Vault-13

SPDR SER TR SPAB

PORTFOLIO AGRGTE · ETP · CUSIP 78464A649

503 institutional holders +40 vs Q3 2024
256,518,012256.5m shares reported held*
$6.4bnreported value*
35 new 212 added 176 reduced 31 sold out net sold ≈ $25.1m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.02.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 391Q4 22: 422Q1 23: 415Q2 23: 417Q3 23: 409Q4 23: 448Q1 24: 440Q2 24: 457Q3 24: 463Q4 24: 503503Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022391
Q4 2022422
Q1 2023415
Q2 2023417
Q3 2023409
Q4 2023448
Q1 2024440
Q2 2024457
Q3 2024463
Q4 2024503

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 225 bought or addedQ1 23: 192 cut or sold outQ2 23: 230 bought or addedQ2 23: 177 cut or sold outQ2 23Q3 23: 218 bought or addedQ3 23: 186 cut or sold outQ4 23: 244 bought or addedQ4 23: 182 cut or sold outQ4 23Q1 24: 229 bought or addedQ1 24: 222 cut or sold outQ2 24: 235 bought or addedQ2 24: 195 cut or sold outQ2 24Q3 24: 269 bought or addedQ3 24: 175 cut or sold outQ4 24: 247 bought or addedQ4 24: 207 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023225192
Q2 2023230177
Q3 2023218186
Q4 2023244182
Q1 2024229222
Q2 2024235195
Q3 2024269175
Q4 2024247207

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $7.5kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $20.9kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —
Numbers
QuarterCallsPutsP/C
Q1 2024$0$0—
Q2 2024$7.5k$00.00
Q3 2024$20.9k$00.00
Q4 2024$0$0—

Biggest buyers

Kingsview Wealth Management, LLC New +2,198,133+2.2m
MAI Capital Management New +1,579,518+1.6m
CWM, LLC Added +1,263,384+1.3m
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Added +888,988+889.0k
Independent Advisor Alliance New +683,559+683.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +677,364+677.4k
CHOREO, LLC Added +544,904+544.9k
Stratos Investment Management, LLC Added +470,970+471.0k
HighTower Advisors, LLC Added +440,089+440.1k
Advisory Resource Group New +417,921+417.9k

Biggest sellers

JPMORGAN CHASE & CO Reduced -3,096,049-3.1m
STATE STREET CORP Reduced -2,718,221-2.7m
McNamara Financial Services, Inc. Reduced -1,032,464-1.0m
CITADEL ADVISORS LLC Sold out -817,469-817.5k
ASSETMARK, INC Reduced -804,114-804.1k
Leading Edge Financial Planning LLC Reduced -679,441-679.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -576,587-576.6k
LPL Financial LLC Reduced -539,896-539.9k
Envestnet Portfolio Solutions, Inc. Reduced -511,126-511.1k
AIFG Consultants Ltd. Reduced -476,537-476.5k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.26% of their portfolio FORT MILL, SC 25,684,19025.7m $641.8m $641.8m 0.26% Reduced -539.9k -539,896
2 CWM, LLC 1.69% of their portfolio OMAHA, NE 16,328,14916.3m $408.0m $408.0m 1.69% Added +1.3m +1,263,384
3 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 6.21% of their portfolio MINNEAPOLIS, MN 12,821,06712.8m $320.4m $320.4m 6.21% Added +889.0k +888,988
4 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 10,947,43010.9m $273.6m $273.6m 0.09% Reduced -576.6k -576,587
5 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 10,187,56410.2m $254.6m $254.6m 0.01% Reduced -2.7m -2,718,221
6 Cerity Partners LLC 0.51% of their portfolio NEW YORK, NY 9,394,5909.4m $234.8m $234.8m 0.51% Added +226.1k +226,061
7 RiverFront Investment Group, LLC 4.21% of their portfolio RICHMOND, VA 7,410,1787.4m $185.2m $185.2m 4.21% Added +11.8k +11,786
8 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.22% of their portfolio PLYMOUTH, MN 4,595,6194.6m $114.8m $114.8m 0.22% Added +677.4k +677,364
9 Gradient Investments LLC 2.20% of their portfolio ARDEN HILLS, MN 4,351,0674.4m $108.7m $108.7m 2.20% Added +92.9k +92,920
10 OSAIC HOLDINGS, INC. 0.23% of their portfolio SCOTTSDALE, AZ 4,108,9304.1m $102.7m $102.7m 0.23% Added +191.0k +190,958
11 Private Advisor Group, LLC 0.54% of their portfolio MORRISTOWN, NJ 3,837,3223.8m $95.9m $95.9m 0.54% Added +162.3k +162,350
12 SYON CAPITAL LLC 8.11% of their portfolio SAN FRANCISCO, CA 3,605,4543.6m $90.1m $90.1m 8.11% Added +94.4k +94,383
13 Willow Creek Wealth Management Inc. 8.87% of their portfolio Sebastopol, CA 3,479,8413.5m $87.0m $87.0m 8.87% Added +116.3k +116,270
14 RATIONAL ADVISORS, INC. 8.28% of their portfolio San Juan, PR 3,391,0243.4m $84.7m $84.7m 8.28% Reduced -72.2k -72,236
15 TOBIAS FINANCIAL ADVISORS, INC. 15.74% of their portfolio Plantation, FL 3,133,3843.1m $78.3m $78.3m 15.74% Reduced -36.8k -36,800
16 Baker Avenue Asset Management, LP 2.18% of their portfolio SAN FRANCISCO, CA 2,850,6082.9m $71.2m $71.2m 2.18% Added +151.3k +151,347
17 Equitable Holdings, Inc. 0.67% of their portfolio NEW YORK, NY 2,808,0802.8m $70.2m $70.2m 0.67% Reduced -137.0k -137,040
18 RAYMOND JAMES FINANCIAL INC 0.03% of their portfolio ST. PETERSBURG, FL 2,741,3622.7m $68.5m $68.5m 0.03% First filing
19 Good Life Advisors, LLC 4.98% of their portfolio READING, PA 2,735,5542.7m $68.4m $68.4m 4.98% Reduced -38.6k -38,565
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,520,2872.5m $63.0m $63.0m 0.00% Reduced -3.1m -3,096,049
21 KWB Wealth 8.12% of their portfolio REDLANDS, CA 2,505,9892.5m $65.5m $65.5m 8.12% Reduced -50.7k -50,728
22 Wealthcare Advisory Partners LLC 1.67% of their portfolio WEST CHESTER, PA 2,408,6252.4m $60.2m $60.2m 1.67% Added +185.6k +185,641
23 UNIVEST FINANCIAL Corp 3.50% of their portfolio SOUDERTON, PA 2,218,8302.2m $55.4m $55.4m 3.50% Reduced -77.6k -77,571
24 Kingsview Wealth Management, LLC 1.07% of their portfolio GRANTS PASS, OR 2,198,1332.2m $54.9m $54.9m 1.07% New
25 Trilogy Capital Inc. 2.73% of their portfolio IRVINE, CA 2,121,8282.1m $53.0m $53.0m 2.73% Reduced -5.4k -5,391
26 GREAT VALLEY ADVISOR GROUP, INC. 1.17% of their portfolio WILMINGTON, DE 2,099,6442.1m $52.5m $52.5m 1.17% Added +149.8k +149,796
27 AlphaStar Capital Management, LLC 5.41% of their portfolio CORNELIUS, NC 2,069,3472.1m $51.7m $51.7m 5.41% Reduced -269.4k -269,373
28 N.E.W. Advisory Services LLC 4.88% of their portfolio DE PERE, WI 2,055,3562.1m $51.4m $51.4m 4.88% Reduced -258.3k -258,281
29 Great Lakes Retirement, Inc. 6.57% of their portfolio SANDUSKY, OH 2,035,0092.0m $50.9m $50.9m 6.57% Added +20.2k +20,158
30 NewEdge Advisors, LLC 0.27% of their portfolio NEW ORLEANS, LA 1,824,4351.8m $45.6m $45.6m 0.27% Reduced -50.8k -50,818
31 Stratos Investment Management, LLC 2.69% of their portfolio BEACHWOOD, OH 1,791,2421.8m $44.8m $44.8m 2.69% Added +471.0k +470,970
32 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,779,0791.8m $44.5m $44.5m 0.00% Added +350.3k +350,300
33 Financial Strategies Group, Inc. 9.61% of their portfolio OKEMOS, MI 1,622,2281.6m $40.2m $40.2m 9.61% Reduced -6.0k -6,029
34 MAI Capital Management 0.29% of their portfolio INDEPENDENCE, OH 1,579,5181.6m $39.5m $39.5m 0.29% New
35 Sanctuary Advisors, LLC 0.25% of their portfolio INDIANAPOLIS, IN 1,564,0561.6m $39.4m $39.4m 0.25% Reduced -22.3k -22,338
36 Stadion Money Management, LLC 3.00% of their portfolio WATKINSVILLE, GA 1,531,9701.5m $38.3m $38.3m 3.00% Reduced -371.0k -370,998
37 PARK AVENUE SECURITIES LLC 0.39% of their portfolio NEW YORK, NY 1,527,9611.5m $38.2m $38.2m 0.39% Added +31.2k +31,218
38 Waverly Advisors, LLC 0.59% of their portfolio BIRMINGHAM, AL 1,520,0271.5m $38.0m $38.0m 0.59% Reduced -148.8k -148,778
39 GM Advisory Group, LLC 2.05% of their portfolio MELVILLE, NY 1,484,1631.5m $37.1m $37.1m 2.05% Added +89.7k +89,715
40 Mariner, LLC 0.06% of their portfolio Overland Park, KS 1,367,7851.4m $34.2m $34.2m 0.06% Added +168.2k +168,228
41 McNamara Financial Services, Inc. 7.44% of their portfolio MARSHFIELD, MA 1,266,4931.3m $31.6m $31.6m 7.44% Reduced -1.0m -1,032,464
42 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 6.56% of their portfolio BETHLEHEM, PA 1,214,7241.2m $30.4m $30.4m 6.56% Added +122.9k +122,886
43 IHT Wealth Management, LLC 0.98% of their portfolio Chicago, IL 1,211,8851.2m $30.3m $30.3m 0.98% Added +131.1k +131,056
44 Wealth Management Nebraska 4.89% of their portfolio Norfolk, NE 1,203,5891.2m $30.1m $30.1m 4.89% First filing
45 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,165,8291.2m $29.1m $29.1m 0.01% Reduced -475.6k -475,564
46 ASSETMARK, INC 0.08% of their portfolio CONCORD, CA 1,163,8191.2m $29.1m $29.1m 0.08% Reduced -804.1k -804,114
47 US BANCORP \DE\ 0.04% of their portfolio MINNEAPOLIS, MN 1,153,8091.2m $28.8m $28.8m 0.04% Reduced -41.3k -41,330
48 CHOREO, LLC 0.39% of their portfolio ROCKFORD, IL 1,098,1401.1m $27.5m $27.5m 0.39% Added +544.9k +544,904
49 Trinity Wealth Management, LLC 12.41% of their portfolio BERWYN, PA 1,097,7231.1m $27.4m $27.4m 12.41% Added +59.2k +59,235
50 RESTON WEALTH MANAGEMENT LLC 10.10% of their portfolio Reston, VA 1,086,9801.1m $27.2m $27.2m 10.10% Added +11.7k +11,683
51 Money Design Co.,Ltd. 1.40% of their portfolio TOKYO, M0 1,085,7281.1m $27.2m $27.2m 1.40% Reduced -96.1k -96,104
52 ARRIEN INVESTMENTS, INC. 19.49% of their portfolio BOISE, ID 1,085,7081.1m $27.3m $27.3m 19.49% Added +156.9k +156,866
53 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 1,079,4281.1m $27.0m $27.0m 0.06% Added +8.7k +8,706
54 Bensler, LLC 3.18% of their portfolio Bellevue, WA 1,070,2921.1m $26.7m $26.7m 3.18% Added +103.5k +103,502
55 Convergence Financial, LLC 5.25% of their portfolio COLUMBIA, MO 1,054,0481.1m $26.3m $26.3m 5.25% Reduced -468.3k -468,261
56 OneDigital Investment Advisors LLC 0.31% of their portfolio OVERLAND PARK, KS 1,053,6011.1m $26.3m $26.3m 0.31% Reduced -228.8k -228,838
57 TRUEFG, LLC 8.44% of their portfolio CEDAR PARK, TX 1,034,2831.0m $25.8m $25.8m 8.44% Added +56.9k +56,928
58 LODESTAR PRIVATE ASSET MANAGEMENT LLC 3.18% of their portfolio ALAMO, CA 1,016,7121.0m $25.4m $25.4m 3.18% Added +93.4k +93,398
59 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 1,004,1161.0m $25.1m $25.1m 0.02% Reduced -4.5k -4,487
60 Bristlecone Advisors, LLC 1.92% of their portfolio BELLEVUE, WA 985,494985.5k $24.6m $24.6m 1.92% Added +33.6k +33,566
61 WALLER FINANCIAL PLANNING GROUP, INC 5.84% of their portfolio COLUMBUS, OH 927,279927.3k $23.2m $23.2m 5.84% Added +1.2k +1,189
62 Heartwood Wealth Advisors LLC 2.58% of their portfolio RICHMOND, VA 918,179918.2k $22.9m $22.9m 2.58% Added +1.6k +1,615
63 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 874,813874.8k $21.9m $21.9m 0.03% Added +440.1k +440,089
64 Clear Creek Financial Management, LLC 2.36% of their portfolio SILVERDALE, WA 872,180872.2k $21.8m $21.8m 2.36% Added +22.5k +22,525
65 Arete Wealth Advisors, LLC 1.56% of their portfolio CHICAGO, IL 865,379865.4k $21.6m $21.6m 1.56% Added +82.8k +82,811
66 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 860,342860.3k $21.5m $21.5m 0.00% Added +34.3k +34,277
67 Banco Santander, S.A. 0.26% of their portfolio Madrid, U3 856,568856.6k $21.4m $21.4m 0.26% Added +12.2k +12,221
68 CUTLER INVESTMENT COUNSEL LLC 2.64% of their portfolio Jacksonville, OR 849,066849.1k $21.2m $21.2m 2.64% Added +151.2k +151,162
69 Envestnet Portfolio Solutions, Inc. 0.07% of their portfolio BERWYN, PA 846,508846.5k $21.2m $21.2m 0.07% Reduced -511.1k -511,126
70 Advisory Alpha, LLC 0.75% of their portfolio HOLLAND, MI 841,915841.9k $21.0m $21.0m 0.75% Added +66.9k +66,934
71 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 802,450802.5k $20.1m $20.1m 0.00% Reduced -396.3k -396,341
72 Leading Edge Financial Planning LLC 6.38% of their portfolio KNOXVILLE, TN 777,627777.6k $19.4m $19.4m 6.38% Reduced -679.4k -679,441
73 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 772,132772.1k $19.3m $19.3m 0.05% Reduced -21.9k -21,878
74 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 755,866755.9k $18.9m $18.9m 0.06% Reduced -26.7k -26,715
75 WealthPlan Investment Management, LLC 1.85% of their portfolio OMAHA, NE 749,693749.7k $18.7m $18.7m 1.85% Added +82.2k +82,167
76 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 738,554738.6k $18.5m $18.5m 0.05% Added +39.7k +39,654
77 Pinnacle Wealth Planning Services, Inc. 2.75% of their portfolio MANSFIELD, OH 733,295733.3k $18.3m $18.3m 2.75% Added +53.9k +53,876
78 MONEY CONCEPTS CAPITAL CORP 1.36% of their portfolio PALM BEACH GARDENS, FL 729,745729.7k $18.2m $18.2m 1.36% Added +35.8k +35,761
79 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 685,737685.7k $17.1m $17.1m 0.02% Added +82.4k +82,439
80 Independent Advisor Alliance 0.23% of their portfolio CHARLOTTE, NC 683,559683.6k $17.1m $17.1m 0.23% New
81 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 675,238675.2k $16.9m $16.9m 0.00% Added +5.3k +5,349
82 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 660,755660.8k $16.5m $16.5m 0.06% Reduced -4.5k -4,471
83 Americana Partners, LLC 0.62% of their portfolio Houston, TX 605,527605.5k $15.1m $15.1m 0.62% Added +26.6k +26,621
84 RFG Advisory, LLC 0.41% of their portfolio BIRMINGHAM, AL 586,999587.0k $14.7m $14.7m 0.41% Added +157.7k +157,679
85 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 585,568585.6k $14.6m $14.6m 0.01% Added +164.5k +164,533
86 Algorithmic Investment Models, LLC 11.22% of their portfolio Boston, MA 582,795582.8k $14.6m $14.6m 11.22% Added +13.1k +13,062
87 Kagan Cocozza Asset Management 12.02% of their portfolio MICKLETON, NJ 579,457579.5k $14.5m $14.5m 12.02% First filing
88 Aspire Private Capital, LLC 3.58% of their portfolio Cornelius, NC 578,389578.4k $14.5m $14.5m 3.58% Reduced -184.9k -184,908
89 Copley Financial Group, Inc. 10.92% of their portfolio SAN DIEGO, CA 570,841570.8k $14.3m $14.3m 10.92% Added +22.4k +22,441
90 Rinkey Investments 4.56% of their portfolio San Diego, CA 570,433570.4k $14.3m $14.3m 4.56% Reduced -12.3k -12,317
91 Stewardship Advisors, LLC 3.81% of their portfolio MOUNT JOY, PA 549,267549.3k $13.7m $13.7m 3.81% Added +9.9k +9,929
92 Weitzel Financial Services, Inc. 6.28% of their portfolio DUBUQUE, IA 532,270532.3k $13.3m $13.3m 6.28% Added +12.3k +12,284
93 Larson Financial Group LLC 0.68% of their portfolio ST LOUIS, MO 529,191529.2k $13.2m $13.2m 0.68% Reduced -72.4k -72,416
94 Golden State Wealth Management, LLC 1.91% of their portfolio SANTA ANA, CA 510,955511.0k $12.8m $12.8m 1.91% First filing
95 Aveo Capital Partners, LLC 1.36% of their portfolio ENGLEWOOD, CO 496,344496.3k $12.4m $12.4m 1.36% Reduced -49.4k -49,378
96 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 492,216492.2k $12.3m $12.3m 0.01% Added +46.0k +45,952
97 WCG Wealth Advisors LLC 0.77% of their portfolio LAS VEGAS, NV 469,163469.2k $11.7m $11.7m 0.77% Added +9.0k +8,995
98 Jacobi Capital Management LLC 0.85% of their portfolio PITTSTON, PA 456,846456.8k $11.4m $11.4m 0.85% Added +256.7k +256,664
99 Collier Financial 10.16% of their portfolio DENVER, CO 455,160455.2k $11.4m $11.4m 10.16% First filing
100 SigFig Wealth Management, LLC 0.45% of their portfolio SAN FRANCISCO, CA 455,128455.1k $12.3m $12.3m 0.45% Added +13.8k +13,818