Vault-13

SPDR SER TR SPAB

PORTFOLIO AGRGTE · ETP · CUSIP 78464A649

422 institutional holders +31 vs Q3 2022
179,492,689179.5m shares reported held*
$4.3bnreported value*
51 new 170 added 139 reduced 38 sold out net bought ≈ $156.0m (+6.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $23.78. Options: 2 managers hold calls ($505.2k notional), 1 hold puts ($2.5k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 391Q4 22: 422422Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022391
Q4 2022422

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $4.4mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $505.2kQ4 22 puts: $2.5kQ4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$4.4m$00.00
Q4 2022$505.2k$2.5k0.00

Biggest buyers

STATE STREET CORP Added +5,190,829+5.2m
LPL Financial LLC Added +3,284,754+3.3m
GM Advisory Group, LLC Added +1,403,779+1.4m
Keudell/Morrison Wealth Management New +1,126,911+1.1m
Gerber Kawasaki Wealth & Investment Management Added +900,076+900.1k
CWM, LLC Added +829,787+829.8k
Heartwood Wealth Advisors LLC New +771,318+771.3k
Private Advisor Group, LLC Added +613,704+613.7k
OLD MISSION CAPITAL LLC New +601,932+601.9k
UBS Group AG Added +592,623+592.6k

Biggest sellers

RFG Advisory, LLC Reduced -2,411,342-2.4m
JANE STREET GROUP, LLC Sold out -2,175,236-2.2m
Baker Avenue Asset Management, LP Reduced -1,835,890-1.8m
Allworth Financial LP Reduced -1,040,686-1.0m
RAYMOND JAMES & ASSOCIATES Reduced -1,009,411-1.0m
AlphaStar Capital Management, LLC Reduced -913,319-913.3k
Gradient Investments LLC Reduced -913,141-913.1k
Stadion Money Management, LLC Reduced -628,542-628.5k
RiverFront Investment Group, LLC Reduced -571,685-571.7k
MERCER GLOBAL ADVISORS INC /ADV Reduced -565,061-565.1k

Biggest calls

Paladin Advisory Group, LLC Reduced $404.7k16.1k shares
CITADEL ADVISORS LLC New $100.5k4.0k shares

Biggest puts

CITADEL ADVISORS LLC New $2.5k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STATE STREET CORP 0.03% of their portfolio BOSTON, MA 16,993,58417.0m $427.0m $427.0m 0.03% Added +5.2m +5,190,829
2 LPL Financial LLC 0.26% of their portfolio FORT MILL, SC 12,035,23412.0m $302.4m $302.4m 0.26% Added +3.3m +3,284,754
3 Stadion Money Management, LLC 18.30% of their portfolio WATKINSVILLE, GA 8,719,3228.7m $219.1m $219.1m 18.30% Reduced -628.5k -628,542
4 ENVESTNET ASSET MANAGEMENT INC 0.11% of their portfolio Berwyn, PA 8,129,2678.1m $204.3m $204.3m 0.11% Reduced -365.6k -365,640
5 RiverFront Investment Group, LLC 3.02% of their portfolio RICHMOND, VA 6,935,6046.9m $13.3m $13.3m 3.02% Reduced -571.7k -571,685
6 Cerity Partners OCIO LLC 5.32% of their portfolio New York, NY 6,590,5296.6m $165.6m $165.6m 5.32% Added +93.5k +93,547
7 Gradient Investments LLC 4.28% of their portfolio ARDEN HILLS, MN 5,397,0615.4m $135.6m $135.6m 4.28% Reduced -913.1k -913,141
8 RATIONAL ADVISORS, INC. 9.99% of their portfolio San Juan, PR 4,796,2574.8m $120.5m $120.5m 9.99% Reduced -351.6k -351,573
9 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 4,246,7754.2m $2.5m $2.5m 0.07% Added +613.7k +613,704
10 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 1.28% of their portfolio PLYMOUTH, MN 3,843,7673.8m $99.4m $99.4m 1.28% Reduced -296.6k -296,580
11 WEALTHSOURCE PARTNERS, LLC 6.68% of their portfolio SAN LUIS OBISPO, CA 3,752,0133.8m $94.3m $94.3m 6.68% Reduced -125.7k -125,739
12 Trilogy Capital Inc. 6.28% of their portfolio IRVINE, CA 3,521,8633.5m $88.5m $88.5m 6.28% Added +30.7k +30,670
13 CWM, LLC 0.65% of their portfolio OMAHA, NE 3,501,8283.5m $88.0m $88.0m 0.65% Added +829.8k +829,787
14 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,348,2583.3m $84.1m $84.1m 0.01% Added +287.9k +287,923
15 Willow Creek Wealth Management Inc. 13.67% of their portfolio Sebastopol, CA 3,275,2343.3m $82.3m $82.3m 13.67% Reduced -155.3k -155,293
16 OSAIC HOLDINGS, INC. 0.14% of their portfolio SCOTTSDALE, AZ 2,751,1722.8m $69.1m $69.1m 0.14% Added +95.9k +95,900
17 Money Design Co.,Ltd. 2.22% of their portfolio TOKYO, M0 2,589,7122.6m $65.1m $65.1m 2.22% Added +404.5k +404,534
18 ASSETMARK, INC 0.25% of their portfolio CONCORD, CA 2,325,1832.3m $58.4m $58.4m 0.25% Added +525.4k +525,365
19 N.E.W. Advisory Services LLC 8.40% of their portfolio DE PERE, WI 2,135,2142.1m $53.7m $53.7m 8.40% Added +138.8k +138,819
20 McNamara Financial Services, Inc. 13.19% of their portfolio MARSHFIELD, MA 1,980,1472.0m $49.8m $49.8m 13.19% Added +74.0k +74,033
21 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 1,923,8251.9m $48.3m $48.3m 0.04% Reduced -1.0m -1,009,411
22 GM Advisory Group, LLC 4.88% of their portfolio MELVILLE, NY 1,818,8871.8m $45.7m $45.7m 4.88% Added +1.4m +1,403,779
23 KWB Wealth 6.50% of their portfolio REDLANDS, CA 1,360,3171.4m $34.2m $34.2m 6.50% Added +24.9k +24,873
24 GREAT VALLEY ADVISOR GROUP, INC. 1.72% of their portfolio WILMINGTON, DE 1,340,8351.3m $33.7m $33.7m 1.72% Added +76.5k +76,518
25 GIRARD ADVISORY SERVICES, LLC 3.73% of their portfolio KING OF PRUSSIA, PA 1,309,2531.3m $32.9m $32.9m 3.73% Reduced -88.8k -88,804
26 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.17% of their portfolio TORONTO, A6 1,300,0001.3m $32.7m $32.7m 0.17% Unchanged
27 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,278,2281.3m $32.1m $32.1m 0.01% Added +274.4k +274,358
28 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 1,263,9831.3m $31.8m $31.8m 0.06% Added +441.2k +441,163
29 Good Life Advisors, LLC 4.18% of their portfolio READING, PA 1,204,4631.2m $30.3m $30.3m 4.18% Added +51.6k +51,606
30 Keudell/Morrison Wealth Management 9.09% of their portfolio Salem, OR 1,126,9111.1m $28.3m $28.3m 9.09% New
31 BlackRock Inc. 0.00% of their portfolio New York, NY 1,113,9791.1m $28.0m $28.0m 0.00% Added +83.2k +83,243
32 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,107,9431.1m $27.8m $27.8m 0.01% Reduced -372.3k -372,258
33 Gerber Kawasaki Wealth & Investment Management 2.26% of their portfolio SANTA MONICA, CA 1,014,0881.0m $25.5m $25.5m 2.26% Added +900.1k +900,076
34 IHT Wealth Management, LLC 1.58% of their portfolio Chicago, IL 1,001,6841.0m $25.2m $25.2m 1.58% Added +69.8k +69,759
35 Waverly Advisors, LLC 1.39% of their portfolio BIRMINGHAM, AL 998,995999.0k $25.1m $25.1m 1.39% Reduced -30.2k -30,203
36 Equitable Holdings, Inc. 0.41% of their portfolio NEW YORK, NY 933,388933.4k $23.5m $23.5m 0.41% Added +154.1k +154,104
37 MML INVESTORS SERVICES, LLC 0.15% of their portfolio SPRINGFIELD, MA 909,987910.0k $22.9m $22.9m 0.15% Added +58.0k +58,046
38 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 899,644899.6k $22.6m $22.6m 0.03% Reduced -116.9k -116,863
39 Janney Montgomery Scott LLC 0.09% of their portfolio PHILADELPHIA, PA 897,224897.2k $22.5m $22.5m 0.09% Reduced -100.7k -100,706
40 RESTON WEALTH MANAGEMENT LLC 12.26% of their portfolio Reston, VA 883,347883.3k $22.2m $22.2m 12.26% Reduced -295.3k -295,343
41 Gateway Wealth Partners, LLC 3.70% of their portfolio APPLETON, WI 855,617855.6k $21.5m $21.5m 3.70% First filing
42 Wealthcare Advisory Partners LLC 1.03% of their portfolio WEST CHESTER, PA 854,789854.8k $21.5m $21.5m 1.03% Reduced -6.9k -6,917
43 TORONTO DOMINION BANK 0.03% of their portfolio TORONTO, ONTARIO, A6 850,000850.0k $21.3m $21.3m 0.03% Reduced -237.0k -237,000
44 PARK AVENUE SECURITIES LLC 0.37% of their portfolio NEW YORK, NY 824,216824.2k $20.7m $20.7m 0.37% Added +66.5k +66,505
45 AE Wealth Management LLC 0.15% of their portfolio TOPEKA, KS 813,310813.3k $20.4m $20.4m 0.15% Added +205.4k +205,366
46 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 791,033791.0k $19.9m $19.9m 0.00% Added +333.9k +333,943
47 Heartwood Wealth Advisors LLC 3.04% of their portfolio RICHMOND, VA 771,318771.3k $19.4m $19.4m 3.04% New
48 UBS Group AG 0.01% of their portfolio ZURICH, V8 748,463748.5k $18.8m $18.8m 0.01% Added +592.6k +592,623
49 Bristlecone Advisors, LLC 2.25% of their portfolio BELLEVUE, WA 729,517729.5k $18.3m $18.3m 2.25% Reduced -226.4k -226,412
50 Cambridge Investment Research Advisors, Inc. 0.09% of their portfolio FAIRFIELD, IA 697,115697.1k $17.5m $17.5m 0.09% Added +18.5k +18,513
51 MONETA GROUP INVESTMENT ADVISORS LLC 0.49% of their portfolio ST LOUIS, MO 689,766689.8k $17.9m $17.9m 0.49% Added +41.8k +41,790
52 TRUEFG, LLC 8.13% of their portfolio CEDAR PARK, TX 678,771678.8k $17.1m $17.1m 8.13% Added +8.5k +8,480
53 TOBIAS FINANCIAL ADVISORS, INC. 5.54% of their portfolio Plantation, FL 670,736670.7k $16.9m $16.9m 5.54% Added +106.2k +106,215
54 WALLER FINANCIAL PLANNING GROUP, INC 4.85% of their portfolio COLUMBUS, OH 665,325665.3k $16.7m $16.7m 4.85% Reduced -74.0k -74,013
55 WCG Wealth Advisors LLC 2.26% of their portfolio LAS VEGAS, NV 654,446654.4k $16.4m $16.4m 2.26% Added +59.6k +59,584
56 Garrett Wealth Advisory Group, LLC 8.19% of their portfolio WEATHERFORD, TX 634,850634.9k $16.0m $16.0m 8.19% Added +19.6k +19,576
57 Algorithmic Investment Models, LLC 11.14% of their portfolio Boston, MA 629,146629.1k $15.8m $15.8m 11.14% Added +125.5k +125,519
58 SigFig Wealth Management, LLC 0.87% of their portfolio SAN FRANCISCO, CA 608,089608.1k $17.6m $17.6m 0.87% Reduced -6.6k -6,630
59 OLD MISSION CAPITAL LLC 0.66% of their portfolio CHICAGO, IL 601,932601.9k $15.1m $15.1m 0.66% New
60 Cetera Investment Advisers 0.13% of their portfolio SCHAUMBURG, IL 575,732575.7k $14.5m $14.5m 0.13% Added +356.8k +356,838
61 CAPTRUST FINANCIAL ADVISORS 0.07% of their portfolio RALEIGH, NC 569,365569.4k $14.3m $14.3m 0.07% Reduced -166.6k -166,575
62 Rooted Wealth Advisors, Inc. 11.29% of their portfolio BOURBONNAIS, IL 535,555535.6k $13.5m $13.5m 11.29% First filing
63 WealthPLAN Partners, LLC 0.94% of their portfolio OMAHA, NE 530,245530.2k $13.5m $13.5m 0.94% First filing
64 WealthPlan Investment Management, LLC 0.95% of their portfolio OMAHA, NE 530,245530.2k $13.5m $13.5m 0.95% Added +5.5k +5,479
65 Astoria Strategic Wealth, Inc. 5.52% of their portfolio NEW BRAUNFELS, TX 525,079525.1k $13.2m $13.2m 5.52% Reduced -22.6k -22,640
66 Financial Strategies Group, Inc. 5.44% of their portfolio OKEMOS, MI 521,073521.1k $13.1m $13.1m 5.44% Reduced -6.0k -6,018
67 PFS INVESTMENTS INC. 0.24% of their portfolio DULUTH, GA 519,219519.2k $13.0m $13.0m 0.24% Added +126.9k +126,935
68 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 505,735505.7k $12.7m $12.7m 0.03% Reduced -123.6k -123,613
69 Trinity Wealth Management, LLC 8.89% of their portfolio BERWYN, PA 497,296497.3k $12.5m $12.5m 8.89% Added +132.8k +132,842
70 Clear Creek Financial Management, LLC 2.74% of their portfolio SILVERDALE, WA 496,564496.6k $12.5m $12.5m 2.74% Reduced -59.6k -59,609
71 IFG Advisory, LLC 1.24% of their portfolio ATLANTA, GA 495,848495.8k $12.5m $12.5m 1.24% Reduced -3.6k -3,569
72 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.07% of their portfolio IRVING, TX 481,140481.1k $12.1m $12.1m 0.07% Reduced -83.5k -83,545
73 Advisory Alpha, LLC 0.86% of their portfolio HOLLAND, MI 481,097481.1k $12.1m $12.1m 0.86% Added +22.1k +22,141
74 Rinkey Investments 7.19% of their portfolio San Diego, CA 478,314478.3k $12.0m $12.0m 7.19% Reduced -3.6k -3,637
75 Savant Capital, LLC 0.29% of their portfolio ROCKFORD, IL 478,168478.2k $12.0m $12.0m 0.29% Added +330.8k +330,794
76 Aspire Private Capital, LLC 4.30% of their portfolio Cornelius, NC 477,046477.0k $12.0m $12.0m 4.30% Added +220.8k +220,839
77 Destiny Capital Corp/CO 10.04% of their portfolio DENVER, CO 476,868476.9k $12.2m $12.2m 10.04% First filing
78 Rockbridge Investment Management, LCC 2.39% of their portfolio Syracuse, NY 469,259469.3k $11.8m $11.8m 2.39% Added +202.6k +202,565
79 Balefire, LLC 4.92% of their portfolio DALLAS, TX 465,891465.9k $11.9m $11.9m 4.92% Added +20.8k +20,754
80 RFG Advisory, LLC 0.60% of their portfolio BIRMINGHAM, AL 462,950462.9k $12.0m $12.0m 0.60% Reduced -2.4m -2,411,342
81 Cetera Advisor Networks LLC 0.09% of their portfolio EL SEGUNDO, CA 460,360460.4k $11.6m $11.6m 0.09% Added +272.1k +272,096
82 Stewardship Advisors, LLC 4.63% of their portfolio MOUNT JOY, PA 457,570457.6k $11.5m $11.5m 4.63% Added +13.5k +13,540
83 Larson Financial Group LLC 1.34% of their portfolio ST LOUIS, MO 445,203445.2k $11.2m $11.2m 1.34% Reduced -182.5k -182,468
84 Jacobi Capital Management LLC 1.40% of their portfolio PITTSTON, PA 444,760444.8k $11.2m $11.2m 1.40% Added +3.8k +3,832
85 Bull Oak Capital, LLC 9.44% of their portfolio RANCHO SANTA FE, CA 444,647444.6k $11.2m $11.2m 9.44% New
86 Pinnacle Wealth Planning Services, Inc. 1.90% of their portfolio MANSFIELD, OH 426,334426.3k $10.7m $10.7m 1.90% Added +98.7k +98,696
87 PAX Financial Group, LLC 2.61% of their portfolio SAN ANTONIO, TX 409,235409.2k $10.3m $10.3m 2.61% Reduced -54.6k -54,611
88 ZACKS INVESTMENT MANAGEMENT 0.14% of their portfolio Chicago, IL 392,534392.5k $9.9m $9.9m 0.14% Added +310.9k +310,944
89 OneDigital Investment Advisors LLC 0.27% of their portfolio OVERLAND PARK, KS 372,909372.9k $9.4m $9.4m 0.27% Added +160.1k +160,123
90 Banco Santander, S.A. 0.14% of their portfolio Madrid, U3 370,165370.2k $9.3m $9.3m 0.14% Added +107.8k +107,810
91 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 364,038364.0k $9.1m $9.1m 0.02% Added +78.1k +78,093
92 Allworth Financial LP 0.10% of their portfolio FOLSOM, CA 359,579359.6k $9.0m $9.0m 0.10% Reduced -1.0m -1,040,686
93 Leading Edge Financial Planning LLC 7.51% of their portfolio KNOXVILLE, TN 345,267345.3k $8.7m $8.7m 7.51% First filing
94 Levy Wealth Management Group, LLC 2.88% of their portfolio PHILADELPHIA, PA 342,769342.8k $8.6m $8.6m 2.88% Added +169.8k +169,804
95 Tennessee Valley Asset Management Partners 2.95% of their portfolio KNOXVILLE, TN 338,178338.2k $8.5m $8.5m 2.95% Added +255.0k +255,003
96 Eldridge Investment Advisors, Inc. 2.82% of their portfolio MANCHESTER, NH 320,755320.8k $8.1m $8.1m 2.82% Added +54.3k +54,296
97 Melone Private Wealth, LLC 6.71% of their portfolio AUBURN HILLS, MI 315,227315.2k $7.9m $7.9m 6.71% Added +6.8k +6,763
98 PEAK FINANCIAL ADVISORS LLC 7.19% of their portfolio DENVER, CO 314,100314.1k $7.9m $7.9m 7.19% Added +108.6k +108,644
99 LODESTAR PRIVATE ASSET MANAGEMENT LLC 1.49% of their portfolio ALAMO, CA 309,755309.8k $7.8m $7.8m 1.49% First filing
100 IFP Advisors, Inc 0.48% of their portfolio TAMPA, FL 305,812305.8k $18.1m $18.1m 0.48% Reduced -35.6k -35,620