Vault-13

SPDR SER TR SPAB

PORTFOLIO AGRGTE · ETP · CUSIP 78464A649

463 institutional holders +6 vs Q2 2024
253,851,945253.9m shares reported held*
$6.6bnreported value*
32 new 237 added 149 reduced 26 sold out net bought ≈ $652.7m (+24.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.11. Options: 1 managers hold calls ($20.9k notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 391Q4 22: 422Q1 23: 415Q2 23: 417Q3 23: 409Q4 23: 448Q1 24: 440Q2 24: 457Q3 24: 463463Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022391
Q4 2022422
Q1 2023415
Q2 2023417
Q3 2023409
Q4 2023448
Q1 2024440
Q2 2024457
Q3 2024463

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 221 bought or addedQ4 22: 177 cut or sold outQ1 23: 225 bought or addedQ1 23: 192 cut or sold outQ1 23Q2 23: 230 bought or addedQ2 23: 177 cut or sold outQ3 23: 218 bought or addedQ3 23: 186 cut or sold outQ3 23Q4 23: 244 bought or addedQ4 23: 182 cut or sold outQ1 24: 229 bought or addedQ1 24: 222 cut or sold outQ1 24Q2 24: 235 bought or addedQ2 24: 195 cut or sold outQ3 24: 269 bought or addedQ3 24: 175 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022221177
Q1 2023225192
Q2 2023230177
Q3 2023218186
Q4 2023244182
Q1 2024229222
Q2 2024235195
Q3 2024269175

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $7.5kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $20.9kQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$7.5k$00.00
Q3 2024$20.9k$00.00

Biggest buyers

STATE STREET CORP Added +7,658,729+7.7m
LPL Financial LLC Added +3,375,777+3.4m
UNIVEST FINANCIAL Corp Added +1,914,541+1.9m
JPMORGAN CHASE & CO Added +1,576,484+1.6m
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Added +1,129,056+1.1m
CWM, LLC Added +1,054,449+1.1m
Convergence Financial, LLC Added +843,541+843.5k
CITADEL ADVISORS LLC Added +739,149+739.1k
Financial Strategies Group, Inc. Added +707,502+707.5k
WealthPlan Investment Management, LLC New +667,526+667.5k

Biggest sellers

Facet Wealth, Inc. Reduced -1,188,195-1.2m
Donoghue Forlines LLC Sold out -992,704-992.7k
UBS Group AG Reduced -952,185-952.2k
WealthPLAN Partners, LLC Sold out -621,420-621.4k
TORONTO DOMINION BANK Sold out -500,000-500.0k
OneAscent Financial Services LLC Sold out -406,076-406.1k
OLD MISSION CAPITAL LLC Reduced -401,127-401.1k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -390,717-390.7k
Tennessee Valley Asset Management Partners Reduced -281,779-281.8k
OneDigital Investment Advisors LLC Reduced -281,473-281.5k

Biggest calls

CITADEL ADVISORS LLC Added $20.9k800 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.31% of their portfolio FORT MILL, SC 26,224,08626.2m $685.5m $685.5m 0.31% Added +3.4m +3,375,777
2 CWM, LLC 1.69% of their portfolio OMAHA, NE 15,064,76515.1m $393.8m $393.8m 1.69% Added +1.1m +1,054,449
3 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 12,905,78512.9m $337.4m $337.4m 0.01% Added +7.7m +7,658,729
4 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 7.19% of their portfolio MINNEAPOLIS, MN 11,932,07911.9m $311.9m $311.9m 7.19% Added +1.1m +1,129,056
5 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 11,524,01711.5m $301.2m $301.2m 0.10% Added +658.7k +658,655
6 Cerity Partners LLC 0.53% of their portfolio NEW YORK, NY 9,168,5299.2m $239.7m $239.7m 0.53% Added +266.2k +266,230
7 RiverFront Investment Group, LLC 4.55% of their portfolio RICHMOND, VA 7,398,3927.4m $193.4m $193.4m 4.55% Added +182.6k +182,608
8 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 5,616,3365.6m $146.8m $146.8m 0.01% Added +1.6m +1,576,484
9 Gradient Investments LLC 2.32% of their portfolio ARDEN HILLS, MN 4,258,1474.3m $111.3m $111.3m 2.32% Added +302.9k +302,891
10 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.22% of their portfolio PLYMOUTH, MN 3,918,2553.9m $102.4m $102.4m 0.22% Reduced -390.7k -390,717
11 OSAIC HOLDINGS, INC. 0.23% of their portfolio SCOTTSDALE, AZ 3,917,9723.9m $102.4m $102.4m 0.23% Added +164.2k +164,235
12 Private Advisor Group, LLC 0.60% of their portfolio MORRISTOWN, NJ 3,674,9723.7m $96.1m $96.1m 0.60% Reduced -190.0k -189,979
13 SYON CAPITAL LLC 8.12% of their portfolio SAN FRANCISCO, CA 3,511,0713.5m $91.8m $91.8m 8.12% Added +87.7k +87,737
14 RATIONAL ADVISORS, INC. 8.71% of their portfolio San Juan, PR 3,463,2603.5m $90.5m $90.5m 8.71% Reduced -112.8k -112,764
15 Willow Creek Wealth Management Inc. 9.24% of their portfolio Sebastopol, CA 3,363,5713.4m $87.9m $87.9m 9.24% Added +133.0k +132,988
16 TOBIAS FINANCIAL ADVISORS, INC. 16.61% of their portfolio Plantation, FL 3,170,1843.2m $82.9m $82.9m 16.61% Added +129.2k +129,247
17 Equitable Holdings, Inc. 0.75% of their portfolio NEW YORK, NY 2,945,1202.9m $77.0m $77.0m 0.75% Added +247.0k +247,040
18 Good Life Advisors, LLC 4.46% of their portfolio READING, PA 2,774,1192.8m $72.5m $72.5m 4.46% Added +132.9k +132,891
19 Baker Avenue Asset Management, LP 2.24% of their portfolio SAN FRANCISCO, CA 2,699,2612.7m $70.6m $70.6m 2.24% Added +98.5k +98,478
20 KWB Wealth 8.36% of their portfolio REDLANDS, CA 2,556,7172.6m $64.1m $64.1m 8.36% Added +200.5k +200,516
21 AlphaStar Capital Management, LLC 4.85% of their portfolio CORNELIUS, NC 2,338,7202.3m $61.1m $61.1m 4.85% Added +132.4k +132,415
22 N.E.W. Advisory Services LLC 5.96% of their portfolio DE PERE, WI 2,313,6372.3m $60.5m $60.5m 5.96% Added +171.5k +171,541
23 McNamara Financial Services, Inc. 11.84% of their portfolio MARSHFIELD, MA 2,298,9572.3m $60.1m $60.1m 11.84% Added +28.1k +28,136
24 UNIVEST FINANCIAL Corp 3.95% of their portfolio SOUDERTON, PA 2,296,4012.3m $60.0m $60.0m 3.95% Added +1.9m +1,914,541
25 Wealthcare Advisory Partners LLC 1.66% of their portfolio WEST CHESTER, PA 2,222,9842.2m $58.1m $58.1m 1.66% Added +149.1k +149,083
26 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 2,152,3022.2m $56.3m $56.3m 0.03% Reduced -185.3k -185,329
27 Trilogy Capital Inc. 2.80% of their portfolio IRVINE, CA 2,127,2192.1m $55.6m $55.6m 2.80% Added +54.7k +54,711
28 Great Lakes Retirement, Inc. 6.75% of their portfolio SANDUSKY, OH 2,014,8512.0m $52.7m $52.7m 6.75% Added +48.7k +48,702
29 ASSETMARK, INC 0.15% of their portfolio CONCORD, CA 1,967,9332.0m $51.4m $51.4m 0.15% Added +666.3k +666,263
30 GREAT VALLEY ADVISOR GROUP, INC. 1.25% of their portfolio WILMINGTON, DE 1,949,8481.9m $51.0m $51.0m 1.25% Added +130.1k +130,083
31 Stadion Money Management, LLC 3.74% of their portfolio WATKINSVILLE, GA 1,902,9681.9m $49.6m $49.6m 3.74% Added +157.6k +157,617
32 NewEdge Advisors, LLC 0.32% of their portfolio NEW ORLEANS, LA 1,875,2531.9m $49.0m $49.0m 0.32% Added +361.2k +361,173
33 Waverly Advisors, LLC 0.81% of their portfolio BIRMINGHAM, AL 1,668,8051.7m $43.6m $43.6m 0.81% Added +100.9k +100,900
34 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,641,3931.6m $42.9m $42.9m 0.01% Reduced -165.7k -165,696
35 Financial Strategies Group, Inc. 9.79% of their portfolio OKEMOS, MI 1,628,2571.6m $41.8m $41.8m 9.79% Added +707.5k +707,502
36 Sanctuary Advisors, LLC 0.25% of their portfolio INDIANAPOLIS, IN 1,586,3941.6m $40.1m $40.1m 0.25% Added +291.0k +291,021
37 Convergence Financial, LLC 8.45% of their portfolio COLUMBIA, MO 1,522,3091.5m $39.8m $39.8m 8.45% Added +843.5k +843,541
38 PARK AVENUE SECURITIES LLC 0.44% of their portfolio NEW YORK, NY 1,496,7431.5m $39.1m $39.1m 0.44% Added +281.9k +281,937
39 Leading Edge Financial Planning LLC 12.76% of their portfolio KNOXVILLE, TN 1,457,0681.5m $38.1m $38.1m 12.76% Added +156.7k +156,738
40 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,428,7791.4m $37.3m $37.3m 0.00% Added +6.3k +6,257
41 GM Advisory Group, LLC 2.18% of their portfolio MELVILLE, NY 1,394,4481.4m $36.5m $36.5m 2.18% Added +148.2k +148,212
42 Envestnet Portfolio Solutions, Inc. 0.12% of their portfolio BERWYN, PA 1,357,6341.4m $35.5m $35.5m 0.12% Added +660.7k +660,693
43 Stratos Investment Management, LLC 2.41% of their portfolio BEACHWOOD, OH 1,320,2721.3m $34.5m $34.5m 2.41% Added +114.3k +114,311
44 OneDigital Investment Advisors LLC 0.38% of their portfolio OVERLAND PARK, KS 1,282,4391.3m $33.5m $33.5m 0.38% Reduced -281.5k -281,473
45 Mariner, LLC 0.06% of their portfolio Overland Park, KS 1,199,5571.2m $31.4m $31.4m 0.06% Added +209.0k +209,032
46 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,198,7911.2m $31.3m $31.3m 0.01% Reduced -4.8k -4,771
47 US BANCORP \DE\ 0.04% of their portfolio MINNEAPOLIS, MN 1,195,1391.2m $31.2m $31.2m 0.04% Reduced -38.2k -38,159
48 Money Design Co.,Ltd. 1.54% of their portfolio TOKYO, M0 1,181,8321.2m $30.9m $30.9m 1.54% Added +28.0k +28,002
49 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 6.31% of their portfolio BETHLEHEM, PA 1,091,8381.1m $28.5m $28.5m 6.31% Added +325.4k +325,449
50 IHT Wealth Management, LLC 0.80% of their portfolio Chicago, IL 1,080,8291.1m $28.3m $28.3m 0.80% Added +272.4k +272,442
51 RESTON WEALTH MANAGEMENT LLC 10.17% of their portfolio Reston, VA 1,075,2971.1m $28.1m $28.1m 10.17% Added +15.8k +15,769
52 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 1,070,7221.1m $28.0m $28.0m 0.06% Added +89.8k +89,830
53 Trinity Wealth Management, LLC 12.45% of their portfolio BERWYN, PA 1,038,4881.0m $27.1m $27.1m 12.45% Added +239.8k +239,792
54 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 1,008,6031.0m $26.4m $26.4m 0.03% Added +418.1k +418,108
55 TRUEFG, LLC 8.35% of their portfolio CEDAR PARK, TX 977,355977.4k $25.5m $25.5m 8.35% Added +77.8k +77,794
56 Bensler, LLC 3.19% of their portfolio Bellevue, WA 966,790966.8k $25.3m $25.3m 3.19% Added +89.0k +89,003
57 Bristlecone Advisors, LLC 2.00% of their portfolio BELLEVUE, WA 951,928951.9k $24.9m $24.9m 2.00% Added +31.5k +31,489
58 ARRIEN INVESTMENTS, INC. 17.53% of their portfolio BOISE, ID 928,842928.8k $24.3m $24.3m 17.53% Added +50.7k +50,658
59 WALLER FINANCIAL PLANNING GROUP, INC 6.00% of their portfolio COLUMBUS, OH 926,090926.1k $24.2m $24.2m 6.00% Added +7.4k +7,414
60 LODESTAR PRIVATE ASSET MANAGEMENT LLC 3.07% of their portfolio ALAMO, CA 923,314923.3k $24.1m $24.1m 3.07% Added +42.3k +42,265
61 Heartwood Wealth Advisors LLC 2.65% of their portfolio RICHMOND, VA 916,564916.6k $24.0m $24.0m 2.65% Added +9.2k +9,217
62 Clear Creek Financial Management, LLC 2.51% of their portfolio SILVERDALE, WA 849,655849.7k $22.2m $22.2m 2.51% Added +44.1k +44,062
63 Banco Santander, S.A. 0.26% of their portfolio Madrid, U3 844,347844.3k $22.1m $22.1m 0.26% Added +124.6k +124,633
64 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 826,065826.1k $21.6m $21.6m 0.00% Added +7.8k +7,839
65 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 817,469817.5k $21.4m $21.4m 0.02% Added +739.1k +739,149
66 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 807,738807.7k $21.1m $21.1m 0.03% Added +81.1k +81,112
67 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 794,010794.0k $20.8m $20.8m 0.06% Reduced -29.2k -29,247
68 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 782,581782.6k $20.5m $20.5m 0.07% Added +83.5k +83,458
69 Arete Wealth Advisors, LLC 1.75% of their portfolio CHICAGO, IL 782,568782.6k $20.4m $20.4m 1.75% Added +248.4k +248,419
70 Advisory Alpha, LLC 0.72% of their portfolio HOLLAND, MI 774,981775.0k $20.3m $20.3m 0.72% Added +81.8k +81,813
71 Aspire Private Capital, LLC 4.75% of their portfolio Cornelius, NC 763,297763.3k $20.0m $20.0m 4.75% Added +235.2k +235,223
72 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 698,900698.9k $18.3m $18.3m 0.05% Added +14.2k +14,237
73 CUTLER INVESTMENT COUNSEL LLC 2.30% of their portfolio Jacksonville, OR 697,904697.9k $18.2m $18.2m 2.30% Added +184.9k +184,853
74 MONEY CONCEPTS CAPITAL CORP 1.38% of their portfolio PALM BEACH GARDENS, FL 693,984694.0k $18.1m $18.1m 1.38% Reduced -172 -172
75 Pinnacle Wealth Planning Services, Inc. 2.41% of their portfolio MANSFIELD, OH 679,419679.4k $17.8m $17.8m 2.41% Added +44.2k +44,178
76 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 669,889669.9k $17.5m $17.5m 0.00% Reduced -93.1k -93,072
77 WealthPlan Investment Management, LLC 1.77% of their portfolio OMAHA, NE 667,526667.5k $17.4m $17.4m 1.77% New
78 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 665,226665.2k $17.4m $17.4m 0.06% Added +9.5k +9,519
79 Bull Oak Capital, LLC 9.75% of their portfolio RANCHO SANTA FE, CA 649,422649.4k $17.0m $17.0m 9.75% Added +234.0k +234,041
80 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 603,298603.3k $15.8m $15.8m 0.02% Reduced -24.1k -24,121
81 Larson Financial Group LLC 0.89% of their portfolio ST LOUIS, MO 601,607601.6k $15.7m $15.7m 0.89% Reduced -49.2k -49,249
82 Rinkey Investments 4.93% of their portfolio San Diego, CA 582,750582.8k $15.2m $15.2m 4.93% Reduced -48.4k -48,384
83 Americana Partners, LLC 1.03% of their portfolio Houston, TX 578,906578.9k $15.1m $15.1m 1.03% Reduced -5.0k -5,009
84 Algorithmic Investment Models, LLC 10.93% of their portfolio Boston, MA 569,733569.7k $14.9m $14.9m 10.93% Unchanged
85 CHOREO, LLC 0.21% of their portfolio ROCKFORD, IL 553,236553.2k $14.5m $14.5m 0.21% Reduced -55.2k -55,213
86 Copley Financial Group, Inc. 13.03% of their portfolio SAN DIEGO, CA 548,400548.4k $14.3m $14.3m 13.03% First filing
87 Aveo Capital Partners, LLC 1.52% of their portfolio ENGLEWOOD, CO 545,722545.7k $14.3m $14.3m 1.52% Added +54.5k +54,501
88 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 1.20% of their portfolio Westlake, OH 541,098541.1k $14.1m $14.1m 1.20% Added +340.9k +340,927
89 Stewardship Advisors, LLC 3.98% of their portfolio MOUNT JOY, PA 539,338539.3k $14.1m $14.1m 3.98% Added +258.7k +258,681
90 Weitzel Financial Services, Inc. 6.39% of their portfolio DUBUQUE, IA 519,986520.0k $13.6m $13.6m 6.39% Added +11.5k +11,488
91 AIFG Consultants Ltd. 10.30% of their portfolio HALFMOON, NY 518,946518.9k $13.6m $13.6m 10.30% Added +410 +410
92 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 470,780470.8k $12.3m $12.3m 0.02% Added +258.2k +258,229
93 MONETA GROUP INVESTMENT ADVISORS LLC 0.18% of their portfolio ST LOUIS, MO 467,685467.7k $12.2m $12.2m 0.18% Reduced -49.7k -49,656
94 WCG Wealth Advisors LLC 0.81% of their portfolio LAS VEGAS, NV 460,168460.2k $12.0m $12.0m 0.81% Reduced -69.4k -69,414
95 Melone Private Wealth, LLC 6.24% of their portfolio AUBURN HILLS, MI 449,403449.4k $11.7m $11.7m 6.24% Added +23.5k +23,451
96 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 446,264446.3k $11.7m $11.7m 0.01% Added +181.4k +181,397
97 LWMG, LLC 2.20% of their portfolio LAKE ELMO, MN 442,554442.6k $11.6m $11.6m 2.20% Added +82.8k +82,801
98 SigFig Wealth Management, LLC 0.43% of their portfolio SAN FRANCISCO, CA 441,310441.3k $11.9m $11.9m 0.43% Reduced -127.0k -127,031
99 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 434,724434.7k $11.4m $11.4m 0.02% Added +83.2k +83,182
100 TSFG, LLC 2.45% of their portfolio LAKE FOREST, IL 429,954430.0k $11.2m $11.2m 2.45% Added +12.1k +12,105