Vault-13

SPDR SER TR SPAB

PORTFOLIO AGRGTE · ETP · CUSIP 78464A649

440 institutional holders -8 vs Q4 2023
225,341,204225.3m shares reported held*
$5.7bnreported value*
50 new 179 added 171 reduced 51 sold out net bought ≈ $18.2m (+702.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.27.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 391Q4 22: 422Q1 23: 415Q2 23: 417Q3 23: 409Q4 23: 448Q1 24: 440440Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022391
Q4 2022422
Q1 2023415
Q2 2023417
Q3 2023409
Q4 2023448
Q1 2024440

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 221 bought or addedQ4 22: 177 cut or sold outQ4 22Q1 23: 225 bought or addedQ1 23: 192 cut or sold outQ1 23Q2 23: 230 bought or addedQ2 23: 177 cut or sold outQ2 23Q3 23: 218 bought or addedQ3 23: 186 cut or sold outQ3 23Q4 23: 244 bought or addedQ4 23: 182 cut or sold outQ4 23Q1 24: 229 bought or addedQ1 24: 222 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022221177
Q1 2023225192
Q2 2023230177
Q3 2023218186
Q4 2023244182
Q1 2024229222

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ2 23 calls: $200.4kQ2 23 puts: $12.4mQ2 23P/C 62.05Q3 23 calls: $38.9kQ3 23 puts: $4.9kQ3 23P/C 0.12Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$200.4k$12.4m62.05
Q3 2023$38.9k$4.9k0.12
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

RATIONAL ADVISORS, INC. New +3,771,284+3.8m
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Added +2,950,659+3.0m
LPL Financial LLC Added +2,586,533+2.6m
CWM, LLC Added +1,780,689+1.8m
AlphaStar Capital Management, LLC Added +1,471,389+1.5m
MORGAN STANLEY Added +1,078,638+1.1m
Equitable Holdings, Inc. Added +1,065,080+1.1m
Donoghue Forlines LLC New +1,027,050+1.0m
TORONTO DOMINION BANK New +850,000+850.0k
Rockefeller Capital Management L.P. Added +740,332+740.3k

Biggest sellers

SYON CAPITAL LLC Reduced -3,468,294-3.5m
STATE STREET CORP Reduced -2,135,839-2.1m
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -1,936,379-1.9m
Raymond James Financial Services Advisors, Inc. Reduced -1,529,959-1.5m
ENVESTNET ASSET MANAGEMENT INC Reduced -1,497,149-1.5m
TRUIST FINANCIAL CORP Reduced -1,426,926-1.4m
HighTower Advisors, LLC Reduced -1,272,980-1.3m
GOLDMAN SACHS GROUP INC Reduced -906,065-906.1k
AE Wealth Management LLC Reduced -830,614-830.6k
Baird Financial Group, Inc. Sold out -734,389-734.4k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.31% of their portfolio FORT MILL, SC 22,802,90422.8m $576.5m $576.5m 0.31% Added +2.6m +2,586,533
2 CWM, LLC 1.50% of their portfolio OMAHA, NE 12,200,40112.2m $308.4m $308.4m 1.50% Added +1.8m +1,780,689
3 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 10,164,03910.2m $256.9m $256.9m 0.10% Reduced -1.5m -1,497,149
4 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 5.73% of their portfolio MINNEAPOLIS, MN 9,954,07210.0m $251.6m $251.6m 5.73% Added +3.0m +2,950,659
5 Cerity Partners LLC 0.57% of their portfolio NEW YORK, NY 8,583,8308.6m $217.0m $217.0m 0.57% Added +235.5k +235,531
6 RiverFront Investment Group, LLC 5.19% of their portfolio RICHMOND, VA 7,280,7577.3m $184.1m $184.1m 5.19% Added +317.9k +317,882
7 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 4,984,4685.0m $126.0m $126.0m 0.01% Reduced -2.1m -2,135,839
8 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.29% of their portfolio PLYMOUTH, MN 4,470,8864.5m $113.0m $113.0m 0.29% Reduced -1.9m -1,936,379
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,424,2384.4m $111.8m $111.8m 0.00% Added +1.1m +1,078,638
10 Private Advisor Group, LLC 0.80% of their portfolio MORRISTOWN, NJ 4,404,9224.4m $111.4m $111.4m 0.80% Reduced -76.6k -76,598
11 Gradient Investments LLC 2.42% of their portfolio ARDEN HILLS, MN 4,128,3524.1m $104.4m $104.4m 2.42% Reduced -183.9k -183,932
12 RATIONAL ADVISORS, INC. 8.84% of their portfolio San Juan, PR 3,771,2843.8m $95.3m $95.3m 8.84% New
13 OSAIC HOLDINGS, INC. 0.20% of their portfolio SCOTTSDALE, AZ 3,496,1473.5m $88.4m $88.4m 0.20% Reduced -420.6k -420,571
14 SYON CAPITAL LLC 8.31% of their portfolio SAN FRANCISCO, CA 3,473,6163.5m $87.8m $87.8m 8.31% Reduced -3.5m -3,468,294
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,425,8163.4m $86.6m $86.6m 0.00% Added +299.0k +298,968
16 Equitable Holdings, Inc. 0.95% of their portfolio NEW YORK, NY 3,321,7203.3m $84.0m $84.0m 0.95% Added +1.1m +1,065,080
17 Willow Creek Wealth Management Inc. 9.36% of their portfolio Sebastopol, CA 3,166,5613.2m $80.1m $80.1m 9.36% Added +56.9k +56,858
18 TOBIAS FINANCIAL ADVISORS, INC. 16.90% of their portfolio Plantation, FL 2,951,1543.0m $74.6m $74.6m 16.90% Added +166.0k +165,967
19 Baker Avenue Asset Management, LP 2.90% of their portfolio SAN FRANCISCO, CA 2,906,1092.9m $73.5m $73.5m 2.90% Added +119.3k +119,268
20 Stadion Money Management, LLC 4.53% of their portfolio WATKINSVILLE, GA 2,770,3872.8m $69.8m $69.8m 4.53% Added +19.9k +19,901
21 Gerber Kawasaki Wealth & Investment Management 3.45% of their portfolio SANTA MONICA, CA 2,524,9812.5m $63.8m $63.8m 3.45% Added +368.5k +368,520
22 Good Life Advisors, LLC 5.66% of their portfolio READING, PA 2,522,0122.5m $63.8m $63.8m 5.66% Added +66.2k +66,165
23 KWB Wealth 8.18% of their portfolio REDLANDS, CA 2,403,2922.4m $60.8m $60.8m 8.18% Reduced -463.6k -463,639
24 McNamara Financial Services, Inc. 11.91% of their portfolio MARSHFIELD, MA 2,201,7502.2m $55.7m $55.7m 11.91% Added +117.3k +117,317
25 N.E.W. Advisory Services LLC 6.02% of their portfolio DE PERE, WI 2,146,2422.1m $54.3m $54.3m 6.02% Reduced -28.3k -28,344
26 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,990,5462.0m $50.3m $50.3m 0.01% Reduced -56.1k -56,118
27 Wealthcare Advisory Partners LLC 1.61% of their portfolio WEST CHESTER, PA 1,947,3901.9m $49.2m $49.2m 1.61% Added +178.0k +178,031
28 Great Lakes Retirement, Inc. 7.22% of their portfolio SANDUSKY, OH 1,930,7461.9m $48.8m $48.8m 7.22% Added +20.9k +20,919
29 Trilogy Capital Inc. 2.80% of their portfolio IRVINE, CA 1,924,1351.9m $48.6m $48.6m 2.80% Added +45.6k +45,600
30 Facet Wealth, Inc. 1.47% of their portfolio WEST PALM BEACH, FL 1,749,4411.7m $43.5m $43.5m 1.47% Reduced -274.7k -274,691
31 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 1,717,6431.7m $43.4m $43.4m 0.03% Reduced -154.3k -154,333
32 GREAT VALLEY ADVISOR GROUP, INC. 1.28% of their portfolio WILMINGTON, DE 1,672,2831.7m $42.3m $42.3m 1.28% Added +85.1k +85,087
33 GIRARD ADVISORY SERVICES, LLC 3.84% of their portfolio KING OF PRUSSIA, PA 1,613,8911.6m $40.8m $40.8m 3.84% Added +142.0k +141,957
34 AlphaStar Capital Management, LLC 3.88% of their portfolio CORNELIUS, NC 1,494,2371.5m $37.8m $37.8m 3.88% Added +1.5m +1,471,389
35 Waverly Advisors, LLC 0.89% of their portfolio BIRMINGHAM, AL 1,489,7221.5m $37.7m $37.7m 0.89% Added +627.1k +627,129
36 ASSETMARK, INC 0.11% of their portfolio CONCORD, CA 1,370,7771.4m $34.7m $34.7m 0.11% Reduced -185.2k -185,211
37 US BANCORP \DE\ 0.05% of their portfolio MINNEAPOLIS, MN 1,343,4031.3m $34.0m $34.0m 0.05% Reduced -17.6k -17,554
38 NewEdge Advisors, LLC 0.29% of their portfolio NEW ORLEANS, LA 1,325,2481.3m $33.5m $33.5m 0.29% Added +187.0k +186,982
39 Rockefeller Capital Management L.P. 0.09% of their portfolio NEW YORK, NY 1,266,8131.3m $32.0m $32.0m 0.09% Added +740.3k +740,332
40 GM Advisory Group, LLC 2.21% of their portfolio MELVILLE, NY 1,248,5731.2m $31.6m $31.6m 2.21% Added +173.4k +173,444
41 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,189,1231.2m $30.1m $30.1m 0.01% Added +40.8k +40,800
42 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,171,8411.2m $29.6m $29.6m 0.01% Added +33.9k +33,868
43 Leading Edge Financial Planning LLC 12.79% of their portfolio KNOXVILLE, TN 1,142,4691.1m $28.9m $28.9m 12.79% Added +242.8k +242,754
44 Money Design Co.,Ltd. 1.55% of their portfolio TOKYO, M0 1,126,3251.1m $28.5m $28.5m 1.55% Reduced -91.6k -91,567
45 PARK AVENUE SECURITIES LLC 0.34% of their portfolio NEW YORK, NY 1,055,2531.1m $26.7m $26.7m 0.34% Reduced -31.5k -31,523
46 RESTON WEALTH MANAGEMENT LLC 10.69% of their portfolio Reston, VA 1,041,2041.0m $26.3m $26.3m 10.69% Added +42.3k +42,297
47 Donoghue Forlines LLC 7.40% of their portfolio Boston, MA 1,027,0501.0m $26.0m $26.0m 7.40% New
48 Bristlecone Advisors, LLC 2.18% of their portfolio BELLEVUE, WA 978,810978.8k $24.7m $24.7m 2.18% Added +82.6k +82,594
49 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 950,649950.6k $24.0m $24.0m 0.06% Added +677.8k +677,819
50 Financial Strategies Group, Inc. 6.20% of their portfolio OKEMOS, MI 921,093921.1k $23.1m $23.1m 6.20% Added +272.3k +272,310
51 WALLER FINANCIAL PLANNING GROUP, INC 6.14% of their portfolio COLUMBUS, OH 912,009912.0k $23.1m $23.1m 6.14% Reduced -2.2k -2,171
52 Heartwood Wealth Advisors LLC 2.78% of their portfolio RICHMOND, VA 891,977892.0k $22.5m $22.5m 2.78% Added +67.3k +67,315
53 Clear Creek Financial Management, LLC 2.87% of their portfolio SILVERDALE, WA 887,711887.7k $22.4m $22.4m 2.87% Added +493.4k +493,427
54 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 863,949863.9k $21.8m $21.8m 0.06% Reduced -27.6k -27,614
55 TRUEFG, LLC 7.99% of their portfolio CEDAR PARK, TX 862,070862.1k $21.8m $21.8m 7.99% Added +41.4k +41,403
56 TORONTO DOMINION BANK 0.03% of their portfolio TORONTO, ONTARIO, A6 850,000850.0k $21.5m $21.5m 0.03% New
57 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 843,346843.3k $21.3m $21.3m 0.00% Added +74.8k +74,804
58 Mariner, LLC 0.04% of their portfolio Overland Park, KS 843,251843.3k $21.3m $21.3m 0.04% Added +183.2k +183,197
59 LODESTAR PRIVATE ASSET MANAGEMENT LLC 3.03% of their portfolio ALAMO, CA 839,033839.0k $21.2m $21.2m 3.03% Added +38.5k +38,455
60 ARRIEN INVESTMENTS, INC. 16.10% of their portfolio BOISE, ID 806,434806.4k $20.4m $20.4m 16.10% Reduced -10.8k -10,840
61 Bensler, LLC 2.87% of their portfolio Bellevue, WA 783,134783.1k $19.8m $19.8m 2.87% Added +105.7k +105,686
62 SigFig Wealth Management, LLC 0.73% of their portfolio SAN FRANCISCO, CA 777,021777.0k $19.8m $19.8m 0.73% Reduced -166.1k -166,100
63 Trinity Wealth Management, LLC 10.03% of their portfolio BERWYN, PA 768,864768.9k $19.4m $19.4m 10.03% Added +170.1k +170,065
64 IHT Wealth Management, LLC 0.78% of their portfolio Chicago, IL 768,612768.6k $19.4m $19.4m 0.78% Added +93.1k +93,067
65 Banco Santander, S.A. 0.23% of their portfolio Madrid, U3 767,453767.5k $19.4m $19.4m 0.23% Added +24.0k +24,011
66 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 763,799763.8k $19.3m $19.3m 0.00% Reduced -27.5k -27,467
67 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 718,338718.3k $18.2m $18.2m 0.03% Reduced -1.5m -1,529,959
68 Envestnet Portfolio Solutions, Inc. 0.07% of their portfolio BERWYN, PA 692,423692.4k $17.5m $17.5m 0.07% Reduced -250.5k -250,512
69 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 686,552686.6k $17.4m $17.4m 0.07% Added +42.0k +41,952
70 Larson Financial Group LLC 1.33% of their portfolio ST LOUIS, MO 680,754680.8k $17.2m $17.2m 1.33% Added +36.7k +36,700
71 MONEY CONCEPTS CAPITAL CORP 1.59% of their portfolio PALM BEACH GARDENS, FL 679,958680.0k $17.2m $17.2m 1.59% Added +438.5k +438,517
72 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 669,298669.3k $16.9m $16.9m 0.07% Reduced -173.1k -173,128
73 OneDigital Investment Advisors LLC 0.26% of their portfolio OVERLAND PARK, KS 663,877663.9k $16.8m $16.8m 0.26% Added +13.7k +13,685
74 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 659,915659.9k $16.7m $16.7m 0.02% Reduced -43.9k -43,906
75 Rinkey Investments 5.79% of their portfolio San Diego, CA 627,882627.9k $15.9m $15.9m 5.79% Added +6.4k +6,351
76 CHOREO, LLC 0.41% of their portfolio ROCKFORD, IL 626,706626.7k $15.8m $15.8m 0.41% Reduced -8.8k -8,841
77 WealthPLAN Partners, LLC 1.53% of their portfolio OMAHA, NE 586,010586.0k $14.8m $14.8m 1.53% Reduced -7.2k -7,185
78 Pinnacle Wealth Planning Services, Inc. 2.13% of their portfolio MANSFIELD, OH 574,798574.8k $14.5m $14.5m 2.13% Added +23.7k +23,684
79 Algorithmic Investment Models, LLC 10.69% of their portfolio Boston, MA 574,566574.6k $14.5m $14.5m 10.69% Added +43.2k +43,194
80 Levy Wealth Management Group, LLC 4.08% of their portfolio PHILADELPHIA, PA 566,685566.7k $14.5m $14.5m 4.08% Unchanged
81 MONETA GROUP INVESTMENT ADVISORS LLC 0.23% of their portfolio ST LOUIS, MO 559,859559.9k $14.2m $14.2m 0.23% Reduced -60.4k -60,356
82 AIFG Consultants Ltd. 9.89% of their portfolio HALFMOON, NY 542,646542.6k $13.7m $13.7m 9.89% Added +26.2k +26,245
83 Bull Oak Capital, LLC 8.95% of their portfolio RANCHO SANTA FE, CA 528,340528.3k $13.4m $13.4m 8.95% Added +334.2k +334,226
84 CUTLER INVESTMENT COUNSEL LLC 1.73% of their portfolio Jacksonville, OR 511,255511.3k $12.9m $12.9m 1.73% Added +16.3k +16,330
85 Convergence Financial, LLC 5.31% of their portfolio COLUMBIA, MO 508,932508.9k $12.9m $12.9m 5.31% Reduced -51.6k -51,590
86 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 4.51% of their portfolio BETHLEHEM, PA 507,668507.7k $12.8m $12.8m 4.51% Added +27.6k +27,630
87 Americana Partners, LLC 1.06% of their portfolio Houston, TX 502,430502.4k $12.7m $12.7m 1.06% Added +49.3k +49,324
88 Weitzel Financial Services, Inc. 6.35% of their portfolio DUBUQUE, IA 502,183502.2k $12.6m $12.6m 6.35% Added +101.7k +101,704
89 Aveo Capital Partners, LLC 1.35% of their portfolio ENGLEWOOD, CO 500,326500.3k $12.4m $12.4m 1.35% Added +10.0k +9,989
90 OneAscent Financial Services LLC 1.39% of their portfolio BIRMINGHAM, AL 497,384497.4k $12.6m $12.6m 1.39% Reduced -59.9k -59,922
91 Astoria Strategic Wealth, Inc. 3.91% of their portfolio NEW BRAUNFELS, TX 488,655488.7k $12.4m $12.4m 3.91% Reduced -9.7k -9,731
92 Aspire Private Capital, LLC 3.25% of their portfolio Cornelius, NC 487,155487.2k $12.3m $12.3m 3.25% Added +20.6k +20,584
93 WCG Wealth Advisors LLC 1.01% of their portfolio LAS VEGAS, NV 477,817477.8k $12.1m $12.1m 1.01% Reduced -28.1k -28,055
94 Rockbridge Investment Management, LCC 1.66% of their portfolio Syracuse, NY 447,721447.7k $11.3m $11.3m 1.66% Reduced -7.7k -7,691
95 RFG Advisory, LLC 0.37% of their portfolio BIRMINGHAM, AL 431,604431.6k $10.9m $10.9m 0.37% Reduced -324.1k -324,089
96 Northeast Financial Group, Inc. 4.77% of their portfolio Allentown, PA 426,256426.3k $10.8m $10.8m 4.77% Added +40.2k +40,202
97 Melone Private Wealth, LLC 6.46% of their portfolio AUBURN HILLS, MI 425,827425.8k $10.8m $10.8m 6.46% Reduced -5.3k -5,301
98 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.09% of their portfolio IRVING, TX 413,115413.1k $10.4m $10.4m 0.09% Reduced -43.3k -43,345
99 PAX Financial Group, LLC 1.99% of their portfolio SAN ANTONIO, TX 391,853391.9k $9.9m $9.9m 1.99% Reduced -27.2k -27,222
100 Towercrest Capital Management 1.61% of their portfolio NEWTOWN, PA 378,576378.6k $9.6m $9.6m 1.61% Added +5.7k +5,656