Vault-13

SPDR SER TR SPAB

PORTFOLIO AGRGTE · ETP · CUSIP 78464A649

415 institutional holders -7 vs Q4 2022
171,197,157171.2m shares reported held*
$4.4bnreported value*
41 new 184 added 145 reduced 47 sold out net sold ≈ $48.3m (-1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($23.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.84. Options: 1 managers hold calls ($2.6k notional), 2 hold puts ($11.0m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 391Q4 22: 422Q1 23: 415415Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022391
Q4 2022422
Q1 2023415

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 221 bought or addedQ4 22: 177 cut or sold outQ4 22Q1 23: 225 bought or addedQ1 23: 192 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022221177
Q1 2023225192

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $4.4mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $505.2kQ4 22 puts: $2.5kQ4 22P/C 0.00Q1 23 calls: $2.6kQ1 23 puts: $11.0mQ1 23P/C 4260.45
Numbers
QuarterCallsPutsP/C
Q3 2022$4.4m$00.00
Q4 2022$505.2k$2.5k0.00
Q1 2023$2.6k$11.0m4260.45

Biggest buyers

LPL Financial LLC Added +4,853,550+4.9m
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC New +3,823,462+3.8m
GOLDMAN SACHS GROUP INC Added +3,244,180+3.2m
Great Lakes Retirement, Inc. New +1,989,501+2.0m
CWM, LLC Added +1,734,579+1.7m
AMERIPRISE FINANCIAL INC Added +1,270,483+1.3m
Private Advisor Group, LLC Added +1,000,593+1.0m
WEALTHSOURCE PARTNERS, LLC Added +883,312+883.3k
SigFig Wealth Management, LLC Added +800,574+800.6k
Good Life Advisors, LLC Added +578,055+578.1k

Biggest sellers

Stadion Money Management, LLC Reduced -5,532,235-5.5m
RATIONAL ADVISORS, INC. Sold out -4,796,257-4.8m
STATE STREET CORP Reduced -3,308,989-3.3m
Trilogy Capital Inc. Reduced -1,696,168-1.7m
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -1,667,217-1.7m
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Sold out -1,300,000-1.3m
Money Design Co.,Ltd. Reduced -1,236,560-1.2m
Keudell/Morrison Wealth Management Sold out -1,126,911-1.1m
BlackRock Inc. Reduced -1,113,763-1.1m
TORONTO DOMINION BANK Sold out -850,000-850.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $2.6k100 shares

Biggest puts

Bull Oak Capital, LLC New $11.0m425.9k shares
CITADEL ADVISORS LLC Unchanged $2.6k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.34% of their portfolio FORT MILL, SC 16,888,78416.9m $435.6m $435.6m 0.34% Added +4.9m +4,853,550
2 STATE STREET CORP 0.02% of their portfolio BOSTON, MA 13,684,59513.7m $352.9m $352.9m 0.02% Reduced -3.3m -3,308,989
3 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 8,176,3528.2m $210.9m $210.9m 0.10% Added +47.1k +47,085
4 RiverFront Investment Group, LLC 6.81% of their portfolio RICHMOND, VA 7,482,9597.5m $193.0m $193.0m 6.81% Added +547.4k +547,355
5 Gradient Investments LLC 3.78% of their portfolio ARDEN HILLS, MN 5,370,0105.4m $138.5m $138.5m 3.78% Reduced -27.1k -27,051
6 Private Advisor Group, LLC 1.29% of their portfolio MORRISTOWN, NJ 5,247,3685.2m $135.3m $135.3m 1.29% Added +1.0m +1,000,593
7 CWM, LLC 0.91% of their portfolio OMAHA, NE 5,236,4075.2m $135.0m $135.0m 0.91% Added +1.7m +1,734,579
8 WEALTHSOURCE PARTNERS, LLC 8.09% of their portfolio SAN LUIS OBISPO, CA 4,635,3254.6m $119.5m $119.5m 8.09% Added +883.3k +883,312
9 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 2.91% of their portfolio MINNEAPOLIS, MN 3,823,4623.8m $98.6m $98.6m 2.91% New
10 Willow Creek Wealth Management Inc. 13.53% of their portfolio Sebastopol, CA 3,400,3213.4m $87.7m $87.7m 13.53% Added +125.1k +125,087
11 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 3,296,7083.3m $85.0m $85.0m 0.02% Added +3.2m +3,244,180
12 Stadion Money Management, LLC 6.50% of their portfolio WATKINSVILLE, GA 3,187,0873.2m $82.2m $82.2m 6.50% Reduced -5.5m -5,532,235
13 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,061,9533.1m $79.0m $79.0m 0.01% Reduced -286.3k -286,305
14 OSAIC HOLDINGS, INC. 0.14% of their portfolio SCOTTSDALE, AZ 2,893,5252.9m $74.6m $74.6m 0.14% Added +142.4k +142,353
15 N.E.W. Advisory Services LLC 8.44% of their portfolio DE PERE, WI 2,249,6812.2m $58.0m $58.0m 8.44% Added +114.5k +114,467
16 GM Advisory Group, LLC 5.13% of their portfolio MELVILLE, NY 2,185,4552.2m $56.4m $56.4m 5.13% Added +366.6k +366,568
17 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.65% of their portfolio PLYMOUTH, MN 2,176,5502.2m $56.1m $56.1m 0.65% Reduced -1.7m -1,667,217
18 ASSETMARK, INC 0.22% of their portfolio CONCORD, CA 2,039,3482.0m $52.6m $52.6m 0.22% Reduced -285.8k -285,835
19 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 2,010,5842.0m $51.9m $51.9m 0.05% Added +86.8k +86,759
20 McNamara Financial Services, Inc. 12.87% of their portfolio MARSHFIELD, MA 2,004,5502.0m $51.7m $51.7m 12.87% Added +24.4k +24,403
21 Great Lakes Retirement, Inc. 9.66% of their portfolio SANDUSKY, OH 1,989,5012.0m $51.3m $51.3m 9.66% New
22 Trilogy Capital Inc. 3.35% of their portfolio IRVINE, CA 1,825,6951.8m $47.1m $47.1m 3.35% Reduced -1.7m -1,696,168
23 Good Life Advisors, LLC 5.87% of their portfolio READING, PA 1,782,5181.8m $46.0m $46.0m 5.87% Added +578.1k +578,055
24 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 1,544,7921.5m $39.8m $39.8m 0.07% Added +280.8k +280,809
25 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,505,4461.5m $38.8m $38.8m 0.01% Added +397.5k +397,503
26 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,440,4941.4m $37.2m $37.2m 0.01% Added +1.3m +1,270,483
27 GIRARD ADVISORY SERVICES, LLC 4.05% of their portfolio KING OF PRUSSIA, PA 1,419,3781.4m $36.6m $36.6m 4.05% Added +110.1k +110,125
28 SigFig Wealth Management, LLC 2.10% of their portfolio SAN FRANCISCO, CA 1,408,6631.4m $38.2m $38.2m 2.10% Added +800.6k +800,574
29 KWB Wealth 6.38% of their portfolio REDLANDS, CA 1,375,8691.4m $34.6m $34.6m 6.38% Added +15.6k +15,552
30 Money Design Co.,Ltd. 2.06% of their portfolio TOKYO, M0 1,353,1521.4m $34.9m $34.9m 2.06% Reduced -1.2m -1,236,560
31 GREAT VALLEY ADVISOR GROUP, INC. 1.57% of their portfolio WILMINGTON, DE 1,305,5531.3m $33.7m $33.7m 1.57% Reduced -35.3k -35,282
32 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,066,7761.1m $27.5m $27.5m 0.01% Reduced -211.5k -211,452
33 Gerber Kawasaki Wealth & Investment Management 2.17% of their portfolio SANTA MONICA, CA 1,063,4461.1m $27.4m $27.4m 2.17% Added +49.4k +49,358
34 Equitable Holdings, Inc. 0.44% of their portfolio NEW YORK, NY 1,057,5901.1m $27.3m $27.3m 0.44% Added +124.2k +124,202
35 RESTON WEALTH MANAGEMENT LLC 13.02% of their portfolio Reston, VA 965,555965.6k $24.9m $24.9m 13.02% Added +82.2k +82,208
36 Waverly Advisors, LLC 1.29% of their portfolio BIRMINGHAM, AL 956,429956.4k $24.7m $24.7m 1.29% Reduced -42.6k -42,566
37 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 954,095954.1k $24.6m $24.6m 0.00% Added +163.1k +163,062
38 WALLER FINANCIAL PLANNING GROUP, INC 6.80% of their portfolio COLUMBUS, OH 930,740930.7k $24.0m $24.0m 6.80% Added +265.4k +265,415
39 Wealthcare Advisory Partners LLC 1.03% of their portfolio WEST CHESTER, PA 927,317927.3k $23.9m $23.9m 1.03% Added +72.5k +72,528
40 Janney Montgomery Scott LLC 0.10% of their portfolio PHILADELPHIA, PA 910,297910.3k $23.5m $23.5m 0.10% Added +13.1k +13,073
41 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 813,871813.9k $21.0m $21.0m 0.03% Reduced -85.8k -85,773
42 Heartwood Wealth Advisors LLC 3.07% of their portfolio RICHMOND, VA 798,275798.3k $20.6m $20.6m 3.07% Added +27.0k +26,957
43 MML INVESTORS SERVICES, LLC 0.14% of their portfolio SPRINGFIELD, MA 794,175794.2k $20.5m $20.5m 0.14% Reduced -115.8k -115,812
44 Gateway Wealth Partners, LLC 3.13% of their portfolio APPLETON, WI 787,724787.7k $20.3m $20.3m 3.13% Reduced -67.9k -67,893
45 AE Wealth Management LLC 0.13% of their portfolio TOPEKA, KS 776,397776.4k $20.0m $20.0m 0.13% Reduced -36.9k -36,913
46 ARRIEN INVESTMENTS, INC. 18.25% of their portfolio BOISE, ID 726,679726.7k $18.7m $18.7m 18.25% First filing
47 Bristlecone Advisors, LLC 2.04% of their portfolio BELLEVUE, WA 720,870720.9k $18.6m $18.6m 2.04% Reduced -8.6k -8,647
48 MONETA GROUP INVESTMENT ADVISORS LLC 0.45% of their portfolio ST LOUIS, MO 719,404719.4k $18.6m $18.6m 0.45% Added +29.6k +29,638
49 PARK AVENUE SECURITIES LLC 0.31% of their portfolio NEW YORK, NY 709,018709.0k $18.3m $18.3m 0.31% Reduced -115.2k -115,198
50 PFS INVESTMENTS INC. 0.32% of their portfolio DULUTH, GA 705,021705.0k $18.3m $18.3m 0.32% Added +185.8k +185,802
51 TRUEFG, LLC 8.13% of their portfolio CEDAR PARK, TX 698,364698.4k $18.0m $18.0m 8.13% Added +19.6k +19,593
52 LODESTAR PRIVATE ASSET MANAGEMENT LLC 3.21% of their portfolio ALAMO, CA 696,922696.9k $18.0m $18.0m 3.21% Added +387.2k +387,167
53 TOBIAS FINANCIAL ADVISORS, INC. 5.20% of their portfolio Plantation, FL 687,551687.6k $17.7m $17.7m 5.20% Added +16.8k +16,815
54 Garrett Wealth Advisory Group, LLC 8.29% of their portfolio WEATHERFORD, TX 658,801658.8k $17.0m $17.0m 8.29% Added +24.0k +23,951
55 WCG Wealth Advisors LLC 2.16% of their portfolio LAS VEGAS, NV 652,238652.2k $16.8m $16.8m 2.16% Reduced -2.2k -2,208
56 Algorithmic Investment Models, LLC 11.24% of their portfolio Boston, MA 627,225627.2k $16.2m $16.2m 11.24% Reduced -1.9k -1,921
57 Cetera Advisor Networks LLC 0.11% of their portfolio EL SEGUNDO, CA 591,835591.8k $15.3m $15.3m 0.11% Added +131.5k +131,475
58 Rooted Wealth Advisors, Inc. 11.26% of their portfolio BOURBONNAIS, IL 589,666589.7k $15.2m $15.2m 11.26% Added +54.1k +54,111
59 IHT Wealth Management, LLC 0.86% of their portfolio Chicago, IL 586,049586.0k $15.1m $15.1m 0.86% Reduced -415.6k -415,635
60 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 564,310564.3k $14.6m $14.6m 0.07% Reduced -132.8k -132,805
61 WealthPLAN Partners, LLC 1.58% of their portfolio OMAHA, NE 539,354539.4k $13.9m $13.9m 1.58% Added +9.1k +9,109
62 Financial Strategies Group, Inc. 5.32% of their portfolio OKEMOS, MI 535,689535.7k $13.8m $13.8m 5.32% Added +14.6k +14,616
63 Mariner, LLC 0.04% of their portfolio Overland Park, KS 530,994531.0k $13.7m $13.7m 0.04% Added +351.8k +351,789
64 Trinity Wealth Management, LLC 8.90% of their portfolio BERWYN, PA 525,963526.0k $13.6m $13.6m 8.90% Added +28.7k +28,667
65 Astoria Strategic Wealth, Inc. 5.21% of their portfolio NEW BRAUNFELS, TX 523,701523.7k $13.5m $13.5m 5.21% Reduced -1.4k -1,378
66 IFG Advisory, LLC 1.26% of their portfolio ATLANTA, GA 522,527522.5k $13.5m $13.5m 1.26% Added +26.7k +26,679
67 Larson Financial Group LLC 1.45% of their portfolio ST LOUIS, MO 517,367517.4k $13.3m $13.3m 1.45% Added +72.2k +72,164
68 Rinkey Investments 6.88% of their portfolio San Diego, CA 509,135509.1k $13.1m $13.1m 6.88% Added +30.8k +30,821
69 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 506,514506.5k $13.1m $13.1m 0.02% New
70 Clear Creek Financial Management, LLC 2.45% of their portfolio SILVERDALE, WA 501,128501.1k $12.9m $12.9m 2.45% Added +4.6k +4,564
71 OneDigital Investment Advisors LLC 0.30% of their portfolio OVERLAND PARK, KS 499,410499.4k $12.9m $12.9m 0.30% Added +126.5k +126,501
72 Advisory Alpha, LLC 0.82% of their portfolio HOLLAND, MI 497,911497.9k $12.8m $12.8m 0.82% Added +16.8k +16,814
73 CHOREO, LLC 0.45% of their portfolio ROCKFORD, IL 490,094490.1k $12.6m $12.6m 0.45% New
74 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.07% of their portfolio IRVING, TX 481,926481.9k $12.4m $12.4m 0.07% Added +786 +786
75 Rockbridge Investment Management, LCC 2.28% of their portfolio Syracuse, NY 479,938479.9k $12.4m $12.4m 2.28% Added +10.7k +10,679
76 Destiny Capital Corp/CO 10.01% of their portfolio DENVER, CO 476,975477.0k $12.3m $12.3m 10.01% Added +107 +107
77 Jacobi Capital Management LLC 1.45% of their portfolio PITTSTON, PA 474,798474.8k $12.2m $12.2m 1.45% Added +30.0k +30,038
78 Pinnacle Wealth Planning Services, Inc. 1.97% of their portfolio MANSFIELD, OH 458,756458.8k $11.8m $11.8m 1.97% Added +32.4k +32,422
79 Savant Capital, LLC 0.22% of their portfolio ROCKFORD, IL 454,236454.2k $11.7m $11.7m 0.22% Reduced -23.9k -23,932
80 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 449,237449.2k $11.6m $11.6m 0.02% Added +85.2k +85,199
81 Leading Edge Financial Planning LLC 8.25% of their portfolio KNOXVILLE, TN 442,128442.1k $11.4m $11.4m 8.25% Added +96.9k +96,861
82 PAX Financial Group, LLC 2.62% of their portfolio SAN ANTONIO, TX 424,072424.1k $10.9m $10.9m 2.62% Added +14.8k +14,837
83 Balefire, LLC 4.78% of their portfolio DALLAS, TX 418,863418.9k $10.8m $10.8m 4.78% Reduced -47.0k -47,028
84 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 407,366407.4k $10.5m $10.5m 0.05% Reduced -162.0k -161,999
85 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 402,375402.4k $10.4m $10.4m 0.02% Reduced -103.4k -103,360
86 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 369,304369.3k $9.5m $9.5m 0.02% Added +203.0k +202,973
87 AIFG Consultants Ltd. 8.05% of their portfolio HALFMOON, NY 368,468368.5k $9.5m $9.5m 8.05% Added +256.7k +256,680
88 Towercrest Capital Management 1.92% of their portfolio NEWTOWN, PA 357,154357.2k $9.2m $9.2m 1.92% Added +86.1k +86,067
89 Eldridge Investment Advisors, Inc. 3.13% of their portfolio MANCHESTER, NH 350,644350.6k $9.0m $9.0m 3.13% Added +29.9k +29,889
90 Melone Private Wealth, LLC 6.76% of their portfolio AUBURN HILLS, MI 340,592340.6k $8.9m $8.9m 6.76% Added +25.4k +25,365
91 Horizon Investments, LLC 0.26% of their portfolio Charlotte, NC 339,964340.0k $8.8m $8.8m 0.26% Added +87.0k +87,028
92 Allworth Financial LP 0.09% of their portfolio FOLSOM, CA 337,481337.5k $8.7m $8.7m 0.09% Reduced -22.1k -22,098
93 Banco Santander, S.A. 0.13% of their portfolio Madrid, U3 330,956331.0k $8.5m $8.5m 0.13% Reduced -39.2k -39,209
94 RFG Advisory, LLC 0.41% of their portfolio BIRMINGHAM, AL 324,127324.1k $8.4m $8.4m 0.41% Reduced -138.8k -138,823
95 UNIVEST FINANCIAL Corp 2.59% of their portfolio SOUDERTON, PA 321,621321.6k $8.3m $8.3m 2.59% Added +65.5k +65,457
96 FOUNDERS FINANCIAL SECURITIES LLC 1.20% of their portfolio TOWSON, MD 321,525321.5k $8.3m $8.3m 1.20% Added +90.1k +90,075
97 Tennessee Valley Asset Management Partners 2.54% of their portfolio KNOXVILLE, TN 302,137302.1k $7.8m $7.8m 2.54% Reduced -36.0k -36,041
98 USAdvisors Wealth Management, LLC 3.68% of their portfolio EDEN PRAIRIE, MN 299,735299.7k $7.7m $7.7m 3.68% Added +16.9k +16,944
99 Integrated Advisors Network LLC 0.45% of their portfolio DALLAS, TX 291,641291.6k $7.5m $7.5m 0.45% Added +156.4k +156,443
100 SENTINEL PENSION ADVISORS, LLC 1.92% of their portfolio WAKEFIELD, MA 290,916290.9k $7.6m $7.6m 1.92% Reduced -1.5k -1,468