51% Added +249.8k +249,772
43 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 495,317495.3k $13.0m $13.0m 0.00% Added +385.4k +385,403
44 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 492,271492.3k $12.9m $12.9m 0.00% Added +21.5k +21,536
45 McAdam, LLC 1.03% of their portfolio Philadelphia, PA 479,687479.7k $12.5m $12.5m 1.03% Added +36.0k +35,960
46 Envestnet Portfolio Solutions, Inc. 0.06% of their portfolio BERWYN, PA 476,559476.6k $12.5m $12.5m 0.06% First filing
47 Financial Advisory Group 2.56% of their portfolio HOUSTON, TX 476,180476.2k $12.5m $12.5m 2.56% Added +2.8k +2,808
48 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 0.95% of their portfolio BETHESDA, MD 473,700473.7k $12.4m $12.4m 0.95% Reduced -325.5k -325,500
49 Arden Trust Co 2.06% of their portfolio WILMINGTON, DE 473,682473.7k $12.4m $12.4m 2.06% New
50 Avidian Wealth Enterprises, LLC 0.80% of their portfolio Houston, TX 432,748432.7k $11.3m $11.3m 0.80% Added +28.1k +28,076
51 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 416,968417.0k $10.9m $10.9m 0.02% Reduced -1.5m -1,486,096
52 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 412,878412.9k $10.8m $10.8m 0.02% Reduced -77.8k -77,780
53 Redwood Investment Management, LLC 0.93% of their portfolio SCOTTSDALE, AZ 406,910406.9k $10.6m $10.6m 0.93% Added +252.0k +251,968
54 Cornerstone Wealth Group, LLC 1.87% of their portfolio HUNTERSVILLE, NC 403,106403.1k $10.5m $10.5m 1.87% Added +330.3k +330,335
55 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 402,272402.3k $10.5m $10.5m 0.07% Added +33.8k +33,751
56 Horizon Investments, LLC 0.32% of their portfolio Charlotte, NC 398,445398.4k $10.4m $10.4m 0.32% Added +45.9k +45,855
57 Mariner, LLC 0.03% of their portfolio Overland Park, KS 368,831368.8k $9.6m $9.6m 0.03% Reduced -101.9k -101,896
58 Security Financial Services, INC. 2.44% of their portfolio Fort Wayne, IN 331,074331.1k $8.7m $8.7m 2.44% Added +125.8k +125,794
59 CFS Investment Advisory Services, LLC 1.38% of their portfolio TOTOWA, NJ 330,923330.9k $8.7m $8.7m 1.38% Added +6.8k +6,794
60 CARY STREET PARTNERS ASSET MANAGEMENT LLC 1.61% of their portfolio RICHMOND, VA 328,432328.4k $8.6m $8.6m 1.61% Added +31.0k +30,980
61 GM Advisory Group, LLC 0.69% of their portfolio MELVILLE, NY 323,044323.0k $8.4m $8.4m 0.69% Reduced -1.3m -1,319,380
62 CHOREO, LLC 0.29% of their portfolio ROCKFORD, IL 312,954313.0k $8.2m $8.2m 0.29% Added +60.8k +60,801
63 Tennessee Valley Asset Management Partners 2.61% of their portfolio KNOXVILLE, TN 303,890303.9k $7.9m $7.9m 2.61% Added +11.8k +11,809
64 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 276,951277.0k $7.2m $7.2m 0.03% Added +23.9k +23,852
65 Buttonwood Financial Group, LLC 4.81% of their portfolio Kansas City, MO 266,454266.5k $6.6m $6.6m 4.81% Added +67.6k +67,564
66 ING GROEP NV 0.06% of their portfolio AMSTERDAM, P7 263,800263.8k $6.9m $6.9m 0.06% Reduced -46.2k -46,200
67 WNY Asset Management, LLC 1.31% of their portfolio Williamsville, NY 256,265256.3k $6.7m $6.7m 1.31% Added +8.4k +8,359
68 MATHER GROUP, LLC. 0.12% of their portfolio CHICAGO, IL 253,729253.7k $6.6m $6.6m 0.12% Added +113.2k +113,174
69 Hedeker Wealth, LLC 2.27% of their portfolio Lincolnshire, IL 249,558249.6k $6.5m $6.5m 2.27% Added +9.7k +9,731
70 Snider Financial Group 3.14% of their portfolio BELLEVUE, WA 248,124248.1k $6.5m $6.5m 3.14% Added +128.9k +128,934
71 Trilogy Capital Inc. 0.42% of their portfolio IRVINE, CA 238,444238.4k $6.2m $6.2m 0.42% Reduced -3.3k -3,287
72 Fortis Group Advisors, LLC 2.24% of their portfolio WESTWOOD, NJ 236,563236.6k $7.3m $7.3m 2.24% Added +54.9k +54,892
73 IFG Advisory, LLC 0.52% of their portfolio ATLANTA, GA 234,176234.2k $6.1m $6.1m 0.52% Added +184.4k +184,413
74 PARK AVENUE SECURITIES LLC 0.09% of their portfolio NEW YORK, NY 230,009230.0k $6.0m $6.0m 0.09% Added +9.1k +9,114
75 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 217,170217.2k $5.7m $5.7m 0.06% Added +49.1k +49,145
76 Equitable Holdings, Inc. 0.08% of their portfolio NEW YORK, NY 216,999217.0k $5.7m $5.7m 0.08% Added +105.6k +105,567
77 Steward Partners Investment Advisory, LLC 0.08% of their portfolio STAMFORD, CT 209,558209.6k $5.5m $5.5m 0.08% Added +78.2k +78,237
78 Main Management LLC 0.55% of their portfolio SAN FRANCISCO, CA 209,087209.1k $5.5m $5.5m 0.55% New
79 FINANCIAL LIFE ADVISORS 2.31% of their portfolio SAN ANTONIO, TX 205,241205.2k $5.4m $5.4m 2.31% Added +10.7k +10,652
80 Detalus Advisors, LLC 2.51% of their portfolio ST. LOUIS, MO 204,491204.5k $5.3m $5.3m 2.51% Added +120.8k +120,786
81 S. R. Schill & Associates 2.57% of their portfolio MERCER ISLAND, WA 202,440202.4k $5.3m $5.3m 2.57% Added +16.5k +16,463
82 Astoria Portfolio Advisors LLC. 2.39% of their portfolio NEW YORK, NY 197,710197.7k $5.0m $5.0m 2.39% Reduced -205.3k -205,273
83 Foster Victor Wealth Advisors, LLC 0.56% of their portfolio GREENVILLE, SC 193,092193.1k $4.8m $4.8m 0.56% Added +10.6k +10,595
84 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 184,818184.8k $4.8m $4.8m 0.01% Added +69.0k +69,035
85 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 175,774175.8k $4.6m $4.6m 0.06% Added +41.6k +41,615
86 IHT Wealth Management, LLC 0.23% of their portfolio Chicago, IL 169,994170.0k $4.4m $4.4m 0.23% Reduced -228.9k -228,884
87 PEAK FINANCIAL ADVISORS LLC 4.79% of their portfolio DENVER, CO 169,530169.5k $4.4m $4.4m 4.79% Reduced -61.4k -61,377
88 Gladstone Institutional Advisory LLC 0.28% of their portfolio Bedminster, NJ 166,562166.6k $4.4m $4.4m 0.28% Added +1.4k +1,376
89 Retireful, LLC 2.07% of their portfolio HASLETT, MI 165,985166.0k $4.3m $4.3m 2.07% New
90 KM Capital Management Ltd. 2.83% of their portfolio AUSTIN, TX 157,912157.9k $4.1m $4.1m 2.83% Added +65.3k +65,269
91 Robinson Value Management, Ltd. 3.05% of their portfolio SAN ANTONIO, TX 156,624156.6k $4.1m $4.1m 3.05% Added +9.1k +9,079
92 High Probability Advisors, LLC 0.86% of their portfolio Pittsford, NY 152,593152.6k $4.0m $4.0m 0.86% Added +8.8k +8,820
93 Krilogy Financial LLC 0.36% of their portfolio ST. LOUIS, MO 151,745151.7k $4.0m $4.0m 0.36% Reduced -5.7k -5,702
94 Stratos Wealth Partners, LTD. 0.08% of their portfolio BEACHWOOD, OH 150,482150.5k $3.9m $3.9m 0.08% Added +16.2k +16,154
95 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 149,515149.5k $3.9m $3.9m 0.03% Added +25.1k +25,051
96 BCM ADVISORS, LLC 1.14% of their portfolio LAFAYETTE, LA 145,868145.9k $3.9m $3.9m 1.14% Added +5.9k +5,880
97 Hobart Private Capital, LLC 1.42% of their portfolio CHARLOTTE, NC 143,086143.1k $3.7m $3.7m 1.42% Added +57.8k +57,791
98 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 142,583142.6k $3.7m $3.7m 0.01% Added +5.7k +5,717
99 Frontier Asset Management, LLC 1.67% of their portfolio SHERIDAN, WY 140,535140.5k $3.7m $3.7m 1.67% Reduced -7.3k -7,298
100 Summit Global Investments 0.24% of their portfolio BOUNTIFUL, UT 139,986140.0k $3.7m $3.7m 0.24% Reduced -127.2k -127,217