Vault-13

SPDR SER TR SPTL

PORTFOLIO LN TSR · ETP · CUSIP 78464A664

308 institutional holders +34 vs Q3 2022
185,682,261185.7m shares reported held*
$5.4bnreported value*
55 new 99 added 109 reduced 35 sold out net bought ≈ $682.7m (+15.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.08. Options: 2 managers hold calls ($545.8k notional), 2 hold puts ($377.4k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 274Q4 22: 308308Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022274
Q4 2022308

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $2.6mQ3 22 puts: $1.3mQ3 22P/C 0.49Q4 22 calls: $545.8kQ4 22 puts: $377.4kQ4 22P/C 0.69
Numbers
QuarterCallsPutsP/C
Q3 2022$2.6m$1.3m0.49
Q4 2022$545.8k$377.4k0.69

Biggest buyers

Fisher Asset Management, LLC Added +19,411,205+19.4m
Financial Engines Advisors L.L.C. Added +2,640,983+2.6m
STATE STREET CORP Added +1,074,164+1.1m
ENVESTNET ASSET MANAGEMENT INC Added +924,425+924.4k
TOWNSQUARE CAPITAL LLC Added +888,217+888.2k
RFG Advisory, LLC Added +833,489+833.5k
MORGAN STANLEY Added +730,054+730.1k
First Trust Bank, Ltd. New +622,000+622.0k
New Harbor Financial Group, LLC New +576,175+576.2k
ASSETMARK, INC Added +562,897+562.9k

Biggest sellers

CFS Investment Advisory Services, LLC Reduced -8,069,585-8.1m
JANE STREET GROUP, LLC Reduced -2,312,382-2.3m
ALTFEST L J & CO INC Reduced -1,445,119-1.4m
Empowered Funds, LLC Sold out -996,658-996.7k
Tidal Investments LLC Sold out -680,556-680.6k
FLOW TRADERS U.S. LLC Sold out -561,807-561.8k
AE Wealth Management LLC Reduced -389,479-389.5k
CW Advisors, LLC Sold out -350,950-350.9k
Strategic Wealth Investment Group, LLC Reduced -350,121-350.1k
Advisory Alpha, LLC Reduced -345,175-345.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $296.1k10.2k shares
CITADEL ADVISORS LLC Reduced $249.7k8.6k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $330.9k11.4k shares
CITADEL ADVISORS LLC New $46.4k1.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution new · filed 2026-02-05 5.1% new 21.3m≈ $559.2m 2026-02-05

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 1.01% of their portfolio PLANO, TX 51,587,30851.6m $1.5bn $1.5bn 1.01% Added +19.4m +19,411,205
2 STATE STREET CORP 0.05% of their portfolio BOSTON, MA 27,337,97427.3m $793.6m $793.6m 0.05% Added +1.1m +1,074,164
3 Financial Engines Advisors L.L.C. 2.21% of their portfolio SANTA CLARA, CA 26,610,23326.6m $772.5m $772.5m 2.21% Added +2.6m +2,640,983
4 FMR LLC 0.04% of their portfolio BOSTON, MA 13,674,77813.7m $397.0m $397.0m 0.04% Reduced -237.1k -237,108
5 Nan Shan Life Insurance Co., Ltd. 8.69% of their portfolio Taipei City, F5 10,956,90011.0m $318.1m $318.1m 8.69% Unchanged
6 LPL Financial LLC 0.15% of their portfolio FORT MILL, SC 5,872,7235.9m $170.5m $170.5m 0.15% Added +444.2k +444,157
7 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 4,514,3914.5m $131.1m $131.1m 0.07% Added +924.4k +924,425
8 SYNOVUS FINANCIAL CORP 1.14% of their portfolio Columbus, GA 3,435,9913.4m $99.7m $99.7m 1.14% Reduced -49.5k -49,480
9 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,597,8772.6m $75.4m $75.4m 0.01% Reduced -318.2k -318,204
10 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,103,3812.1m $61.1m $61.1m 0.01% Added +730.1k +730,054
11 TOWNSQUARE CAPITAL LLC 1.37% of their portfolio Lehi, UT 1,911,6281.9m $55.5m $55.5m 1.37% Added +888.2k +888,217
12 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,773,9771.8m $51.5m $51.5m 0.02% Reduced -166.6k -166,586
13 STIFEL FINANCIAL CORP 0.07% of their portfolio ST. LOUIS, MO 1,605,4351.6m $46.6m $46.6m 0.07% Reduced -1.4k -1,353
14 ASSETMARK, INC 0.20% of their portfolio CONCORD, CA 1,597,3741.6m $46.4m $46.4m 0.20% Added +562.9k +562,897
15 OSAIC HOLDINGS, INC. 0.09% of their portfolio SCOTTSDALE, AZ 1,520,2491.5m $44.1m $44.1m 0.09% Added +18.0k +17,991
16 GM Advisory Group, LLC 4.33% of their portfolio MELVILLE, NY 1,398,9821.4m $40.6m $40.6m 4.33% Added +166.7k +166,682
17 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 1.78% of their portfolio BETHESDA, MD 925,800925.8k $26.9m $26.9m 1.78% Unchanged
18 AE Wealth Management LLC 0.19% of their portfolio TOPEKA, KS 881,709881.7k $25.6m $25.6m 0.19% Reduced -389.5k -389,479
19 RFG Advisory, LLC 1.35% of their portfolio BIRMINGHAM, AL 868,056868.1k $26.8m $26.8m 1.35% Added +833.5k +833,489
20 Horizon Investments, LLC 0.62% of their portfolio Charlotte, NC 742,687742.7k $21.6m $21.6m 0.62% Reduced -248.0k -248,034
21 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 685,536685.5k $19.9m $19.9m 0.04% Reduced -2.3m -2,312,382
22 MCMORGAN & CO LLC 4.17% of their portfolio SAN FRANCISCO, CA 670,290670.3k $19.5m $19.5m 4.17% Added +38.7k +38,669
23 Private Advisor Group, LLC 0.57% of their portfolio MORRISTOWN, NJ 660,295660.3k $19.2m $19.2m 0.57% Added +138.2k +138,191
24 Strategic Wealth Investment Group, LLC 4.78% of their portfolio LOUISVILLE, KY 656,644656.6k $20.7m $20.7m 4.78% Reduced -350.1k -350,121
25 First Trust Bank, Ltd. 66.48% of their portfolio NASSAU, C5 622,000622.0k $18.1m $18.1m 66.48% New
26 New Harbor Financial Group, LLC 7.74% of their portfolio WORCESTER, MA 576,175576.2k $16.7m $16.7m 7.74% New
27 Cetera Investment Advisers 0.14% of their portfolio SCHAUMBURG, IL 530,116530.1k $15.4m $15.4m 0.14% Added +506.2k +506,202
28 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 526,152526.2k $15.3m $15.3m 0.00% New
29 Gradient Investments LLC 0.47% of their portfolio ARDEN HILLS, MN 508,212508.2k $14.8m $14.8m 0.47% New
30 OneDigital Investment Advisors LLC 0.42% of their portfolio OVERLAND PARK, KS 502,159502.2k $14.6m $14.6m 0.42% New
31 Financial Advisory Group 2.95% of their portfolio HOUSTON, TX 478,105478.1k $13.9m $13.9m 2.95% Reduced -25.4k -25,376
32 O'Brien Wealth Partners LLC 5.42% of their portfolio Waltham, MA 469,836469.8k $13.6m $13.6m 5.42% Added +21.3k +21,306
33 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 464,755464.8k $13.5m $13.5m 0.00% Added +240.5k +240,498
34 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 456,665456.7k $13.3m $13.3m 0.02% Added +3.3k +3,337
35 Fifth Third Securities, Inc. 1.74% of their portfolio Cincinnati, OH 455,356455.4k $13.2m $13.2m 1.74% Reduced -104.7k -104,698
36 AllGen Financial Advisors, Inc. 8.62% of their portfolio ORLANDO, FL 413,867413.9k $12.0m $12.0m 8.62% Reduced -127.3k -127,302
37 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 389,884389.9k $11.3m $11.3m 0.00% Added +370.0k +369,972
38 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 377,965378.0k $11.0m $11.0m 0.02% Reduced -295 -295
39 McAdam, LLC 1.46% of their portfolio Philadelphia, PA 350,378350.4k $14.8m $14.8m 1.46% Added +42.4k +42,448
40 Tennessee Valley Asset Management Partners 3.41% of their portfolio KNOXVILLE, TN 338,128338.1k $9.8m $9.8m 3.41% Added +261.8k +261,762
41 Krilogy Financial LLC 0.88% of their portfolio ST. LOUIS, MO 318,482318.5k $9.2m $9.2m 0.88% Reduced -46.6k -46,583
42 Integrated Wealth Concepts LLC 0.25% of their portfolio WALTHAM, MA 310,656310.7k $9.0m $9.0m 0.25% Reduced -59.3k -59,333
43 Mariner, LLC 0.03% of their portfolio Overland Park, KS 308,485308.5k $9.0m $9.0m 0.03% Added +286.8k +286,771
44 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 290,755290.8k $8.4m $8.4m 0.07% Added +256.6k +256,598
45 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 283,476283.5k $8.2m $8.2m 0.02% Reduced -78.2k -78,156
46 STABLEFORD CAPITAL II LLC 4.62% of their portfolio SCOTTSDALE, AZ 277,884277.9k $8.5m $8.5m 4.62% Reduced -164.4k -164,418
47 CARY STREET PARTNERS ASSET MANAGEMENT LLC 1.60% of their portfolio RICHMOND, VA 272,082272.1k $7.9m $7.9m 1.60% New
48 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.08% of their portfolio OMAHA, NE 270,176270.2k $7.8m $7.8m 0.08% Reduced -49.9k -49,900
49 MONEY CONCEPTS CAPITAL CORP 0.35% of their portfolio PALM BEACH GARDENS, FL 266,721266.7k $7.7m $7.7m 0.35% Added +265.9k +265,863
50 Betterment LLC 0.03% of their portfolio NEW YORK, NY 260,970261.0k $7.6m $7.6m 0.03% Reduced -9.7k -9,737
51 FINANCIAL LIFE ADVISORS 3.49% of their portfolio SAN ANTONIO, TX 260,290260.3k $7.6m $7.6m 3.49% Added +214.3k +214,258
52 Trilogy Capital Inc. 0.53% of their portfolio IRVINE, CA 258,075258.1k $7.5m $7.5m 0.53% New
53 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 0.53% of their portfolio NEW YORK, NY 246,080246.1k $7.1m $7.1m 0.53% Unchanged
54 PFS INVESTMENTS INC. 0.13% of their portfolio DULUTH, GA 243,033243.0k $7.1m $7.1m 0.13% Added +3.1k +3,128
55 FLAGSHIP HARBOR ADVISORS, LLC 0.67% of their portfolio BOSTON, MA 224,045224.0k $6.5m $6.5m 0.67% New
56 TWO SIGMA SECURITIES, LLC 0.90% of their portfolio NEW YORK, NY 219,323219.3k $6.4m $6.4m 0.90% Added +11.3k +11,298
57 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 213,979214.0k $6.2m $6.2m 0.00% Reduced -70.5k -70,491
58 Bridge Advisory, LLC 2.56% of their portfolio PASADENA, CA 211,076211.1k $6.1m $6.1m 2.56% Added +112.3k +112,294
59 PARK AVENUE SECURITIES LLC 0.11% of their portfolio NEW YORK, NY 208,653208.7k $6.1m $6.1m 0.11% Reduced -51.0k -50,993
60 Frontier Asset Management, LLC 2.70% of their portfolio SHERIDAN, WY 203,310203.3k $5.9m $5.9m 2.70% Reduced -118.6k -118,617
61 Avidian Wealth Enterprises, LLC 0.38% of their portfolio Houston, TX 203,027203.0k $5.9m $5.9m 0.38% Reduced -2.9k -2,861
62 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 200,546200.5k $5.8m $5.8m 0.01% Added +159.7k +159,738
63 Foster Victor Wealth Advisors, LLC 0.73% of their portfolio GREENVILLE, SC 188,644188.6k $5.8m $5.8m 0.73% New
64 Astoria Portfolio Advisors LLC. 2.63% of their portfolio NEW YORK, NY 181,674181.7k $5.6m $5.6m 2.63% New
65 S. R. Schill & Associates 2.55% of their portfolio MERCER ISLAND, WA 176,381176.4k $5.1m $5.1m 2.55% Added +20.6k +20,603
66 Kingsview Wealth Management, LLC 0.21% of their portfolio GRANTS PASS, OR 168,785168.8k $4.9m $4.9m 0.21% Added +4.0k +3,992
67 CFS Investment Advisory Services, LLC 1.06% of their portfolio TOTOWA, NJ 161,299161.3k $4.7m $4.7m 1.06% Reduced -8.1m -8,069,585
68 Summit Global Investments 0.37% of their portfolio BOUNTIFUL, UT 149,865149.9k $4.4m $4.4m 0.37% Added +92.7k +92,745
69 High Probability Advisors, LLC 1.06% of their portfolio Pittsford, NY 133,962134.0k $3.9m $3.9m 1.06% Added +6.3k +6,267
70 Security Financial Services, INC. 1.18% of their portfolio Fort Wayne, IN 131,190131.2k $3.8m $3.8m 1.18% Reduced -71.2k -71,195
71 Financial Designs Corp 2.87% of their portfolio CLAREMONT, CA 131,043131.0k $3.8m $3.8m 2.87% First filing
72 AMJ Financial Wealth Management 2.24% of their portfolio LEESBURG, VA 130,454130.5k $3.8m $3.8m 2.24% Reduced -3.5k -3,498
73 Aspire Private Capital, LLC 1.36% of their portfolio Cornelius, NC 130,049130.0k $3.8m $3.8m 1.36% Reduced -52.6k -52,606
74 BCM ADVISORS, LLC 1.09% of their portfolio LAFAYETTE, LA 125,191125.2k $3.9m $3.9m 1.09% Added +4.2k +4,150
75 KM Capital Management Ltd. 3.47% of their portfolio AUSTIN, TX 120,101120.1k $3.5m $3.5m 3.47% First filing
76 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 119,612119.6k $3.5m $3.5m 0.06% Reduced -10.5k -10,487
77 Genesee Capital Advisors, LLC 2.57% of their portfolio AUBURN, NY 119,021119.0k $3.5m $3.5m 2.57% Added +4.0k +4,004
78 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 118,117118.1k $3.4m $3.4m 0.00% Reduced -31.3k -31,313
79 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 117,988118.0k $3.4m $3.4m 0.02% Reduced -40.2k -40,183
80 WEALTHSOURCE PARTNERS, LLC 0.24% of their portfolio SAN LUIS OBISPO, CA 117,562117.6k $3.4m $3.4m 0.24% Reduced -5.5k -5,532
81 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 113,433113.4k $3.3m $3.3m 0.01% Added +3.8k +3,802
82 Savant Capital, LLC 0.08% of their portfolio ROCKFORD, IL 112,938112.9k $3.3m $3.3m 0.08% Reduced -157.7k -157,701
83 Burns Matteson Capital Management, LLC 2.10% of their portfolio CORNING, NY 109,028109.0k $3.2m $3.2m 2.10% New
84 MATHER GROUP, LLC. 0.06% of their portfolio CHICAGO, IL 107,831107.8k $3.1m $3.1m 0.06% Added +689 +689
85 Vestmark Advisory Solutions, Inc. 0.14% of their portfolio Wakefield, MA 100,751100.8k $2.9m $2.9m 0.14% Added +6.8k +6,794
86 OLD NATIONAL BANCORP /IN/ 0.09% of their portfolio EVANSVILLE, IN 98,66798.7k $2.9m $2.9m 0.09% Reduced -129.1k -129,095
87 First Heartland Consultants, Inc. 0.43% of their portfolio LAKE ST. LOUIS, MO 96,36796.4k $2.8m $2.8m 0.43% Reduced -38 -38
88 CreativeOne Wealth, LLC 0.15% of their portfolio OVERLAND PARK, KS 96,11496.1k $2.8m $2.8m 0.15% Added +6.4k +6,367
89 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 93,85093.8k $2.7m $2.7m 0.02% Added +31.1k +31,102
90 V Wealth Advisors LLC 0.56% of their portfolio Overland Park, KS 92,31492.3k $2.7m $2.7m 0.56% Added +2.0k +1,999
91 Brookstone Capital Management 0.06% of their portfolio WHEATON, IL 91,62791.6k $2.8m $2.8m 0.06% Reduced -8.5k -8,495
92 KWB Wealth 0.50% of their portfolio REDLANDS, CA 90,51090.5k $2.6m $2.6m 0.50% Added +1.7k +1,735
93 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 88,64288.6k $2.6m $2.6m 0.01% Reduced -24.7k -24,720
94 Transamerica Financial Advisors, LLC 0.36% of their portfolio CEDAR RAPIDS, IA 86,61286.6k $2.5m $2.5m 0.36% Added +86.6k +86,591
95 Municipal Employees' Retirement System of Michigan 0.04% of their portfolio LANSING, MI 83,38183.4k $2.4m $2.4m 0.04% Reduced -27.1k -27,116
96 Strategic Advisors LLC 0.53% of their portfolio New York, NY 82,47882.5k $2.4m $2.4m 0.53% Reduced -6.7k -6,661
97 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 81,28181.3k $2.4m $2.4m 0.00% Added +62.4k +62,361
98 Detalus Advisors, LLC 1.15% of their portfolio ST. LOUIS, MO 81,05981.1k $2.4m $2.4m 1.15% Added +15.9k +15,936
99 ALTFEST L J & CO INC 0.38% of their portfolio NEW YORK, NY 78,87178.9k $2.3m $2.3m 0.38% Reduced -1.4m -1,445,119
100 PETRA FINANCIAL ADVISORS INC 2.49% of their portfolio COLORADO SRPINGS, CO 77,79977.8k $2.3m $2.3m 2.49% First filing